Alery v. ALERY, JR., ET UX.
Alery v. ALERY, JR., ET UX.
Opinion of the Court
This is an action in ejectment brought by plaintiff, Marie Alery, against defendants, John Alery, Jr., and Madeline Alery, his wife, to recover possession of certain real property in La Grande. Defendants were awarded a decree on their separate answer and defense contained in their second amended answer, plaintiff having failed to file a timely reply. Plaintiff, Marie Alery, appeals.
This case and the replevin case (Alery v. Alery et al.) this day handed down involve the same parties and are based on the same alleged contract and, for that reason, were consolidated and argued together on appeal.
Plaintiff filed her complaint in ejectment on June 12, 1950. On June 29, 1950, defendants filed their answer. On September 13, 1950, defendants filed a motion to amend their answer by adding the name, as a party-plaintiff, of John Alery, Sr., plaintiff’s husband, and father of defendant, John Alery, Jr. On September 15, 1950, the court granted this motion.
On October 11, 1950, defendants filed an amended answer. On December 7, 1950, without leave of court, defendants filed their second amended answer, the material allegations being that plaintiffs induced defendants to leave their home in Wisconsin to come to Oregon under a promise to give to them the real property in question, and also the personal property involved in the replevin action, under the guise that “plaintiff John Alery Sr. was very sick and it would give him an incentive to live.” It is alleged that, in
On January 17, 1950, defendants moved for a judgment on the pleadings for failure of plaintiffs to reply, or otherwise plead, to the second amended answer. On February 1, 1951, plaintiff, Marie Alery, filed an affidavit in opposition to defendants’ motion for judgment on the pleadings and contemporaneously therewith tendered her reply to the clerk of the court.
On February 10,1951, defendants’ attorney, Charles K. Cater, filed an affidavit in support of defendants’ motion for judgment on the pleadings. On February 21, 1951, the court denied plaintiff the right to file her reply and entered judgment on defendants’ second amended answer and counterclaim, dismissed plaintiff’s complaint and decreed that defendants were the owners in fee simple of the real property in controversy.
The second amended answer was never legally served on plaintiffs, although an attempt was so made to do by defendants’ attorney, as shown by the certificate appended to the second amended answer as follows:
“I hereby certify that I made service of the foregoing second amended answer upon the plaintiffs by mailing a copy, certified to by myself, to*341 Helm & Cavanaugh, attorneys for plaintiffs, on December 5,1950.
“/s/ Charles R. Cater
“Attorney for Defendants”
Section 1-708, OCLA, requires that an amended pleading be served upon the opposing parties. Section 10-603, OCLA, authorizes service on parties by mail, and the proof of service shall be the same as the proof of service of a summons. Section 1-616, OCLA, requires the certificate of service of summons by mail to state the time and place of the deposit in the post office.
The above certificate does not comply with the foregoing statutes, and, therefore, the alleged service of the second amended answer was ineffective.
In Cram v. Tippery, 175 Or 575, 155 P2d 558, we held that where an amended complaint was filed and not served upon a party the court was without authority to render judgment against him.
Section 1-1004, OCLA, permits the filing of an amended pleading by a party at any time, of course, before the period for answering shall expire. Section 1-1006, OCLA, permits the court at any time before trial to allow any pleading to be amended. An amended pleading, except one filed as a matter of course, therefore, cannot be filed without leave of court. In the case at bar the record not only fails to show the permission of the court to file the second amended answer, but counsel for defendants in the argument on the appeal admitted that such right was never secured from the court. If the second amended answer was not legally filed, it follows that a judgment could not be predicated thereon.
It has been suggested that the court, in allowing judgment on such second amended answer, thereby,
We have held that the practice in Oregon, as announced in Garrison v. Goodale, 23 Or 307, 311, 31 P 709, is that, “* * * Some reasonable excuse should be made to appear by affidavit, when the motion for leave to amend is made.” In the instant case an affidavit is wanting.
If we adopt the fiction, however, that such action by the court was equivalent to a consent under § 1-1006, supra, then in the state of the record the court should have followed the law and permitted plaintiff time in which to file her reply {% 1-801, OCLA), or at least should have manifested the same spirit of indulgence toward the plaintiff by permitting her to file her tendered reply. Both the plaintiff and the defendants at the moment of the court’s order were in the same relative position. If plaintiff should be considered as dilatory, then both had failed to observe technical statutory requirements as to their respective pleadings,
Further, if plaintiff were not permitted to file her reply, she would suffer an added hardship by reason of certain allegations contained in defendants’ second amended answer. Not only do defendants allege a gift of the real property but also of the personal property involved in the replevin action. Should the judgment be allowed to stand in this case, defendants in the replevin case would be in a position to urge a judicial admission against plaintiff’s interest since she had failed to deny such gift of personal property.
