In re the Marriage of Epler
In re the Marriage of Epler
Opinion of the Court
Mother appeals a judgment denying her motion to modify custody, parenting time, and child support for her daughter. Mother contends that the trial court erred under ORS 107.135, ORS 109.119, and the federal constitution when it refused to modify a 2005 marital dissolution judgment that awarded sole legal and physical custody of daughter to grandmother. In the alternative, mother contends that the trial court erred when it refused to modify the parenting plan for daughter and to adjust the child-support obligations of the parties. We conclude that the trial court did not err when it refused to modify custody, but we are unable to determine whether the trial court abused its discretion by refusing to modify the parenting plan or child support. Accordingly, we affirm the court’s custody decision but remand for the court to reconsider its decision on the parenting plan and child support.
Most of the relevant facts are undisputed.
In December 2004, just after daughter’s first birthday, mother moved to Virginia to be closer to mother’s family. The day before mother left, grandmother arranged to meet with mother and father in order for them to sign documents providing for the dissolution of mother’s and father’s marriage and establishing custody of daughter. The parties met briefly, and mother and father signed a marital settlement agreement and a stipulated general judgment dissolving
“Husband and Wife acknowledge that [Grandmother] has been the primary custodian of [daughter] since [daughter’s] birth in 2003. Through this agreement, it is the intention of the parties to formalize Grandmother’s custody, and provide for both Husband and Wife to pay child support to Grandmother for [daughter’s] benefit.
* * ífc í¡í
“Husband and Wife desire that [Grandmother], be awarded sole legal and physical custody of [daughter], subject to the joint right of both Husband and Wife to equally share the parenting time ***, and with the understanding that Husband’s parenting time will include Grandmother.”
The agreement also noted that, as primary custodian, grandmother had “exclusive discretion in day-to-day parenting, routine medical and dental matters, [and] interaction with school authorities” and “full emergency authority to seek aid for the child under whatever circumstances [grandmother] deems appropriate.”
The stipulated judgment, in turn, incorporated the marital settlement agreement in its entirety. It further provided that
“Grandmother * * * is awarded sole legal and physical custody of [daughter], subject to the joint right of both Husband and Wife to * * * parenting time with [daughter] * * *, and with the understanding that Husband’s parenting time will include Grandmother.”
The judgment was entered on March 9, 2005, three months after mother had moved to Virginia. Daughter was one year old.
Mother first filed a motion under ORS 107.135 to modify the stipulated dissolution judgment in September 2006.
Mother filed a second motion to modify the stipulated dissolution judgment in May 2008, citing as authority both ORS 107.135 and ORS 109.119.
Father again opposed modification, at least as to custody, because mother had “failed to spend time with [daughter] and bond with [daughter].” During the modification proceedings, he indicated that he felt it to be in daughter’s “best interests to remain here in Oregon, based on the fact that the — primarily the family that she has known over the years has been here in Oregon, and that she is a — in an environment that is stable for her, and is in her best interests.” Grandmother also opposed modification on several grounds relating to the proposed change in custody. However, she did not oppose modification of the parenting plan or child support.
A modification hearing was held and, noting mother’s failure to allege facts to establish the existence of a substantial change in circumstances, as required for a modification under ORS 107.135, grandmother moved under ORCP 21(a)(8) to dismiss mother’s motion to modify the stipulated dissolution judgment. Mother argued in response that, in addition to ORS 107.135 — which requires a substantial change in circumstances — her motion was brought under in ORS 109.119— which does not. The trial court disagreed with mother, concluding that ORS 109.119 did not apply to the modification proceeding and that a substantial change in circumstances had to be established under ORS 107.135 before the court could modify the prior custody decision. However, the court allowed mother to amend her motion to add an allegation of changed circumstances.
Mother testified at the modification hearing that, at the time of the stipulated dissolution judgment, she had had mental and emotional problems, was unemployed, and had
Also admitted into evidence was a two-year-old report from a custody evaluator that recommended that mother and grandmother have joint custody of daughter, with grandmother retaining primary, residential custody. The report concluded that daughter, who was five years old when the report was prepared, would likely suffer “significant anxiety” were she to relocate to Virginia but that contact between mother and daughter should be encouraged. Specifically, the report “suggested that child support be negotiated so that [mother] could come to Oregon every six weeks for at least three full days” to help “solidify” mother’s and daughter’s relationship. It also reflected the custody evaluator’s belief that mother could gain primary custody of daughter after a period of years if mother “is conscientious in the time that she spends with [daughter] and puts effort into maintaining that relationship by visiting her in Oregon or relocating.” Finally, the report noted that, were mother to relocate to Oregon, a parenting plan could be fashioned to shift primary, residential custody of daughter to mother “within a year’s time.”
At the hearing, the custody evaluator testified that her contact with the parties in the two years following her report was limited to a single visit with mother and daughter. Accordingly, much of the evaluator’s testimony about the adaptability of children and her concerns about shifting daughter to mother’s care was based on general information. Nevertheless, the evaluator testified that the plan proposed
In their closing statements, mother and grandmother argued extensively over whether there had been a substantial change in mother’s circumstances justifying a custody modification. However, they agreed that the parenting plan should be modified. Asked whether grandmother opposed that modification, her counsel replied, “No, Your Honor. I think it would be beneficial for all involved to have something that’s going to be updatfed], hopefully, and that may be actually followed through.” Although they differed in details, mother and grandmother both advanced similar parenting plans based on the custody evaluator’s report. Each agreed that mother should begin by visiting daughter in Oregon for three days every six weeks and that, after a number of successful visits in Oregon, a transition to visits in Virginia would be appropriate.
The court ultimately denied mother’s motion to modify the stipulated dissolution judgment. In a letter opinion that focused entirely on custody, the court concluded that mother had failed to prove that a substantial change in circumstances had occurred between entry of the dissolution judgment and the modification hearing. The court also concluded that it would not be in daughter’s best interests to move from Oregon to Virginia. The court did not address mother’s argument that she was entitled to a preferential custodial presumption under the federal constitution, independently of ORS 109.119, nor did it discuss its rejection of mother’s motion to modify the parenting plan and child support. The court subsequently awarded grandmother costs and attorney fees in a supplemental judgment.
