State v. Davidson
State v. Davidson
Opinion of the Court
Certain recidivist sexual offenders are subject to a presumptive sentence of life imprisonment without the possibility of release, a “true life sentence.” In particular, under ORS 137.719(1), an offender is subject to a presumptive true life sentence the third time the offender is sentenced for a felony sex crime.
After being convicted of public indecency for public masturbation on three occasions, defendant was convicted of two further public indecency charges and — at the age of 34 — was sentenced to two consecutive terms of life in prison without the possibility of release. He contends that his sentence shocks the moral sense of reasonable people and, accordingly, is unconstitutional under the proportionality clause of the Oregon Constitution.
DISPROPORTIONALITY UNDER ARTICLE I, SECTION 16
As noted, under Article I, section 16, “all penalties shall be proportioned to the offense.” Article I, section 16, requires that the penalty imposed on a criminal defendant be proportioned to the specific offense for which the defendant was convicted, or, in other words, that the sentence bear the appropriate comparative relation to the gravity of that particular offense. State v. Wheeler, 343 Or 652, 667, 175 P3d 438 (2007) (stating test for an “as-applied” application of Article I, section 16, to a particular penalty). Courts evaluate the proportionality of a penalty by considering whether the imposition of the sentence would shock the moral sense of reasonable people. Id. at 668.
Prompted, no doubt, by the difficulty of applying such an amorphous test, the Supreme Court in State v. Rodriguez/Buck, 347 Or 46, 58, 217 P3d 659 (2009), fashioned a structured test to assess disproportionality under
In Rodriguez/Buck, the court consolidated two cases in which the defendants had been convicted of first-degree sexual abuse. The state assigned error to the trial courts’ imposition of sentences of 16- and 17-month terms of incarceration on the defendants, when ORS 137.700 (Measure 11) required a mandatory minimum sentence of 75 months in prison for first-degree sexual abuse. 347 Or at 52. Rodriguez had briefly caused the back of the victim’s head to be in contact with Rodriguez’s clothed breasts. Id. at 70. Buck had allowed the back of his hand to remain when the victim leaned her clothed buttocks against it several times; later, Buck wiped dirt off of the back of the victim’s shorts with two swipes of his hand. Id. In determining that the sentences were constitutionally disproportionate, the Supreme Court considered three nonexclusive factors: “(1) a comparison of the severity of the penalty and the gravity of the crime; (2) a comparison of the penalties imposed for other, related crimes; and (3) the criminal history of the defendant.” Id. at 58.
Under the first factor, the court compared the severity of the penalty imposed with the “gravity” of the offenses committed by the defendants. Id. at 59, 67. The primary determinant of the severity of the penalty is the amount of time the offender must spend in prison or jail. Id. at 60. The gravity of the offense requires consideration of both the statutory definition of the offense — including the range of conduct prohibited by the statute — and the particular defendant’s conduct in committing the offense — including where on the range of prohibited conduct the defendant’s offense falls. Id. at 69. The court noted:
“An as-applied proportionality analysis that considers the facts of an individual defendant’s specific criminal conduct is particularly significant when the criminal statute at issue covers a broad range of activity, criminalizing a variety of forms and intensity of conduct. In such a case, a harsh penalty might not, on its face, be disproportionate,*724 because of the fact that the statute dealt, inter alia, with some extreme form of that conduct. However, when a defendant is convicted for engaging in only more minor conduct encompassed within the statute, the defendant may plausibly argue that the mandatory sentence, as applied to the particular facts of his or her case, is unconstitutionally disproportionate.”
Id. at 61. In making this “range of activity” assessment,
“a court may consider, among other things, the specific circumstances and facts of the defendant’s conduct that come within the statutory definition of the offense, as well as other case-specific factors, such as characteristics of the defendant and the victim, the harm to the victim, and the relationship between the defendant and the victim.”
Thus, to determine whether the penalty is proportioned to the gravity of the offense, it is appropriate to consider the gravity of the instant conduct in comparison with other criminal conduct in light of relative harm to victims and society and relative culpability. Id. (citing Solem v. Helm, 463 US 277, 292-93, 103 S Ct 3001, 77 L Ed 2d 637 (1983)). For example, some crimes are generally considered to be more serious than others (e.g., violent crimes are more serious than nonviolent, stealing one million dollars is more serious than stealing one hundred dollars) and a lesser-included offense should not be punished more severely than the greater offense (e.g., assault with intent to murder is more serious than simple assault). Id. (citing Solem, 463 US at 292-93). As to the two defendants in Rodriguez /Buck, the court concluded that, “[n]ot only does defendants’ criminal conduct appear insufficiently grave to justify the mandatory [75-month] sentence, but it also is less severe than the conduct in the vast majority of * * * other reported first-degree sexual abuse cases [.]” Id. at 74.
