State v. White
State v. White
Opinion of the Court
The issue in this criminal case is whether, under ORS 161.067(1), the trial court should have merged defendant’s guilty verdicts for two counts of second-degree robbery that arose out of the same criminal episode. One count was based on ORS 164.405(1)(a) (robbery while purporting to be armed with a dangerous weapon), and the other was based on ORS 164.405(1)(b) (robbery when aided by the actual presence of another person). The Court of Appeals affirmed the trial court’s decision not to merge the guilty verdicts on the two counts. State v. White, 217 Or App 214, 175 P3d 504 (2007). We allowed defendant’s petition for review and now reverse and remand for further proceedings.
We take the relevant facts from the Court of Appeals opinion:
“Fender, a loss prevention employee at the Hollywood West Fred Meyer in Portland, saw Sims, who was with defendant, select a watch from a display and remove its packaging. Neither Sims nor defendant paid for the watch. After requesting back-up from other loss prevention employees, Fender followed Sims and defendant as they left the store with the watch. Fender approached Sims, who had the watch in his hand, and inquired about the unpaid merchandise. Sims told Fender that he would stab him if he touched him. Boyce, another loss prevention employee, approached defendant and told him that the store does not apprehend shoplifting accomplices and that he should leave. Defendant did not leave the scene. Around that time, several other loss prevention employees also approached Sims and defendant. Sims continued to threaten the group with the use of a weapon, although neither Sims nor defendant ever produced a weapon. Fender called 9-1-1.
“The group of employees followed Sims and defendant into the parking lot. Boyce followed defendant as he moved slightly away from the group and placed his sweatshirt on top of a parked car. When Boyce took defendant’s sweatshirt off of the car, defendant took the sweatshirt back and told Boyce not to touch it. While Boyce and defendant were among the parked cars, defendant told Boyce that he would stab Boyce if he touched him.
*278 “The car on which defendant had placed his sweatshirt pulled up next to Sims, and Sims, who was still holding the watch, got into the car. The car drove away, leaving defendant behind. The employees continued to follow defendant to the edge of the parking lot. As defendant left the parking lot, Officer Helzer, who was responding to Fender’s 9-1-1 call, arrested defendant for robbery. Helzer conducted a search of defendant incident to that arrest and found no weapon.
“After a jury trial, defendant was convicted of two counts of second-degree robbery, both on the basis of his conduct toward Boyce. One count charged defendant with violating ORS 164.405(1)(a), which elevates third-degree robbery to second-degree robbery if the person ‘[rjepresents by word or conduct that the person is armed with what purports to be a dangerous or deadly weapon.’ The other count charged defendant with violating ORS 164.405(1)(b), which elevates third-degree robbery to second-degree robbery if the person ‘[i]s aided by another person actually present.’
“At sentencing, defendant argued that those convictions should merge because they were based on the same criminal episode with respect to a single victim. The prosecutor responded that the two convictions should not merge because each was based on a paragraph of the statute that requires proof of an element that the other paragraph does not. The sentencing court entered separate convictions.”
State v. White, 217 Or App at 216-17.
On appeal, defendant assigned as error the trial court’s failure to merge the robbery counts.
“When the same conduct or criminal episode violates two or more statutory provisions and each provision requires proof of an element that the others do not, there are as many separately punishable offenses as there are separate statutory violations.”
ORS 161.067(1).