As noted, the court first determined custody of daughter in its stipulated dissolution judgment. To the extent that that judgment “provid [ed] for the legal custody, physical custody, parenting time [, and] visitation” of daughter, it constituted a “child custody determination” under ORS 109.741, which provides the “exclusive jurisdictional basis for making a child custody determination by a court of this state.” See ORS 109.704(3) (defining “child custody determination”). The legal effect of that determination is clear:
“A child custody determination made by a court of this state that has jurisdiction under ORS 109.701 to 109.834 binds all persons who have been served in accordance with the laws of this state or notified in accordance with ORS 109.724 or who have submitted to the jurisdiction of the court, and who have been given an opportunity to be heard. As to those persons, the determination is conclusive as to all decided issues of law and fact except to the extent the determination is modified.”
ORS 109.717 (emphasis added). Once made, the court retains exclusive, continuing jurisdiction to modify the custody determination — until jurisdiction expires on the occurrence of circumstances not present here. ORS 109.744.
Of course, modification of a child-custody determination requires modification of the judgment in which it is embodied. Where, as here, the child-custody determination was made in a dissolution judgment, see ORS 107.105(l)(a) (providing that dissolution judgment may provide for custody), modification is governed by ORS 107.135, which provides, as relevant:
*473 “(1) The court may at any time after a judgment of annulment or dissolution of marriage * * *, upon the motion of either party * * *:
“(a) Set aside, alter or modify any portion of the judgment that provides * * * for the custody, parenting time, visitation, support and welfare of the minor children * *
A predicate to modification under that statute is a showing that a substantial change in circumstances relevant to the capacity of the parties to care for the child has occurred since the last custody order or judgment. E.g., Bradburry, 237 Or App at 186. If a change in circumstances is shown, the court is to make a custody award that is in the best interests of the child, considering a number of factors, including those specified in ORS 107.137(1):
“(a) The emotional ties between the child and other family members;
“(b) The interest of the parties in and attitude toward the child;
“(c) The desirability of continuing an existing relationship;
“(d) The abuse of one parent by the other;
“(e) The preference for the primary caregiver of the child * * *; and
“(f) The willingness and ability of each parent to facilitate and encourage a close and continuing relationship between the other parent and the child.”
The other statutory provision on which mother relies, ORS 109.119, allows any person “who has established emotional ties creating a child-parent relationship or an ongoing personal relationship with a child” to seek intervention “with the court having jurisdiction over the custody” of the child to ask the court to award the person custody, guardianship, or visitátion with the child. ORS 109.119(1), (3)(a). In the event that no court has jurisdiction over the child’s custody, the person may initiate a proceeding by petitioning the court for the county in which the child resides for an award of custody, guardianship, or visitation. ORS 109.119(1). If the court concludes that it would be in the child’s best interest,
Because ORS 109.119 has the potential to profoundly interfere with parent-child relationships, it contains a “presumption that the legal parent acts in the best interest of the child” in deciding with whom the child interacts. ORS 109.119(2)(a). That presumption must be rebutted by a preponderance of the evidence, as reflected in written findings of fact, before a court may award relief to a nonparent under ORS 109.119. ORS 109.119(4) contains a nonexclusive list of factors that the court should consider in determining whether the presumption has been rebutted. However, the presumption applies only to the state’s initial interference with the parent-child relationship, viz., when the court initially orders custody, guardianship, or visitation to the intervening party; it does not apply in a proceeding to modify an order granting relief under ORS 109.119. ORS 109.119(2)(c).
Although silent on the matter, ORS 109.119 can apply in a marital dissolution proceeding. For the reasons discussed above, a court presiding over a marital dissolution proceeding has jurisdiction to determine the custody of the couple’s children, and, therefore, a third party may intervene under ORS 109.119 in the dissolution proceeding. In that circumstance, to the extent that the third party seeks a custody arrangement different from that desired by the parents, the third party would need to rebut the presumption in ORS 109.119(2)(a) in favor of the parents. Conversely, were the parents to agree that the third party should be given sole legal custody of their children, the presumption would work in favor of the third party; the court would presume that the parents’ desire to award custody to the third party would be in the children’s best interest. Under either circumstance, once the court’s child-custody determination has been memorialized in the dissolution judgment, the presumption would have no effect in any subsequent modifications of the dissolution judgment under ORS 107.135. ORS 109.119(2)(c).
In concluding that mother had failed to prove a sufficient change in circumstances, the court focused on evidence relating to mother’s mental health and alcohol use:
“Mother alleges in her Affidavit supporting the Motion for Modification that she had mental and emotional problems when she left [daughter] in [grandmother’s] care and moved to Virginia. She also acknowledged during her trial testimony that she was drinking heavily on a regular basis before she moved out of state in 2004. She further testified at trial that she had recently undergone psychological testing in Virginia where she has lived since 2004. She stated the testing revealed that she does not suffer from a serious mental impairment. However, the court did not receive any evidence from the psychologist corroborating Mother’s statement. Likewise, no corroborative evidence was received confirming completion of alcohol treatment and continued abstinence.”
(Underscoring in original.)
In any event, even were we to take issue with the court’s change-in-circumstances determination, the court went further and concluded that a change of custody was not in daughter’s best interests:
“Not only does the court find that Mother has not proven a substantial change in circumstances, but I also find such a move (under today’s circumstances) would not be in [daughter’s] best interest. Such a move would uproot [daughter] from the only home (Oregon) she has ever known, and separate her from her grandmother to whom she is strongly bonded. [Daughter] is well settled in her school, has friends and Father’s extended family in Oregon.”
