Macdonald v. Schroeder
Macdonald v. Schroeder
Opinion of the Court
Opinion by
Every public prosecution is presumed to have been begun and carried on in good faith, and to have been founded upon probable cause: Mitchell v. Logan, 172 Pa. 349. To sustain an action for malicious prosecution, both malice on the part of the prosecutor and want of probable cause for the prosecution must be shown. If the prosecutor began the proceeding through mere malice, and without probable cause, he is liable in damages. Though the lack of probable cause does not of itself establish malice, its bearing as evidence on this point is
There are circumstances which, of themselves, are held in law (1) to rebut any inference of malice based on the lack of probable cause ; and (2) to establish the existence of such cause.
1. The inference of malice is rebutted if it appears that the prosecutor consulted counsel, and upon his advice commenced the prosecution. But subh consultation must be in good faith, and not colorable; it must be an honest effort to ascertain whether a prosecution is warranted, and not an attempt to evade responsibility for an unfounded prosecution through the form of consultation without its substance. All the circumstances known to the prosecutor must be laid before his counsel, without addition, suppression or distortion; and if the latter, upon his professional responsibility, advises that they are sufficient, even if he errs in judgment, no action will lie for a prosecution thus undertaken.
2. If the prosecution results in a conviction, in a court having jurisdiction of the matter charged, this is evidence of the existence of probable cause.
In the present ease, the prosecution was begun on the advice of counsel, and resulted in a conviction ; but on the defendant’s application the verdict was set aside and a new trial granted. When the case was again called for trial, no evidence was offered on the part of the commonwealth, and the jury rendered a verdict of not guilty, county for costs.
The only apparent dissent, in the courts of this state, from the view presented in the foregoing authorities, is found in Mayer v. Walter, 64 Pa. 283, where Mr. Justice Shabswood expressed dissatisfaction with the principié laid down in Reynolds v. Kennedy, as applying to the case before him. That case, however, was an action for the malicious abuse of civil process ; the defendant, who was the plaintiff’s lessor, having evicted the lessee under a judgment before an alderman in a proceeding to obtain possession, and this judgment, on certiorari, having been reversed by the common pleas. The Supreme Court there held that the judgment was not conclusive of probable cause. The proceeding from which the case arose was wholly civil; a proceeding in rem, with a judgment for delivery of possession of the demised premises. There was no conviction of the defendant before any tribunal, or any charge of a criminal nature ; hence, technically, no ground for applying the principle that a conviction is conclusive evidence of probable cause. The analogy between judgment in a civil proceeding and conviction in a penal proceeding is incomplete. There is also a marked difference between a conviction in a penal or qui tarn action, or any summary proceeding, and a conviction on indictment. In the former there is no distinction between conviction and judgment. “ They are indivisible. It is the sentence that discloses the conviction : ” York County v. Dalhousen, 45 Pa. 372. But on an indictment there may be conviction without judgment. “ The conviction and sentence are each in turn liable to be attacked and tested separately; one for errors in the trial or by the jury, and the other for errors in the judgment: ” York County v. Dalhousen, 45 Pa. 372. “ If the jury find the prisoner guilty, he is then said to be convicted of the crime whereof he stands indicted; which conviction may accrue two ways — either by his confessing the offense and pleading guilty, or by his being found so by the verdict of his country: ” 4 Blackstone Comm., ch. 27. “ After
That the defendant, in commencing the prosecution, sought to recover the money which had been obtained from him, has no apparent bearing on the question of probable cause, or on the allegation of perjury. Since the offense charged belongs to the class of misdemeanors which may be settled on acknowledgment of satisfaction by the injured party (sec. 9, Code of Criminal Procedure of March 31, 1860, P. L. 427; Rothermal v. Hughes, 134 Pa. 510; Geier v. Shade, 109 Pa. 180), the prosecutor might lawfully have accepted restitution of the money involved as the condition of a nolle prosequi. A prosecution for the purpose of obtaining the satisfaction which the law permits the prosecutor to receive and acknowledge, certainly cannot be deemed per se malicious. Nor does a presumption, ox even a suspicion of perjury fairly arise from such a purpose, any more than in a civil action for the same injury; the statute and authorities cited necessarily preclude this. The purpose thus having judicial sanction, and no unlawful steps appearing in the proceeding, we cannot see that there was a “ want of probable cause ” at its inception or pend-ency, in a legal sense; certainly there was no legal obligation
Since upon the authorities cited a conclusive presumption of probable cause is held to arise from a conviction before a justice, unwarranted by law, with the prosecution, for that reason, discontinued on appeal; from a conviction followed by arrest of judgment and discharge of the defendant; upon a conviction upon a hearing before a president judge, reversed for the reason that the affidavit on which it was based failed to set forth facts giving jurisdiction, and from a conviction before a magistrate, followed by a settlement between the prosecutor and the defendant, with a remission of the fine imposed and discharge of the defendant; no good reason can be given why a conviction in a court having jurisdiction, by a jury with full power to determine all questions of fact, though afterward set aside for reasons not appearing of record, should not be held equally conclusive of probable cause.