In State v. White, 341 Or 624, 147 P3d 313 (2006), for example, this court examined the first-degree burglary statute, ORS 164.225,
Some of this court’s prior cases have examined the legislative history of the substantive criminal statutes at issue in those cases for assistance in determining whether the legislature intended to create a single crime or multiple crimes. In Kizer, 308 Or 238, for example, the legislative history indicated that the legislature had intended to create only one crime, despite the fact that it had divided the statute into
Despite the foregoing case law, there has been some confusion as to the proper analysis for determining whether guilty verdicts merge under ORS 161.067(1), in part attributable to statements in this court’s opinion in Crotsley, 308 Or 272. In Crotsley, the issue was whether a defendant could be convicted and punished separately for first- and third-degree rape
Based on those statements in Crotsley, the state argues that, whenever a statute addresses two distinct legislative concerns, then the legislature has created two “provisions” for purposes of ORS 161.067(1). That interpretation is incorrect for two reasons. First, as discussed above and as articulated by this court in White and Barrett, the appropriate inquiry is whether the legislature intended to create a single crime or two crimes; the fact that a statute addresses two legislative concerns may be a useful guide when analyzing the legislature’s intent, but it is not dispositive. Second, every statutory section that “requires proof of an element that the others do not,” ORS 161.067(1), necessarily involves a distinct legislative concern — otherwise there would be no need for the additional element. And, we know from Crotsley, 308 Or at 278, and Barrett, 331 Or at 32, that whether an additional element must be proved and whether there are “two or more statutory provisions” are separate inquiries under ORS 161.067(1). As a result, we cannot focus solely on the fact that the legislature may have had separate reasons for enacting each section of a statute. Instead, we view the statute as a whole, looking to the text, context, and, when appropriate, legislative history of the statute. That analysis
Having identified the appropriate analysis, we turn to the robbery statutes at issue here to determine whether the legislature intended to define a single crime of second-degree robbery or two separate crimes. ORS 164.405(1) contains two paragraphs defining the crime of second-degree robbery — a robbery in which the robber represents that he or she is armed (paragraph (a)) and a robbery in which the robber is aided by another person who is actually present (paragraph (b)).
The state’s argument, relying on the legislature’s use of two separate paragraphs and the fact that each paragraph requires proof of different elements, however, ignores
We begin with the text and context of the statute. ORS 164.405 is one of three statutes that, together, make up the statutory scheme respecting robbery. In those statutes, the legislature has provided an incrementally graded set of standards for determining the seriousness of different forms of robbery and has divided those standards into three groups — third-degree robbery, second-degree robbery, and first-degree robbery. Third-degree robbery is the least serious and describes the basic crime of robbery: taking or attempting to take property from another, while preventing or overcoming the victim’s resistance to giving up the property by using or threatening to use physical force. ORS 164.395.*
By its terms, ORS 164.405 defines a single crime— second-degree robbery. The only question is whether the fact that there are two different circumstances that, individually, can elevate third-degree robbery to second-degree robbery means that the legislature intended there to be two separately punishable offenses. That the two circumstances are in the same statutory section might mean that — although they involve proof of different facts — they are related in the same way to first-degree and third-degree robbery, in that they both lie between armed and unarmed threats of violence in
The robbery statutes at issue here are the product of the comprehensive revision of the state criminal code in 1971. The Commentary to the criminal code revision explains that those statutes “provide[ ] * * * three ascending degrees of robbery.” Commentary to Criminal Law Revision Commission Proposed Oregon Criminal Code, Final Draft and Report § 150, 154 (July 1970). The text of ORS 164.395 “contains the basic statement of the crime,” with the texts of ORS 164.405 and ORS 164.415 “adding one or more of certain aggravating factors to the crime.” Commentary at 154. The text of ORS 164.405 “raises the crime to robbery in the second degree if the robber creates the impression that he is armed” or if he is “aided by another person actually present.” Id. at 155 (emphasis omitted).
“Subsection (l)(a) is intended to cover the type of robbery in which the actor is, in fact, unarmed, but conveys to the victim the impression that he has a weapon. While such a threat may not create any greater risk to the person of the victim, it does heighten the terror in the victim’s mind and also, is persuasive in overcoming resistance to the robbery.”
Id. As to the presence of an accomplice, “[t]he primary rationale behind paragraph (b) of subsection (1) of [ORS 164.405] is the increased danger of an assault on the victim when the robber is reinforced by another criminal who is actually present.” Id.
What the statutes and the legislative history indicate is an incremental classification, not of levels of actual violence during the commission of a robbery, but of levels of the potential for violence, including its potential extent. Neither of the two factors identified in the second-degree robbery
The Court of Appeals focused on the differences between the two elements discussed above:
“The official legislative commentary to the second-degree robbery statute clearly demonstrates that ORS 164.405(l)(a) and (b) were enacted to address separate and distinct legislative concerns. The commentary confirms that paragraph (l)(a) was enacted to address only the risk of psychological harm to victims who have the subjective belief that they are confronted with an armed robber. By comparison, paragraph (l)(b) was enacted to address concerns about the physical safety of a victim when more than one robber is present.”
