State v. Classen
State v. Classen
Opinion of the Court
Defendant was convicted of a burglary and theft at the home of Mrs. Barth. At trial, Mrs. Barth was unable to identify defendant, but a police officer testified that she had selected defendant’s picture from a set of seven photographs shown to her seven months after the burglary. On appeal, defendant contended that the trial court should have suppressed this evidence because the circumstances of the pretrial photographic identification were so suggestive as to destroy its reliability. The Court of Appeals rejected defendant’s argument for suppression under Manson v. Brathwaite, 432 US 98 (1977), and affirmed the conviction, Schwab, C.J., dissenting. 31 Or App 683, 571 P2d 527 (1977). We allowed review.
I.
Before turning to the evidence, we review the applicable law. As far as the constraints of "due process” imposed by the federal 14th amendment are concerned, the state of the law may be summarized as follows.
In a trilogy of cases decided in 1967, the United States Supreme Court recognized that the process by which a witness is given an opportunity to identify a suspect represents a "critical stage” in a criminal prosecution. United States v. Wade, 388 US 218 (1967); Gilbert v. California, 388 US 263 (1967); Stovall v. Denno, 388 US 293 (1967).
The following year, the Supreme Court applied the Stovall formulation to a case of pretrial identification by photograph. Simmons v. United States, 390 US 377 (1968). However, after having found the particular procedure justified under the circumstances of the case, the Court added that there was "little chance that the procedure utilized led to misidentification of Simmons,” and that subsequent testimony left "little room for doubt that the identification of Simmons was correct.” 390 US at 385-386. These phrases in Simmons could be read to add a "harmless error” qualification to the assessment of the original identification procedure; even though that procedure fell short of due process, it would not require reversal if the ability of the witnesses to identify defendant on other occasions was plainly independent of the suggestiveness of the challenged procedure. But apart from such independent confirmation, the legitimacy of the initial identification process by Stovall standards would still be judged as of the time when this "critical stage” in the prosecution was conducted.
Neil v. Biggers, 409 US 188 (1972), further shifted the focus from the propriety of the initial procedure to the reliability of the identification. The part of the Stovall formulation that called for considering the "totality of the circumstances” in testing the identification procedure was transferred to testing whether the identification was reliable despite the needless use of a suggestive procedure. 409 US at 199. BiggershaA arisen before the decision in Stovall, which the Supreme Court had declined to apply retroactively. But in Manson v. Brathwaite, 432 US 98 (1977), the Court applied also to post-Stovall prosecutions the
The Court of Appeals noted that as a result of this ad hoc approach to the admissibility of identification evidence "every case is now of constitutional significance” and expressed some doubt whether an instruction to consider each case "on its own facts” states much of a constitutional standard. Real as these concerns are, they put the cart before the horse. The Supreme Court of the United States pronounces rules governing the admissibility of evidence in the federal courts as a matter of federal decisional law in the absence of statute, or in applying a statute or rule. See, e.g., Weeks v. United States, 232 US 383 (1913) (excluding evidence seized in violation of fourth amendment); Nardone v. United States, 302 US 379 (1937), 308 US 338 (1939) (excluding the fruits of wiretaps under the Federal Communications Act); Mallory v. United States, 354 US 449 (1957) (excluding
Evidence law has long provided for excluding certain evidence as a class when its questionable reliability vitiates the value of its possible truthfulness in the particular case, apart from any question of constitutional law. One familiar example is the exclusion of coerced confessions; others are the exclusion of evidence obtained by polygraph tests, hypnosis, or "truth drugs.” See State v. Wintzingerode, 9 Or 153 (1881) (confessions obtained by promises or by threats); State v. Green, 271 Or 153, 164-171, 531 P2d 245 (1975) (polygraph evidence); People v. Harper, 111 111 App 2d 204, 250 NE2d 5 (1969) (sodium amobarbital); Jones v. State, 542 P2d 1316 (Okla Crim App 1975) (hypnosis). These rules of evidence are not dependent on federal law. It is necessary, therefore, to consider application of their principle to the use of the challenged identification evidence.