The court then turned to the second factor, under which the court compared the penalty imposed with the penalties for related offenses. Id. at 63. “If the penalties for more ‘serious’ crimes than the crime at issue result in less severe sentences, that is an indication that the challenged penalty may be disproportionate.” Id. Applying that factor, the court noted that the mandatory minimum sentence for
Finally, the court considered the defendants’ criminal histories. The court noted that the defendants had no prior convictions and that their conduct was qualitatively different from the conduct of defendants in other first-degree sexual abuse cases. Id. at 78. “In the more common first-degree sexual abuse cases,” the court explained, “the contact is not only far more physically invasive and sexually charged, but it has occurred multiple times, rather than only once.” Id. After examining all three of those factors, and concluding that each indicated that the defendants’ sentences were disproportionate, the Supreme Court concluded that the sentences in those cases violated Article I, section 16.
This case involves the application of Rodriguez/Buck and Article I, section 16, to a sentence imposed for several crimes under the current sexual offender recidivism statute. The Supreme Court has addressed the application of Article I, section 16, to a previous version of the sexual offender recidivism statute, which provided for an indeterminate life sentence (with the possibility of release), on several occasions, including as applied to an offender convicted of indecent exposure (but also of another sex crime). The court has also addressed ORS 137.719(1), as applied to an offender convicted of sexual abuse, sodomy, and other crimes — but not public indecency — holding that the sentence in that case was not disproportionate. And we have also addressed ORS 137.719(1), but not in the context of serial convictions for public indecency.
In State v. Waterhouse, 209 Or 424, 439, 307 P2d 327 (1957), the Supreme Court suggested that — as applied to persons twice convicted of “peeping Tom” crimes or indecent exposure — application of even an indeterminate life imprisonment sentence might be overly severe: “Consideration of the extreme severity of the penalty in its relation to
On the other hand, in Jensen v. Gladden, 231 Or 141, 372 P2d 183 (1962), the Supreme Court held that an indeterminate life sentence that had been imposed on a recidivist sexual offender did not violate Article I, section 16. The petitioner had previously been convicted of contributing to the delinquency of a minor. About two years later, while on parole, the petitioner was convicted of indecent exposure. The sexual offender statute in effect at the time— former ORS 167.050 (1985), repealed by Or Laws 1971, ch 743, § 432 — listed several offenses (including contributing to the delinquency of a minor and indecent exposure) and provided that a person who committed one of the listed sexual offenses and had previously been convicted of one of those offenses was subject to a sentence of life imprisonment. Under the sentencing scheme in effect at that time, the sentencing judge would set an indeterminate prison term not exceeding the statutory maximum, and the parole board would then determine the amount of time defendant actually spent in prison. See generally State ex rel Engweiler v. Felton, 350 Or 592, 598, 260 P3d 448 (2011) (describing difference between “matrix” and determinate sentencing schemes).
In Jensen, the trial court imposed the maximum statutory indeterminate sentence of life imprisonment. On appeal, the petitioner argued that the crime of indecent exposure, even when coupled with the previous crime of contributing to the delinquency of a minor, was not sufficiently grave to warrant imposition of a sentence that could result in the petitioner’s imprisonment for life and, accordingly, his sentence violated Article I, section 16.
“Undoubtedly this legislation was influenced by the movement then under way which proposed that sex law offenders be incarcerated for an indeterminate time so as to measure their imprisonment in accordance with the time that it was necessary to effect psychiatric rehabilitation.”
Id. at 146-47 (emphasis added). Thus, although the court upheld a life sentence imposed upon a recidivist sexual offender whose crimes included public indecency, the court tied the need for an indefinite and sometimes lengthy sentence to the possibility of reformation and release.
Only a year after Jensen, the court upheld a true life sentence imposed on a recidivist offender who had been convicted of burglary not in a dwelling and, previously, of three other unspecified felonies. Tuel v. Gladden, 234 Or 1, 379 P2d 553 (1963).
Both we and the Supreme Court have considered true life sentences imposed under the current sexual offender recidivism statute and concluded that they were not constitutionally disproportionate. Wheeler, 343 Or 652; State v. Meyrovich, 204 Or App 385, 129 P3d 729, rev den, 340 Or 673 (2006). In Meyrovich, the defendant had previously been convicted of nine prior sex offenses. After he gained access to the victim’s house and then forcibly kissed her on the neck, he was convicted of first-degree burglary and first-degree sexual abuse, and sentenced to true life under ORS 137.719(1). Id. at 387. Applying the “shock the moral sense” standard, we rejected the defendant’s disproportionality challenge. The defendant’s focus on the “assertedly innocuous” conduct in the instant case missed the point, we explained, because ORS 137.719(1) emphasizes not the gravity of a particular offense but “the fact that the offender is a habitual sex criminal.” Id. at 393. The defendant’s criminal history included nine prior sex offenses involving minor victims, weapons, and use of force, and he had never acknowledged culpability for the first-degree burglary and first-degree sexual abuse. In light of that history, we concluded that a life sentence was not unconstitutionally disproportionate.
