Dank v. Benson
Dank v. Benson
Concurring Opinion
Concurring, and joined by KAUGER and WATT, JJ.
111 Although I agree with the opinion, it is my additional observation that the Speech or Debate Clause of the Oklahoma Constitution
. Oklahoma Constitution, Art. V § 22 provides: Senators and Representatives shall, except for treason, felony, or breach of the peace, be privileged from arrest during the session of the Legislature, and in going to and returning from the same, and, for any speech or debate in either House, shall not be questioned in any other place. (emphasis added)
Opinion of the Court
{1 Dank [petitioner] asks this Court to decide whether the custom and practice employed in the House of Representatives when proposed legislation is brought up for final vote offends the provisions of Okla. Const. art. 5, § 34.
FACTS AND PROCEDURAL HISTORY
12 Petitioner Odilia Dank, a member of the Oklahoma House of Representatives [House] since 1994, today asks the Court to review how the House procedurally conducts itself when pressing for the final passage of a bill. She asserts that the House has "never" caused proposed legislation to be "read at length" before a final vote is taken on it-a process which, according to her, is constitutionally mandated. Dank contends the constitutionally-deficient legislative procedure persists in spite of several efforts on her part to change it. On past occasions petitioner has sought to have the House change its rules to comport with her understanding of the "read at length" requirement and she has raised (with limited success) points of order contesting the leadership's failure to comply with Okla. Const. art. 5, § 34's provisions.
T3 Petitioner would have the Court (1) construe Okla. Const. art. 5, § 34's phrase "read at length" to mean "reading each and every word of the bill proposed to be finally passed from beginning to end, without omis
114 Loyd Benson [respondent], the House Speaker, asserts absolute immunity to the petitioner's suit premised upon the protection afforded by the Speech and Debate clause
II
DANS APPLICATION PRESENTS A NONJUSTICIABLE CLAIM
A
115 As we begin our analysis today, we are mindful of the Court's holding in City of Sapulpa v. Land, 101 Okla. 22, 223 P. 640, 644 (1924), that:
"The judiciary system of this state is the creature of the Constitution and the statute laws of the state. The Supreme sovereign power of this state rests in the people of the state."
The enunciated legal principle rightly demands great respect for the people's will as expressed in the state's organic law. Though the resolution of causes often turn upon the law's minutiae, there are indeed conflicts-such as the one now before the Court-which find much of their resolution in broader constitutional principles.
16 Because Dank takes issue with the House procedure used to bring proposed legislation to a final vote, her action necessarily implicates the constitutionally-committed authority of each House
B
17 Petitioner claims there is a likelihood that the House (through its elected leadership, ie., the Speaker) will engage in future procedural conduct which will be vio-lative of Okla. Const. art. 5, § 34. In essence her claim-which is not based on actual, reported procedural acts of the current Legislature and does not assert constitutional flaws in enacted legislation-asks the Court to address a hypothetical situation which may or may not arise. It is not the business of the Court to give advisory opinions on hypothetical questions.
T8 To be justiciable Dank's claim must be suitable for judicial inquiry. This requires determining whether the controversy (a) is definite and concrete, (b) concerns legal relations among parties with adverse interests and (c) is real and substantial so as to be capable of a decision granting or denying specific relief of a conclusive nature.