At the same time, as noted by the Council of Judges of the National Council on Crime and Delinquency, when standards for pre-arraignment practices in the
the arguments in favor of fashioning new rules to minimize the danger of convicting the innocent on the basis of unreliable eyewitness testimony carry substantial force. Nevertheless, . . . this rulemaking function can be performed "more effectively by the legislative process than by a somewhat clumsy judicial fiat,” . . . and . . . the Federal Constitution does not foreclose experimentation by the States in the development of such rules.
432 US at 117-118 (concurring opinion). Lineup procedure is in fact often prescribed in police regulations, at least in large cities. See Read, Lawyers at Lineups: Constitutional Necessity or Avoidable Extravagance?, 17 UCLA L Rev 339 (1969); Note, Protection of the Accused at Police Lineups, 6 Colum J L Soc Prob 345, 360-373 (1970) (citing many sources). A recent set of model rules published by the Police Foundation covers
The premise of the code is that
where policies exist in respect to the conduct of law enforcement agencies at the pre-arraignment stage, and guidance — in the form of statutes and regulations — can be given to law enforcement, then such policies should be formulated and guidance given in an explicit form. Plainly many of the due process questions relating to pre-trial identifications that might arise in a criminal prosecution could be avoided or at least mitigated if the police in the conduct of their investigations had a clear mandate regarding*232 how they are required to proceed, preferably a mandate which they had some part in formulating. . . .
Id. at 422, 423.
Although we agree with the United States Supreme Court’s statement in Wade, supra, about the value of clear procedural rules, of course we do not hold that any version of the foregoing specific procedures is mandated in the absence of statute. We cite these sources to show that the unreliability of eyewitness identification under suggestive circumstances is widely recognized, and that the procedures used to minimize this unreliability bear on the admissibility of evidence of such identification. As a practical matter, in the context of a motion by a defendant to suppress identification evidence on the ground that it is the product of a suggestive procedure, the decision on its admissibility involves two steps. First, the court must determine whether the process leading to the offered identification was suggestive or needlessly
It is in making this second determination that facts of the kind mentioned by the Supreme Court in Manson v. Brathwaite are relevant. These include the opportunity that the witness had at the time to get a clear view of the persons involved in the crime and the attention he or she gave to their identifying features, the timing and completeness of the description given
II
The Court of Appeals summarized the facts of the crime as follows:
On May 15, 1975, the complaining witness hired two men, one black and one white, who had come to her home soliciting yard work. After the two men had worked for a few minutes while their employer remained with them working and answering questions, the black man asked to use the toilet. He went into the house, and the complainant remained outside with the other man. After several minutes she became suspicious and went into the house to find out why the black man had not returned. He was gone. She quickly discovered that several valuable items were missing. She then rushed back outside and found that the white man had also disappeared.*234 Shortly after the incident, complainant gave descriptions of the two men to a police officer. . . .
In his written report of the interview on May 15, the officer, Deputy Sheriff Detloff of Clackamas County, wrote that Mrs. Barth described the white man as being five feet four inches tall, slender, weighing 150 pounds, with short light brown hair and a Vandyke beard. The photographic identification at issue here took place on a visit to Mrs. Barth’s home by another officer, Detective Christensen of the Multnomah County Sheriff’s office, some seven months later, on or about December 18, 1975. A hearing on defendant’s motion to suppress the evidence of this photographic identification was held on June 21, 1976, six months after the challenged identification and 13 months after the crime and Officer Detloffs initial interview with Mrs. Barth. At this hearing the following evidence was taken relevant to the asserted suggestiveness of the identification procedure and to the reliability of the identification despite any such suggestiveness.