In Wheeler, the defendant had previously been convicted of second-degree sodomy and third-degree sodomy— both felonies — and robbery. The defendant was then convicted of 18 criminal charges — including sexual abuse, sodomy, and using a child in a display of sexually explicit conduct — based on conduct involving three boys between the ages of nine and 15. The trial court, applying ORS 137.719(1), imposed a presumptive true life sentence on each of the 18 charges, to run consecutively. 343 Or at 654.
“The court has used the test of whether the penalty was so disproportioned to the offense as to ‘shock the moral sense of reasonable people’ and ordinarily has deferred to legislative judgments in assigning penalties for crimes, requiring only that the legislature’s judgments be reasonable.[8 ] The cases permit the legislature to impose enhanced sentences on recidivists, even if those sentences would be disproportionate when applied to a defendant without prior convictions.”
In a brief discussion, the court applied those principles to the defendant’s case. The court first rejected the defendant’s facial challenge, noting that it could not say that the legislature had acted unreasonably in punishing recidivists more harshly than those convicted of single, arguably more serious offenses or in punishing sexual recidivists more harshly than nonsexual assault recidivists. Id. at 679. The defendant alternatively argued that a true life sentence was unconstitutionally disproportionate as applied to him (1) when compared with the 111-year sentence he would otherwise have received and (2) because his offenses did not
To summarize, the Supreme Court has suggested that even an indeterminate life sentence imposed after two convictions for public indecency might be overly severe (Waterhouse). On the other hand, the court has upheld indeterminate life sentences imposed on recidivist offenders whose crimes might reasonably be described as relatively low-level: contributing to the delinquency of a minor and, previously, of public indecency (Jensen) and burglary (Tuel — although it is hard to make too much of Tuel as the prior offenses were not described). More recent recidivist cases have involved more serious conduct, criminal history, or both (Meyrovich — nine prior sexual offenses involving minors, weapons, and force; Wheeler — 18 offenses involving children as young as nine). As noted, no reported case applying ORS 137.719(1) has involved public indecency as a predicate offense. Finally, in Rodriguez/Buck, the court identified several factors that bear upon whether the sentence in a particular case would shock the conscience of reasonable people.
We apply those factors here, modified to reflect the principle that a penalty that might be proportional for a repeat offender would not necessarily be proportional for a first-time offender. E.g., Rodriguez/Buck, 347 Or at 65-66 (observing that the “idea that a penalty that might be proportional as applied to one who has previously committed the same or other crimes but not proportional as applied to a first-time offender” is rooted in Blackstone); Wheeler, 343 Or at 671 (“The cases * * * establish that the proportionality provision permits the imposition of penalties for repeat offenders that might not be permissible for a single offense.”); Jensen, 231 Or at 145 (whether indeterminate life sentence proportional depended on “seriousness of repetitive conduct of this kind and the danger that it forecasts for others unless the defendant is segregated from society”).
Defendant was sentenced to true life sentences for his fourth and fifth convictions for public indecency. The first incident occurred in July 2006. Before the date of that incident, defendant had lived with his grandmother, and she or someone else who lived in her house had caught defendant masturbating while looking out the window at a nearby house where a young woman, A, lived. On July 21, a neighbor who lived in another house observed defendant masturbating on the porch of A’s house and called the police. The neighbor reported that, when defendant saw her, he started thrusting his hips in her direction and yelled, “You want some of this?” When the police arrived and questioned defendant, he denied masturbating. Instead, defendant told police that he knew A, he had just been in her house where they had masturbated together, and the neighbor saw him zipping up his pants after he left that encounter. Defendant described A’s room, including her sheets. Police searched defendant and his backpack, and discovered a bottle of KY liquid lubricant, a knee-high nylon stocking, methamphetamine and marijuana paraphernalia, and a letter referring to A that said, “I’ve got a crush on you so bad it’s frustrating.” A denied knowing defendant but confirmed that his description of her room and sheets was correct. A subsequently applied for and received a stalking protective order against defendant. Defendant was convicted of public indecency and sentenced to 18 months’ probation.
