State v. Clark
State v. Clark
Opinion of the Court
Defendant appeals from his conviction, after a jury trial of driving while under the influence of intoxicants. We affirm.
Defendant makes two assignments of error, both of which relate to the court’s instructions to the jury.
First, defendant complains that the instructions twice mentioned that portion of ORS 487.540
We find no error. In fact, the court’s instructions referred twice to all the elements of ORS 487.540— once to describe the statute under which the defendant was charged, and the second time to describe the state’s burden of proving each material element of the charge.
Defendant claims, however, that "* * * giving both instructions * * * resulted in the impression that the breath test was uncontrovertable [sic] evidence.” We are unable to perceive anything in the instructions as given which justifies defendant’s claim, and so reject it.
Defendant further notes, however, that the entire set of instructions was given again in response to a question received from the jury after deliberations had begun:
"Even though the law states that .10 means a person is 'under the influence,’ does this require a juror to go ahead and pronounce the defendant guilty? Can the breathalyzer say .10 or over and still I could come back with a verdict of not guilty? I just would like to have the law explained to me again so that it is perfectly clear to me.” (Emphasis added.)
The trial court’s response to this request was correct: it replayed the tape recording of its earlier instructions. As the emphasized portion of the jury inquiry shows, this was — at bottom — all the jury was requesting.
Defendant disagrees, claiming that the first two sentences of the jury inquiry required a specific response which the instructions could not provide. This brings us to the general theory involved in defendant’s second assignment of error, viz., that ORS 487.540(l)(a) embodies an impermissible conclusive presumption.
There are really two parts to this second contention of defendant:
(1) ORS 487.540(l)(a) constitutes a conclusive presumption, which is impermissible in the criminal law; and
Defendant’s first point was decided adversely to him in State v. Torrey, 32 Or App 439, 574 P2d 1138, rev den (1978). Driving with a blood alcohol level of .10 percent or greater is an alternative statutory definition of the offense of driving under the influence of intoxicants, not a conclusive presumption.
Defendant’s second point raises a question about a portion of State v. Torrey which, upon reconsideration, we are now convinced was unduly expansive. In Torrey, we held that, where a defendant is charged with driving under the influence of intoxicants under ORS 487.540(1)(a), (driving with a blood alcohol level of .10 or above) rather than (b) or (c), a trial judge could properly refuse to permit a defendant to offer evidence tending to show that defendant at the time
The gravamen of ORS 487.540(l)(a) is driving with a certain blood alcohol level. The legislature has seen fit to forbid this act, without more. The correctness of the evidence tending to establish the blood alcohol level is thus crucial. Equally crucial is defendant’s right to attack the evidence of blood alcohol level. Defendant can do this in one of two ways. First, he can show, by the testimony of those that performed it, that the chemical analysis used in the case was improperly conducted. Second, he can offer circumstantial evidence from other witnesses (including the defendant) to show that there is such a disparity between what the chemical test shows and other facts that one should infer that the test was in some way defective. See State v. Swarengin, 12 Or App 290, 506 P2d 729 (1973) (decided under analogous prior statute).
However, as with any such testimony, a proper foundation must be laid for it. The question then becomes: What is a proper foundation which will permit a jury to consider circumstantial evidence tending to contradict the state’s evidence of a particular blood alcohol reading? This is a question we did not specifically consider in State v. Swarengin, supra.
We think such testimony, where it is specifically offered for the purpose of challenging, by inference, the accuracy of a test which showed a blood alcohol level of .10 percent or above, is relevant only if proper evidence of the relationship between physical size, blood alcohol content and reasonably expected behavior has been introduced so that the jury has some guidelines to follow in assessing the evidence. Such evidence will usually be in the form of expert testimony. Without such an evidentiary predicate, a jury of laymen would have insufficient data to assign any
Applying this rule to the present case, and absent any expert testimony of the kind described, defendant would not have been entitled to have the jury initially instructed that they could consider any physical observations which had been made of defendant in determining whether or not they were persuaded as to the correctness of the blood alcohol test result. It follows that the trial judge correctly declined to answer the two intermediate questions posed to him by the jury, since he would then have been giving an instruction unsupported by evidence. His decision to play back the instruction he had previously given was correct.
