DeBolt v. Cupp
DeBolt v. Cupp
Opinion of the Court
In 1961 petitioner was convicted, upon his plea of guilty, of the crime of sodomy. Former ORS 167.-040. By this post-conviction proceeding petitioner attacks various aspects of his conviction and life sentence imposed pursuant to former ORS 137.111.
I
Petitioner’s first cause of action is a constitutional assault on former ORS 137.111. The post-con
A
Petitioner could have argued on appeal in 1961 that former ORS 137.111 was unconstitutional. The basis for such an appeal would have been ORS 138.050:
“A defendant who has plead guilty or no contest may take an appeal from a judgment on conviction where it imposes an excessive fine or excessive, cruel or unusual punishment * * *. On such appeal, the appellate court shall only consider the question whether an excessive fine or excessive, cruel or unusual punishment not proportionate to the offense has been imposed * *
In State v. Dixon, 238 Or 121, 122-23, 393 P2d 204 (1964), the court stated:
“After a plea of guilty, only the excessiveness or illegality of the sentence may be considered upon an appeal. ORS 138.050; State v. Jairl, 229 Or 533, 541-542, 368 P2d 323 (1962). A sentence may be excessive because it is beyond the maximum statutory penalty, or because it is ‘cruel or unusual.’ State v. Montgomery, 237 Or 593, 392 P2d 642 (1964). A sentence may also be attacked at any time if the statute under which it is imposed is unconstitutional. In this appeal, the defendant alleges that the punishment is cruel or unusual, and that the statute under which it is imposed is unconstitutional.”
It should be noted that the reference to an attack on a “statute under which” a sentence “is imposed” meant an attack on a specialized enhanced-penalty statute,
Thus, in State v. Dixon, supra, the Supreme Court concluded that statutory authority to consider whether a sentence is “excessive,” ORS 138.050, included authority to consider legal questions germane to the length of a sentence. A similar case is State v. Froembling, 237 Or 616, 391 P2d 390 (1964): in that direct appeal following a guilty plea the court considered the merits of a claim that defendant, upon being resentenced in the trial court, was entitled to credit for time served.
It follows that the contention petitioner makes in his first cause of action could have been made on direct appeal in 1961.
Lerch v. Cupp, supra, holds that claims that could have been made on direct appeal but were not because no appeal was taken generally are not cognizable in a subsequent post-conviction proceeding. But this general rule is subject to exceptions; even in the absence of a direct appeal, claims that could have been raised on appeal have been resolved on their merits in post-conviction proceedings. Brooks v. Gladden, 226 Or 191, 358 P2d 1055 (1961); Endsley v. Cupp, 1 Or App 169, 459 P2d 448 (1969), Sup Ct review denied (1970).
All of the above cases involve legal questions relating to duration of a sentence. All of the cases have considered those questions on the merits, regardless of whether they were raised on direct appeal or in post-conviction proceedings. We conclude that such questions can he raised in either manner, and that this is an exception to the general rule of Lerch v. Cupp, supra.
B
Turning to the merits, the petition alleges:
“That there was no rational basis under former OBS 137.111 for singling out a class of individuals*551 who have been convicted of certain sex offenses including sodomy under former ORS 167.040; that the arbitrary and capricious nature of former ORS 137.111 which allowed an individual to be given a life sentence for certain sex offenses if he is found to be a menace to society was invidious discrimination against petitioner and denied petitioner the equal protection and due process of law.”
As refined on appeal, the gravamen of this broad contention seems to be that former ORS 137.111 (2) is void for vagueness. That statute permitted imposing a life sentence on a sex offender found to have
“* * * a mental or emotional disturbance, deficiency or condition predisposing him to the commission of [certain sex crimes] * * * to a degree rendering the person a menace to the health or safety of others.”
The state responds that petitioner’s claims were resolved adversely to his position in State v. Dixon, supra. That may be. But we note that the only constitutional doctrines explicitly referred to in Dixon were right to a jury trial on the sentence question and cruel and unusual punishment.
Assuming petitioner’s claims were not resolved sub silentio in Dixon, we reject them. Former ORS 137.111 (2) is similar in wording and import to ORS 426.510 (1).
II
Petitioner’s second cause of action is a constitutional assault on former ORS 137.112 to 137.114, the statutes governing certain procedural aspects of sentencing under former ORS 137.111. Specifically, his petition alleges:
“That a life sentence under former ORS 137.111 is the functional equivalent of a mental commitment; that a mental commitment for persons who were not convicted of crimes could not he accomplished in Oregon without a hearing providing full procedural due process pursuant to the provisions of ORS 426.070 to 426.170; that the provisions of former ORS 137.112 to 137.114 did not provide the same procedural protections as the civil commitment statute including the right of compulsory process and notice of the nature of the proceedings; that there was no rational basis for the denial of these procedural rights and resulted in invidious discrimination against petitioner and denied petitioner the equal protection and due process of law.”
The post-conviction court also sustained a demurrer to this cause of action.
A
Initially the same jurisdictional question is presented : Does petitioner’s failure to make this claim on direct appeal in 1961 bar consideration of it at this time?
This is a closer question on which there is little authority. Frequently challenges to sentencing procedures present questions that cannot be resolved
When, however, the procedural issue is a purely legal one, and the record is sufficient to raise it, should it be made on appeal or in a post-conviction proceeding? Reasoning by analogy to Dixon and the other cases discussed above, we assume but do not here decide that a legal issue about sentencing procedures can likewise be raised either on appeal or in a post-conviction proceeding.