Except in cases where we exercise our discretion to review de novo, “our standard of review of a trial court’s best interests determination is for abuse of discretion.” Sjomeling v. Lasser, 251 Or App 172, 187, 285 P3d 1116, rev den, 353 Or 103 (2012). Under that standard of review, “we will reverse only if a trial court’s discretionary determination is not a legally permissible one.” Id. Leaving aside mother’s due process argument, mother does not argue — nor do we conclude—
Mother next argues that the trial court erred when it failed to apply ORS 109.119 to its custody determination. As we have explained, 258 Or App at 473, ORS 109.119 allows any person “who has established emotional ties creating a child-parent relationship or an ongoing personal relationship with a child” to seek intervention “with the court having jurisdiction over the custody” of the child to ask the court to award that person custody, guardianship, or visitation with the child. ORS 109.119(1), (3)(a). Mother acknowledges that the modification proceeding at issue here did not involve the type of intervention permitted by the statute,
To be sure, ORS 109.119(2)(c) does contemplate modification proceedings, but it does not follow that the procedural framework established in ORS 109.119, by which a court is to resolve an initial custody dispute between parents and an intervening third party, applies to a proceeding to modify a decision that awarded custody to a third party. All that ORS 109.119(2)(c) provides with regard to modification
Finally, mother contends that the Fourteenth Amendment required the trial court to presume that a modification of custody in favor of mother was in daughter’s best interest. Mother’s argument is grounded in the substantive rights of parents to direct the upbringing of their children and the United States Supreme Court’s application of those rights in Troxel v. Granville, 530 US 57, 120 S Ct 2054, 147 L Ed 2d 49 (2000).
In Troxel, a plurality of the Court recognized that, when a fit, custodial parent disagrees with grandparents about their visitation with the parent’s child, the parent is entitled to a presumption that the parent’s visitation decision is in the best interests of the child. Troxel, 530 US at 68-69. There, an unmarried couple were the birth parents of two daughters. After the parents separated, the daughters
As the Oregon Supreme Court has explained, the plurality in Troxel held that
“a court may not override a parent’s decision about the care or custody of a child simply because the court determines that the decision is not in the child’s best interest, as the trial court did in Troxel regarding a grandparent’s interest in visitation. Instead, the court must presume that a fit parent’s decision is in the best interest of the child, and the court may reach a decision contrary to the wishes of the parent only if there is evidence sufficient to overcome that presumption.”
O’Donnell-Lamont and Lamont, 337 Or 86, 120, 91 P3d 721 (2004), cert den, 543 US 1050 (2005) (emphasis added).
However, despite that simple articulation, “ [t]he absence of a majority opinion in Troxel and the array of viewpoints expressed in the six different opinions make it difficult to identify the scope of the parental rights protected by the Due Process Clause.” Id. at 100. Indeed, the Troxel plurality expressly declined to “define * * * the precise scope of the parental due process right in the visitation context,” Troxel, 530 US at 73 (emphasis added), let alone in any other context. Instead, a majority of the Justices emphasized the “nuanced, case-specific nature of the inquiry,” O’Donnell-Lamont, 337 Or at 99, with the plurality and Justice Kennedy agreeing that the constitutionality of any standard in this
Mother argues that Troxel’s basic holding applies in our case without regard to the court’s prior involvement in determining custody of daughter. Mother argues that, as long as a parent is “fit” — that is, presently willing and able to care for his or her child without posing a risk of harm — a court unconstitutionally interferes with the parent’s federal due process rights by reaching a decision about the parent’s child that does not adequately respect the parent’s decisions about the custody or care of the child; she attaches no significance to the fact that she is asserting her rights in the context of a motion to modify a stipulated dissolution judgment. We do not believe that Troxel extends that far.
We begin by noting our disagreement with mother’s conception of “fitness” for purposes of Troxel. While no Oregon court has had to define “fitness” for purposes of applying Troxel, we have noted that, at the very least, the term is not equivalent to the fitness standard that applies in proceedings to terminate parental rights. See Dept. of Human Services v. S. M., 256 Or App 15, 24 n 7, 300 P3d 1254, rev allowed, 353 Or 867 (2013); see also State ex rel Juv. Dept. v. Smith, 205 Or App 152, 166, 166 n 8, 133 P3d 924 (2006) (noting that Troxel’s notion of “fitness” is a moving target and citing use of the term in several of the Troxel opinions). Similarly, we think the term connotes more than a parent’s willingness and ability to care for his or her child without posing a risk of harm.
Although “fitness” was undisputed in Troxel and, therefore, the plurality left its precise contours undefined, there is language in the plurality opinion that suggests that the concept was tied in Troxel to parental custody and control over a child. For example, in what comes closest to a definition of the term, the plurality noted that
“so long as a parent adequately cares for his or her children (i.e., is fit), there will normally be no reason for the State to inject itself into the private realm of the family to further*481 question the ability of that parent to make the best decisions concerning the rearing of that parent’s children.”
Troxel, 530 US at 68-69.
That passage is significant in two respects. First, the plurality equates “fitness” with “a parent adequately carting] for his or her children,” implying that a “fit” parent possesses some level of parental custody and control over the parent’s children. Second, the plurality makes clear that it is addressing a situation in which the state is “inject [ing] itself into the private realm of the family,” suggesting that Troxel was aimed at the precise dispute before the Court in Troxel — that is, it sought to limit state interference with a parent-child relationship, through the imposition of third-party visitation rights, in the first instance. That understanding is consistent with the plurality’s ultimate conclusion that the award of visitation “failed to provide any protection for [the mother’s] fundamental constitutional right to make decisions concerning the rearing of her own daughters.” Id. at 70 (emphasis added). In other words, the Washington court had interfered with the mother’s existing custodial decision-making authority over her daughters.
Here, in contrast, the point at which the court “inject[ed] itself into the private realm of the family” and interfered with mother’s existing custodial decision-making authority over daughter was the point at which it entered the stipulated dissolution judgment awarding “sole legal and physical custody” to grandmother. At that time, mother decided that an award of custody to grandmother would be in daughter’s best interest. The court gave that custodial preference, expressed in the marital settlement agreement, special weight in issuing the dissolution judgment that eliminated mother’s custodial rights. That is all that Troxel requires in this case.