Affirmed.
"(1) A person commits the offense of driving while under the influence of intoxicants if he drives a vehicle while:
"(a) He has .10 percent or more by weight of alcohol in his blood as shown by chemical analysis of his breath, blood, urine or saliva made under ORS 487.805 to 487.815 and 487.825 to 487.835 or
"Ob) He is under the influence of intoxicating liquor, a dangerous drug or narcotic drug; or
"(c) He is under the influence of intoxicating liquor and a dangerous drug or narcotic drug.
"(2) Driving while under the influence of intoxicants is a Class A traffic infraction.
The court told the jury:
"Oregon law provides that a person commits the offense of driving while under the influence of intoxicants upon a public highway while he was under the influence of intoxicating liquor or had a .10 percent or more by weight of alcohol in his blood as shown by a chemical analysis of his breath.
"First, that the crime, if any, was committed within Lane County, Oregon. Second, that the crime, if any, was committed on or about January 9, 1977, the date alleged in the complaint. Third, that the Defendant drove a motor vehicle upon a public highway, and fourth, that at the time of driving the motor vehicle, the Defendant was under the influence of intoxicating liquor or had a .10 percent or more by weight of alcohol in his blood as shown by a chemical analysis of his breath.” (Emphasis added.)
ORS 487.545, at the time defendant was tried, provided:
"(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used to determine whether or not he was then under the influence of intoxicants.
"(2) Not less than .10 percent by weight of alcohol in a person’s blood constitutes being under the influence of intoxicating liquor.
"(3) Percent by weight of alcohol in the blood shall be based upon grams of alcohol per one hundred cubic centimeters of blood.
"(4) Nothing in this section is intended to limit the introduction of any competent evidence bearing upon the question of whether or not a person was under the influence of intoxicants.”
The 1977 legislature amended the law by inserting new language in subsection (1) and deleting subsection (4):
"(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used with other evidence, if any, to determine whether or not he was then under the influence of intoxicants.” (Emphasis added.)
To the extent that State v. Torrey, supra, creates an absolute rule of inadmissibility, rather than one based upon a requirement of a proper foundation, it is disapproved.
Dissenting Opinion
dissenting.
I respectfully submit that the majority’s reasoning is fallacious and renders ORS 487.540(l)(a), driving with a blood-alcohol content of .10 percent or more as measured by chemical analysis, a wholly superfluous statutory provision.
A juror made the following request of the trial court:
"Even though the law states that .10 means a person is 'under the influence’ does this require a juror to go ahead and pronounce the Defendant guilty. Can the breathalyzer say .10 or over and still I could come back with a verdict of not guilty?! just would like to have the law explained to me again so that it is perfectly clear to me.”*1 (Emphasis supplied)
The question remains, was the error prejudicial? I conclude that it was not because defendant did not offer any evidence that attacked the credibility of the breathalyzer result. It is at this point that my path of reasoning and the majority’s join, only shortly to detour in opposite directions. The only evidence introduced by defendant was testimony by eye witnesses that defendant was not visibly intoxicated. The majority and I agree that the evidence as presented was not competent to disprove the breathalyzer result. The majority reasons that such evidence is admissible under ORS 487.540(l)(a) and competent to prove or
The majority states that "the gravamen of ORS 487.540(l)(a) is driving with a certain blood-alcohol level.” To the contrary, the gravamen of the offense is driving with a designated blood-alcohol level "as shown by chemical analysis of his breath, blood, urine or saliva * * ORS 487.540(l)(a). It is the quoted language that differentiates the elements of the offense defined in ORS 487.540(l)(a) from driving "under the influence of intoxicating liquor” under ORS 487.540(l)(b). Under the majority’s view, ORS 487.540(l)(a) becomes surplusage because proof of "not less than .10 percent by weight of alcohol in a person’s blood constitutes being under the influence of intoxicating liquor” in violation of ORS 487.540(l)(b). (Emphasis supplied.) ORS 487.545.