On September 1, 2006, while on probation for the first public indecency incident, defendant committed public indecency a second time. In this second incident, an elementary school principal reported that defendant was masturbating on the school playground about 200 feet from where children were playing. Defendant was observed masturbating by the principal, three children, a school custodian, and the school kitchen manager. The children reported that defendant was watching them play. The kitchen manager reported that she was inside and saw defendant through a window; when defendant noticed her, he turned more toward the window. Upon conviction for public indecency, defendant was sentenced to 28 months’ incarceration and a term of post-prison supervision.
Then, on December 16, 2008, defendant committed public indecency a third time. Defendant had visited a pornography store in a strip mall that also contains a thrift store. While in the pornography store, defendant watched movies and masturbated. When he left the store, he “was trying to find a date.” In the parking lot, he saw three women (who were accompanied by a two-year-old child). Defendant exposed his penis and started masturbating. One of the women reported that, when he looked at her, he began stroking his penis with two hands; defendant turned away and then turned back toward them. Defendant explained that he believed that seeing him masturbate would make the women “hot” and want to date him.
Finally, four days after his release for the third conviction, the incidents leading to the charges in this case occurred. On April 17, 2011, a woman, Davis — while picnicking in a park with her mother and three girls ages 3, 10, and 12 — observed defendant masturbating behind a tree. Davis testified that defendant saw her looking at him. Davis called 9-1-1 “in a panic.” While Davis was on the phone with a 9-1-1 operator, she gathered her family with the intention of returning to her car. Also while she was on the phone, defendant walked by her, shaking his hand as if to dry it. Davis testified that she was scared during this incident. Defendant said, “I’m leaving,” then jumped a fence and walked between two neighboring houses. When police located defendant shortly afterward, he was standing outside the park fence, looking into the park, masturbating.
Imprisonment does not check defendant’s inclination to masturbate in front of others. In June 2010, a corrections officer observed him masturbating. On April 17, 2011 — the date he was arrested for the fourth and fifth public indecency incidents — an officer at the Marion County Jail reported:
“While in Intake, I caught [defendant] masturbating in Holding Cell #2 as well as the bathroom in the Intake Dayroom. Nurse Cecile came to see [defendant] for some medical attention and shortly after he was caught masturbating in the bathroom. I asked [defendant] why he was masturbating again, and he said it was because ‘I saw the nurse.’ He continued to ask when she would be back to see him again. [Defendant] stated that he likes females.”
Defendant fails to appreciate the illegality and harmful effects of his public masturbation, and he does not comprehend or respect the restrictions placed on him as a result of his misconduct. When defendant was released from prison for the second incident in August 2008, his intake parole officer reported the following:
“Client informed me * * * he had about 30 girlfriends prior to going to prison and asked if it was ok for him to have sex with them since he already knew them. *** Client informed this officer he greets his friends by hugging and kissing them and asked if this was ok. * * * Client kept asking similar questions regarding sex issues, trying to find a loophole.”
Later parole officer reports reflect that defendant “continued to find ways to get around his conditions of Post-Prison Supervision as evidenced by continual questions about no contact with minors or being near elementary schools.” As noted above, in November 2008, he admitted that he had walked by A’s house. In this case — after being convicted of public indecency three previous times — when police officers approached defendant and told him that witnesses had seen him touching his genitals in the park, defendant replied, “Is that illegal or something?” During transport to the jail,
“I just wanted to say it was summertime. You know, I was in my backyard at this school — the school incident. And there was no children *** in the summertime. *** [I]t was like my birthday, and I was drunk, and I just got out of jail, and I just got undone. I didn’t mean to cause nobody no harm. I didn’t try to rape. I didn’t try to hurt nobody. I just wanted to say that I didn’t mean to cause a sex offense, or anything. I didn’t try to show her. I guess my pants was — -fell down or something because it was summer — it was summer, and I drank some wine, and stuff, and I was sitting down, and I guess my pants fell down, or something. * * *
"*****
“* * * Oh, and the jail incident wasn’t like a prior — I had like a rash — I was putting the rash stuff on[.]”
Bluntly, defendant has demonstrated the following pattern: masturbate in public, get locked up (and continue to masturbate in front of others), get released, and — within days — masturbate in public again. Defendant is not remorseful; in fact, it seems that he may not even understand— despite having been convicted several times — that public masturbation is illegal.