217 Or App at 224-25 (citation omitted). The Court of Appeals thus juxtaposed “psychological harm to victims” with “concerns about the physical safety of a victim” and reasoned that those considerations differ. The Court of Appeals, of course, was correct in noting the “separate and distinct legislative concerns,” id. at 223-25, and, if that were the only consideration in applying the anti-merger statute, then there might not be merger here.
The crime of robbery is not only, or even primarily, about punishing a defendant for inflicting violence or psychological injury on the victim. The three robbery statutes reflect, as their common concern, the threat or likelihood of
As the three robbery statutes indicate, the nature of the threat of violence — whether actual or perceived— aggravates the crime of robbery and raises the crime from the third degree to the second or first degree. If the robber is alone or one of many, unarmed or armed with a deadly or dangerous weapon, the effect of the specific circumstance results in different levels of threat that may persuade the victim to part with his or her property with more or less reluctance. The legislature determined that the threat of violence when a robber purports to have a weapon or when he or she has an accomplice lies somewhere between the threat of violence involved in a confrontation with a lone unarmed robber who threatens but does not use violence and a confrontation with an indisputably armed robber or one who actually uses or attempts to use violence to cause serious injury. In that sense, the three robbery statutes reflect the legislature’s judgment regarding the aggravating elements that elevate third-degree robbery to second- or first-degree robbery. See
The decision of the Court of Appeals is affirmed in part and reversed in part. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
Defendant also assigned error to the trial court’s use of defendant’s juvenile record in determining his sentence. We decline to address that issue. See ORAP 9.20(2) (court need not address all questions presented for review).
Although the anti-merger statute mandates that certain offenses are “separately punishable,” the issue whether the defendant receives consecutive or concurrent sentences is resolved under a different statute, ORS 137.123. The only issue presented in this case is whether the trial court should have merged the
The anti-merger statute has other subsections that set out when separately punishable offenses will be found based on criminal conduct that involves more than one victim, ORS 161.067(2), and when the conduct “violates only one statutory provision and involves only one victim,” but nevertheless involves “repeated violations” of the same provision involving the same victim. ORS 161.067(3). Neither party suggests that those provisions of the anti-merger statute apply here.
The parties and the courts below often refer to the issue in this case as being whether defendant’s “convictions” merge. However, neither ORS 161.067 nor the statutes respecting the procedures for entry of judgment in a criminal case use the term “conviction” to describe any event or status prior to the trial court’s entry of judgment following trial and sentencing. See ORS 137.071(2)(g) (“judgment” shall include determination of each charge, which may include “determination * * * of conviction”). Rather, the jury (or, in a bench trial, the court) finds a defendant “guilty” or “not guilt/’ on each offense charged in the accusatory instrument, see ORS 136.455 (so providing), and the defendant is not formally “convicted” on any charge until the trial court enters a judgment. Thus, a trial court applies the merger statute to guilty verdicts on particular counts, rather than to “convictions.”
The relevant statutory wording comes from ORS 164.215 and is incorporated by reference into ORS 164.225: “[A] person commits the crime of burglary * * * if the person enters or remains unlawfully in a building with intent to commit a crime therein.”
Under ORS 163.095, aggravated murder is “murder as defined in ORS 163.115 which is committed under, or accompanied by, any of’ 18 different aggravating circumstances. The defendant in Barrett was charged with three counts of aggravated murder: Count 1, for intentionally killing the victim during the commission of a robbery; Count 2, for intentionally killing the victim during the commission of a kidnapping; and Count 3, for killing the victim to conceal the defendant’s identity. State v. Barrett, 331 Or 27, 29, 10 P3d 901 (2000).
ORS 165.007(1) provides:
“A person commits the crime of forgery in the second degree if, with intent to injure or defraud, the person:
“(a) Falsely makes, completes or alters a written instrument; or
“(b) Utters a written instrument which the person knows to be forged.”
To “falsely make” a written instrument means “to make or draw a complete written instrument in its entirety * * * which purports to be an authentic creation of its ostensible maker, but which is not * * * because * * * the ostensible maker did not authorize the making or drawing thereof.” ORS 165.002(4). To “utter” a written instrument means “to issue, deliver, publish, circulate, disseminate, transfer or tender a written instrument * * * to another.” ORS 165.002(7).