Finally, even assuming that mother is correct that— notwithstanding the stipulated dissolution judgment — Troxel’s presumption applies to the modification proceedings at issue here, she has not accounted for the competing custody preference of father, who, although minimally involved in the proceedings, consistently expressed his opposition to a custody modification and his preference that daughter remain with grandmother in Oregon. Thus, even if mother’s custody preference (as expressed in the modification proceeding) were entitled to “special weight,” we see no reason to elevate it above father’s equally legitimate custody preference (as expressed in the marital settlement agreement and during the modification proceedings). If, as mother contends, the trial court erred by failing to afford “some special weight” to her custody preference for daughter, it seems that we would commit the same error by disregarding father’s.
We acknowledge that, as a matter of policy, there may be many situations in which it is desirable to award custody to a third party upon the dissolution of a marriage, only to allow a mother or father a streamlined avenue to later regain custody. Some jurisdictions have relied on similar policy concerns to extend Troxel’s presumption in the manner that mother proposes. The Colorado Supreme Court noted in the context of guardianships, for example, that
“[fjailure to accord the parents a presumption in favor of their decision to terminate the guardianship would penalize their initial decision that it was in the best interest of the child to enter into a consensual guardianship relationship with the non-parent relatives ***. An inquiry that focuses solely on the best interest of the child creates the*485 possibility that the desires of fit and suitable parents may lose out to guardians who are able to provide the child a nicer home, a better school district, or more extracurricular activities.”
In re D. I. S., 249 P3d 775, 787 (Colo 2011).
Although we are sympathetic to those concerns, we decline to preempt the legislature’s role in addressing them by establishing a constitutional principle that lacks a constitutional basis — especially when nothing prevents parents from crafting a marital settlement agreement or dissolution judgment that would allow them to regain custody from a third party.
Mother also assigns error to the trial court’s denial of her motion to modify the parenting plan for daughter and to adjust the child-support obligations to be consistent with the modified plan and the parties’ income. As noted, mother’s modification motion sought an order “[establishing a new parenting plan” for daughter and “[m]odifying child support in conformity with the new parenting plan and the parties’ incomes” as an alternative to a change in daughter’s custody. Grandmother did not oppose modification of the parenting plan or child support. At the outset of the modification hearing, grandmother’s counsel stated:
“Now, as far as parenting time and child support, it’s been over three years. The parties are entitled to have the child support reviewed and modified, and also parenting time can be reviewed and modified based on the best interests.”
Grandmother’s position remained unchanged at the conclusion of the hearing:
“THE COURT: Mr. Swanson [counsel for grandmother], I have a question. Is your client opposing a motion for modification of the parenting plan?
“MR. SWANSON: No, Your Honor. I think it would be beneficial for all involved to have something that’s going to be updat[ed], hopefully, and that may be actually followed through.”
The court’s letter opinion did not address the proposed modification of the parenting plan and child support. Instead, the court confined its analysis to the custody dispute, concluding that mother had failed to prove a change in circumstances and that a change in custody would not be in daughter’s best interests. After incorporating the court’s letter opinion, the court’s judgment provided that “[Respondent’s Motion to Modify Custody, Parenting Time and Child Support is hereby denied in its entirety.”
In light of the views expressed by the parties below and the court’s failure to explain the basis for its decision to
Remanded for reconsideration of parenting plan and child support; otherwise affirmed. Supplemental judgment awarding attorney fees reversed.
Mother asks that we exercise our discretion to review the case de novo. See ORS 19.415(3)(b) (providing that, in an equitable action, Court of Appeals may, in its discretion, “try the cause anew upon the record”). We do so only in exceptional cases, ORAP 5.40(8)(c), and we decline mother’s request in this case.
ORS 107.135 provides, as relevant:
“(1) The court may at any time after a judgment of annulment or dissolution of marriage or of separation is granted, upon the motion of either party
*468 “(a) Set aside, alter or modify any portion of the judgment that provides for * * * the custody, parenting time, visitation, support and welfare of the minor children * * *.”
ORS 109.119 provides, as relevant:
“(1) * * * [A]ny person, including but not limited to a related or nonrelated foster parent, stepparent, grandparent or relative by blood or marriage, who has established emotional ties creating a child-parent relationship or an ongoing personal relationship with a child may petition or file a motion for intervention with the court having jurisdiction over the custody, placement or guardianship of that child * * *.
“(2)(a) In any proceeding under this section, there is a presumption that the legal parent acts in the best interest of the child.
“(b) In an order granting relief under this section, the court shall include findings of fact supporting the rebuttal of the presumption described in paragraph (a) of this subsection.
“(c) The presumption described in paragraph (a) of this subsection does not apply in a proceeding to modify an order granting relief under this section.”
We note that, although ORS 109.119(2)(c) explicitly renders the presumption inapplicable in any modification proceeding, it is silent on the manner in which a party may seek a modification. Presumably, where ORS 109.119 is invoked to
Specifically, mother acknowledges that “[t]he trial judge was correct that the modification proceeding did not involve an ‘intervention’ or a ‘petition’ on the part of [grandmother], as referenced in the preamble of OES 109.119.” The “preamble” to which mother refers is OES 109.119(1), which, as noted, confers on parties who have a child-parent or ongoing personal relationship with a child the right to intervene or petition to contest custody. Despite mother’s desire to treat that subsection as a mere preamble to the presumption in favor of parents embodied in OES 109.119(2)(a), it is not. “The preamble of a statute is a recital of the motives and inducements which led to its enactment. It is not an essential part of the act and neither enlarges nor confers powers.” Portland Van & Storage Co. v. Hoss, 139 Or 434,444-45,9 P2d 122 (1932). Here, OES 109.119(1) is integral to the operation of the statute.
ORS 109.119(2)(c) codifies the result that we reached in Lear a Lear, 124 Or App 524, 863 P2d 482 (1993). In Lear, the mother sought to modify a court order under ORS 109.119 awarding custody of her child to the child’s paternal grandparents. At that time — viz., before the statute was amended to address the United States Supreme Court’s decision in Troxel v. Granville, 530 US 57, 120 S Ct 2054, 147 L Ed 2d 49 (2000) — ORS 109.119 had been interpreted to require custody to be awarded to a parent unless there were compelling reasons to give custody to a third party. See Hruby and Hruby, 304 Or 500,502,748 P2d 57 (1987). The issue on appeal in Lear was whether that standard survived an initial custody award and, thus, applied in a modification proceeding.