The gravamen of the "driving while under the influence of intoxicating liquor” offense now incorporated in ORS 487.540(l)(b) was proof that defendant was sufficiently under the influence of alcohol that his physical and mental condition were affected to some ’’perceptible”degree. E.g., State v. Gaylor, 19 Or App 154, 527 P2d 4 (1974). The method of proof depended on evidence of perceptible, i.e., observable, symptoms such as odor of breath, flushed appearance, lack of muscular control, speech difficulty, disorderly conduct, mental disturbance, visual disorders, sleepiness, muscular tremors, dizziness and nausea. See American Medical Association, Alcohol and The Impaired Driver 143-44 (1970) (hereinafter "AMA”). As a result of the enactment in 1965 of former ORS 483.642, evidence of
The enactment in 1971 of former ORS 483.999(1), now ORS 487.540(l)(a), was based upon an entirely different premise and gravamen. The new statute was premised upon a body of accepted medical knowledge concerning the effects of alcohol on driving of which we can take judicial notice. There are four conclusions that can be drawn from that knowledge: (1) the traditionally accepted observable symptoms of intoxication are unreliable in determining in fact whether a person is or is not alcoholically impaired, AMA at 143-44; (2) there is little correlation between traditionally observable symptoms of intoxication and the concentration of blood-alcohol in a person’s body because some individuals, for example, will display "gross impairment” with a blood-alcohol content of .05 percent or even less, while others will not display such symptoms with readings as high as .35 percent, AMA at 10-12; (3) all persons’ mental and physical capabilities are in fact "definitely impaired” at blood-alcohol concentrations in the body of .10 percent or more, AMA at 146; (4) the more reliable and scientific method for determining whether a person’s physical and mental capabilities are impaired because of the consumption of alcohol is through chemical analysis of his blood, breath, etc., AMA at 162-67. The legislative history of former ORS 483.999(1) indicates that the legislature intended that liability under that statute was to be premised on chemical analysis and not on observable symptoms. See Minutes, Senate Select Committee on Traffic Safety, May 3, 1971; Minutes, House Judiciary Committee, May 28, 1971. Former ORS 483.999(1) itself made this clear. It provided in pertinent part:
"Any person who drives any vehicle upon any highway of this state when that person has .15 percent or more by weight of alcohol in his blood as shown by*862 chemical analysis of the person’s breath, blood, urine or saliva made pursuant to ORS 483.634 to 483.646 shall be punished, upon conviction * * (Emphasis supplied.)
The majority ignores the quoted statutory language citing State v. Swarengin, 12 Or App 290, 506 P2d 729 (1973). I would overrule the reasoning in that case because it likewise ignores the statutory language. Swarengin involved a prosecution under former ORS 483.999(1) wherein defendant contended that it was prejudicial error for the trial court to admit evidence offered by the state of observable intoxication as shown by field sobriety tests administered to defendant by the police at the time of the arrest. We held the evidence admissible as having "some tendency to support an inference that defendant’s blood-alcohol level at the time of his arrest was not substantially different from his blood-alcohol level when he took a breathalyzer test about an hour later.” 12 Or App at 291. The evidence should not have been admitted because ORS 483.999(1) like ORS 487.540(l)(a) requires that the state prove blood-alcohol content by chemical analysis performed in accordance with the implied consent law, and not by field sobriety tests.
Of course, in the legal sense, evidence of observable physical symptoms is relevant in that it may establish some degree of probability concerning the level of blood-alcohol content. However, even under the common law rules of evidence, relevance alone does not determine admissibility. Legislative exclusion under ORS 487.540(l)(a) is wholly consistent with the common law. McCormick states:
"* * * relevance is not always enough. There may remain the question, is its value worth what it costs? There are several counter-balancing factors which may move the court to exclude relevant evidence if they outweigh its probative value. In order of their importance, they are these. First, the danger that the facts offered may unduly arouse the jury’s emotions of prejudice, hostility or sympathy. Second, the probability that the proof and the answering evidence that it provokes may create a side issue that will unduly distract the jury from the main issues. Third, the likelihood that the evidence offered and the counter proof will consume an*864 undue amount of time.” (Footnotes omitted) McCormick, Evidence 438-40, § 185 (2d ed, E. Cleary, 1972).