The defendant also was convicted of first- and third-degree sodomy, but because the wording and legislative history of the rape and sodomy statutes demonstrated that “the statutory schemes for grading the various rape and sodomy offenses were intended to be identical,” the court applied the same analysis to the rape and sodomy statutes. State v. Crotsley, 308 Or 272, 279, 779 P2d 600 (1989).
ORS 164.405 provides:
“(1) A person commits the crime of robbery in the second degree if the person [commits third-degree robbery] and the person:
“(a) Represents by word or conduct that the person is armed with what purports to be a dangerous or deadly weapon; or
“(b) Is aided by another person actually present.
“(2) Robbery in the second degree is a Class B felony.”
Even if we were to put to one side this court’s decisions interpreting the anti-merger statute, including Kizer, White, and Barrett, it is not at all clear that the state’s construction of that statute is supportable. Justice Kistler’s concurring opinion argues that the legislative history of ORS 161.067(1) demonstrates that the phrase “statutory provision” in that statute refers to a separately defined statutory crime or separate degree of crime — and not to alternative ways of committing that crime. 346 Or at 296-98 (Kistler, J., concurring). Our holding today is based on ORS 161.067(1) as we have interpreted that statute in cases decided over the last 20 years, but there is no inconsistency between the results in those cases and the concurring opinion.
ORS 164.395 provides:
“(1) A person commits the crime of robbery in the third degree if in the course of committing or attempting to commit theft or unauthorized use of a vehicle as defined in ORS 164.135 the person uses or threatens the immediate use of physical force upon another person with the intent of:
“(a) Preventing or overcoming resistance to the taking of the property or to retention thereof immediately after the taking; or
“(b) Compelling the owner of such property or another person to deliver the property or to engage in other conduct which might aid in the commission of the theft or unauthorized use of a vehicle.
“(2) Robbery in the third degree is a Class C felony.”
ORS 164.415 provides:
“(1) A person commits the crime of robbery in the first degree if the person [commits third-degree robbery] and the person:
“(a) Is armed with a deadly weapon;
“(b) Uses or attempts to use a dangerous weapon; or
“(c) Causes or attempts to cause serious physical injury to any person.
“(2) Robbery in the first degree is a Class A felony.”
The Court of Appeals correctly perceived the issue that we address here, noting that one could “identify the legislative concern addressed by the second-degree robbery statute” in a “general way — that is, as overcoming the resistance of the victim.” State v. White, 217 Or App 214, 225, 175 P3d 504 (2007). The court rejected that way of identifying the legislature’s intent, reasoning that “it would eliminate any distinction between the varying degrees of robbery,” id,., and the court pointed out that the use or threat of force to overcome the victim’s resistance is what distinguishes the crime of robbery from the crime of theft. Id. That analysis, however, gives insufficient weight to the fact that the legislature did, in fact, distinguish between the different degrees of robbery, creating an ascending scale of different degrees of one crime, each of which it classified as a different level of felony and enacted as a different statute. Identifying a common legislative concern in the two means of proving second-degree robbery — which is similar to the concerns underlying all the robbery statutes, but greater in magnitude than third-degree robbery and less than first-degree robbery — does not eliminate the statutory distinctions, but, rather, gives effect to the legislature’s statutory structure.
If the legislature determines that the two different ways of elevating third-degree robbery to second-degree robbery, when committed in the course of a single criminal episode, nevertheless should be punished separately, it may indicate its intent in that regard by enacting those two paragraphs as separate criminal offenses. See Crotsley, 308 Or at 279-80 (no merger where legislature established crimes of first-degree rape and third-degree rape as “separate offenses”).
Concurring Opinion
concurring.
Defendant took a watch from Fred Meyer. In the course of doing so, he threatened to stab a store employee with a knife and was assisted by another person who was present. That conduct, the jury found, violated two alternative means of committing second-degree robbery, and the question in this case is whether defendant may be punished for only one offense or two. The answer to that question turns, as the majority recognizes, on whether each alternative means of committing second-degree robbery is a separate “statutory provision” for the purposes of ORS 161.067(1), which defines when the same conduct or criminal episode will give rise to separately punishable offenses.