The first Rodriguez/Buck factor is a comparison of the severity of the penalty and the gravity of the offense. In this case, establishing the severity of the penalty is straightforward. Life imprisonment without the possibility of parole is the most severe penalty that can be imposed aside from death. As to the gravity of the offense, however, applying the first Rodriguez/Buck factor here is somewhat more complicated. That is so because, as the state posits, the penalty under ORS 137.719(1) is triggered not by the instant offenses but by those offenses in light of a defendant’s recidivism. As the court explained in Rodriguez I Buck, this factor requires us to consider both the range of conduct prohibited by the statute defining the offense and the particular conduct of the defendant in committing the offense. 347 Or at 69. We think, in the circumstances of a recidivist statute, it is appropriate to consider both the range of conduct potentially subject to a true life sentence under ORS 137.719(1) (that is, what combination of offenses would trigger a true life sentence) and defendant’s particular conduct in committing all of the predicate offenses.
ORS 137.719(1) provides:
“The presumptive sentence for a sex crime that is a felony is life imprisonment without the possibility of release or parole if the defendant has been sentenced for sex crimes that are felonies at least two times prior to the current sentence.”
“Sex crime” is defined in ORS 181.805(5), in part, to include the following crimes that are always or sometimes felonies:
“(a) Rape in any degree;
“(b) Sodomy in any degree;
“(c) Unlawful sexual penetration in any degree;
“(d) Sexual abuse in any degree;
“(e) Incest with a child victim;
“(f) Using a child in a display of sexually explicit conduct;
*736 “(g) Encouraging child sexual abuse in any degree;
“*****
“(j) Compelling prostitution;
“(k) Promoting prostitution;
“(1) Kidnapping in the first degree if the victim was under 18 years of age;
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“(o) Possession of materials depicting sexually explicit conduct of a child in the first degree;
“(p) Kidnapping in the second degree if the victim was under 18 years of age[;]
“(q) Online sexual corruption of a child in any degree if the offender reasonably believed the child to be more than five years younger than the offender;
“(r) Luring a minor, if:
“(A) The offender reasonably believed the child to be more than five years younger than the offender or under 16 years of age; and
“(B) The court designates in the judgment that the offense is a sex crime;
"*****
“(t) Public indecency or private indecency, if the person has a prior conviction for a crime listed in this subsection;
“(u) Trafficking in persons as described in ORS 163.266(1)(b) or (c);
“(v) Purchasing sex with a minor if the court designates the offense as a sex crime pursuant to ORS 163.413(3)(d), or the offense is the defendant’s second or subsequent conviction under ORS 163.413(3)(b)(B);
“(w) Any attempt to commit any of the crimes listed in paragraphs (a) to (s), (u) or (v) of this subsection;
“(x) Burglary, when committed with intent to commit any of the offenses listed in paragraphs (a) to (v) of this subsection;
“(y) Criminal conspiracy if the offender agrees with one or more persons to engage in or cause the performance of an offense listed in paragraphs (a) to (t) of this subsection.”
We turn to the second part of the first Rodriguez/Buck factor, the specific conduct in which defendant engaged. Again, because we are considering a recidivist statute, we consider defendant’s specific conduct in all four of the predicate offenses, as compared with other specific conduct that could trigger a true life sentence under ORS 137.719(1). As the Supreme Court observed in Rodriguez/Buck in making its assessment under the first factor, we may consider the facts of defendant’s conduct that came within the statutory offense of public indecency and case-specific factors relating to the nature of the victims and the harm that they suffered.
Of the four incidents leading to defendant’s public indecency convictions, the first incident is perhaps the most troubling. In that incident, defendant was caught masturbating on the porch of his young neighbor, A. He had previously been observed masturbating in his room while looking at A’s house, he had written A a note that said “I’ve got a crush on you so bad it’s frustrating,” and he could accurately describe A’s room down to her sheets. A, however, denied knowing defendant and was so troubled by his conduct that she obtained a stalking protective order. The state represented at sentencing that A was so concerned about defendant’s behavior that she continued to be in touch with the district attorney five years later and attended the first day of defendant’s trial in this case. Moreover, two years after the incident, defendant admitted to violating the terms of his probation by walking by A’s house and “glancing” at it. In short, this first incident reflects the more troubling kinds of circumstances that can be involved in public indecency: direction at a particular victim, an alarming fixation on and knowledge about that victim, continuing interest in the victim, and demonstrated distress in the victim, as evidenced by her obtaining a stalking protective order and her long-term cooperation with the district attorney.
The second, third, and fourth incidents seem more benign in some ways, but more troubling in others. They
There is limited evidence in this record of the effect of defendant’s conduct on his victims, aside from A. Davis testified that she was scared by defendant’s conduct, and it prompted her to try to gather her family and return to her car. In addition, however, in several incidents, defendant went beyond exposing his penis and masturbating in view of others; he engaged in conduct that could reasonably be viewed as more threatening. In the first incident, when observed by the other neighbor, he thrust his hips in her direction and yelled, “You want some of this?” In the incident at the school and the incident in the thrift store parking lot, defendant turned toward victims when he realized that they were observing him.