19 First, the petitioner's claim fails to satisfy the test's initial criterium, ie., is the claim fixed and substantive and not of a hypothetical character. For the Court to assume original jurisdiction and to grant the requested form of relief the cause must be of sufficient immediacy and reality as to warrant the pronouncement of judgment. The asserted claim implicates neither (a) enrolled legislation carrying the force of law nor (b) an imminent constitutional crisis which threatens governmental operation. When in Ethics Com'n v. Cullison, 1993 OK 37, 850 P.2d 1069, the Court assumed original jurisdiction, the case clearly satisfied the justicia-bility criterium of "immediacy and reality" since it raised the specter of an "intolerable conflict" between co-ordinate branches of government which possessed the potential
110 Secondly, because Dank's claim comes solely in the guise of an intra-House dispute, its justiciability must also be assessed in conjunction with the separation-of-powers doctrine. Dank's "application to assume original jurisdiction" asks the Court to issue mandamus to force the Legislature's compliance with the "read at length" provision. This the Court cannot do. Oklahoma's extant jurisprudence clearly delimits the Court's power over the Legislature. In Jones v. Freeman, 193 Okla. 554, 146 P.2d 564 (1944), it was held:
"The Legislature, being a co-ordinate branch of the government, may not be compelled by the courts to perform a legislative duty, even though the performance of that duty be required by the Constitution."
Generally speaking, the separation-of-powers doctrine prevents the Court's intrusion by writ of mandamus into the House's exercise of its constitutionally-assigned legislative function.
III
CONCLUSION
{11 By her application petitioner would have the Court assume original jurisdiction over an intra-House dispute, construe the "read at length" provision of Okla. Const. art. 5, § 34, and mandate rules of procedure to be used in the House to implement the Court's construction of the constitutional provision.
112 The declaratory relief which Dank seeks is not available under the facts of her application because it does not present circumstances imbued with the immediacy and reality required under Oklahoma's extant jurisprudence to grant a declaratory judgment. Further, the Court is without authority to interject itself into the legislative process [assigned by the constitution to the House] by directing how that body shall conduct its business. While not giving the petitioner the judicial solution she seeks, the Court's pronouncement does give efficacy to the limitations on governmental function posited with each governmental branch by the people of Oklahoma under the separation-of-powers doctrine.
. The terms of Okla. Const. art. 5, § 34 provide:
"Every bill shall be read on three different days in each House, and no bill shall become law unless, on its final passage, it be read at length, and no law shall be passed unless upon a vote of a majority of all the members elected to each House in favor of such law; and the question, upon final passage, shall be taken upon its last reading, and the yeas and nays shall be entered upon the journal." [Emphasis added.]
. The relief which the petitioner seeks in her application is at variance with the position she advanced during oral argument where she indicated that a declaratory judgment would suffice. Nonetheless, she has not amended her paperwork filed in this cause where a writ of mandamus directed to the House is sought.
. For the terms of Okla. Const. art. 5, § 34 see supra note 1.
. Attorney General's Opinion No. 98-38.
. Petitioner offers that while it is the House's custom and practice to furnish Members with a printed form of the bill before the final vote is taken, bills are often lengthy and time constraints prevent her from reading the same at length before she is required to vote. Petitioner's counsel also acknowledged during oral argument that it would be physically impossible for the House to "read at length" [as Dank has defined the phrase] the volume of legislation pending before the House in the current legislative session.
. Counsel for respondent in oral argument before the Court offered-and the petitioner did not controvert-that the House's journal reflects that during the 1999 legislative session the Members were not asked to vote on proposed legislation solely on the basis of bill summaries and were in fact provided with full copies of all bills before voles were taken upon the same. Respondent did acknowledge that the complained of procedures were used in earlier legislative sessions.
. See Okla. Const. art. 5, § 22.
. See Okla. Const. art. 5, § 30, which provides in pertinent part:
"Each House may determine the rules of its proceedings...."
. See Okla. Const. art. 5, § 1, whose pertinent terms provide:
The Legislative authority of the State shall be vested in a Legislature, consisting of a Senate and a House of Representatives...."
. See Okla. Const. art. 7, § 4, whose pertinent terms provide:
'The appellate jurisdiction of the Supreme Court shall ... extend to all cases at law and in equity.... The original jurisdiction of the Supreme Court shall extend to a general superintending control over all inferior courts and*1091 all Agencies, Commissions and Boards created by law."
. For examples of circumstances presenting crises of a constitutional dimension warranting the assumption of original jurisdiction, see Bellmon v. Barker, 1988 OK 79, 760 P.2d 813, and Ethics Com'n v. Cullison, 1993 OK 37, 850 P.2d 1069. Both cases involved "intolerable conflict" between co-ordinate branches of government which possessed the potential for gridlock. Id. at 1073.