Detective Christensen testified that he first heard of the May 15 episode from Mrs. Barth in August, 1975, when he visited her in connection with a different burglary. Mrs. Barth’s description led him to suspect that the black man involved might be one Richard Fuller. Either on that occasion or in December Christensen showed Mrs. Barth one or two pictures of Fuller. She positively identified him as the black participant in the May 15 crime. In December, Christensen showed Mrs. Barth seven "mug shots” of white men. All had mustaches. One had additional facial hair along the jaw from temples to chin which in Christensen’s view was something less than a "beard.” Christensen had not read the earlier report of the Clackamas County deputy concerning Mrs. Barth’s description of the two men involved. He did not himself ask Mrs. Barth to describe them nor describe to her the height or weight of the men whose faces appeared in the pictures.
Mrs. Barth’s recollections at the suppression hearing diverged somewhat from Christensen’s. She testified that she was shown more than seven pictures, including several of Negroes, and that the photographs presented at the hearing were not those shown her at her home six months earlier. She recalled narrowing the choice to two of the white men before selecting one. Mrs. Barth also recalled having been told that the pictures included the men who had come to her home the previous May.
We conclude that two elements of the process that led to her selection of defendant’s photograph must be characterized as suggestive. One is the statement to the witness that the suspect is one of the persons among whose pictures the witness is to choose. As the Supreme Court of Indiana has stated:
A witness may thus be lead to feel that he has an obligation to choose one of the participants in the display since the police evidently are satisfied that they have apprehended the criminal. The result may be that the witness strains to pick someone with familiar characteristics or someone who most resembles the actual criminal or the result may be that the witness will choose the one least dissimilar by the process of elimination. . . .
As stated above, these suggestive aspects would not require the court to suppress the evidence that Mrs. Barth had identified defendant’s photograph if the prosecution was able to negate any substantial risk that this identification was stimulated by the suggestive procedure. The prosecution did not do so at the suppression hearing. Mrs. Barth’s testimony at the hearing was brief and was not directed to the kind of showing of reliability in the face of a suggestive procedure discussed above. On the record made at the suppression hearing, it was error not to suppress the evidence of the photographic identification.
However, although the evidence should have been suppressed, the question remains whether its use at trial was reversible error. In concluding that it was not, the Court of Appeals took into account testimony at the trial itself as bearing on the question whether Mrs. Barth had reliably identified defendant’s photograph independently of the suggestive manner in which it was shown to her.
On this record, we cannot conclude that Mrs. Barth would have identified one of the photographs out of seven if several of them had shown men with similar beards and if she had been told that the police did not know whether the man she had seen was among those in the set of photographs, that is to say, in the absence of the suggestive procedure. The state has not carried that burden. Accordingly, the defendant is entitled to a new trial.
Reversed and remanded.
The quoted phrase is from Wade, 388 US at 224, referring to the need for the assistance of counsel.
432 US 113, citing Clemons v. United States, 408 F2d 1230, 1251 (1968)(concurring opinion).
Council of Judges of the National Council on Crime and Delinquency, Model Rules of Court on Police Action from Arrest to Arraignment 1 (1969). The Council proposed a rule that would allow photographic identification procedures only when a line-up, as specified in the rule, cannot be followed. See proposed Rule 10, id at 17.
The importance of spelling out rules for law enforcement practices below the level of constitutional litigation is also stressed by the American Bar Association’s Project on Standards for Criminal Justice. The ABA Standards Relating to the Urban Police Function (Supp. 1973) include the following:
4.3 Administrative rule-making.
Police discretion can best be structured and controlled through the process of administrative rule-making by police agencies. Police administrators should, therefore, give the highest priority to the formulation of administrative rules governing the exercise of discretion, particularly in the areas of selective enforcement, investigative techniques, and enforcement methods.
4.4 Contribution by legislatures and courts.
To stimulate the development of appropriate administrative guidance and control over police discretion, legislatures and courts should actively encourage police administrative rule-making.
(a) Legislatures can meet this need by delegating administrative rule-making responsibility to the police by statute.