While the judgment of this court is based on the grounds above stated, and the authorities cited, in my view the conclusion reached receives further support from the decisions of the courts of other states in which the rule of the common law on the subject prevails, holding that probable cause is conclusively established by a conviction although afterward set aside, and this without regard to the manner in which its penal consequences are avoided. In Burt v. Place, 4 Wend. 591, it was said of Reynolds v. Kennedy, 1 Wils. 232: “Itwas well considered ; it was twice argued, and the opinion of the court given after mature advisement. It is to be considered a highly respectable authority.” It was viewed in substantially the same light by Baron Eyke, Lord Mansfield and Lord Lough-
In Crescent City Live Stock Co. v. Butchers’ Union, 120 U. S. 141, (7 Sup. Ct. Repr. 472), — an action for the malicious abuse of civil process — -the supreme court of the United States held that a judgment, though reversed on ap-, peal, was conclusive evidence of probable cause for employing the process. The defendant, claiming under a state law an exclusive right to conduct its business in certain parishes of Louisiana, had filed a bill in the United States circuit court to restrain the plaintiff from conducting the same business in a portion of this territory. The circuit court made a decree granting an injunction, but on writ of error the decree was reversed and the injunction dissolved by the United States supreme court. The plaintiff then brought an action in the state court on the injunction bond, and also for damages for a malicious prosecution of the suit for an injunction. To the latter claim, the defendant pleaded the decree of the circuit court as conclusive evidence of probable cause, but the trial court overruled this contention, and the state supreme court denied to the decree any effect whatever. The United States supreme court, upon a careful review of the subject, pronounced this ruling erroneous, and reversed the judgment, saying: “ The rule in question, which declares that the judgment or decree of a court having jurisdiction of the parties and of the subject-matter, in favor of the plaintiff, is sufficient evidence of probable cause for its institution, although subsequently reversed by an appellate tribunal, was not established out of any special regard to the person of the party. As we have already seen, it will avail him as a complete defense in an action for a malicious prosecution, although it may appear that
This conclusion has also an adequate support in principle. The issues on the indictment and in the civil action are not the same. In the former, the issue is the actual, guilt or innocence of the party indicted; in the latter, it is the existence of reasonable ground for belief in his guilt at the commencement of the prosecution. The trial of the latter is in no sense a retrial of the former. If tried on the same evidence, it would be simply a question whether two juries would view the same facts as leading to the same conclusion ; if tried on other or further evidence, the conditions would to that extent be changed in favor of one party or the other. But the prosecutor’s liability does not depend on the fact of guilt, as shown on either trial, but on the circumstances appearing to indicate guilt that led to the prosecution. When a jury, after hearing all the evidence offered on both sides, renders a verdict of guilty, it is a judicial finding, not only of probable cause but of actual guilt. If this finding be set aside, its effect on the question of guilt, as between the commonwealth and the defendant, is at an end ; but as between the prosecutor and the defendant it must be held to remain as conclusive of probable cause, and a bar to an action for malicious prosecution. An allegation that the jury were in
In the present case, while one of the five reasons for a new trial alleges, in substance, perjury by the commonwealth’s witness, it does not appear on what ground the verdict was set aside. But, for reasons already stated, we deem this immaterial. The defendant in the indictment failed to convince the jury of the alleged perjury, and their finding in the premises must be held conclusive of probable cause for the prosecution, notwithstanding the subsequent decision of the court to submit the question of actual guilt to another jury.
The judgment is reversed, and judgment is now entered for the defendant.
Dissenting Opinion
dissenting :
The defendant in this case had the plaintiff arrested and in-
In view of the foregoing facts, and the state of the record in the criminal case, I am unable to concur in the conclusion that the court ought to have charged that the verdict of guilty was conclusive evidence of probable cause for the prosecution. I have examined all of .the Pennsylvania cases cited in the brief of appellant’s counsel/ and in the exhaustive opinion of our Brother Smith, and it does not seem to me that any of them establishes a rule which governs this case. Outside of this state the authorities? are conflicting as to the conclusiveness of a verdict of guilty, as the citations in the appellee’s paper-book abundantly show. It is held in Pennsylvania that although it is strong prima facie evidence of probable cause, it may be rebutted by proof that it was obtained by corrupt or undue means: Grohmann v. Kirschman, 168 Pa. 189.
In the absence of any authoritative decision of the precise question raised by the facts of this case, I feel at liberty to
The second and third assignments raise a different question. The defendant claimed that he loaned the plaintiff’s firm $500, under the inducement of his fasle representation that all they owed was about $700, whereas they owed about $8,000. The plaintiff did not deny that they were indebted in that amount, but alleged that the only representation he made was that they had only about $700 of debts that were pressing. He testified: “ I told him what we were doing, and we had about $700 that was shoving us at the present time that wanted to be paid — I mean pushing us, wanted to be paid, and there is nobody had entered any proceeding or anything of the kind at that time.”
The defendant testified : “ He also stated to me at that time that all he owed was about $700 in debts.”
A change of a word would .change the entire purport and effect of the representation. It is not impossible that the defendant misunderstood the plaintiff and acted on the mistaken belief that the latte-r’s representation was intended to be a full and frank statement of the financial condition of the firm. The jury ought to have been permitted to take that view. It would not have been an unreasonable conclusion. If they had adopted it, surely they would have been warranted in finding that the defendant was not chargeable with malice. In making the entire case turn on the question whether the version of the representation given by the plaintiff or that given by the defendant was the true one, and in withdrawing from the consideration of the jury the questions of probable cause and malice, the learned judge inadvertently fell into error.
For the reasons above suggested, I would sustain the sec
Case-law data current through December 31, 2025. Source: CourtListener bulk data.