Overall, in our view, defendant’s behavior falls toward the grave end of the scale of conduct that constitutes public masturbation. Especially as to A, defendant’s behavior indicates a fixation that she legitimately viewed as alarming. In addition, public masturbation in front of children raises serious concerns about particularly vulnerable victims. And, finally, reasonable people could consider a public masturbator who yells at or turns toward his victims as more alarming than one who tries to hide his behavior when he is discovered.
But we are not considering defendant’s behavior only on the scale of conduct that constitutes public masturbation. We are considering his behavior on the scale of conduct subject to a true life sentence under ORS 317.719(1). See Rodriguez/Buck, 347 Or at 71 (comparing the defendants’
Finally, under the first Rodriguez/Buck factor, we consider how defendant would have been punished were felony public indecency not a predicate offense under ORS 317.719(1). See 347 Or at 73. If that were the case, defendant would have been classified as follows in this case: For the first public indecency count, defendant would have been classified at 6B in the sentencing grid block, which carries a presumptive sentence of 19 to 24 months in prison. For the second public indecency count, he would have been classified at 6A, which carries a presumptive sentence of 25 to 30 months. If he were sentenced to the maximum and given the maximum upward durational departure for each count under OAR 213-008-0003(2), and the sentences were imposed consecutively, the sentence would have been 108 months, or nine years. In Rodriguez/Buck, the court found it constitutionally significant that the Measure 11 sentence was more than twice as long as the guidelines sentence. 347 Or at 73. A similar comparison is even more stark in this
In sum, application of the first Rodriguez/Buck factor — a comparison of the severity of the penalty imposed with the gravity of the offenses committed by defendant— suggests that defendant’s true life sentence is disproportionate to his recidivist conduct.
FACTOR TWO: A COMPARISON OF THE PENALTY IMPOSED WITH PENALTIES FOR RELATED OFFENSES
We turn to the second Rodriguez/Buck factor— comparison of the penalty imposed with the penalties for related offenses. We find it particularly helpful to consider other sex crimes that do not subject recidivists to a true life sentence.
We set out above the “sex crimes” listed in ORS 181.805(5) that, if classified as a felony, trigger the application of ORS 137.719(1). 271 Or App at 735-36. By contrast, there are sex crimes that are misdemeanors and, for that reason, never trigger the application of ORS 137.719(1). Those sex crimes include third-degree sexual abuse (ORS 163.415(2)), third-degree encouraging child sexual abuse (ORS 163.687(2)), contributing to the sexual delinquency of a minor (ORS 163.435(2)), and sexual misconduct (ORS 163.445(2)). In addition, as defendant observes, there are other felony sexual offenses that are not mentioned in ORS 181.805(5) and, for that reason, never trigger the application of ORS 317.719(1). Those sexual offenses are first-degree custodial sexual misconduct (ORS 163.452) and unlawful contact with a child (ORS 163.479).
Thus, there are at least seven sexual offenses that do not trigger a possible true life sentence when committed by a sexual offense recidivist. Unlawful contact with a child provides an illuminating example. ORS 163.479 provides:
“(1) A person commits the crime of unlawful contact with a child if the person:
*742 “(a)(A) Has been designated a sexually violent dangerous offender under ORS 137.765; [and]
“*****
“(b) Knowingly contacts a child with the intent to commit a crime or for the purpose of arousing or satisfying the sexual desires of the person or another person.”
Under ORS 137.765(1)(b), a sexually violent dangerous offender is
“a person who has psychopathic personality features, sexually deviant arousal patterns or interests and a history of sexual assault and presents a substantial probability of committing a crime [including first-degree rape or first-degree sodomy using forcible compulsion or of a victim under 12 years of age].”
A “[h]istory of sexual assault” means that, in a separate criminal episode, the offender “[s]eriously endangered the life or safety of another person or involved a victim under 12 years of age[.]” ORS 137.765(1)(a). Thus, if an offender, in separate criminal episodes, commits (1) forcible rape of an adult, (2) forcible rape of a child, and (3) unlawful contact with a child by contacting a child with the intent of arousing the offender’s sexual desire, that offender would not be subject to a true life sentence. That a related, much more serious and harmful combination of offenses is subject to a less severe penalty than that imposed on defendant further suggests that subjecting defendant to true life is disproportionate.
