Heiner v. Porter
Heiner v. Porter
Opinion of the Court
Defendant Mary Elizabeth Porter (defendant) appeals from a judgment holding her liable for damages that plaintiffs sustained as the result of breaches of a contract by which Dan Porter, defendant’s husband (Dan),
Because the assignments of error relate to the grant of plaintiffs’ motion for summary judgment, we state the facts most favorably to defendant, the nonmoving party.
Plaintiffs filed the original complaint, which stated a claim only against Dan, in December 1994. They filed their first amended complaint in July 1995, about one month after
On April 22, 1996, plaintiffs served defendant’s attorney with requests for admission by facsimile transmission and hand delivery. They also sent a copy of the requests, including a certificate of service on defendant, to the court, which filed it on April 23. In a later affidavit, defendant’s attorney stated that he received defendant’s handwritten answers to the requests on May 15 and transmitted a copy of them to plaintiffs’ attorney the same day.
On September 27, 1996, plaintiffs filed a motion for summary judgment as to all defendants on the issue of liability. In their arguments in support of the motion, they focused on the merits of their claims and did not suggest any ground for holding defendant liable for Dan’s actions. They did not attach the requests for admission to the motion or otherwise
Finally, defendant responded to plaintiffs’ reply on October 28, the day set for the hearing on the motion. That response included an affidavit from defendant’s attorney in which he stated that his file indicated that he had sent the requests for admission to defendant on April 25. “The file further reflects that Betsy Porter’s hand-written responses were received by this office and in turn transmitted to [plaintiffs’ attorney] on May 15,1996.” The attorney attached a copy of defendant’s answers to his affidavit.
ORCP 45 B requires a party to answer or object to requests for admission within 30 days after service; if the party does not do so, the requests will be deemed admitted. Based on this sequence of events and on defendant’s attorney’s affidavit, we conclude that there is an issue of fact about whether defendant served her answers to plaintiffs’ requests within the required period and, hence, whether the requests were admitted. ORCP 9 C required defendant to file the answers with the cotut within a reasonable period thereafter. Based on this record, the only possible conclusion is that she failed to file them on time. Plaintiffs argue that the record does not support a finding that defendant served her answers on time. They also argue that defendant’s failure to comply with ORCP 9 C should have the same effect as a failure to serve the answers — that is, we should deem her to have admitted the requests. We discuss plaintiffs’ arguments in turn.
Accepting plaintiffs’ position would work a substantial injustice in this case. Plaintiffs ignore that in their reply they made factual assertions that went well beyond those in their original filings in support of their motion and that those new assertions were essential to deciding that motion in their favor. To prohibit defendant from responding to defendants’ new position would be to prevent her from presenting her evidence on an essential issue in the case and would require the court to decide that issue on an incomplete and misleading record. Plaintiffs did not refer to the requests for admission until their reply, so defendant had no reason to respond until then. When plaintiffs did rely on the requests, and on defendant’s alleged failure to answer them, to remedy a crucial defect that defendant had identified in the original support for their motion, defendant was entitled to an opportunity to respond to plaintiffs’ first use of those requests.
Plaintiffs next argue that defendant’s failure to file her response to the requests with the trial court within a reasonable period after serving them on plaintiffs renders those responses ineffective. They point out that ORCP 9 C requires a party to file with the court, within a reasonable time, all papers that the rules require to be served on another party, except notices of deposition, requests for production, and answers and responses to those things. The question is what effect defendant’s failure to comply with the rule has on her answers to the requests for admission, assuming that she
“unless, within 30 days after service of the request, * * * the party to whom the request is directed serves upon the party requesting the admission a written answer or objection addressed to the matter, signed by the party or by the party’s attorney!.]”
(Emphasis added.) Nothing in the rule provides that requests are deemed admitted if the party serves answers in accordance with the rule but then fails to file those answers within a reasonable time. Although the rules require both service and filing, it is only the failure to serve that expressly carries the consequence that plaintiffs seek. In most cases, only the failure to serve will affect the requesting party’s substantial rights.