The majority appropriately synthesizes and follows our precedents, and I join its opinion. I write separately because, in my view, focusing solely on what our past decisions have said about a statute can sometimes cause us to lose sight of the statutory text that underlies those decisions, and it is occasionally helpful to return to the text, context, and history of a statute to determine whether our decisions have drifted away from the legislature’s intent.*
ORS 161.067 has three subsections. The first subsection, which is at issue in this case, identifies the number of separately punishable offenses that exist when the same conduct or criminal episode violates “two or more statutory provisions.” ORS 161.067(1). The second subsection identifies the number of separately punishable offenses that exist when the same conduct or criminal episode violates one statutory provision but involves two or more victims. ORS 161.067(2). Finally, the third subsection identifies the number of separately punishable offenses that exist when the same conduct or criminal episode violates one statutory provision, involves one victim, “but nevertheless involves repeated violations of the same statutory provision against the same victim.” ORS 161.067(3).
Each subsection of ORS 161.067 refers to violating one or more “statutory provisions.” However, neither the criminal code generally nor the text of ORS 161.067 specifically defines what constitutes a “statutory provision,” and the word “provision” is broad enough to include either a section defining a crime or a single clause within that section. Cf. Webster’s Third New Int’l Dictionary 1827 (unabridged ed 2002) (defining “provision” as “a stipulation (as a clause in a statute or contract) made in advance: PROVISO * * * <this - is one of fundamental importance in our legal... system * * *>”). The text, in short, is of little help. The legislature appears to have assumed that the phrase had such a well-understood meaning that no definition was necessary.
Two separate contextual sources, however, provide a clearer picture of the legislature’s intent. The first contextual source is an exception to ORS 161.067(3), which illustrates the legislature’s understanding of the phrase “statutory provision.” After identifying how many separately punishable offenses exist when the same criminal episode violates one statutory provision, involves one victim, but also involves
“Each method of engaging in deviate sexual intercourse as defined in ORS 163.305, and each method of engaging in unlawful sexual penetration as defined in ORS 163.408 and 163.411 shall constitute separate violations of their respective statutory provisions for purposes of determining the number of statutory violations.”
The exception is telling in three respects. First, it identifies ORS 163.408 and ORS 163.411 as “statutory provisions.” The first statute (ORS 163.408) defines the crime of unlawful sexual penetration in the second degree, and the second statute (ORS 163.411) defines the crime of unlawful sexual penetration in the first degree. That context suggests that each crime identified as such in the criminal code constitutes a separate statutory provision and that, as a general rule, the fact that there may be alternative methods of committing each of those crimes does not make each alternative method of commission a separate statutory provision. Were the general rule otherwise, there would have been no need to add a caveat to ORS 161.067(3) and state that each method of committing unlawful sexual penetration “shall constitute separate violations of their respective statutory provisions for purposes of determining the number of statutory violations.”
The texts of the two unlawful sexual penetration statutes shed further light on the meaning of the phrase “statutory provision” in ORS 161.067. Both unlawful sexual penetration statutes identify multiple methods of committing that crime. A person commits the crime of unlawful sexual penetration in the second degree “if the person penetrates the vagina, anus or penis of another wfth [a foreign object] * * * and the victim is under 14 years of age.” ORS 163.408(1). A person commits the crime of unlawful sexual penetration in the first degree “if the person penetrates the vagina, anus or penis of another with [a foreign object]” and
“(a) The victim is subjected to forcible compulsion;
“(b) The victim is under 12 years of age; or
*295 “(c) The victim is incapable of consent by reason of mental defect, mental incapacitation or physical helplessness.”
ORS 161.411(1).
Those two statutes and the statement in ORS 161.067(3) that each of those statutes is a statutory provision lead to two additional conclusions regarding the meaning of the phrase “statutory provision.” First, when the legislature creates two crimes with different degrees of seriousness (first-degree unlawful sexual penetration, second-degree unlawful sexual penetration, and the like), each statutorily designated degree of a crime is a separate statutory provision. And, when one act violates two statutory provisions, the only question under ORS 161.067(1) is whether each provision, as charged, requires proof of an element that the other does not. If it does, then there are as many separately punishable offenses as there are separate statutory violations. ORS 161.067(1).