Third-degree sexual abuse, defined in ORS 163.415, is also illustrative. Under that statute, a person commits third-degree sexual abuse by, among other things, subjecting a child between 14 and 18 years of age or an unconsenting adult to sexual contact. As noted, an offender may engage in multiple episodes of third-degree sexual abuse and not be subject to a true life sentence. In other words, had defendant, instead of masturbating, separately approached several adult women in public and groped their breasts or genitals, he would be subject to a less severe penalty than for four convictions of public indecency. Reasonable people would agree that serial groping of that nature is at least as harmful as serial public indecency, and the disparity of
Finally, we note that the penalties for the commission of the most serious crimes by a defendant with an extensive criminal history are much less severe than the true life sentence received by defendant. Under the Oregon sentencing guidelines grid, the presumptive sentence for a crime with a seriousness rating of 11 (murder), OAR 213-017-0001, when committed by an offender with a criminal history of A (three or more person felonies) is 225 to 269 months, much less than the 36 years (432 months) that defendant will be incarcerated if he lives to age 70.
FACTOR THREE: DEFENDANT’S CRIMINAL HISTORY
Finally, we address the third Rodriguez/Buck factor: defendant’s criminal history. As the court explained:
“[Inquiry into a defendant’s criminal history] is relevant * * * because a defendant who previously has been convicted of and served sentences for other crimes has demonstrated, by committing additional crimes, that the previously imposed sentences were insufficient to prevent the defendant from returning to his or her criminal behavior.”
347 Or at 77 (citation omitted). Here, part of defendant’s recidivist conduct has already been considered as part of the factor one analysis. We earlier concluded that the true life sentence seemed disproportionate to defendant’s particular conduct in committing five public indecency offenses. What
Defendant has been in trouble with the law since 1987, when, at age 10, he stole a toy from Fred Meyer. Since then, he has had a total of 48 contacts with law enforcement in Marion County, as well as several arrests and convictions in Florida, where he lived for several years. Aside from public indecency, his misconduct falls into roughly three categories: (1) drugs, (2) personal violence, including domestic violence, and (3) trespass.
CONCLUSION
In sum, after considering all of the factors that the Supreme Court identified in Rodriguez/Buck in the context of this recidivist statute, we conclude that a true life sentence is unconstitutionally disproportionate as applied to defendant. We do not suggest that no offender who simply repeats the same sexual offense could be constitutionally subjected to a true life sentence. For example, far at the other end of the range, a true life sentence for a multiple rapist would likely be constitutional. We recognize, as we must, that sex crimes “are a serious matter in light of the potential for both physical and psychological injury and that lengthy sentences are necessary to protect the public from further harm by recidivists.” Wheeler, 343 Or at 679-80. And defendant is more of a recidivist, committing five public indecency offenses, than other offenders subject to ORS 137.719(1) for the commission of three sex crimes. But five episodes of public indecency, when — as here — accompanied by no meaningful evidence of force or violence and no other forcibly violent sexually charged conduct, when compared with other recidivist penalties, do not constitute the kind of criminal history that can constitutionally justify incarcerating a person with no chance of release.
Reversed and remanded for resentencing.
ORS 137.719(1) provides, “The presumptive sentence for a sex crime that is a felony is life imprisonment without the possibility of release or parole if the defendant has been sentenced for sex crimes that are felonies at least two times prior to the current sentence.”
“A person commits the crime of public indecency if while in, or in view of, a public place the person performs: * * * [a]n act of exposing the genitals of the person with the intent of arousing the sexual desire of the person or another person.” ORS 163.465(1)(c).
Article I, section 16, of the Oregon Constitution provides, in part, that “all penalties shall be proportioned to the offense.”
In his first five assignments of error, defendant contends that the trial court erred by declining to give three of his requested jury instructions and by sustaining the state’s objection to his closing argument. In his final assignment of error, defendant argues that the trial court erred by instructing the jury that it could return a nonunanimous jury verdict. We summarily reject those assignments of error. In light of our conclusion that defendant’s sentence violates Article I,
As a preliminary matter, the state contends that we lack authority to review defendant’s sentence. The state relies on ORS 138.222(2)(a), which provides that, on appeal of a judgment of conviction for a felony, an appellate court may not review “[a]ny sentence that is within the presumptive sentence prescribed by the rules of the Oregon Criminal Justice Commission” and on OAR 213-003-0001(16), which defines “[p]resumptive sentence” to include “a sentence designated as a presumptive sentence by statute.” Those authorities support a conclusion contrary to the state’s position. ORS 138.222(2)(a) prohibits our review of those presumptive sentences “prescribed by” rules of the Oregon Criminal Justice Commission. (Emphasis added.) OAR 213-003-0001(16) is indeed a rule of the Oregon Criminal Justice Commission, but it does not “prescribe” the presumptive true life sentence at play here. That presumptive sentence was prescribed by the Legislative Assembly in ORS 137.719, not by the Oregon Criminal Justice Commission in a rule. OAR 213-003-0001(16) merely cross-references a presumptive sentence prescribed by the legislature. ORS 138.222(2)(a) does not make defendant’s sentence unreviewable. See also State ex rel Huddleston v. Sawyer, 324 Or 597, 605, 932 P2d 1145 (1997) (“presumptive sentence” as used in ORS 138.222(2)(a) refers only to “the sentence provided in a grid block for an offender classified in that grid block by the combined effect of the crime seriousness ranking of the current crime of conviction and the offender’s criminal history”).