Our attention has been called to a recital appearing in the judgment order indicating that, under a rule of that court, plaintiff was late in filing her reply. It is our opinion, however, that such rule would not apply since no reply was forthcoming until the second amended answer was legally served and filed, but, in any event, because of the reasons hereinbefore stated,
From the order of the trial court denying plaintiff’s motion to set aside the judgment, there are recitals that the plaintiff, John Alery, Sr., deeded the property to his wife, Marie Alery, without justification, and that Marie Alery was a party to the refusal of John Alery, Sr. to submit himself to examination under subpoena. The record shows that John Alery, Sr. filed an affidavit disclaiming any interest in the real property involved, and we find nothing in the record to sustain the court’s recital that Marie Alery acted in concert with her husband in preventing his testimony being taken. It is true that the same attorney represented both plaintiffs, but that is no reason for imputing to plaintiff, Marie Alery, the sins of her husband.
We are not unmindful that the action of John Alery, Sr. in failing to subject himself to examination by deposition was a factor in the trial court’s determination of the motion for judgment on the pleadings as is shown by a recital in its order, which action we do not condone but which could have been reached through proper contempt proceedings.
Much is made of the case of Whitefoot v. Leffingwell, 90 Wis 182, 63 NW 82. In that case the defendant served the plaintiff with an amended answer out of course, and the plaintiff’s attorney admitted “due service” thereof in writing.
The court there said that the amended pleading “was unauthorized and a mere nullity and may be disregarded.” However, since plaintiff accepted the service of the pleading, the court held that he waived the objection.
In the present case plaintiff never accepted service of the second amended answer, nor did the
Yet, for the reason hereinbefore assigned, we are of the opinion that the court abused its discretion in not permitting plaintiff to file her reply.
Reversed with instructions to permit the filing of plaintiff’s reply.
Dissenting Opinion
There can be no question of the power of the court to make the order granting the defendants judgment on. the pleadings. The second amended answer was filed on December 7, 1950. The motion for judgment on the pleadings was served on counsel for the plaintiffs on January 17, 1951, and filed the same day. At that time no reply had been filed. Section 1-717, O.C.L.A., provides:
“If the answer contain a statement of new matter constituting a defense or counterclaim, and the plaintiff fail to reply or demur thereto within the time prescribed by law, the defendant may move the court for such judgment as he is entitled to on the pleadings; * * * and at any time when the pleadings in the suit or action are complete, or either party fails or declines to plead further, the court may, upon motion, grant to any party moving therefor, such judgment or decree as it may appear to the court the moving party is entitled to upon the pleadings.”
Section 1-801, O.C.L.A., as amended by Oregon Laws 1949, Ch. 809, provides that a reply must be filed within ten days after the filing of the answer. Thus,
It should be first observed that the judgment appealed from is not only against Marie Alery (who alone has appealed) but also against John Alery, her husband. He became a party to the proceeding by order of the court entered September 15, 1950, pursuant to motion filed by the defendants. The order recited “that the said John Alery is one of the owners of record of the real property described in plaintiffs’ complaint and that a complete determination of the controversy cannot be had without the presence of the said John Alery as a party plaintiff and that the said John Alery is one of the real parties in interest as plaintiff.” Though denominated a plaintiff, John Alery was actually, so far as the affirmative answer was concerned, a defendant, and the order one which the court had power to make. See Kroschel v. Martineau Hotels, 142 Or. 31, 37, 18 P. 2d 818. John Alery afterwards appeared regularly in the case through his attorney, Carl G. Helm, Jr., who, on October 18, 1950, filed a demurrer to defendants’ amended answer on behalf of both Marie Alery and John Alery.
After John Alery became a party the defendants attempted to take his deposition. Through his attorney he resisted, pleading that he was suffering from a heart condition which would be injuriously affected by the
It will be recalled that the motion for judgment on the pleadings was served on counsel for plaintiffs on January 17,1951. Prior to that day, and after plaintiffs
After the judgment had been entered, plaintiff moved the court for an order vacating the judgment on the ground of mistake, inadvertance, surprise or excusable neglect. The court denied this motion in an order entered April 16, 1951.. In view of the record which has been recited, it is manifest that there was neither mistake, inadvertance, surprise or excusable neglect. In the order denying this motion the court made the following recitals, among others:
“* * * and the Court having heard the arguments of counsel and the statements made by counsel in open court on said argument and presentation of this matter and being fully advised in the premises, finds that immediately prior to the commencement of this action, the plaintiff, John Alery, conveyed his interest in said real property to the plaintiff, Marie Alery; that said deed has not been recorded to this date; that prior thereto, title to the real property described in this proceeding vested in plaintiff, Marie Alery, and plaintiff, John Alery, as tenants by the entirety and that the deed creating such estate was placed in record in Union County, Oregon long prior to the commencement of this suit and that said record did then and now shows plaintiffs, Marie Alery and John Alery, to be the owners thereof as an estate by the entireties; that said conveyance was made in order that plaintiff, Marie Alery, might prosecute this suit on behalf of herself and her husband, plaintiff John Alery, without the necessity of John Alery being one of the plaintiffs; that this action was taken on advice of counsel on the contention and claim made by Marie Alery to her attorney that the health of John Alery was such that he could not be a party or testify in such proceeding; that it has been established as*350 a matter of record in this case that John Alery is a necessary and proper party herein; that he is well able to give his oral deposition and testimony herein; that the plaintiffs, acting in concert, commenced this proceeding in the name of Marie Alery alone for the use of both plaintiffs and have failed and refused to permit the taking of the oral deposition of the plaintiff, John Alery, without revealing any satisfactory reason; that the action of the plaintiffs in attempting to prosecute this suit in the name of Marie Alery alone and in refusing to permit the oral deposition of the plaintiff, John Alery, to be taken, is without cause or justification; that the plaintiffs did not make prompt application for relief when the motion for judgment on the plead-, ings was filed nor for relief from the judgment when entered.”
