Commonwealth v. RICHARD
Commonwealth v. RICHARD
Opinion of the Court
Opinion by
This appeal arises from the lower court’s entrance of judgments of sentence against Paul Richard and Theodore Santos after a non-jury trial. Appellants were found guilty of unlawful possession with intent to deliver a Schedule I controlled substance; to wit, 225 pounds of marijuana. Appellants now argue, inter alia, that the lower court erred in refusing to suppress certain physical evidence and particular incriminating statements appellants made after their arrest and request for counsel.
The evidence in the instant case, cast in the light most favorable to the Commonwealth, is as follows: On November 16, 1972, State Trooper Max Seiler received a radio broadcast to the effect that a white International Travelall, California registration SZH992, with two white male occupants, had entered the Turnpike at Breezewood carrying a large quantity of marijuana. Trooper Seiler, who was in the vicinity, responded to the call and soon sighted the vehicle heading east. After calling for assistance, Trooper Seiler followed the van until Trooper Thomas Geary appeared on the scene. With one patrol car in front of the van and one patrol car in the rear, the troopers signalled the driver of the van, appellant Santos, to pull over. Each trooper emerged from his car armed, and instructed the occupants of the van to get out and “spread eagle” against the van. After the “patdown” proved that the appellants were unarmed, the troopers returned their weapons to their cars.
“I want you to keep this in mind, that if you give me permission and if we would find anything in the vehicle it would be used against you — I want you to understand this. ... You do not have to give me permission to search the vehicle.”
When Trooper Seiler returned to the van (there were no irregularities in appellants’ registration or licenses), he also gave appellants their Miranda warnings and ascertained that they understood them. He then advised appellants that in Pennsylvania they were not required to consent to the search and could demand that the police produce a warrant. Despite those warnings, Santos and Richard orally consented to the search. Troopers Seiler and Geary, however, were reluctant to search unless appellants consented in writing. Both Santos and Richard then signed a handwritten consent granting the troopers permission to search the van. Appellant Santos then went to the front seat of the van, removed a box from under the seat, and extracted a set of keys which he used to open the tailgate.
There was nothing suspicious about the inside of the van — it contained suitcases, clothing bags, a cooler, a mattress and blankets. Santos then said, “where would you like to start;” and, Trooper Seiler selected one of the suitcases. Santos thereupon opened the combination lock on the suitcase and began removing the clothing inside. Trooper Seiler noticed that among the piles of clothing there was a tightly rolled newspaper, and upon
At the suppression hearing appellant Santos corroborated the troopers’ testimony that they had advised appellants of their rights, including their right to refuse to consent. Santos alleged, however, that the troopers had stated that if appellants did not consent, they would impound the van and get a search warrant. Both troopers disagreed that they had so phrased their advice and explained why they did not — they were aware that representations of the availability of a search warrant could be construed to be coercive and thereby vitiate the consent. The question, therefore, was one of credibility properly left for resolution by the hearing court below.
H-\
It appears that under the rationale of Whiteley v. Warden, 401 U.S. 560 (1971), the state troopers did not have probable cause to arrest the appellants merely on the basis of the radio broadcast, nor does the Commonwealth so argue in the instant appeal. Assuming argu-endo that troopers were similarly not entitled to stop the automobile,
Although the lower court determined that appellants were under arrest from the moment the officers ordered them to “spread eagle,” and that the arrest was illegal, this decision of the lower court did not dispose of the question of whether or not the appellants’ consent to the search was involuntary. It is true that voluntariness of consent rests upon all the surrounding facts and circumstances, and great deference should be given to the decision of the hearing court since that court has had the opportunity to observe the appearance and demeanor of the witnesses and the defendants. As Justice Traynor stated in People v. Michael, 290 P. 2d 854 (Cal. 1955): “Whether in a particular case an apparent consent was in fact voluntarily given or was in submission to an express or implied assertion of authority is a question of fact to be determined in light of all the circumstances.” This rule was cited and quoted with approval in Schneckloth v. Bustamonte, 412 U.S. 218 (1973). Cf., State v. King, 209 A. 2d 110 (N.J. 1965); Rosenthall v. Henderson, 389 F. 2d 514 (6th Cir. 1968); United States v. Page, 302 F. 2d 81 (9th Cir. 1962).
