State v. McReynolds
State v. McReynolds
Opinion of the Court
The issue in this criminal appeal is whether the trial court erred by failing to inquire into the merits of defendant’s request for substitute counsel. We conclude that, on the facts before us, the trial judge had no duty to make such an inquiry. We therefore affirm.
At the end of the first day of defendant’s jury trial on an assault charge, defendant wrote the trial judge a letter complaining in some detail about his attorney’s representation and asking for a “new attorney], and a new trial with a new jury.” Defendant had the letter hand-delivered to the judge in an envelope that provided no indication of the letter’s substance. Defendant wrote a similar letter the next day, again complaining in some detail about his attorney’s representation. In it, defendant acknowledged that court staff had advised him that he could not confer privately with the judge and that he should confer with his attorney. Nevertheless, as the substance of the letter reflects, defendant began writing it during the second day of trial, continued it while the jury was deliberating, and finished the letter after the jury returned its verdict. After writing the letter, defendant folded it inside another sheet of paper, which served as a makeshift envelope, and had it delivered to the judge. Again, the envelope did not reveal the letter’s substance.
At sentencing, the judge explained to counsel for defendant and for the state that he had received the letters but did not read them until after the trial was over:
“[Court]: You know, there is one other thing I need to mention here, too. I got a letter, actually several handwritten letters or notes from the defendant critical of the defense he received in the case.
“And I guess the question that I ought to ask at this point is, Mr. McReynolds, are you prepared to proceed to resolution of this case and sentencing with Mr. Hansen as your lawyer?
“[Defendant]: Yes. I don’t have—
“[Defendant’s attorney]: Stand up when you are talking to the judge.
*634 “[Defendant]: I don’t have any other counsel. I asked for other counsel and I don’t know where else to go. I can’t afford another attorney.
“ [Court]: Well he is court-appointed.
“[Defendant]: Right. I feel the trial was handled wrong, your Honor, as I stated in the notes. I asked to speak with you on that date and I was deferred [sic] to him, and he said he would handle it. It didn’t happen.
“[Court]: Well, it is inappropriate for me to be getting ex parte communications directly from a defendant in a criminal case.
“ [Defendant]: Right.
“ [Court]: Sol chose to wait until the case was resolved to even look at that material because I didn’t think it was appropriate.”
On appeal, defendant argues that his letters requesting a new attorney required the trial judge to inquire into the merits of that request as soon as the trial judge received the letters. In response, the state argues that, in this case, unlike those on which defendant relies, the trial judge did not have actual knowledge of defendant’s request because he did not open the letters. According to the state, “no legal authority dictates that a trial judge must open and read his or her mail” and, consequently, the trial court did not err.
As defendant argues, the principle is well settled that, when presented with a defendant’s request for substitution of court-appointed counsel, a trial court must assess the facts and determine whether the defendant’s complaint
Defendant’s argument that the letters triggered a duty of inquiry on the court’s part rests on the proposition that a judge must immediately open and read mail that he or she receives and that, therefore, a judge should be held to have constructive notice of the contents of all mail. See generally Forest Grove Brick v. Strickland, 277 Or 81, 86, 559 P2d 502 (1977) (charging an individual with constructive knowledge in circumstances where there is a duty of undertaking “a reasonably diligent inquiry’ that would provide actual knowledge). Defendant does not identify a legal source of a duty on a trial court’s part to open mail on any particular schedule. Nor are we aware of one.
Defendant acknowledges the legitimacy of the trial judge’s concern with a potentially improper ex parte communication. Defendant nevertheless argues that the judge should have handled the matter in some alternative way. As possibilities, defendant suggests that the judge could have “open[ed] the letters in front of the parties to examine the contents” or could have “[read] the letters and supplied] copies to the parties.” Such alternatives, however, would not necessarily have spared exposure to information that, due to its substance, might have tainted the proceedings.