. The separation-of-powers doctrine is most appreciated when viewed in the context of governmental checks and balances. Mr. Justice Brandeis assessed the value of the separation-of-powers doctrine (as it relates to the federal government) when he observed:
'The doctrine of the separation of powers was adopted by the convention of 1787 not to promote efficiency but to preclude the exercise of arbitrary power. The purpose was not to avoid friction, but, by means of the inevitable friction incident to the distribution of the governmental powers among the three departments, to save the people from autocracy." Myers v. U.S., 272 U.S. 52, 47 S.Ct. 21, 85, 71 L.Ed. 160.
. The terms of Okla. Const. art 4, § 1 provide:
''The powers of the government of the State of Oklahoma shall be divided into three separate departments: The Legislative, Executive, and Judicial; and except as provided in this Constitution, the Legislative, Executive, and Judicial departments of government shall be separate and distinct, and neither shall exercise the powers properly belonging to either of the others." {Emphasis added.]
. Tweedy v. Oklahoma Bar Ass'n, 1981 OK 12, 624 P.2d 1049, 1054.
. Application of Fun Country Development Authority, 1977 OK 138, 566 P.2d 1167.
. State of Okla. ex rel. Dept. of Transp., 1982 OK 36, 646 P.2d 605, 608-609.
. Cullison, supra note 11 at 1703.
. Petitioner asks that the sought declaratory relief be given "prospective" application. See Dank's Brief in Support of Application to Assume Original Jurisdiction, p. 14. Her request necessarily implicates the immediacy criterium enunciated in Keating v. Johnson, 1996 OK 61, 918 P.2d 51, 55. There the Court held:
"[The present posture of the case as delivered to us by petitioners, particularly in light of their own request that we make any decision prospective to a future date to afford the Governor and Legislature time to enact curative legislation should we decide one or more of the challenged provisions are unconstitutional ... appears to counsel against a determination there is any need for our immediate attention. In our view, although the question(s) presented are important, petitioners have failed to show there is some immediacy involved in this controversy that would call for this Court to exercise its discretion to hear the matter at the present time." [Emphasis added.]
. Puckett v. Cook, 1978 OK 108, 586 P.2d 721, 723.
. Romang v. Cordell, 1952 OK 139, 206 Okla. 369, 243 P.2d 677, 680; City of Bethany v. District Court of Oklahoma County, 200 Okla. 49, 191 P.2d 187, 189.
. See Okla. Const. art. 4, § 1 supra note 13.
015unamimous
concurring.
¶1 The court declines today to take original cognizance of this cause which tenders a claim against the Speaker of the House of Representatives by a member-legislator who seeks judicial declaration that certain internal procedures for processing bills to final passage contravene the provisions of Art. 5, § 34, Okl. Const.
THE PROCESS APPLIED IN THIS CAUSE DID NOT ABRIDGE THE SPEAKER'S CLAIMED IMMUNITY
T2 The Speaker moved that he be dismissed from the cause because he "cannot be haled before the Supreme Court to answer for his legislative activities...." His motion unmistakably invokes the "absolute immunity" claimed to be conferred by the so-called Speech or Debate Clause in Art. 5, § 22, OKI.
3 The immunity interposed by the Speaker, if indeed his due in this cause, does not free him of the law-imposed responsibility to move this court for his dismissal from the suit.
II
TODAY'S PRONOUNCEMENT DOES NOT SIGNAL A RETREAT FROM THE COURTS FUNDAMENTAL-LAW RESPONSIBILITY TO REVIEW GOVERNMENT ACTIONS THAT ARE CHALLENGED IN THE FRAMEWORK OF A JUSTICIABLE CONTROVERSY FOR LACK OF CONFORMITY TO THE COMMANDS OF THE CONSTITUTION
14 No one need be alarmed by today's refusal to accept a nonjusticiable claim. The public must be protected against the judiciary's excessive intrusion into day-to-day conduct of government by operating an on-demand answering service for questions about constitutional orthodoxy.