However, in evaluating the voluntariness of consent, a variety of factors have achieved great significance in supporting the conclusion that consent is valid despite the fact of an illegal arrest. In Armwood v. Pepersack, 244 F. Supp. 469, 474 (D. Md. 1965), the court, after examining a variety of federal circuit court cases on the subject, stated: “Where the voluntary nature of the alleged consent is attacked, the court sees no reason to distinguish as a matter of law between the express or implied ‘coercive’ effect of an illegal arrest, a legal arrest
Perhaps the most persuasive fact in concluding that a consent was voluntarily granted despite the coercive atmosphere of an arrest is the furnishing of advice to the consenter concerning his constitutional rights, especially his right to refuse to consent. Indeed, in the Third Circuit the provision of Miranda warnings alone, followed by a consent to search, is not only persuasive but controlling on the question of voluntariness. Thus, the court stated in United States v. Menke, 468 F. 2d 20, 24 (3d Cir. 1972): “In [Government of the Virgin Islands v. Berne, 412 F. 2d 1055 (3d Cir. 1969)], we held that where a defendant is given the detailed warnings mandated by Miranda v. Arizona ... and thereafter ‘voluntarily submits to interrogation and freely offers information on the existence and location of specifically identified evidence, and further agrees to surrender the evidence to police, fully cognizant of his right to remain silent and fully aware that the information he provides may be used against him, the seizure of such evidence does not violate the Fourth Amendment. In such a case the accused, by his words and actions, has abandoned any privacy or security in the location óf the evidence.”
In the instant case, it is undisputed that the appellants were twice given Miranda warnings. It is also un
Turning to the question of whether the evidence obtained was fatally tainted as a result of the illegal arrest of appellants, we note at the outset that “de facto causation” is not the criterion for determining whether the evidence was obtained as a consequence of unlawful conduct by the authorities. As our Supreme Court stated in Commonwealth v. Bishop, 425 Pa. 175, 182, n. 5 (1967): “Mere ‘but-for’ causation is not sufficient to establish the causative relationship necessary to taint the post-illegal arrest verbal evidence.” Thus, “ [c] ourts in a number of cases have applied or recognized a rule that, while the ‘fruit of the poisonous tree’ doctrine requires the exclusion of all evidence obtained by exploitation of [that initial illegality], it does not bar evidence gained by means sufficiently distinguishable to be purged of the primary taint of such illegality.” Annotation, 43 A.L.R.3d 385, 398 (1972), quoting from Wong Sun v. United States, 371 U.S. 471, 487-88 (1963).
II
The appellants’ second noteworthy allegation of error is based upon a conversation in the patrol car when Troopers Seiler and Geary were transporting appellants to the district justice’s office for arraignment. During that time Trooper Seiler asked Trooper Geary, both of whom were in the front seat, if he had seen a recent television program dealing with the smuggling of marijuana into the United States from Mexico. Upon hearing this conversation, Richard, who was sitting with Santos in the back seat, stated: “If you’re ever in California and want marijuana, see me.” At that point Trooper Geary asked Santos if the marijuana came from Mexico, and Santos answered, “It’s not mine.” Whereupon Richard immediately admitted: “It’s mine.” Since both appellants had indicated at the barracks, prior to these statements, that they wished to speak to an attorney, further questioning of appellants was clearly improper.
In Miranda v. Arizona,
While Richard’s initial statement that he would sell the troopers marijuana if they were ever in California does not appear to be in response to a question,
In the instant case, until Richard admitted ownership of the marijuana, no questions had been directed at him, only at Santos, against whom the Commonwealth already had overwhelming evidence. The fact that no questions were explicitly directed to Richard, however, cannot and should not be wholly determinative of whether the conversation between Santos and Trooper Geary was likely to produce a response from Richard: “[Sjubtle pressures . . . can be applied to encourage or elicit incriminating statements, and we will look carefully to determine whether Miranda rights have been violated.” Commonwealth v. DuVal, 453 Pa. at 222. See also Commonwealth v. Mercier, 451 Pa. 211 (1973); Commonwealth v. Hamilton, 445 Pa. 292 (1971). Therefore, in situations where the police have used third persons as instruments of interrogation, the courts have found Miranda violations. See Commonwealth v. Hamilton, supra; Commonwealth v. Bordner, 432 Pa. 405 (1968); Cf. Commonwealth v. Mercier, supra. It is not necessarily direct questioning by the police which raises the problem of compliance with Miranda, but “police conduct... calculated to, expected to, or likely to, evoke
The two Pennsylvania cases most like the case at bar which have condemned analogous behavior by police posed far stronger cases for suppression. In Commonwealth v. Hamilton, supra, the police confronted the appellant with his alleged accomplice knowing that the latter would accuse the appellant of principal responsibility for the felony-murder with which they were both charged. It was admittedly the intent of the investigating officers to thereby provoke the appellant to respond, most likely to his own detriment. However, at no time had they provided appellant therein with his Miranda warnings. In condemning this technique of indirect interrogation, the Court emphasized the lack of warnings and the clear intent of the police to evoke in-culpatory statements.
