Riddle Appeal
Riddle Appeal
Opinion of the Court
Opinion by
This case presents the question whether the double jeopardy clause of both the United States and Pennsylvania Constitutions
The double jeopardy clause acts to bar further prosecution of a defendant who has once been brought to tidal on a charge carrying the possibility of criminal punishment. If trial of the defendant is begun on such a charge and the proceedings are aborted before conclusion by the unauthorized declaration of a mistrial, a second attempt to try the defendant on the same charge constitutes double jeopardy. Commonwealth v. Wideman, 453 Pa. 119, 306 A.2d 894 (1973). In Pennsylvania, motions for mistrial in prejudicial situations are governed by Pa. R. Crim. P. 1118(b) which states: “A motion to declare a mistrial shall be made when the prejudicial event is disclosed. In all cases only the defendant or the attorney for the defendant may move for a mistrial.” This rule has been narrowly interpreted to mean that in cases where there has been prejudice to the defendant the trial judge has no power
The manifest necessity standard requires that the trial judge balance those circumstances which suggest a mistrial is warranted against the defendant’s valued right to have his case finalized before a particular tribunal. Only when “a scrupulous exercise of judicial discretion leads to the conclusion that the ends of public justice would not be served by a continuation of the proceedings”
The question remains to what degree the offenses with which the defendant stands charged are criminal and subject to constitutional protection. Application of the double jeopardy clause is limited to actions authorizing a criminal punishment for vindication of public justice and is not extended to actions which are remedial in nature. The Supreme Court has reaffirmed the principle first stated in Helvering v. Mitohell, 303 U.S. 391, 399 (1938) : “Congress may impose both a criminal and civil sanction in respect to
In the action before us, the defendant is charged with violation of two sections of The Penal Code. Both sections involve offenses relating to illegitimate children and both are designed to accomplish similar objectives. The first, neglect to support a bastard, is formulated to ensure illegitimate children continuing financial support from their natural fathers. Failure to comply with this statute is punished by a fine or imprisonment. The latter, fornication and bastardy, is directed toward the punishment and deterrence of fornication, a misdemeanor, but it also goes on to provide that a man convicted of fornication is further liable for the support of the resulting child. The act of fornication is made subject to a fine under this section whereas liability for support of the child born thereafter is the only penalty for bastardy. Despite the range of penalties, the central point of the two sections is provision for and enforcement of support for illegitimates. See Commonwealth v. Dunnick, 204 Pa. Superior Ct. 58, 202 A.2d 542 (1964); Commonwealth v. Bertram, 143 Pa. Superior Ct. 1, 16 A.2d 758 (1940).
In the past in Pennsylvania, support for illegiti-mates was only available under these two sections of The Penal Code. The Penal Code remained the only recourse for children born out of wedlock until 1963. In that year, the Civil Procedural Support Act of 1953 was amended to include illegitimates as among those
In § 732, neglect to support a bastard, paternity is an issue which must be resolved in order to find that the defendant has an illegitimate child whom he failed to support. Once paternity is established, the defendant can be compelled to support the child. To ensure that the support is forthcoming, the statute provides a sentence of fine or imprisonment whenever neglect or refusal to contribute is found. Violation of this act was clearly intended to carry the possibility of criminal punishment so that the unwilling parent would find it to his advantage to support his children rather than face a possible prison sentence. Commonwealth v. Bertram, supra. The defendant in the present case, having once been brought to trial under this act and put in jeopardy of suffering a fine or imprisonment, can not now be retried for the same offense.
Although fornication and bastardy are both treated under § 506, the statute indicates that the two offenses
The order of the lower court is affirmed to the extent that it bars further prosecution on the charges of neglect to support a bastard and fornication; it is reversed to the extent that it precludes prosecution on the charge of bastardy; and in the latter regard the case is remanded with a procedendo.
U. S. Const, amend. V; Pa. Const, art. 1, § 10.
Act of June 24, 1939, P. L. 872, § 732, 18 P.S. § 4732, repealed, Act of December 6, 1972, P. D. 1482, No. 334, § 5; Act of June 24, 1939, P. D. 872, § 506, 18 P.S. § 4506, repealed, Act of December 6, 1972, P. L. 1482, No. 334, § 5.
United States v. Jorn, 400 U.S. 470, 485 (1971).
Civil Procedural Support Law, Act of July 13, 1953, P. L. 431, as amended, Act of August 14, 1963, P. L. 872, §§ 1 et seq., 62 P.S. §§ 2043.31 et seq.
See, e.g., Commonwealth v. Shook, 211 Pa. Superior Ct. 413, 236 A.2d 559 (1967).