(b) Courts can stimulate administrative development in several ways including the following:
(i) Properly-developed and published police administrative policies should be sustained unless demonstrated to be unconstitutional, arbitrary, or otherwise outside the authority of the police;
(ii) To stimulate timely and adequate administrative policy-making, a determination by a court of a violation of an administrative policy should not be a basis for excluding evidence in a criminal case unless the violation of administrative policy is of constitutional dimensions or is otherwise so serious as to call for the exercise of the superintending authority of the court. A violation per se should not result in civil liability; and
(iii) Where it appears to the court that an individual officer has acted in violation of administrative policy or that an administrative policy is unconstitutional, arbitrary, or otherwise outside the authority of the police, the court should arrange for the police administrator to be informed of this fact, in order to
5.4 Need for administrative sanctions and procedures.
In order to strengthen administrative review and control, responsibility should formally be delegated to the police for developing comprehensive administrative policies and rules governing the duties and responsibilities of police officers together with procedures and sanctions for ensuring that these duties and responsibilities are met ....
Id. at 8-11.
The Court quoted proposals for such safeguards from Wigmore, The Science of Judicial Proof 541 (3d ed 1937) and Murray, The Criminal Lineup at Home and Abroad, 1966 Utah L Rev 610.388 US at 236, n. 26, id at 239, n. 30. For an example of a statutory rule in Oregon, see ORS 136.675 —136.695, requiring recording and other safeguards in obtaining testimony under hypnosis.
See Project on Law Enforcement Policy and Rulemaking, College of Law, Arizona State University and The Police Foundation (1974), Model Rules for Law Enforcement: Eyewitness Identification, reprinted in American Law Institute, A Model Code of Pre-Arraignment Procedure at 657 (1975). Rules 301-302 provide:
Rule 301. When Photographs May Be Used. The use of photographs to identify criminal suspects is permissible only when a live identification procedure is impractical. Example: A live identification procedure would be impractical where there is no suspect; there is a suspect but probable cause to arrest him is absent; the suspect cannot be found; a suspect or witness refuses to cooperate; or the suspect is in custody some distance from the prospective viewer.
Rule 302. Saving Witnesses To View Lineup. Whenever a witness makes a positive identification from a photograph, and probable cause to arrest the suspect is thereby established, photographs should not be displayed to other witnesses if they will later view the suspect at a lineup.
Subsequent rules provide that photographic displays may be used after the arrest of the suspect only when there are specified reasons why a lineup is impractical, but an adequate record must be made of the photographic display, and that the presence of defense counsel is not a prerequisite for an admissible pictorial identification. Rules 305-401. ALI Code of PreArraignment Procedure at 661-663.
The Code, drafted in the form of a model statute, includes the following section relevant to this case:
Section 160.2. Conduct of Identification Procedures
(1) Personal Identifications: Line-ups, Confrontations, Unknown Suspects. The identification of a suspect by having a witness view the suspect shall be from an array of several persons, a reasonable number of whom are similar in dress and appearance to the person to be identified, except such line-up or other array is not required in any of the following circumstances:
(a) Confrontation promptly after commission of a crime. A law enforcement officer arranges a confrontation by a witness to a
(b) Suspect unknown or at large. The identity of the suspect is unknown, or the suspect is at large and his presence cannot practicably be secured pursuant to Article 170 or otherwise.
(c) Consent of counsel. Counsel for the suspect consents to such other identification procedure as is carried out.
(2) Photographic Identifications. If the identification is to be made from photographs, drawings or other representations, the witness shall be presented with an array of representations of several persons. Such array shall so far as practicable include a reasonable number of persons similar to any person then suspected whose likeness is included in the array.
(4) Multiple Identifcation Procedures . . .
(5) Avoidance of Suggestion. Any identification procedure pursuant to subsections (1) through (4) including any multiple identification procedure, shall be conducted to avoid so far as practicable any suggestion to a witness at or prior to the procedure that a particular person is the person suspected of involvement in the crime under investigation.
Id. at 76-78.
Whether a questioned identification procedure was necessitated by the circumstances or needless does not affect its suggestiveness, as far as evidence law is concerned, but is relevant if a due process issue is reached under Simmons, Biggers, and Manson, supra.
Compare ALI Code of Pre-Arraignment Procedure, §160.7, cited in Commonwealth v. Botelho, 343 NE2d at 885. See also United States v. Sanders, 479 F2d 1193 (DC Cir 1973).