The second and third considerations mentioned by McCormick are particularly applicable here. There is a likelihood that an extensive inquiry into defendant’s observable mental and physical condition will not only prolong the trial, but focus the jury’s attention on that side issue and thus distract it from the principal issue, i.e., whether or not defendant had a blood-alcohol concentration of .10 percent or more as measured by chemical analysis. Weighed against these considerations is the fact that evidence concerning defendant’s observable mental and physical condition has only a slight probative relationship to a person’s blood-alcohol content, and consequently to the accuracy of the breathalyzer.
Defendant argues that exclusion of consideration of such evidence means that evidence of breathalyzer results of .10 percent or more establishes a conclusive presumption of guilt which is violative of due process. I would agree that if the presumption is conclusive it may be violative of due process considering the fallible nature of the breathalyzer machine and the persons who operate it. See State v. Michener, 25 Or App 523, 550 P2d 449 rev den (1976); AMA at 164-66. However, the presumption is not conclusive. There is a variety of readily available and reliable methods of proof by which defendant can effectively impeach the breathalyzer. Defendant may require that the state provide him with the breathalyzer ampule which can be used to retest the breathalyzer. See State v. Michener, supra, at 528. An equally if not more reliable method of disproving the breathalyzer is an independent blood test. ORS 487.810 provides that the defendant who is administered a breathalyzer test must upon request be afforded reasonable opportunity to have "any licensed physician * * * or other qualified person of his own choosing administer a chemical test or tests for the purpose of determining the alcoholic content of his blood.” Significantly, the state
Another concern of the legislature in enacting the new vehicle code was efficient judicial administration of traffic offenses. See Commentary, Oregon Vehicle Code, Foreword pp. XII-XV (1975). It was thus not unreasonable nor violative of due process for the legislature to want to disallow evidence which is inherently unreliable and unduly prolongs and confuses the trial in DUII cases. The rule adopted by the majority will accomplish the opposite result. The trial will not only be prolonged, as with this case, by lengthy eye witness testimony concerning the defendant’s observable behavior and demeanor, but the trier of fact will be confronted with a confusing array of expert testimony concerning the relationship between blood-alcohol content and observable symptoms of alcoholic impairment.
The majority assumes a medical relationship between "physical size, blood-alcohol content and reasonably expected behavior” that does not exist. Physical size has a definite relationship to a person’s alcoholic absorption and dissipation rate, AMA at 21, but slight relationship to the observable symptoms of alcoholic impairment. Other factors such as environment and metabolism may have a greater degree of relationship although there is medical disagreement as to the degree and quality of the relationship. AMA at 12, 20. The most important factor is a person’s drinking history. AMA at 10. A more experienced drinker is often able to conceal many of the otherwise observable symptoms of impairment. The medical facts upon which ORS 487.540(l)(a) is premised, which the majority ignores, is that there is no reliable correlation between blood-alcohol content and observable symptoms and that all persons are suffering
I conclude that the evidence concerning defendant’s observable mental and physical condition should not be considered either as evidence of his blood-alcohol content or as to the credibility of the chemical analysis offered as evidence under ORS 487.540(l)(a). Since defendant makes no other contentions concerning the accuracy of the breathalyzer, the trial court’s instruction was harmless error.