The problem for defendant, then, lies in his choice of how to present his request for substitution of court-appointed counsel — i.e., via sealed correspondence directed to the trial judge. The trial judge was not obligated to open those letters immediately on their receipt. Rather, given the procedural posture of the case, among the permissible courses of action available to the trial judge was the one that the trial judge followed, which was to read the letters only after the jury returned its verdict. If defendant wanted to ensure that his request for substitute counsel would trigger a duty of inquiry and a ruling by the trial judge earlier in the proceedings, defendant was required to present that request in open court or through his attorney. Because he did not do so, the trial court did not err.
Affirmed.
The state’s first.and primary argument was that the record is inadequate for us to review defendant’s assignment of error because the letters are not in the record and, consequently, there is no evidence as to their actual content and the timing of their receipt. After oral argument, we determined that the letters in fact are in the record; they simply were not transmitted to our court by the circuit court. The common procedure in the trial courts in this state is to place pleadings in one file and correspondence in another. Both files are components of the court’s official file, but trial courts customarily transmit only the pleading file to the appellate courts. On our own motion, we supplemented the appellate record with the correspondence portion of the file. See ORAP 3.05. The actual letters and their envelopes are a part of that file and, therefore, are a matter of record. In light of that development, the state effectively has withdrawn its argument that defendant’s claim of error cannot be reviewed on this record.
Because of the grounds of our disposition, we do not consider the timeliness of defendant’s request for substitution, which is an issue that the parties did not address because they had not reviewed the letters. The timeliness of a motion for substitution of counsel is a significant factor in a court’s exercise of discretion in ruling on the motion. See Ben, 97 Or App at 647; State v. Wilson, 69 Or App 569, 572, 687 P2d 800 (1984), rev den, 298 Or 553 (1985). That fact, in turn, might bear on whether the motion gave rise to a duty to inquire or whether the failure to inquire, even if a duty to do so arose, could be considered prejudicial. See generally Schell v. Witek, 218 F3d 1017, 1025-26 (9th Cir 2000) (concluding that trial court’s failure to inquire into motion for substitute counsel cannot be deemed prejudicial per se unless, as a result, the defendant is forced to proceed without any counsel).
Oregon Code of Judicial Conduct Judicial Rule 2-101 provides that a judge’s “performance of judicial duties shall take precedence over all other activities, and a
The situation, moreover, is ripe with the potential for manipulation by a criminal defendant seeking to delay or otherwise hamper the progress of a trial. To be sure, nothing in this record suggests any such motive on defendant’s part. But we have the benefit of hindsight. A trial judge confronted with a letter from a criminal defendant midway through the defendant’s jury trial does not have the same benefit and, as a result, is wise to be particularly cautious.
As noted in United States v. Welty, 674 F2d 185, 190 (3d Cir 1982), even when a judge inquires in open court as to the reasons for a criminal defendant’s dissatisfaction with his attorney, “the inquiry must be pursued delicately * * * without delving into the merits of the defendant’s legal position” or exposing privileged discussions with counsel.
Although we review for abuse of discretion the trial court’s decision about how'to handle potential ex parte communications, that does not alter our standard for reviewing the trial court’s duty to inquire, once that duty has been triggered by a proper request for substitution. Grcich, 148 Or App at 342 (court has “affirmative duty” to consider request for new court-appointed counsel); State v. Bargas-Perez, 117 Or App 510, 513, 844 P2d 931 (1992) (same). Similarly, we continue to review the trial court’s decision about whether to grant a defendant’s motion for substitution of court-appointed counsel for abuse of discretion. State v. Thompson, 328 Or 248, 254, 971 P2d 879, cert den, 527 US 1042 (1999); Grcich, 148 Or App at 342.
Concurring Opinion
concurring.
I write separately to highlight two considerations, one that is implicit in the majority opinion, and one that is not.
Second, I agree that the trial court here acted within the proper limits of its discretion by not opening the letters until after trial. However, with respect, the better course would have been for the court, upon receipt of each letter, to have informed the parties in open court of that fact and then to have returned the letter unopened to defendant with the admonition that the court would not consider such communications and that defendant must convey any concerns or complaints through his counsel.
Reference
- Full Case Name
- STATE OF OREGON, Respondent, v. BILLY MARK McREYNOLDS, Appellant
- Cited By
- 3 cases
- Status
- Published