In Waterhouse, the defendant had previously been convicted of rape and was later convicted of “interfering with the privacy of another.” Former ORS 167.165 (1953), repealed by Or Laws 1963, ch 340, § 1. The defendant had demurred to the indictment, and the state appealed. The court was not called upon in that case to address whether sentencing the defendant under the sexual recidivist statute would be disproportionate.
The offender’s challenge in Tuel appears to have been based, at least primarily, on Article I, section 15, of the Oregon Constitution (which at the time required that punishments be founded on principles of reformation and not vindictive justice). Although the Tuel court mentioned Article I, section 16, in its discussion, it is not entirely clear that the court did more than conclude that the sentence at issue did not violate Article I, section 15. We nonetheless have cited Tuel for the proposition that the Supreme Court has upheld a true life sentence against an Article I, section 16, challenge. State v. Kinkel, 184 Or App 277, 291, 56 P3d 463, rev den, 335 Or 142 (2002).
In State v. Alwinger, 236 Or App 240, 243, 236 P3d 755 (2010), we opined that the Supreme Court, in Rodriguez/Buck, “appears to have abandoned the ‘arguably rational basis’ test described in Wheeler.” We note however that Rodriguez/Buck involved an as-applied challenge, the essence of the requirement of proportionality in Article I, section 16, between a specific offense and the penalties for that offense. The “arguably rational basis” test, one of minimum judicial scrutiny, has continuing vitality only when evaluating facial disproportionality and related equal protection/equal privileges and immunities challenges to criminal penalty classifications under Article I, section 20, of the Oregon Constitution and the Fourteenth Amendment to the United States Constitution.
Defendant was also charged with additional counts of public indecency for conduct earlier that day inside the pornography store related to a woman that defendant believed to he a prostitute. Those charges were later dismissed.
Defendant has cognitive problems that may contribute to his lack of understanding. When defendant was 16 or 17, a friend hit him in the head with a baseball bat. He suffered a serious eye injury, and his left eye eventually had to be removed. Defendant underwent several years of physical and mental rehabilitation following this injury. According to defendant, after his injury, he began daily use of “just about every drug he could get his hands on, with a particular affinity for daily IV methamphetamine and marijuana use.” In 2009, defendant was diagnosed with a cognitive disorder due to his traumatic brain injury, as well as alcohol and amphetamine dependence and an unspecified personality disorder. The report of defendant’s 2009 mental health evaluation states:
“He has obviously distorted sexual attitudes and opinions, believing that women might be attracted to him and by masturbating in public in their presence. It is particularly worrisome that this behavior has apparently extended to include prepubescent children. * * * He does not believe that he has any sexual problem and that this behavior was justifiable or just not that significant.”
Comparatively, the crime of felony public indecency is not a “major felony sex crime” for which a mandatory minimum sentence of 25 years must be imposed for the second conviction, ORS 137.690, or a crime that subjects an offender to a mandatory minimum sentence under ORS 137.700 (Measure 11). It is in a group of sex crimes that are subject to ORS 137.719(1) and that are categorized under OAR 213-017-0006 as crime category 6 on the Crime Seriousness Scale (together with rape in the third degree, sodomy in the third degree, online sexual corruption of a child in the second degree, possession of material depicting sexually explicit conduct of a child, and luring a minor). Nearly all of the remaining sex crimes that are subject to ORS 137.719(1) are classified as more serious crime categories 7, 8, 9, or 10, OAR 213-017-0002 to 213-017-0005 (including rape in the first or second degree, sodomy in the first or second degree, unlawful sexual penetration in the first or second degree, sexual abuse in the first or second degree, using a child in a display of sexual conduct, encouraging child sex abuse, compelling or promoting prostitution, and online sexual corruption of a child in the first degree).
That presumptive sentence can be doubled to 450 to 538 months by applying the greatest durational departure allowed by the guidelines under OAR 213-008-0003(2).
Defendant also has been convicted once of driving while suspended. He has been held in contempt of court at least three times. He has violated probation and post-prison supervision numerous times.
Reference
- Full Case Name
- STATE OF OREGON, Plaintiff-Respondent v. DENNIS JAMES DAVIDSON
- Cited By
- 7 cases
- Status
- Published