We concluded, in reasoning relevant here, that the standard did not apply in modification proceedings:
“We conclude that, once permanent custody is given to a third party in a proceeding brought under that statute, the party seeking to modify custody must show that a substantial change of circumstances has occurred since the time that the court determined that there were compelling reasons not to award custody to the natural parent. To allow the natural parent to relitigate custody without a change of circumstances could subject child, the child’s custodian and the courts to endless relitigation of the same issue. Such a result would be inconsistent with an award of permanent custody and would not appear to be in anyone’s best interest.”
Because both the Oregon Supreme Court and this court have discussed the contours of Troxel’s splintered holding at length on several occasions, we will not reproduce that discussion here. See, e.g., O’Donnell-Lamont, 337 Or at 97-101; Dept. of Human Services v. S. M., 256 Or App 15, 25-27, 300 P3d 1254, rev allowed, 353 Or 867 (2013).
Although we reject mother’s contention that Troxel’s basic holding applies broadly and without regard to the court’s prior child-custody determination, that does not mean that a court is free in a modification proceeding to ignore a parent’s desire to care for his or her own child. At the very least, OES 107.137 requires the court to consider that desire in determining the best interests of the child. And, asa matter of policy, our statutory framework repeatedly emphasizes the importance of that desire. See OES 107.101 (noting state policy to “[a]ssure minor children of frequent and continuing contact with parents who have shown the ability to act in the
Further, we have previously acknowledged that Troxel’s presumption is not the sum of a parent’s — or child’s — constitutional right to maintain familial relationships. See S. M., 256 Or App at 29 n 8. Therefore, notwithstanding the inapplicability of Troxel to a given proceeding, when a basis to modify custody has been established, a court decision on the care or custody of a child that gives little or no weight to the parent’s desire to care for his or her child conceivably could run afoul of the parent’s state or federal constitutional rights.
The dissent states — early and often — that we have concluded that mother is unfit and, on that basis, that mother is not entitled to Troxel’s presumption in her favor. 258 Or App at 492, 494, 498, 499, 500, 501. Respectfully, we have done no such thing. We simply have concluded that Troxel’s presumption does not apply to a modification proceeding such as this, in which mother seeks to modify a stipulated dissolution judgment that awarded sole legal and physical custody of daughter to grandmother.
ORS 107.104 provides, as relevant:
“(1) It is the policy of this state:
«;{■
“(b) For courts to enforce the terms of settlements described in subsection (2) of this section to the fullest extent possible, except when to do so would violate the law or would clearly contravene public policy.
“(2) In a suit for marital annulment, dissolution or separation, the court may enforce the terms set forth in a stipulated judgment signed by the parties, a judgment resulting from a settlement on the record or a judgment incorporating a marital settlement agreement:
“(a) As contract terms using contract remedies;
“(b) By imposing any remedy available to enforce a judgment, including but not limited to contempt; or
“(c) By any combination of the provisions of paragraphs (a) and (b) of this subsection.”
Significantly, if mother were correct, then the substance of mother’s new, different custody preference would not matter: We would be constitutionally required to presume mother’s new preference to be in the best interests of daughter, without any showing of changed circumstances, whether mother sought custody for herself or anyone else. We do not believe that the Due Process Clause places on grandmother, with whom daughter has lived her entire life, the onus of overcoming such a presumption.
Further, if mother is correct, then ORS 109.119(2)(c), which provides that the presumption in favor of parents “does not apply in a proceeding to modify an order granting relief under” ORS 109.119, cannot be squared with mother’s understanding of Troxel. If, as mother contends, the presumption recognized in Troxel survives an adverse custody decision, then it would apply in modification proceedings and presumably could not be abrogated by statute.
We also note that there may be equally compelling policy concerns weighing against extending Troxel to modification proceedings. Extending Troxel in that way erodes the vitality of the requirement “that there be a change of circumstances before a court will consider modifying custody], which] is a rule of long standing.” Bail, 325 Or at 397 (citing Merges, 94 Or at 257-58). As a matter of policy, that rule stems from basic claim- and issue-preclusion principles and serves “‘to avoid repeated litigation over custody and to provide a stable environment for children.’” Bail, 325 Or at 398 (quoting Ortiz and Ortiz, 310 Or 644, 649, 801 P2d 767 (1990)). One could argue that a policy favoring stable custody arrangements for children is as weighty as one seeking to avoid “penalizing” parents for their decision to cede custody in the first instance. Whatever the merits of those competing policies, it is the legislature’s role to address them, subject to the applicable constitutional constraints on its policy decisions.
Concurring Opinion
concurring.
In 2005, mother stipulated that child should be in the custody of child’s paternal grandmother. The stipulation was incorporated into a dissolution judgment
The lead opinion rejects both of mother’s contentions, whereas the dissent accepts both of them. I write separately because I would reject mother’s first contention and not reach her second one. That is, I would hold that (1) mother was required to establish a substantial change in circumstances in order to have the custody judgment modified, (2) the trial court did not err in concluding that mother had failed to establish such a change, and (3) because mother had failed to establish the requirement for the modification that she requested, we need not decide whether the trial court was required to presume that mother’s requested modification was in child’s best interests.
Both of mother’s contentions are based on Troxel, which involved the constitutionality of a Washington State statute that authorized a court to award a person the right to visitation with a child, if the court concluded that the visitation was in the child’s best interests, regardless of whether the parent objected to the visitation. In Troxel, the dispute over visitation was between a mother and the paternal grandparents of the mother’s two daughters. The mother, who had full custody of the daughters, objected to the amount of visitation that the grandparents sought. The Washington Superior Court awarded the grandparents visitation in an amount greater than the amount to which
A plurality of the Supreme Court concluded that “the Due Process Clause of the Fourteenth Amendment [to the United States Constitution] protects the fundamental right of parents to make decisions concerning the care, custody, and control of their children.” Troxel, 530 US at 66. Addressing the specific issue before it, the Court held that the challenged state statute was unconstitutional as applied because it did not afford any special weight to the mother’s determination regarding the amount of visitation that was in the best interest of her daughters. The Court explained, “[T]here is a presumption that fit parents act in the best interests of their children.” Id. at 68. “Accordingly, so long as a parent adequately cares for his or her children (i.e., is fit), there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of that parent to make the best decisions concerning the rearing of that parent’s children.” Id. at 68-69. The Court further explained, “The problem here is not that the Washington Superior Court intervened, but that when it did so, it gave no special weight at all to [the mother’s] determination of her daughters’ best interests [,]” id. at 69; instead, it appeared to presume that the amount of visitation awarded by the court was in the children’s best interests. As a result,
“[t]he decisional framework employed by the Superior Court directly contravened the traditional presumption that a fit parent will act in the best interest of his or her child. * * * In that respect, the court’s presumption failed to provide any protection for [the mother’s] fundamental constitutional right to make decisions concerning the rearing of her own daughters.”