Plaintiffs refer to cases from the federal courts and other states that, they argue, show that those courts, applying similar rules, treat answers to requests for admission that are served but not filed as ineffective and the statements in the requests as deemed admitted. See, e.g., McLaurin v. Werner, 909 F Supp 447, 453 (SD Miss 1995); Chapman v. Foggy, 59 Ill App 3d 552, 375 NE2d 865, 869 (1978). In some of those cases, including Chapman, the party failed to serve the answers as well as to file them. Cases in which the party did serve the answers generally do not adequately consider the extent to which the failure to file the answers prejudiced the other party. As Wright and Miller point out, the result of a failure to file as Federal Rule of Civil Procedure 5(d) requires is generally the entry of an order to compel filing; the entry of a default is exceptional. With a few exceptions that do not apply in this case, serving, not filing, is the critical act that must occur within the required time. Wright & Miller 4A, Federal Practice and Procedure § 1152, at 441 (2d ed 1987); see also Biocore Medical Technologies, Inc. v. Khosrowshahi, 181 FRD 660, 668 (D Kan 1998) (disqualification of attorney is too harsh a penalty for failure to file subpoenas with court within reasonable time; no prejudice to opposing party from the failure to file).
The significance of filing discovery documents with the court is different from the significance of filing pleadings
Although Oregon requires a party to file answers to requests for admission, it also gives less importance to fifing discovery documents than to filing pleadings and motions. ORCP 9 D provides that notices of deposition and requests for production are not to be filed. In light of the general treatment of filing discovery documents in other courts, that provision suggests that a failure to file is less important than a failure to serve. That view is consistent with the better federal law on the subject and with the purposes behind the filing requirement. Plaintiffs do not suggest that defendant’s failure to file the answers in a reasonable time prejudiced them. That failure, therefore, does not support a decision to deem the requests to be admitted.
Plaintiffs next argue that defendant’s attorney’s affidavit was insufficient as a proof of service, primarily because the attorney stated only that his file reflected that the responses were “transmitted” to plaintiffs attorney and did not state the specific method of transmission.
The record shows that defendant did not comply with the requirements for filing her answers to the requests for admission. It also shows, however, that, if she in fact served them within the required period — which on this record is an issue of fact — then that failure did not affect plaintiffs’ substantial rights. ORCP 12 B requires the court to disregard the procedural defect. See, e.g., Little Whale Cove Homeowners Assoc. v. Harmon, 162 Or App 332, 342, 986 P2d 616 (1999) (placing request for attorney fees in prayer rather than body of answer fairly alerted the plaintiff that fees would be sought and the plaintiff was not prejudiced by the defect; under ORCP 12 B court disregarded defect). As a result, the record does not support the grant of summary judgment to plaintiffs holding defendant liable as a partner.
Judgment against defendant Mary Elizabeth Porter reversed and remanded; otherwise affirmed.
Dan died after plaintiffs filed this case, and defendant, in her capacity as personal representative of his estate, was substituted as a defendant. Defendant does not challenge the trial court’s ruling on summary judgment that the estate and Dan Porter Log Homes, Inc., a corporation that Dan formed after entering into the contract with plaintiffs, are liable for breaching the contract, nor does she challenge the judgment against them.
After the court ruled on the motion for summary judgment that all defendants were liable to plaintiffs, there was a jury trial on the issue of damages. This appeal is from the judgment that the court entered after that trial.
Plaintiffs argue that the trial court implicitly determined that defendant’s attorney did not serve the answers within 30 days and that that determination is a finding of fact that is controlling on us. Summary judgment, however, is not a time for the court to make factual determinations, even of matters that would be for it instead of the jury to decide at trial. See OEC 104(1) (preliminary questions concerning the admissibility of evidence are for the court). Rather, the court can grant a motion for summary judgment only if there are no genuine issues of material fact. ORCP 47 C; see Loudermilk v. Hart, 92 Or App 293, 296, 758 P2d 397(1988).
Because we conclude that the trial court erred in deeming the requested admissions to have been admitted, we do not need to consider whether it correctly treated the second amended complaint as amended to conform to the evidence on summary judgment, see Finney v. Bransom, 143 Or App 154, 161-65, 924 P2d 319 (1996), modified 326 Or 472, 953 P2d 377 (1998), or whether its subsequent
Plaintiffs do not refer to any objection that they made to the trial court’s consideration of defendant’s attorney’s affidavit, nor do they refer to any action of that court excluding it.
The trial court file includes a copy of a letter from defendant’s attorney to plaintiffs attorney, dated June 14,1996, in which the attorney stated that he had
Case-law data current through December 31, 2025. Source: CourtListener bulk data.