T 5 Today's pronouncement does not decide that all intracameral
16 Judicial cognizance cannot be invoked by pressing a nonjusticiable controversy-one that presents nothing more than an academic or abstract issue.
T7 No one should assume from today's pronouncement that under no ctreumstances can a legislator's claim be remediable when it is rested on a deprived or impaired opportunity to participate in the "informed deliberative process." Extant federal jurisprudence persuasively demonstrates that relief must be crafted to vindicate the claim of an individual legislator who also tenders a public right. In at least two cases
18 At the core of petitioner's complaint are certain internal procedures alleged to give her too little time for informed deliberation before complex bills are processed to final passage. If the handicap dealt her by these procedures could be said to diminish her effect on the bill's progress in a manner akin to a legislator's pro tanto
SUMMARY
T9 The court did not abridge the Speaker's claimed immunity nor did it abdicate its duty to test the legality of those government actions that stand presented in a posture suitable for judicial relief.
. The terms of Art. 5, § 34, OKI. Const., are:
Every bill shall be read on three different days in each House, and no bill shall become a law unless, on its final passage, it be read at length, and no law shall be passed unless upon a vote of a majority of all the members elected to each House in favor of such law; and the question, upon final passage, shall be taken upon its last reading, and the yeas and nays shall be entered upon the journal.
(emphasis supplied).
. Constitutional jurisprudence of long vintage and unimpeachable authority teaches with unmistakable clarity that under the separation of powers commanded by Art. 4, § 1, Okl. Const., the Supreme Court may neither claim for itself-nor exercise legislatively conferred-power to promulgate rules that would regulate the conduct of any organ of state government other than of judicial institutions inferior in rank. Sterling Refining Co. v. Walker, 1933 OK 446, 25 P.2d 312, 320. For my earlier description of the Sterling holding, see Nelson v. Nelson, 1998 OK 10, 954 P.2d 1219, 1233, n. 30 (Opala, J., dissenting in part); Petuskey v. Cannon, 1987 OK 74, 742 P.2d 1117, 1125 n. 4 (Opala, J., concurring); State ex rel. York v. Turpen, 1984 OK 26, 681 P.2d 763, 767 (Opala, J., concurring).
. The text of Art. 5, § 22, OKI. Const., is:
Senators and Representatives shall, except for treason, felony, or breach of the peace, be privileged from arrest during the session of the Legislature, and in going to and returning from the same, and, for any speech or debate in either House, shall not be questioned in any other place.
. When immunity is granted but the controversy is deemed justiciable the case need not be over. See, e.g., Powell v. McCormack, 395 U.S. 486, 504-05, 89 S.Ct. 1944, 1955-56, 23 L.Ed.2d 491 (1969); Dombrowski v. Eastland, 387 U.S. 82, 85, 87 S.C. 1425, 1427-28, 18 L.Ed.2d 577 (1967); Kilbourn v. Thompson, 103 U.S. (13 Otto.) 168, 202, 26 L.Ed. 377 (1880), where the Court dismissed the actions against the congressmen but allowed them to proceed against substituted parties-legislative employees who implemented the legislators' unconstitutional orders and resolutions. I
. It is unnecessary to pass here on the distinction between an immunity from suit and one from liability. For cases that recognize that distinction, see Leatherman v. Tarrant County Narcotics Intelligence and Coordination Unit, 507 U.S. 163, 166, 113 S.Ct. 1160, 1162, 122 L.Ed.2d 517 (1993); Bergner v. State, 144 Conn. 282, 130 A.2d 293 (Conn. 1957); Handmaker v. Henney, 128 N.M. 328, 992 P.2d 879, 883-84 (1999); Scott v. Prairie View A & M Univ., 7 S.W.3d 717, 719 (Tex.App. 1999); Descant v. Administrators of the Tulane Educational Fund, 639 So.2d 246, 249 (La. 1994); Cundiff v. Crider, 303 Ark. 120, 792 S.W.2d 604, 606 (1990); Ross v. Consumers Power Co., 420 Mich. 567, 363 N.W.2d 641, 651-52 (1984); Guillaume v. Staum, 328 N.W.2d 259, 261 (S.D. 1982); Miller v. Chou, 257 N.W.2d 277, 280 (Minn. 1977); State v. F.W. Fitch Co., 236 Iowa 208, 17 N.W.2d 380, 384 (1945).