Id. at 69-70. Accordingly, the Supreme Court concluded that the challenged state statute was unconstitutional as applied.
In Troxel, the Supreme Court went on to note that it was not defining “the precise scope of the parental due process right in the visitation context,” id. at 73, and that “the constitutionality of any standard for awarding visitation turns on the specific manner in which that standard is
The facts of Troxel differ in two significant respects from the facts of this case. First, in this case, the proceedings before the trial court were modification proceedings; mother had already stipulated to a judgment awarding grandmother custody of child. Thus, the state had already “inject [ed] itself into the private realm of the family.” Troxel, 530 US at 68. Second, and as a result of the stipulated custody judgment, mother did not have custody over child at the time of the proceedings, raising the question of whether the Troxel presumption applies.
Mother’s first contention is that she is not required to establish a substantial change in circumstances in order to have the stipulated custody judgment modified. Essentially, mother’s position is that she has a fundamental right to make custody decisions and that that right is not limited in any way by the fact that she already has stipulated to a judgment awarding grandmother custody. Because Troxel did not involve a modification proceeding, it provides limited guidance. Troxel can be fairly read as establishing that fit parents have a fundamental right to make custody decisions for their children and that, to give effect to that right, fit parents are entitled to a presumption that they act in the best interests of their children, at least during an initial custody determination. Troxel, 530 US at 66-68. But those principles do not resolve the issue in this case, which does not involve an initial custody determination.
Obviously, there are competing interests at stake when a parent seeks to modify a stipulated judgment awarding custody to a nonparent. On the one hand is the parent’s interest in deciding the custody of the child, and on the other hand is the interest in the durability of the judgment and the related security that the judgment provides to the
Here, the trial court concluded that mother had not proved a substantial change in circumstances. It appears that the trial court did not credit mother’s testimony that she no longer had any mental health or substance abuse problems. As the lead opinion explains, “the trial court was not required to find mother’s testimony to be credible * * * [and there is] no reason to disturb the trial court’s findings on appeal.” 258 Or App at 476.
Because mother did not satisfy the threshold requirement for modification of the stipulated judgment, there is no need to determine whether modification was in child’s best interests and, relatedly, whether mother was entitled to a presumption that it was. Therefore, I would not reach the merits of mother’s second contention.
Ortega, J., joins in this concurrence.
As the lead opinion recounts, mother and father executed a marital settlement agreement stating that they “desire[d] that [grandmother], be awarded sole legal and physical custody of [child], subject to the joint right of both Husband and Wife to equally share the parenting time ***.” The agreement also stated that grandmother had “exclusive discretion in day-to-day parenting, routine medical and dental matters, [and] interaction with school authorities,” and “full emergency authority to seek aid for the child under whatever circumstances [grandmother] deemled] appropriate.” The settlement agreement was incorporated into the stipulated dissolution judgment, which itself stated that “[grandmother] * * * is awarded sole legal and physical custody of [child], subject to the joint right of both Husband and Wife to parenting time * *
Of course, parties can agree to reduce the requirements for modification.
Dissenting Opinion
dissenting.
The lead opinion holds that the trial court did not err under the federal constitution when it denied mother’s motion to modify the custody provisions of the stipulated dissolution judgment. The lead opinion concludes that mother’s decision concerning daughter’s best interests was not entitled to “special weight” at the modification proceedings and that mother was an unfit parent because she previously stipulated to grandmother having custody of daughter. I would conclude that the trial court erred by failing to give special weight to mother’s determination of daughter’s best interests as required by the Fourteenth Amendment to the United States Constitution. See Troxel v. Granville, 530 US 57, 65-70, 120 S Ct 2054, 147 L Ed 2d 49 (2000). Accordingly, I respectfully dissent.
The Troxel plurality concluded that “the Due Process Clause of the Fourteenth Amendment protects the fundamental right of parents to make decisions concerning the care, custody, and control of their children.” Id. at 66. It also stated that “there is a presumption that fit parents act in the best interests of their children.” Id. at 68. Troxel, however, did not clearly “identify the scope of the parental rights protected by the Due Process Clause or the showing that *** a nonparent must make before a court may interfere with a parent’s custody or control of a child.” O’Donnell-Lamont and Lamont, 337 Or 86, 100, 91 P3d 721 (2004), cert den, 543 US 1050 (2005) (footnote omitted). In examining Troxel to ascertain the scope of the parental right, the Oregon Supreme Court concluded that “the Due Process Clause protects, to some degree, a fit parent’s right
In this case, mother attempted to exercise her right to make a decision concerning daughter’s custody when she moved to modify the stipulated dissolution judgment. As noted, a fit parent — that is, a parent who is able to adequately care for his or her child, see Troxel, 530 US at 68; Reno v. Flores, 507 US 292, 304, 113 S Ct 1439, 123 L Ed 2d 1 (1993) — has a federal constitutional right to make decisions concerning the care, custody, and control of the child. The trial court did not consider whether mother was a fit parent. Because no court previously applied the presumption identified in Troxel in favor of mother, I would conclude that due process required the court to give mother’s decision to assume custody of daughter some “special weight,” provided that mother is a fit parent.