Similarly, in Commonwealth v. Bordner, supra, the police used the parents of the accused, whom they had prompted to ask a variety of questions, in order to get a confession from the accused. After looking at the totality of the circumstances,
In the instant case, the circumstances compel no such conclusion of a plan to use Santos as the instrument for procuring a confession from Richard. At all times, the troopers had been careful to respect appellants’ con
The situation in the instant case more closely parallels several federal cases wherein one suspect has made an unsolicited response to a question asked of another suspect in his presence. In these situations, “the general view is that such a response is not the product of ‘interrogation,’ but a ‘volunteered’ statement.” Y. Kamisar, W. La Fave & J. Israel, Modern Criminal Procedure 584 (4th ed. 1974). Thus, the federal courts have, held that suspects who respond to questions asked of third persons, prior to receiving Miranda warnings and presumably while unaware of their constitutional rights, have not been interrogated, but rather have volunteered those statements. See Haire v. Sarver, 437 F. 2d 1262 (8th Cir. 1971) (husband responded to question asked of wife) ; Stone v. United States, 385 F. 2d 713 (10th Cir. 1967) (driver responded to question asked of passenger). The instant case is stronger than the federal cases insofar as the appellants had been apprised of their constitutional rights on several occasions, including the fact that they need not speak and that anything they said could be used against them.
In light of all the facts and circumstances, we find that Richard’s admission of ownership was volunteered and, therefore, properly admitted into evidence against him.
Accordingly, the judgments of sentence are affirmed.
Jacobs, J., concurs in result.
. Whiteley v. Warden, 401 U. S. at 573. (Dissenting Opinion by Justice Black.)
. See also United States ex rel. Harris v. Hendricks, 423 F.2d 1096 (3d Cir. 1970); United States v. De Larosa, 450 F.2d 1057 (3d Cir. 1971).
. The evidence indicates that after the troopers returned their weapons to their patrol cars the appellants were at ease and conversational. Santos’ remark, “Here’s where you make sergeant,” highlights the ambience of the search.
. 384 U. S. 436, 473-474 (1966).
. This remark was clearly blurted-out and, therefore, admissible. As the Supreme Court has stated: “If the defendant, without prodding or inducement by the police which amounts to interrogation, spontaneously confesses or blurts out incriminating statements, those statements are admissible.” Commonwealth v. DuVal, 453 Pa. 205, 220 (1973). See also Commonwealth v. Simala, supra; Commonwealth v. Feldman, 432 Pa. 428 (1968); Commonwealth v. Eperjesi, 423 Pa. 455 (1966).
. This is the applicable standard under Commonwealth v. Eperjesi, supra note 5.
Dissenting Opinion
at No. 984:
The issue before the Court is whether the appellants’ consent to a police search vitiated the illegality of the arrest.
On November 16, 1972, appellants, Paul Richard (a/k/a Richard Anthony Harris) and Theodore James Santos, Jr. were travelling east on the Pennsylvania Turnpike. They were riding in a 1966 International Travelall owned by Santos which was registered in California. At about 1:30 p.m., the police broadcast a description of the vehicle and of the appellants and the belief that the vehicle contained a large quantity of marijuana. The vehicle was spotted by State Trooper Max Seiler, who requested assistance for the purpose of stopping the vehicle. He was joined by Trooper Robert Geary in a separate cruiser. The appellants complied with the Troopers’ instructions to pull off the highway. On alighting from their vehicles, Geary armed himself with a 30 caliber carbine and Seiler with a 12 gauge pump shotgun. Geary kept the appellants covered while they were ordered to “spread eagle”; Seiler conducted a body search to assure himself that the two suspects were not armed.
Seiler went back to his cruiser to conduct a license and owner’s card check on the appellants. Geary read them their “Miranda” warnings from the standard police form. The appellants stated that they understood their rights. After the warnings were given, Geary asked them for written permission to search the International Travelall. Seiler rejoined them after the license check proved negative. Seiler further warned the appellants that if consent were not given, the troopers would lock the vehicle and swear out a warrant before the district magistrate. Thereafter, the appellants signed a statement of consent prepared by Geary.