. Powell, supra note 4, 395 U.S. at 505, n. 25, 89 S.Ct. at 1956; Tenney v. Brandhove, 341 U.S. 367, 377, 71 S.Ct. 783, 788, 95 L.Ed. 1019 (1951); Gravel v. U.S., 408 U.S. 606, 618-21, 92 S.Ct. 2614, 2624-25, 33 L.Ed.2d 583 (1972).
. Immunity from suit or liability presents for analysis a concept different from that of immunity from service of process. Bingham v. Bingham, 1961 OK 263, 366 P.2d 396, 398.
. "'Intracameral", as used in the text, means occurring in and applicable to the internal operations of a legislative chamber. "Cameral" is defined as "of or relating to a legislative or judicial chamber,." Webster's Third New International Dictionary at 322 (1961). The term "intra" means "within", "during" or "internal." Id. at 1185.
. Judicial intrusion upon internal procedures of a legislative assembly must be consistent with the autonomy of each chamber, which is commanded by Art. 5, § 30, OkIl. Const. The pertinent terms of § 30 are:
Each House may determine the rules of its proceedings....
. Hughey v. Grand River Dam Authority, 1995 OK 56, 897 P.2d 1138, 1143; Northeast Okl. Elec. v. Corporation Com'n, 1991 OK 28, 808 P.2d 680, 683; Westinghouse Elec. v. Grand River Dam Auth., 1986 OK 20, 720 P.2d 713, 718; Traders Compress Co. v. Board of Review, Okl. Employment Security Commission, 1950 OK 274, 224 P.2d 268. See also Application of Goodwin, 1979 OK 106, 597 P.2d 762, 765 n. 8.
. York, supra note 2 at 766-67.
. To be appropriate for judicial inquiry, a controversy must be justiciable. Included within the rubric of justiciability is a controversy which (a) is definite and concrete, (b) concerns legal relations among parties with adverse interests, and (c) is real and substantial so as to be capable of a decision granting or denying specific relief. Keating v. Johnson, 1996 OK 61, 918 P.2d 51, 60 (Opala, J., concurring); Hendrick v. Walters, 1993 OK 162, 865 P.2d 1232, 1238; Application of State ex rel. Dept. of Transp., 1982 OK 36, 646 P.2d 605, 609; Aetna Life Ins. Co. of Hartford, Conn. v. Haworth, 300 U.S. 227, 240-242, 57 S.Ct. 461, 464-465, 81 L.Ed. 617 (1937); Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 324-325, 56 S.Ct. 466, 472-473, 80 L.Ed. 688 (1936); Hatfield v. King, 184 U.S. 162, 165-166, 22 S.Ct. 477, 478, 46 L.Ed. 481 (1902). For a discussion of the justiciability doctrine in the federal judicial system, see Wright, Miller & Cooper, 13 Fed. Prac. & Proc. Juris.2d § 3529 (1984).
. Keating, supra note 12 at 60 (Opala, J., concurring).
. See Broadrick v. Oklahoma, 413 U.S. 601, 610-611, 93 S.Ct. 2908, 2915, 37 L.Ed.2d 830 (1973); In re Snyder, 472 U.S. 634, 642-643, 105 S.Ct. 2874, 2880, 86 L.Ed.2d 504 (1985); Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 501-502, 105 S.Ct 2794, 2801, 86 L.Ed.2d 394 (1985); I.N.S. v. Chadha, 462 U.S. 919, 937, 103 S.Ct. 2764, 2777, 77 L.Ed.2d 317 (1983); Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 346, 56 S.Ct. 466, 483, 80 L.Ed. 688 (1936) (Brandeis, J., concurring).