Here, mother presented evidence that she has taken parenting classes, has stable employment, and is psychologically sound enough to care for daughter. Although the trial court expressed concern that mother had not proven her abstinence from alcohol, nothing in the record indicates that she has any sort of continuing problem with substance abuse. Grandmother did not controvert mother’s evidence
The lead opinion concludes that mother was not entitled, at the custody-modification proceedings, to a presumption that she acts in daughter’s best interests. It reasons that mother’s constitutional rights were adequately protected at the initial dissolution proceeding that produced the stipulated custody judgment provision, i.e., that mother’s decision concerning the custody of daughter was previously afforded some “special weight.” 258 Or App at 481. The lead opinion also concludes that, because mother previously stipulated to grandmother’s custody, mother is unfit and thus has forever relinquished the constitutional presumption that she acts in daughter’s best interests. 258 Or App at 482 (“ [A] stipulated judgment granting a nonparent sole legal and physical custody of the parent’s children” would “establish that the parent no longer adequately cares for his or her children {i.e., is fit).” (Internal quotation marks omitted.)). I disagree both with the lead opinion’s conclusion that mother’s parental decision was afforded some “special weight” in the dissolution proceedings and its conclusion that mother is an unfit parent. I shall address those disagreements in turn.
In my view, the lead opinion’s position misconceives the notion of “special weight.” At its core, the presumption identified in Troxel exists to protect a fit parent’s right to direct the care, custody, and control of his or her children against a nonparent’s contrary wishes. When the stipulated dissolution judgment was entered, neither father, nor
Rather than “injecting” itself or “interfering” with mother’s custody decision, the trial court effectuated mother’s uncontested custody preference by entering the stipulated dissolution judgment. The very first point at which anyone sought to “interfere” in a manner contrary to mother’s wishes was the point at which grandmother opposed mother’s decision to seek custody of daughter in the instant proceedings; until that point, the state never attempted to give “force to the wishes of a nonparent.” Wilson, 199 Or App at 250. The concept of “special weight” exists to ensure that a parent’s fundamental liberty interest in making child-rearing decisions is not too easily interfered with by a nonparent. That concept is inapposite to a proceeding in which the nonparent
There is a significant distinction between a situation where a parent has stipulated to a nonparent’s custody and a situation where a parent has lost custody in a prior contested hearing. That distinction is recognized not only in Oregon, see Wilson, 199 Or App at 250, but in other states as well. In C. R. B. v. C. C., 959 P2d 375, 380 (Alaska 1998), overruled on other grounds by Evans v. McTaggart, 88 P3d 1078 (Alaska 2004), a case involving a father who had previously chosen not to appear at a contested custody proceeding, the Alaska Supreme Court stated:
“Once a court has properly transferred custody from a parent to a nonparent, it does no good to apply the doctrine to weaken the substantial change requirement for modification. The proceeding that gave the nonparent custody will have enabled the parent to exercise the parental preference, and achieved the goal that leads us to treat parent-nonparent cases differently from other custody cases. Having once protected the parent’s right to custody, at the risk of sacrificing the child’s best interests, we should not then sacrifice the child’s need for stability in its care and living arrangements by modifying those arrangements more readily than in a parent-parent case.”
(Emphasis added.) C. R. B. demonstrates that, where the parent has previously been involved in contested proceedings that afforded a presumption in favor of a parent’s custody preference, the parent is not entitled to the presumption again after it was previously overcome.
Similarly, in Guinta v. Doxtator, 794 NYS 2d 516, 20 AD3d 47 (NY App Div 2005), the court held that New York’s parental-preference law — as expressed through a rule requiring nonparents to demonstrate extraordinary circumstances in order to obtain custody — does not apply in proceedings following a contested custody case where the parental preference was previously applied. The Guinta court carefully noted, however, that New York still applies
“In New York, the parental preference applies where there has been a voluntary placement of the child or an order entered upon the consent of the parties. Indeed, we wrote in [a previous case] that the extraordinary circumstances rule applies ‘even if there is an existing order of custody concerning [the] child unless there is a prior determination that extraordinary circumstances exist!”
Id. at 520-21, 20 AD3d at 53 (citations omitted; emphasis added; second brackets in original); see also id. at 519, 20 AD3d at 51 (“[O]nce the preferred status of the birth parent *** has been lost by a judicial determination of extraordinary circumstances, the appropriate standard in addressing the possible modification of the prior order is whether there has been a change of circumstances * * (Emphasis added.)). New York and Alaska are not alone in reaching that conclusion. See Heltzel v. Heltzel, 248 Mich App 1, 638 NW2d 123 (Mich Ct App 2001) (following stipulated custody agreement with grandparents, mother’s decision concerning child was entitled to special weight under Troxel in mother’s subsequent challenge to grandparent’s custody); Harris v. Smith, 752 NE2d 1283,1287 (Ind Ct App 2001) (“Even when a parent initiates an action to re-obtain custody of a child who has been in the custody of a third party, the burden of rebutting [a parent’s presumptively superior right to custody] remains upon the third party.”); Ward v. Ward, 874 So 2d 634, 637 (Fla Dist Ct App 2004) (following stipulated agreement giving grandparents custody, the appropriate test to modify the custody arrangement as between father and grandparents must consider “the right of a natural parent to enjoy the custody, fellowship, and companionship of his offspring”; such a rule is “older than the common law itself’ (internal quotation marks omitted)).
I also note that, in the analogous context of guardianships formed with a parent’s consent, the “overwhelming majority of jurisdictions” that have considered the matter have “held that parents do not relinquish their fundamental liberty interest upon consenting to a guardianship.” In re Guardianship of S. H., 2012 Ark 245 (2012) (so stating and
After erroneously concluding that some “special weight” was properly applied to mother’s custody preference in the dissolution proceedings, the lead opinion goes on to conclude that mother was not a fit parent by virtue of signing a stipulated marital settlement agreement that (1) gave custody to grandmother and (2) did not explicitly reserve for mother the right to exercise her parental presumption at any future modification proceedings. 258 Or App at 480-82, 485.