Second, the fact that a crime, such as first-degree unlawful sexual penetration, identifies multiple ways in which the crime may be committed does not mean that one act will give rise to multiple statutory violations. For example, in addition to identifying multiple methods (insertion of a foreign object into a victim’s vagina, anus, or penis) of committing unlawful sexual penetration, ORS 161.411(1) also identifies multiple ways in which a person can come within the class of victims whose injury elevates those acts to first-degree unlawful sexual penetration — forcible compulsion, being under the age of 12, or being incapable of consent by reason of mental defect, mental incapacitation, or physical helplessness. Yet, ORS 161.067(3) makes clear that the legislature understood that first-degree unlawful sexual penetration was a single statutory provision and that only multiple methods of committing unlawful penetration would result in multiple statutory violations (and even that was an exception to the general rule). It follows that, for the crime of first-degree unlawful sexual penetration, the fact that the victim was under the age of 12 and also subjected to forcible compulsion does not mean that a single act of penetration
Not only does the exception in ORS 161.067(3) provide insight into the meaning of the phrase “statutory provision,” but two cases that preceded the enactment of ORS 161.067 provide additional context. In State v. Woolard, 259 Or 232, 484 P2d 314, on reh’g, 485 P2d 1194 (1971), and in State v. Cloutier, 286 Or 579, 596 P2d 1278 (1979), the court held that a defendant who committed burglary and theft (when theft was the intended crime on entry into the house) could be punished for only one offense. In Woolard, the court inferred from the fact that burglary carried a greater sentence than theft from a dwelling that the legislature intended that the former offense would subsume the latter. 259 Or at 237-38. In Cloutier, the court looked to whether the defendant had a single criminal objective in deciding whether the two crimes constituted only one punishable offense. 286 Or at 596-97. Justice Tongue dissented in Cloutier. He explained that, before Woolard and Cloutier, the rule was clear: When one act violated two separate statutes, such as burglary and theft, and each contained an element that the other did not, there were two separately punishable offenses. Id. at 605 (Tongue, J., dissenting). In his view, the court erred in Woolard and again in Cloutier in departing from that rule.
ORS 161.067(1) reinstates the rule that Justice Tongue advocated in Cloutier. It reverses the rule from Woolard and Cloutier that a single act that violates two criminal statutes, such as burglary and theft, will result in only one punishable offense if the two violations are in furtherance of a single criminal objective. There is no reason, however, to think that the legislature intended to go farther than that in reversing the rule in Woolard and Cloutier and make alternative ways of committing a single crime separately punishable offenses; rather, the most natural interpretation of the phrase “two or more statutory provisions” is that it refers to the sort of statutes defining separate criminal
The legislative history supports that understanding. See State v. Gaines, 346 Or 160, 172, 206 P3d 1042 (2009) (“Legislative history may be used to confirm seemingly plain meaning and even to illuminate it * * *.”). The legislative history of ORS 161.067 is unique because, as the court noted in State v. Crotsley, 308 Or 272, 779 P2d 600 (1989), the legislature enacted one version of the statute in 1985 and the people reenacted by initiative a second, almost identical version of the statute in 1986. Id. at 276 n 3. The two versions differ in one respect. The 1985 statute provided, as does the 1986 reenactment, that, when the same conduct or criminal episode violated two or more statutory provisions, there were as many separately punishable offenses as there were separate statutory violations. Or Laws 1985, ch 722, § 4(1); Or Laws 1987, ch 2, § 13(1). The 1985 statute then added the following exception, which the 1986 reenactment omitted:
“However, when one of the statutory provisions violated is burglary in any degree, and the other statutory provision violated is theft or criminal mischief in any degree, and the theft or criminal mischief was pleaded as the intended crime of the burglary, the burglary and the theft or criminal mischief shall constitute only one punishable offense.”
Or Laws 1985, ch 722, § 4(1). The 1985 exception preserves the specific holding in Woolard and Cloutier, while the 1986 reenactment omits that exception and thus “overrules” the holdings in those cases.