. Keating, supra note 12 at 61 (Opala, J., concurring), which states:
"Justiciability" is defined in Ethics Commission v. Cullison, [1993 OK 37] 850 P.2d 1069, 1083 n. 19 (Opala, J., concurring in result) as follows: A justiciable controversy is a real and substantial cause which is appropriate for judicial determination, rather than a dispute or difference of hypothetical, abstract or academic nature.
(emphasis in original).
See also Aetna, supra note 12, 300 U.S. at 239-241, 57 S.Ct. at 463-464; WRIGHT, MILLER & COOPER, 13 Fed.Prac. & Proc. Juris 2d § 3529 at 282-283 n.14 (1984).
. Cullison, supra note 15 at 1080 n. 2 (Opala, J., concurring in result)(declaratory relief is available under the rubric of original jurisdiction).
. Powell, supra note 4, 395 U.S. at 550, 89 S.Ct. at 1979; Bond v. Floyd, 385 U.S. 116, 135-37, 87 S.Ct. 339, 349-50, 17 L.Ed.2d 235 (1966); Baker v. Carr, 369 U.S. 186, 204, 82 S.Ct. 691, 703, 7 L.Ed.2d 663 (1962).
. Powell, supra note 4, 395 U.S. at 550, 89 S.Ct. at 1979 (the U.S. House of Representatives acted unconstitutionally when it effectively expelled Adam Clayton Powell by a majority vote because of charges that he had misappropriated public funds and abused the process of the New York courts); Bond, supra note 17, 385 U.S. at 135-37, 87 S.Ct. at 349-50 (the Georgia House of Representatives acted unconstitutionally when it excluded Julian Bond for making statements criticizing the federal government's policy in Vietnam).
. Powell, supra note 4, 395 U.S. at 507-12, 89 S.Ct. at 1956-59; Bond, supra note 17, 385 U.S. at 135-37, 87 S.Ct. at 349-50.
. As I use it here, the phrase "pro tanto exclusion" means exclusion to the extent that a legislator is deprived of full-breadth participation by the absence of an informed deliberative process. The term "pro tanto" means "for so much; to a certain extent." Webster's, supra note 8 at 1822. Black's Law Dictionary defines "pro tanto" as [flor so much", "for as much as may be," or "as far as it goes." Id. at 1222 (6th Ed. 1990). See First Bank of Turley v. Fidelity and Deposit Ins. Co. of Maryland, 1996 OK 105, 928 P.2d 298, 308 n. 40, citing Hart Industrial Supply Co. v. Craig, 1965 OK 108, 405 P.2d 93, 97 (Jackson, V.C.J., concurring specially).
. Powell, supra note 4, 395 U.S. at 507-12, 89 S.Ct. at 1956-59; Bond, supra note 17, 385 U.S. at 135-37, 87 S.Ct. at 349-50.
. By "extracameral consequences" I mean that effect of an assembly's work which reaches beyond the four walls of a legislative chamber. For the definition of "cameral" see Webster's, supra note 8. The term "extra" means "outside" or "beyond." Id. at 806.
Dissenting Opinion
dissenting:
1 I dissent to this Court's pronouncement in this matter. Because this dispute is based on a constitutional mandate, see Okla. Const. art. V, § 34, rather than the internal operating procedures of the Oklahoma House of Representative, this Court is presented with a justiciable controversy.
Reference
- Full Case Name
- Odilia DANK, Member of the Oklahoma House of Representatives, Petitioner, v. the Honorable Loyd BENSON, Speaker of the Oklahoma House of Representatives, Respondent
- Cited By
- 41 cases
- Status
- Published