In determining the question before us, the facts stated by the court in the foregoing recitals cannot properly be ignored. Even without those facts it would be difficult to find any basis in the record for a decision that the court abused its discretion. But, in the presence of these recitals, the truth of which we have no ground for questioning, it seems to me that this court is going a long way indeed in setting aside the considered judgment of the Circuit Court. The judge believed, and had good reason for believing, that the plaintiffs were engaged in a scheme to obstruct the judicial process and had contemptuously flouted his order. He had the right to take these matters into consideration when relief from a default was sought by one, whose conduct having been inexcusably negligent, was demanding that the court deny to the opposing party a right which the statute gave him. Chapman v. Multnomah County, 63 Or. 180, 186, 126 P. 996.
As to the alleged delinquencies of the defendants to which the opinion of the court calls attention, it
It is not correct to say that the second amended answer was not served on the plaintiffs. There was simply an imperfection in the proof of service. Plaintiffs might have taken advantage of this by motion. Had they chosen to do so the result undoubtedly would have been that the court would have permitted the proof of service to be amended. Weaver v. Southern Oregon Co., 30 Or. 348, 350, 48 P. 171; Barbre v. Goodale, 28 Or. 465, 468, 38 P. 67,43 P. 378. There is no suggestion that the second amended answer was not received by plaintiffs’ attorney in due course of mail, and all the evidence indicates that it was so received.
The other departure from rules of procedure charged to the defendants is their failure to obtain leave of court to file the second amended answer. Of course, they should have obtained such leave. But here again the plaintiffs made no objection, and, by failing to do so, as well as by the course they took when they finally sought permission to file a reply, they waived any objection which otherwise might have been open to them. Of a similar situation the court said in White-foot v. Leffingwell, 90 Wis. 182, 63 N. W. 82:
“But no reason is perceived why the plaintiff had not power to consent to an amendment to the answer, or to ratify the making of an unauthorized amendment. Any objection which does not deprive the court of jurisdiction may be waived. Even a nullity may be waived. 4 Wait, Prac. 634; 2 Till. & S. Prac. 1033. An irregularity may be waived by consent, either verbal or written, or by subsequent acquiescence; and it is waived by neglecting to object when the occasion arises. 2 Wait, Prac. 498; 4 Wait, Prac. 635; 2 Till. & S. Prac. supra. No doubt the plaintiff’s attorney could have bound himself,*352 by a stipulation, to receive the amended answer. So he could bind himself by receiving it without objection, and retaining it. This he did. ’ ’
See, also, Jeffs v. Flickenger, 14 Kan. 308. It is equally clear that the Circuit Court impliedly gave its consent to the amendment (if that was necessary) and that the consent must be deemed retroactive to the date of the filing. Amendments before trial are so much allowed as a matter of course (York v. Nash, 42 Or. 321, 326, 71 P. 59; Henderson v. Morris, 5 Or. 24) that there is no basis for this court’s conclusion that “the trial court should have exhibited the same tolerance toward plaintiff as it apparently did toward defendants. ’ ’
Surely it will not be suggested that the judge unduly favored the defendants because he did not assume the role of guide, philosopher and friend towards the plaintiffs and, of his own motion, strike from the files a pleading to which they made no objection. There, of course, can be no difference of opinion that in general “every litigant shall have his day in court and his rights and duties determined only after a trial upon the merits of the controversy.” King v. Mitchell, 188 Or. 434, 442, 214 P. 2d 993, 216 P. 2d 269. Neither can it be doubted that a litigant may, by his own neglect, forfeit that right. And when, as is the case here, a litigant is not only negligent but recalcitrant as well, he is in a poor position to complain that he has been deprived of his right to a trial on the merits. See 49 C.J.S., Judgments, 610, § 334. The fact is that in this case, had a reply been filed within the statutory time, the court could properly on motion have stricken it because of the conduct of John Alery, aided and abetted by Marie Alery, in refusing to appear and give his deposition. §3-209, O.C.L.A.; Wheeler v. Burckhardt,
The question for our determination is not whether one of us, had he been the trial judge, would have made the same decision, but whether this court is warranted in interfering with the Circuit Court’s exercise of its discretion. Lovejoy v. Willamette Locks Co., 24 Or. 569, 34 P. 660. In the face of a record such as this, I think it is not.
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