Other jurisdictions have employed a variety of approaches for determining and fixing parental responsibility in cases of illegitimacy. Some include it in their criminal code while others designate it a civil action. See, e.g., Mass. Ann. Laws eh. 272, §18 (1970) (a criminal statute) ; Neb. Rev. Stat. § 13-110 (1954) (a civil statute). Regardless of the terminology, however, it is generally recognized that the overriding purpose of the various procedures is
Dissenting Opinion
Dissenting Opinion by
Although the majority properly concluded that the lower court erred in declaring a mistrial in the instant matter, I respectfully dissent from the majority’s find
There is no substance for the majority finding that bastardy is not crime. Bastardy is a crime for which the legislature has imposed sanctions. Anyone charged with this offense must receive all the protections guaranteed to an accused by the United States and Commonwealth constitutions. Commonwealth v. Jacobs, 220 Pa. Superior Ct. 31, 279 A. 2d 251 (1971); Commonwealth ex rel. Kolodsiejski v. Tancredi, 222 Pa. Superior Ct. 436, 295 A. 2d 174 (1972).
Indeed, prior to the 1963 amendment to the Criminal Procedural Support Law, an order compelling a man to support his illegitimate child could not even be entered at a civil proceeding, but could only be entered pursuant to a conviction under the penal code. Commonwealth v. Dillworth, 431 Pa. 479, 484, 246 A. 2d 859 (1968). The 1963 amendment, however, permits the father of an illegitimate child to avoid the stigma of conviction or the “stigma of pleading guilty to a criminal offense.” In instances where the father admits paternity but disputes the amount of the support order, the legislature empowered courts to enter an order of support for an illegitimate child in a civil proceeding. Commonwealth v. Dillworth, supra. Where paternity is disputed, and a jury trial demanded, bastardy remains a punishable offense. Neither the Civil Procedural Support Law, nor the 1963 amendment thereto imovides for the determination of paternity in a case where paternity is disputed and a jury trial demanded. Commonwealth v. Dillworth, supra, 431 Pa. at 486.
In Commonwealth v. Jacobs, 220 Pa. Superior Ct. 31, 38, 279 A. 2d 251 (1971), this court recognized the Pennsylvania legislature’s determination that bas
The criminal nature of bastardy was most fully discussed by Judge Jacobs, in Commonwealth v. Shook, 211 Pa. Superior Ct. 413, 236 A. 2d 559 (1967) : “The penal nature of Section 506 of The Penal Code in regard to bastardy is apparent from its wording. It provides that anyone who commits fornication is guilty of a misdemeanor and upon conviction shall be sentenced to pay a fine and if found to be the father of the prosecutrix’s bastard child, ‘shall be sentenced in addition to the fine aforesaid, to pay the expenses incurred at the birth of such child, . . . and to give security, ... to perform such order for the maintenance of the said child, as the court shall direct.’
“Clearly the legislature in the use of the word ‘sentence’ contemplated a judgment in a criminal proceeding, not an order in a civil matter. The order for maintenance is the legal consequence of being found guilty of fornication resulting in bastardy and is, under this statute, made a criminal penalty. In Commonwealth v. Pewatts, 200 Pa. Superior Ct. 22, 186 A. 2d 408 (1962), we recognized that Section 506 is punitive.
“We conclude that Section 506 of The Penal Code is penal in nature and as such must be strictly construed.
“In fact the statute recognizes that fornication and bastardy constitutes two offenses. . . 211 Pa. Superior Ct. at 417-418.
Neither is this viewpoint the product of a recent change in the law. In Commonwealth v. Rednock, 165 Pa. Superior Ct. 536, 537, 69 A. 2d 447 (1949), this Court held “[FJornication and bastardy are two offenses, and on the trial of an indictment charging them a jury could acquit of the bastardy but convict of the fornication. . . . Commonwealth v. Young, 163 Pa. Superior Ct. 279, 60 A. 2d 831; Commonwealth v. Jodlowsky, 163 Pa. Superior Ct. 284, 60 A. 2d 836.” This opinion echoes the viewpoint expressed in Commonwealth v. Losey, 79 Pa. Superior Ct. 75 (1922) and in Commonwealth v. Gamica, 85 Pa. Superior Ct. 396 (1925).
In light of such persuasive authority, this court must realize that the legislature made fathering an illegitimate child a crime. Conviction for this crime carries penalties as well as the stigma of a criminal record. The appellee cannot, therefore, be retried in a criminal proceeding without violating the double jeopardy provisions of the United States and Pennsylvania constitutions. Commonwealth v. Richbourg, 442 Pa. 147, 275 A. 2d 345 (1971). Neither may appellee’s paternity be determined in a civil proceeding. Commonwealth v. Dillworth, supra, guarantees a criminal trial and all the protections accorded thereunder for
Accordingly, I would affirm the order of the lower court.
Reference
- Cited By
- 9 cases
- Status
- Published