Christensen also testified that, although defendant was in custody in Portland at the time and represented by counsel, he did not consider asking Mrs. Barth to identify him in a lineup procedure. He explained that he never used used lineup identification, that the facility at Rocky Butte jail was antiquated and rarely used, and that the "biggest hassle and one I try to avoid is getting all attorneys there present at the same time.” That is, of course, not a proper reason for circumventing the protection of the presence of counsel mandated by Wade and Gilbert, supra. See, e.g., People v. Anderson, supra, n. 3. If the photographic identifcation was suggestive, its substitution for a lineup bears on whether it was needlessly so for constitutional purposes under Simmons, Biggers, Manson, supra. However, this substitution does not bear on the issue whether the procedure was suggestive.
In this case, there was the additional complication that there were two trials, the first having ended in a mistrial. A second motion to suppress was denied on the basis of the first suppression hearing and the first trial without taking new evidence. At the second trial, defendant entered no objection to the introduction of evidence for the purpose of rehabilitating the identification, so we need not consider whether evidence not brought out at the suppression hearing may be introduced at trial for that purpose.
The last mentioned element illustrates the need for caution in judicial ventures into psychology. As Chief Judge Schwab, dissenting below, pointed out, sometimes the stress of confrontation with a criminal has been cited as malting for a high degree of attention and impressing the defendant’s picture on the victim’s memory. 31 Or App at 699. Cf. State v. Strickland, 36 Or App 119,123,584 P2d 310 (1978); Neil v. Biggers, 409 US at 200-201. By contrast, Mrs. Barth did not know a crime was in progress (though she testified that she did grow suspicious) and had no special reason to give her attention to the men’s appearance.
It is important not to turn the facts of specific reported cases into "precedents” to be cited for generalizations of the judicially expected behavior of witnesses. Probably the physical conditions of the observation —light or darkness, the presence or absence of a disguise or of unusual identifying characteristics, speech or silence, distance and elapsed time of observation — and the explanation given by the witness for his or her own certainty or tentativeness about the identification in the specific instance will matter more than the assumptions of appellate courts about the effect of calm or crisis on witnesses generally. However, this also emphasizes the value of express trial court findings of the relevant historical facts, insofar as they are not undisputed. See State v. Warner, 284 Or 147,158-160, 585 P2d 681 (1978).
Concurring Opinion
specially concurring.
The Standards Relating to Appellate Courts, as written by the American Bar Association Commission on Standards of Judicial Administration (1977), provide for Standards of Timely Disposition, including § 3.52(b)(4), which provides as follows:
"(4) Decision. For a court sitting in panels of three judges, the average time for rendering decision should not exceed 30 days; the maximum time for any case, except one of extraordinary complexity, should not exceed 60 days. For a court sitting in larger panels, the average time should not exceed 60 days; the maximum time, except in cases of extraordinary complexity, should not exceed 90 days. ” (Emphasis added)
The crime for which defendant was indicted was committed on May 15, 1975. Defendant was tried and convicted on September 16, 1976. His appeal to the Court of Appeals was argued before that court on September 23, 1977. It affirmed his conviction on November 15, 1977.
This is not a case of "extraordinary complexity.” Defendant’s conviction was based upon inherently untrustworthy "identification” evidence and the decisive issue was a relatively uncomplicated question of fact. The majority opinion of the Court of Appeals reached a clearly wrong result in affirming the conviction, for reasons stated by Chief Judge Schwab in his dissent. That opinion could well have been reversed by this court for the same reasons. In any event, it should, not have taken so long for the court to decide this case, particularly in view of the supposed preference to be given to the expedition of decisions in criminal cases and the fact that meanwhile the defendant may still be in jail for a crime for which he was improperly convicted.