The search which followed the execution of the consent form revealed over two hundred pounds of mari
In January of 1973, appellants were indicted on one count of Unlawful Possession with Intent to Deliver a Schedule I Controlled Substance. Appellants moved to suppress the physical evidence and the statement made by appellant Richard. The motions were denied after a hearing on February 26, 1973. Subsequently, appellants waived a trial by jury and were tried before the court on February 28, 1973. A finding of guilt was handed down on May 21, 1973. In January of 1974, appellants’ motions in Arrest of Judgment and for a New Trial were denied. On April 16, 1974, appellant Richard was sentenced to two to five years imprisonment and appellant Santos was sentenced to one to three years imprisonment.
In a recent United States Supreme Court case, Mr. Justice Stewart stated the law governing warrantless searches: “It is well settled under the Fourth and Fourteenth Amendments that a search conducted without a warrant issued upon probable cause is ‘per se unreasonable . . . — subject only to a few specifically established and well-delineated exceptions.’ [citations omitted]. It is equally well settled that one of the specifically established exceptions to the requirements of both a warrant and probable cause is a search that is conducted pursuant to consent. . . .” Schneckloth v. Bustamonte, 412 U.S. 218, 219, 93 S. Ct. 2041, 2043-44 (1973).
Another exception to the otherwise strict warrant requirement is that a warrantless search may be made incident to a lawful arrest. Adams v. Williams, 407 U.S. 143, 92 S. Ct. 1921 (1972) citing as authority Brinegar
In the instant case, the Commonwealth does not contend that the officers had probable cause to stop the vehicle and concedes that the radio alert was based on insufficient probable cause: “The Commonwealth here does not rely on the radio bulletin to establish probable cause as it does not rely on justifying the search as incident to a lawful arrest, but merely asserts that the bulletin justified the initial stopping of the vehicle.”
The Commonwealth attempts to justify the warrant-less search on the grounds that the appellants freely consented to the search. The Commonwealth suggests that the stop of the appellants’ vehicle was legal; that the initial patdown of the appellants was justified, (see Terry v. Ohio, 392 U.S. 1 (1968)); that thereafter, a voluntary consent to search the vehicle was made. Inherent in the Commonwealth’s argument are at least two assumptions. First, after the patdown but before the consent was granted, the appellants were not under arrest. Second, even if under arrest whether legal or illegal, the appellants could nonetheless effectively consent to the search.
The Commonwealth’s argument flies in the face of the recent Pennsylvania Supreme Court decision in Commonwealth v. Swanger, 300 A.2d 66 (1973), aff’d on rehearing, 453 Pa. 107, 111, 307 A. 2d 875 (1973): “when a police officer stops a vehicle he has ‘seized’ the vehicle and its occupants, and thus, the protections of the Fourth Amendment must be considered.” The police in the present case observed no viola
Once the appellants were under arrest, the subsequent “consent” was tainted by prior police illegality: the police told appellants that they had a valid basis for the arrest when in fact, they did not; therefore, appellants merely acquiesced in that show of force which they assumed was lawful. They did not voluntarily consent. Bumper v. North Carolina, 391 U.S. 543 (1968). In addition, Wong Sun, supra, dictates that the statement made by appellant Richard must also be suppressed because it was the fruit of the illegal arrest.
Therefore, the judgment of sentence should be reversed and a new trial granted.
. 1959, April 29, P.L. 58, §101; 75 P.S. §101 et seq.
. Appellee points to Adams v. Williams, 407 U.S. 143 (1972) as controlling. In Adams, the police officer had a reasonable suspicion of criminal activity to justify a “Terry” patdown. See Terry v. Ohio, supra. The patdown revealed a weapon which justified further search incident to a lawful arrest. In the instant case, the patdown, even if legal, revealed nothing. The subsequent detention of appellants, therefore, was not justified.
Concurring Opinion
Concurring Opinion by
The difficulty with this case, as I see it, is not in the law but the facts. Judge Hoffman’s opinion states that “Seiler further warned the appellants that if consent were not given, the troopers would lock the vehicle and swear out a warrant before the district magistrate. Thereafter, the appellants signed a statement of consent prepared by Geary.” However, as Judge Cercone’S opinion notes, “Both troopers disagreed that they had so phrased their advice and explained why they did not —they were aware that representations of the availability of a search warrant could be construed to be coercive and thereby vitiate the consent. The question, therefore, was one of credibility properly left for resolution by the hearing court below.”
Plainly, the hearing judge might have found that appellants had not voluntarily consented to a warrantless search. Not only might the judge have believed that the troopers had threatened to lock the vehicle; he might also have placed some emphasis, as Judge Hoffman does, on the facts that when approaching the vehicle, the troopers were armed, and used their weapons to keep appellants covered.
Reference
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- Commonwealth v. Richard Et Al., Appellants
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