B
On the merits petitioner’s broader contention is that the normal due process procedural rights, that is, notice, opportunity to be heard, opportunity to present evidence, etc., are applicable to a sentencing hearing. Whether such procedures are constitutionally required is academic; they are required by statute.
ORS 137.020 requires the court to “appoint a time for” sentencing. ORS 137.030 provides that a felony “defendant shall be personally present” at sentencing. Taken together, these statutes obviously contemplate notice of the sentencing hearing to a defendant or his attorney.
Whenever “discretion is conferred upon the court as to the extent of punishment to be inflicted,” the court may hear evidence “in aggravation or mitigation of the punishment.” ORS 137.080. Such evidence can be “the testimony of witnesses examined in open court” or in other forms. ORS 137.090. If he
All of the above statutes were in effect when petitioner was sentenced in 1961. There is no reason to believe they were not applicable to his enhanced-penalty sentencing hearing. Petitioner does not claim he was denied the rights accorded by these statutes. There is simply no broad constitutional issue.
Petitioner’s narrower contention is that the procedures created by former ORS 137.112 to 137.114 are different from the procedures followed in mental commitment hearings, ORS ch 426, and that this amounts to a denial of equal protection. Again, petitioner overlooks the additional, above-cited statutes governing sentencing hearing procedures. When all the statutes applicable to sentencing are contrasted with the statutes applicable to mental commitments, the differences are insignificant. Moreover, even if greater differences existed, this would not amount to a violation of the Equal Protection Clause. See, Williams v. New York, 337 US 241, 69 S Ct 1079, 93 L Ed 1337 (1949); Annotation 34 ALR3d 652, 684-96 (1970).
Ill
Petitioner’s third and fourth causes of action raised fact questions^ — that his guilty plea was not knowingly made and that he received ineffective assistance of counsel. Following an evidentiary hearing, the post-conviction court decided these factual claims against petitioner.
Resolution of petitioner’s contentions presented a question of credibility: whether to believe petitioner or his former attorney. The post-conviction court chose to believe the latter, finding that:
“1. Petitioner was not formally advised in open*555 court of the maximum penalty which he could receive as a result of his guilty plea, however, petitioner was in fact aware of the possible maximum penalty.
“2. Petitioner did not meet his burden of proof to show that he received ineffective assistance of counsel at trial.
“3. Furthermore, petitioner’s testimony regarding his fourth cause of action was inconsistent in that petitioner claimed to be ‘stunned’ by the life sentence imposed at the time of sentencing but later testified that he first learned of the provisions and effect of the enhanced penalty statute 10 years later and therefore, petitioner’s testimony is inconsistent and appears to be designed to support his present contention.”
The record supports these findings and we are bound by them. Ball v. Gladden, 250 Or 485, 443 P2d 621 (1968).
Affirmed.
“After the presentence hearing and upon the consideration of the psychiatric report required * * * the court may, in its discretion * * * sentence any person convicted under * * * ORS 167.040 * * * to an indeterminate term not exceeding the natural life of such person if:
“(1) The offense involved a child under the age of 16 years; and
“(2) The court finds that such person has a mental or emotional disturbance, deficiency or condition predisposing him to the commission of any crime punishable under ORS * * * 167.040 * * * to a degree rendering the person a menace to the health or safety of others.” Former ORS 137.111.
Many cases, e.g., State v. Kabachenko, 2 Or App 202, 465 P2d 891, Sup Ct review denied (1970), hold that on direct appeal following a guilty plea it is not possible to contest constitutionality of the substantive statute defining the elements of the crime involved.
ORS 426.510 (1) provides:
“ ‘Sexually dangerous person’ means one, not insane, who by a course of repeated misconduct in sexual matters has evidenced such lack of power to control his sexual impulses as to be dangerous to other persons of the age of 12 or under because he is likely to attack or otherwise inflict injury or pain on the objects of his desire.”
Concurring Opinion
specially concurring.
I concur in the result but am unable to agree in all respects with the analysis by which the prevailing opinion appears to conclude that petitioner could have raised the constitutionality of the sexually dangerous offender law on direct appeal in the 1961 proceeding after having pleaded guilty to the sodomy charge.
As I read ORS 138.050 and the prior decisions of this court,
If this is correct, then petitioner was entitled to raise the constitutionality question for the first time in the post-conviction court.
To me the statement quoted in the prevailing opinion from State v. Dixon, 238 Or 121, 122-23, 393 P2d 204 (1964), viz., “* # * A sentence may also he attacked at any time if the statute under which it is imposed is unconstitutional * * *,” even on direct appeal after a plea of guilty, is in conflict with the express provisions of ORS 138.050.
State v. Middleton, 2 Or App 70, 465 P2d 913 (1970); State v. Kabachenko, 2 Or App 202, 465 P2d 891, Sup Ct review denied (1970); State v. Lammon, 2 Or App 205, 465 P2d 490, Sup Ct review denied (1970); State v. Brudos, 3 Or App 239, 471 P2d 861, Sup Ct review denied (1970); State v. Gardner, 3 Or App 486, 475 P2d 92 (1970); State v. Wickenheiser, 3 Or App 509, 475 P2d 422 (1970); and State v. Slopak, 3 Or App 532, 475 P2d 421 (1970).
Reference
- Full Case Name
- ROBERT M. DeBOLT, Appellant, v. CUPP, Respondent
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- 8 cases
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- Published