With regard to the second point, although I agree that a parent may, in certain circumstances, lose the presumption identified in Troxel, I do not agree with the lead opinion that mother waived — for all time — her right to the presumption that she acts in daughter’s best interests by virtue of stipulating to a third party’s custody of daughter. “[Cjourts are reluctant to find that fundamental constitutional rights have been waived”; such a waiver must be “voluntary and must be understandingly made with knowledge by the party of [her] rights.” Huffman v. Alexander, 197 Or 283, 321-22, 251 P2d 87 (1952), reh’g den, 197 Or 331 (1953); see also State v. Meyer, 116 Or App 80, 83, 840
Next, I cannot perceive any basis for concluding, as the lead opinion does today in the first instance, that mother is an unfit parent because she stipulated to grandmother’s custody. The trial court never found that mother was unfit, nor could it have. As I have described above, there is no evidence in the record indicating that mother is unable to adequately care for child. Certainly the dissolution court never made a previous finding of parental unfitness, because mother’s fitness was not at issue in the dissolution proceedings. That leaves the lead opinion’s conclusion that mother became unfit, by operation of law, at the moment that she relinquished custody of daughter to grandmother, or, perhaps, at some unspecified later period after sufficient time had passed for grandmother and daughter to form “the emotional attachments that derive from the intimacy of daily association.” 258 Or App at 482 (quoting Smith v. Organization of Foster Families, 431 US 816, 844, 97 S Ct 2094, 53 L Ed 2d 14 (1977)).
“A preference approach tells the parents that they get a second chance. Hopefully, this standard will encourage parents with problems to seek help and strive to rehabilitate themselves. The preference should also reassure a parent that he need not fear placing his child with a good and loving caretaker. If a parent believes that he has no chance to compete with the caretaker under the best interests approach, he may be less apt to agree voluntarily to recognize his problems and settle his child with someone capable and familiar to the child.”
Carolyn Wilkes Kaas, Breaking Up a Family or Putting it Back Together Again: Refining the Preference in Favor of the Parent in Third-Party Custody Cases, 37 Wm & Mary L Rev 1045, 1097 (1996); see also Blair v. Badenhope, 77 SW3d 137, 154 (Term 2002) (Birch, J., dissenting) (“[T]he majority’s decision to deny superior rights to a parent who voluntarily surrenders custody to a non-parent will forever penalize parents whose decision to surrender custody was made with the best interests of the child as the paramount factor.”).
As to the second charge, rather than elevating one set of policy concerns over another, I merely differ with the lead opinion’s conception of when — and on what grounds — a parent should be deemed unfit. The policy concern that I have identified above regards when it is appropriate for a court to apply the parental presumption identified in Troxel. The lead opinion, on the other hand, translates its support for the policy favoring the finality of judgments into a rule that says a parent who stipulates to a third party’s custody is no longer fit within the meaning of Troxel. Although the policies identified by the lead opinion are doubtlessly important, choosing to uphold them through a rule that a parent becomes unfit, by operation of law, at the moment that the parent stipulates to third-party custody is a curious way to go about protecting those policies.
The lead opinion is concluding today, in the first i nstance and as a matter of law, that mother became an unfit parent at the moment
I respectfully dissent.
The lead opinion contends that we would err by affording mother’s custody decision “special weight” over father’s contrary custody preference. It would thus decline to “elevate” mother’s custody preference “above father’s equally legitimate custody preference (as expressed in the marital settlement agreement and during the modification proceedings).” 258 Or App at 484. The response to that is that father’s involvement in this case has been next to nonexistent. His only substantive act was to malee a brief statement to the court in response to the court’s invitation to do so. When the court asked father if he wished to present any evidence, he declined that invitation. The two relevant — and, for the first time, competing— custodial preferences were mother’s and grandmother’s.
The C. R. B. court noted that, despite not having appeared at the initial custody proceeding, the father had been given notice of the hearing and a chance to be heard. Id. at 377.
The lead opinion suggests that mother — who was unrepresented by counsel at the time — unequivocally renounced her parental rights by signing the marital settlement agreement. It should be noted, however, that the agreement — as incorporated into the judgment — reserves for mother “continuing contact with” child. The parties also agreed to “construe!]” and “implement!]” the plan to foster daughter’s best interests by providing “liberal, predictable and wholesome time between both parents and child” and “that reasonable adjustments will be needed from time to time and that flexibility will be required in administering the plan.”
By the lead opinion’s logic, not only can a parent lose Troxel rights by stipulating to custody of a child by a third party, but a third party can — through some
The irony should not go unstated: The lead opinion holds that mother is no longer entitled to a presumption that she acts in daughter’s best interests because of a decision that mother made that was in daughter’s best interests.
The lead opinion also states that the effect of my approach would be to “render the marital settlement agreement and stipulated judgment void.” 258 Or App 483. That is not at all the case. The lead opinion would put the burden on mother to modify the judgment. Although I would put the burden on grandmother to overcome the presumption that mother acts in child’s best interests, that is hardly equivalent to rendering the dissolution judgment or marital settlement agreement void. Moreover, the lead opinion suggests that grandmother has now acquired Troxel rights by virtue of the fact that she has assumed the responsibilities for raising the child. See 258 Or App at 499-500 n 4 (Egan, J. dissenting). If that is true, the dissolution judgment and marital settlement agreement would be as easily modified under the lead opinion’s approach as under mine. The only difference is that the lead opinion would lower the bar for a modification that is requested by the custodial nonparent.
Perhaps that is not what the lead opinion does, for, as noted, it suggests that mother could have preserved her parental presumption by including a provision to that effect in the marital settlement agreement. 258 Or App at 485. According to that rationale, it was merely her lack of foresight to insist upon such a provision that rendered mother unfit. This reveals a fundamental point: It is whether the parent is able to adequately care for the child that renders a parent fit or unfit. Whether mother managed to sufficiently preserve her parental rights in a dissolution judgment and whether the policy favoring the finality of judgments supports reaching the legal conclusion that mother is unfit are not questions that bear on mother’s fitness as a parent.
Reference
- Full Case Name
- In the Matter of the Marriage of John Paul EPLER, Petitioner-Respondent, and Andrea Michelle EPLER, nka, Andrea Michelle Walker, and Kimberley Sue GRAUNITZ, Third Party Respondent-Respondent
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- Published