Beyond identifying Blockburger as the apparent source of what is now ORS 161.067(1), Sandrock’s letter does not explain what, in his view, constitutes a “statutory provision.” However, in Blockburger, the Court used the phrase consistently with the definition set out above. Specifically, the Court explained in Blockburger that the Harrison Narcotic Act, Pub L No 223, 38 Stat 785 (1914) (repealed 1970), created two separate criminal offenses. One offense made it unlawful to sell narcotics except in the original stamped package. 284 US at 203-04. The other offense made it unlawful to sell narcotics without a written order. Id. The Court described the two crimes as “distinct statutory provisions” and ruled that, because a single sale of narcotics violated both provisions and because each provision required proof of a fact that the other did not, the defendant’s single sale gave rise to two separate offenses. 284 US at 304. As the Court used the phrase “statutory provision” in Blockburger, that phrase means nothing more or less than what the legislature has defined as a crime.
Not only is that interpretation truer to the legislature’s intent than the test that the majority draws from our cases, but it also is more certain in its application (both for the courts and the legislature when it drafts criminal statutes). Beyond that, it is consistent with the results in this court’s decisions. When, as in Crotsley, the state charges a defendant with first- and third-degree rape, each degree of the crime is a separate statutory provision that will give rise to separately punishable offenses, provided that each provision requires proof of an element that the other does not. Cf. Crotsley, 308 Or at 278-79 (holding that the two offenses were separate statutory provisions because they addressed separate and distinct legislative concerns). Conversely, when the legislature provides alternative means of committing a specified crime, there is only one statutory provision. It follows that, when in State v. Kizer, 308 Or 238, 779 P2d 604 (1989), State v. Barrett, 331 Or 27, 10 P3d 901 (2000), State v. White, 341 Or 624, 147 P3d 313 (2006), and this case, the state charges and proves both alternative means, only one statutory provision has been violated and there is only one separately punishable offense (assuming of course that there are not multiple victims or repeated violations of the same provision). Because I agree with the result that the majority reaches and because I cannot disagree with its reliance on precedent, I concur in the majority’s opinion.
ORS 161.067(1) provides:
“When the same conduct or criminal episode violates two or more statutory provisions and each provision requires proof of an element that the others do*292 not, there are as many separately punishable offenses as there are separate statutory violations.”
An examination of those sources is particularly appropriate in this case because the two seminal cases that we have spent the last 20 years interpreting did not engage in a textual and contextual analysis of ORS 161.067(1). In State v. Crotsley, 308 Or 272, 779 P2d 600 (1989), the court posited, without further explanation, that the phrase “ ‘two or more statutory provisions’ * * * include[s] prohibitions such as those in this case that address separate and distinct legislative concerns,” id. at 278, a statement that the majority today disavows as an answer to the meaning of that phrase, 346 Or at 289. In State v. Kizer, 308 Or 238, 779 P2d 604 (1989), the court found it unnecessary to engage in any analysis of ORS 161.067(1), resting its decision instead on the legislature’s statement that uttering a forged instrument and making one were a single crime. Id. at 242-43.
Justice Howell concurred in the result in Cloutier. 286 Or at 603. He noted that he had dissented in Woolard and that “[a]ny further expression of dissent would be a futility.” Id. (Howell, J., specially concurring).
The 1985 legislative bill was codified as ORS 161.062, and the 1986 initiated measure was codified as ORS 161.067. Initially, both statutes “remainfed] on the books.” Crotsley, 308 Or at 276 n 3. However, in 1999, the legislature repealed ORS 161.062, leaving ORS 161.067 in place. Or Laws 1999, ch 136, § 1.
The Court explained in Blockburger:
“The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.”
As noted, the people reenacted the 1985 statute in 1986 but omitted the exception discussed above. The official explanation for the measure states that that part of the measure “[s]lightly expandís] the circumstances under which a person may be convicted of separate offenses.” Voters’ Pamphlet, General Election, Nov 4, 1986, 52. That explanation accurately describes the difference between the 1986 measure and the 1985 statute but sheds no additional light on the meaning of the phrase “statutory provision.”
Reference
- Full Case Name
- STATE OF OREGON, Respondent on Review, v. RICKY LASHAWN WHITE, AKA Ricky Leshawn Booker, AKA Ricky Leshawn White, AKA Jermaine Marcell, Petitioner on Review
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- Published