That the decision of a case on petition for review to this court should be so long delayed — and in an "expedited” criminal case — demands some explanation. Indeed, the long delay in the issuance of the majority opinion is symptomatic of the problem of increasing delays in the disposition of appeals to this court during the past two years. This problem is of particular concern at this time. The appellate jurisdiction of the Court of Appeals has recently been expanded, with the result that direct appeals to this court in most civil cases have been replaced by direct appeals to the Court of Appeals and by petitions for review to this court. As a result, there has been a corresponding extension of that "second layer”in the
The problem of which this case is symptomatic is best understood by reference to the following facts. During 1976 this court received 467 petitions for review and acted on 456 petitions, allowing 43 and denying 413. As of December 31, 1976, this court had pending a backlog of 48 petitions for review, of which only one had been pending for over 90 days. In addition, during 1976 this court heard oral arguments on 299 cases and decided 305 cases by written opinion,
It may not be appropriate in a concurring opinion to propose possible remedies for this problem.
Prior to January 1, 1978, the appellate jurisdiction of the Court of Appeals was limited to criminal, probate, guardianship, adoption, juvenile and domestic relations cases and to appeals from state or local agencies. This constituted approximately one-half of the scope of appellate jurisdiction. As of that date, however, the appellate jurisdiction of the Court of Appeals was extended to tort, contract and equity cases, among other civil cases, so as to include the remaining one-half of appellate jurisdiction.
As a result, beginning on January 1,1978, all notices of appeal in such cases were filed with the Court of Appeals. Due, however, to the "time lag” resulting from the preparation of transcripts of testimony and briefs, the setting of such cases for oral argument, and the preparation of opinions in such cases by the Court of Appeals, few petitions for review in such civil cases reached this court during 1978. By reason of that same "time lag,” many civil cases in which notices of appeal were filed in this court prior to January 1,1978, were not "at issue” on their briefs and ready for argument until after that date. Such cases provided the bulk of the work of this court during 1978. Indeed, some of these cases have not yet been argued, much less decided.
Some cases decided in 1976 were argued in 1975.
288 opinions were written by "regular” justices and 17 by justices pro tern.
"Assigned and unwritten” cases are cases assigned to justices for the writing of proposed opinions. Cases "under advisement” are all cases argued and not decided, including, but not limited to "assigned and unwritten” cases.
The court does not take a vacation in August, but hears no oral argument in August. Many members use this time to write opinions on cases previously assigned to them.
It is possible that despite some reduction in the number of petitions for review filed in 1978, the nature of such petitions resulted in a larger number of more difficult cases.
When this court no longer hears direct appeals and becomes exclusively a "court of review” it is to be expected that the cases heard on petitions for review will be more difficult than many of the cases previously heard on direct appeal. As a result, both the total number of opinions per year and the average number of opinions per judge will then be considerably lower.
225 opinions were written by "regular” justices and 34 by justices pro tern.
Comparative Statistics 1976 1977 1978
Petitions for review received.......................................... 467 311 408
Petitions acted upon ....................................................... 456 273 387
Petitions pending as of December 31 ............................. 48 85 106
Petitions pending over 90 days as of December 31................................................................. 1 7 43
Oral arguments heard .................................................... 299 344 275
Cases decided by written opinion ................................... 305 322* 259
Average number of opinions per "regular”
justice .......................................................................... 41 37 32
Cases "under advisement” as of
December 31 ................................................................ 44 74 78
Cases under advisement "assigned and
unwritten” as of December 31 ..................................... 32 64 74
Cases "assigned and unwritten” as of December 31 argued prior to preceding
August ......................................................................... 1 3 17
* This included 63 opinions by pro tern justices.
Possible remedies which have been suggested include the voluntary adoption by the court of a rule comparable to the "Certificate of Compliance” required by statute (OBS 1.050) for trial judges, under which they must certify as a condition for payment of their salaries that they have no cases "under advisement or undecided” for more than three months "unless prevented by sickness or unavoidable casualty, or the time is extended by stipulation in writing * * *.”
Although the requirement of such a "Certificate of Compliance” for appellate judges would not insure action by the entire court on petitions for review or other cases within 90 days, it could require individual justices to prepare and submit recommendations on petitions for review within 90 days and also to write proposed opinions on cases assigned to them within 90 days, or some other appropriate period.
