State v. Ortega
State v. Ortega
Opinion of the Court
Defendant, who was convicted of multiple offenses arising from an altercation,
Defendant asserts that the trial court, in the circumstances briefly summarized below, violated his rights to self-representation under Article I, section 11, of the Oregon Constitution and the Sixth Amendment to the United States Constitution.
Specifically, the record of the operative pretrial hearing discloses that, notwithstanding defendant’s initial, unambiguous request (“I don’t want the services of the lawyer. I want to represent myself.”) and his ultimate, and equally explicit, reiterated request (“I am waiving the services of my lawyer.”), the trial court failed to engage in the inquiry prescribed for the assessment of such requests.
In sum, the trial court never assessed whether defendant’s putative waiver of appointed counsel was intelligent and understanding. Nor does the record disclose, much less substantiate, any discretionary determination by the trial court that allowing defendant to represent himself “would be disruptive of the orderly conduct of the trial in a way that would be unreasonable under the circumstances,” including “delaying] the progress of the trial.” State v. Fredinburg, 257 Or App 473, 482, 484, 308 P3d 208, rev den, 354 Or 490 (2013); accord Hightower, 361 Or at 422 (denial of mid-trial request for self-representation was erroneous where, inter alia, the trial court’s “statements [did] not reflect an exercise of discretion or any finding that granting the motion would significantly delay or disrupt the trial”). Accordingly, the trial court erred, and that error requires reversal and remand as to the counts on which defendant was convicted. See, e.g., Miller, 254 Or App at 524; State v. Blanchard, 236 Or App 472, 477, 236 P3d 845 (2010).
Convictions on Counts 1, 3, 5, 6, and 7 reversed and remanded; otherwise affirmed.
Defendant was charged by indictment with one count of assault in the second degree, ORS 163.175 (Count 1); three counts of unlawful use of a weapon, ORS 166.220(l)(a) (Counts 2,3, and 4); one count of coercion, ORS 163.275 (Count 5); one count of strangulation, ORS 163.187 (Count 6); and two counts of assault in the fourth degree, ORS 163.160 (Counts 7 and 8). Following a bench trial, the court found defendant guilty on Counts 1, 3, 5, 6, and 7, and acquitted defendant on Counts 2, 4, and 8.
Article I, section 11, provides, in part, that, “[i]n all criminal prosecutions, the accused shall have the right *** to be heard by himself and counsel[.]” The Sixth Amendment provides, in part, that, “[i]n all criminal prosecutions, the accused shall⅜ * * have the Assistance of Counsel for his defence.” See Hightower, 361 Or at 416 (“The right to self-representation is the counterpart to the right to be represented by counsel at trial.”); State v. Blanchard, 236 Or App 472, 475, 236 P3d 845 (2010) (reiterating that, under both the state and federal constitutions, “[a] defendant’s right to counsel includes a right to self-representation”).
Nor—contrary to the state’s suggestion at oral argument—does the record demonstrate that defendant subsequently withdrew or “abandoned” his request, including at the beginning of trial.
It appears that the trial court may have initially misconstrued defendant’s request as being, at least in part, one for the appointment of substitute counsel. However, even after defense counsel intervened to clarify that defendant was not seeking substitute counsel (“I think the [request] that you (defendant) are making is not that you want another lawyer, [but] that you want to represent yourself; is that correct?”)—to which defendant responded affirmatively—the court did not engage in the requisite inquiry.
Reference
- Full Case Name
- STATE OF OREGON, Plaintiff-Respondent v. MICHAEL ORTEGA
- Cited By
- 8 cases
- Status
- Published