Because of the volume of DUII cases being tried, I believe we should also address in this case the problem posed by the consolidation of the elements of former ORS 483.992(2) and 487.999(1) into a single offense with alternate elements under ORS 487.540(l)(a) and (l)(b). The trial courts require guidance under either the majority’s or my view in treating these two former offenses as alternative methods of proof. As I have already stated, the only purpose of the consolidation was to avoid the problem of multiple prosecutions arising out of the same conduct. The legislature evidently did not consider the problem of proof presented by treating these as alternate elements of a single offense. Under ORS 487.540(l)(b), evidence of observable symptoms as well as evidence concerning blood-alcohol levels is admissible and may be considered by the jury. See ORS 487.545. I would hold that evidence of observable symptoms is not admissible under ORS 487.540(l)(a). The majority would hold that evidence of observable symptoms is only admissible under ORS 487.540(l)(a) if a proper foundation is laid. Thus we have an inherently confusing situation for the trier of fact. The conventional solution to this problem would be to require that the trial court carefully instruct the jury as to what evidence it may or may not consider under each of the alternative elements. The probable effect of such instructions will
The logical solution is to require the state to elect prior to trial whether it will prosecute under subsection (l)(a) or (l)(b) of ORS 487.540. Admittedly, this would be breaking new ground in requiring such an election. There is precedent to the effect that the state can be required to elect if it appears that simultaneous trial of all the offenses charged would be prejudicial to the defense. See, e.g., State v. Reyes, 209 Or 595, 303 P2d 519, 304 P2d 446, 308 P2d 182 (1957); State v. Davis, 13 Or App 225, 508 P2d 471 rev den (1973). However, it has been generally held that this rule is inapplicable where there is only one statutory offense charged even though there may be alternate methods of proof. The rationale for the latter rule is that "there is nothing to elect.” Reyes at 623. But that rationale cannot withstand analysis. Due process would certainly require an election if, for example, the legislature decided to consolidate all crimes into a single statutory offense. Here, the legislature has consolidated into a single offense alternate methods of proof, one premised on observable symptoms and the other on chemical analysis, which are incompatible with each other. Furthermore, a trial in which both methods of proof are utilized by either the state or the defense seemingly defeats the legislative purpose and makes absurd the provisions of ORS 487.540(l)(a).
In view of these circumstances, I would require that the state make an election prior to trial as to whether it intends to prosecute under ORS 487.540(l)(a) or 487.540(l)(b). More important, however, I think it is incumbent upon this court under either the majority’s view or mine, to provide some guidance to trial courts in how to handle this difficult problem.
The juror’s confusion probably arose because the trial court also included in its instructions a statement that "nothing in this law limits the introduction of any competent evidence which bears upon the question of whether or not the person was under the influence of intoxicants.” This statement is a direct quote from ORS 487.545(4). In State v. Torrey, 32 Or
ORS 487.545 provides:
"(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used with other evidence, if any, to determine whether or not he was then under the influence of intoxicants.
"(2) Not less than .10 percent by weight of alcohol in a person’s blood constitutes being under the influence of intoxicating liquor.
"(3) Percent by weight of alcohol in the blood shall be based upon grams of alcohol per one hundred cubic centimeters of blood.”
The result in Swarengin was correct because the error was not prejudicial since defendant never offered any evidence attacking the credibility of the breathalyzer. Swarengin poses another possible problem. ORS 487.540(l)(a) prescribes precisely how the chemical analysis of blood-alcohol content is to be proved. However, the statute does not make provision for the time delay that usually occurs between defendant’s driving and the administration of the chemical analysis. We can take judicial notice of the fact that blood-alcohol concentrations in the human body will vary in relation to the lapse of time from ingestion to measurement and that maximum blood-alcohol concentration in the body generally occurs within 20 to 30 minutes after ingestion. American Medical Association, Alcohol and The Impaired Driver 21-22 (1970). We have also taken judicial notice of the fact that once maximum concentration of alcohol has been reached, then the percentage of blood-alcohol will begin to decline. See State v. Heintz, 34 Or App 175, 578 P2d 447, 35 Or App 155, — P2d — (1978); State v. Kohlasch, 11 Or App 459, 502 P2d 1158 (1972). In those few cases where relation back is a significant issue, the parties can rely on medical evidence to establish the relevant absorption and clearance rates. I interpret ORS 487.540 to permit consideration of any evidence which bears directly on the issue of the defendant’s blood-alcohol content, as measured by chemical analysis. The only evidence that is excluded is circumstantial evidence of observable symptoms of alcoholic impairment.
Reference
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- STATE OF OREGON, Respondent, v. CHESTER CLARK, Appellant
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