See Tongue, Delays on Appeals to the Oregon Supreme Court, 36 Or L Bev 253 (1957).
Justice Lent, in a thoughtful concurring opinion, quite properly calls attention to the fact that as this court becomes a court of review its primary function will be "to keep the law in proper order,” rather than "deciding cases.” In my view, however, that fact alone can neither excuse nor explain the long delay in its decision of this case and the large number of "assigned and unwritten” cases at the end of 1978, during which the court heard few more cases on petitions for review than in 1976 and 1977.
An equally serious and related problem could then arise, however. The majority of the court appears to be of the view that petitions for review should be allowed only in cases of public importance. See 1000Friends of Oregon v. Bd. of Co. Comm., 284 Or 41, 584 P2d 1371 (1978). Such a view, depending upon its application, may be contrary to the view that although such cases should take precedence, the court should also, to the extent of its capacity, make every effort to allow petitions for review in cases in which there were substantial and prejudicial errors in trials or in adminitrative proceedings not corrected by the Court of Appeals, or in which that court misapplies the law in cases not of great public importance, particularly when substantial injustice has been the result. (See Tongue, J., concurring opinion, 284 Or at 47.) This latter function is of great importance, in my opinion, in the light of the staggering caseload of the Court of Appeals.
Thus, when this court becomes exclusively a court of review in 1979 the problem will be not only whether the court can then decide without unreasonable delay the cases arising from petitions for review allowed by it, but also whether the court can do so without unduly restricting its "intake” by the denial of petitions for review in cases which could and should be decided by it if this court is able to work to the full extent of its capacity.
Concurring Opinion
specially concurring.
I concur completely in the majority opinion of the court authored by Mr. Justice Linde. I write only to answer some questions that will necessarily arise in the mind of the reader of Mr. Justice Tongue’s special concurring opinion.
It is true, as stated by my brother, Tongue, that this case could have been "decided” without the necessity of the court through my brother, Linde, devoting the extensive time to research and writing which went into the final version of the majority opinion. I do not perceive the role of this court to be that of "merely” deciding a case when that case comes to us by way of allowing a petition for review as distinguished from direct appeal. I have addressed this before in my dissenting opinion in State v. Garza, 283 Or 1,580 P2d 1030 (1978), and I take the liberty of quoting again
"It is almost axiomatic that every losing litigant in a one-judge court ought to have a right of appeal to a multijudge court. Most do not appeal, but the right is a protection against error, prejudice, and human failings in general. This relates to the appellate function of rectifying trial court errors, of seeing to it that litigants receive justice according to law. It is assumed correctly that a collegial body, removed from local pressures, sitting calmly in a quiet atmosphere with each judge thinking independently, is best able to catch mistakes and remedy them. The ideal of impartial justice can thus be approached.
"It is almost equally axiomatic that one appeal is enough to insure justice between parties. Perfect justice, especially from the point of view of the losing party, may not ensue from any appellate decision. A second appeal carries with it no assurance that justice will be more nearly approximated by mere repetition of collegial processes. The basic advantage of the appellate process, insofar as it increases the probability of fair treatment of the parties under known law, has been exhausted in the one appeal. Any justification for further appeal must be in some other function of the judicial process.
* * * *
"A fair measure of agreement has come to exist among jurists that the principal function of the top court in a three-tier judicial system is to keep the law in proper order. * * *” (footnote omitted and emphasis added) R. Leflar, Internal Operating Procedures of Appellate Courts, p. 4.
With the transfer by the legislature to the Court of Appeals of almost all direct appeal jurisdiction, the Court of Appeals satisfies the collegial error correcting process of the appellate court system in this state. Chief Judge Herbert M. Schwab (the only person to serve in that capacity since the creation of the Court of Appeals in 1969) has made it clear from the inception that the Court of Appeals views its function as that of "deciding cases” rather than "to keep the law in proper order,” leaving that function to this court.
Reference
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- STATE OF OREGON, Respondent, v. RICHARD HARLEN CLASSEN, Petitioner
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