Commonwealth v. Lipton
Commonwealth v. Lipton
Opinion of the Court
Opinion by
Appellant Michael J. Lipton was arrested in February, 1971, and charged with possession of a dangerous drug (LSD). After a trial before a judge sitting without a jury, appellant was found guilty and, on May 18, 1973, was placed on probation for three years. On July 11,1973, the lower court, having been made aware that the probationary period exceeded the legal maximum by two years, reduced the term to one year. Subsequently, appellant was convicted of possession of marijuana, and his probation was revoked. Appeal was taken to our Court from the Order of the Court of Common Pleas of Bucks County, revoking probation and imposing a prison sentence on appellant.
Appellant first argues that the lower court illegally reduced his period of probation, since the order was allegedly entered without advance notice to appellant, without appellant being present at the time the order was entered, and without the presence of counsel for appellant. We find this argument to be totally without merit. When an order of probation for a period in excess of the maximum permissible term of imprisonment is imposed, the lower court may at any time correct such excessive sentence of probation by reducing it. See Commonwealth v. Ferguson, 201 Pa. Superior Ct. 649, 193 A.2d 657 (1963). Furthermore,
Appellant next argues that the lower court was dilatory in revoking his probation after appellant was arrested for possession of marijuana, and that this tardiness requires us to order the sentence vacated and appellant discharged. It is true that when a sentence is imposed after the expiration of a probationary period, based upon a violation which occurred within the period [the situation in the case before us], the probation must be revoked and the sentence imposed within a reasonable time after the expiration of that period. Commonwealth v. Clark, 225 Pa. Superior Ct. 171, 310 A.2d 316 (1973). We do not believe, however, that an unreasonable amount of time passed in this case before the lower court revoked probation and imposed sentence. Appellant was originally placed on probation on May 18, 1973. Although the period of probation was reduced from three years to one year on July 11, 1973, the probationary period would have expired May 17, 1974. On March 23, 1974, approximately seven weeks before the expiration date, appellant was arrested for possession of marijuana. On May 16, 1974, the District Attorney of Bucks County petitioned for a hearing on the probation violation, and a hearing date was set for May 28, 1974. Appellant failed to show on the appointed day, allegedly because of the failure of the District Attorney to give proper notice of the hearing. On September 17, 1974, pursuant to §780-117 of The Con
Appellant’s final argument is that the lower court erred in permitting witnesses to testify at his probation revocation hearing concerning the marijuana offense. Appellant’s rationale is that he had a right to have his record expunged of that offense, and that the lower court therefore should not have permitted testimony concerning it. The purpose of a revocation hearing “is simply to establish to the satisfaction of the judge who granted probation that the individual’s conduct warrants his continuing as a probationer.” Commonwealth v. Kates, 452 Pa. 102,
The Order of December 5, 1974, revoking probation and imposing a term of imprisonment of three to twelve months, is affirmed.
. Act of April 14, 1972, P.L. 233, No. 64, §17, 35 P.S. §780-117, as amended by Act of October 26, 1972, P.L. 1048, No. 263, §1.
Dissenting Opinion
Dissenting Opinion by
Three questions are raised in this appeal from revocation of appellant’s probation: 1) whether a sentencing judge may reduce an unlawful sentence without notifying the defendant and affording him an opportunity to be present; 2) whether the delay in revoking appellant’s probation was unreasonable under the circumstances; and 3) whether it was error to permit testimony by the arresting officer concerning an arrest when the record of the subsequent conviction would, in the ordinary course of events, be expunged.
On October 30, 1972, appellant was convicted of possession of dangerous drugs.
Appellant’s probation file was transferred from Bucks County to Dauphin County in July, 1973; and appellant began reporting to that office in August. On March 23, 1974, appellant was arrested in Bucks County and charged with possession of a small quantity of marijuana. The Tinicum Township police notified the Bucks County Probation Department of the arrest, and a representative of the Probation Department attended appellant’s arraignment. On March 25, 1974, appellant discussed the arrest with his probation officer in Dauphin County, who told appellant that he would not cite appellant for a violation of probation. On May 17, 1974, appellant’s probation expired; and on May 29, 1974, appellant’s probation officer wrote to the Bucks County Department of Probation advising them that appellant had successfully completed his probation and recommending that he be discharged.
Unbeknownst to appellant or his probation officer, the Bucks County District Attorney had already taken steps to revoke appellant’s probation. The District Attorney had learned of appellant’s arrest on April 1,1974, and had petitioned the court on May 16, 1974, for a hearing on the question of revocation. On May 22,1974, the court ordered that a revocation hearing be set for May 28, 1974. The Commonwealth concedes that appellant never received notice of the May 28th hearing. Nonetheless, when appellant failed to attend, a bench warrant was issued for his arrest. On June 13, 1974, appellant was arrested and
On September 17, 1974, appellant entered a plea of nolo contendere to the charge of possession of marijuana and was placed on thirty days’ probation without verdict.
I
Appellant’s first contention is that it was improper for the court to modify a sentence in excess of the statutory maximum without giving notice to appellant or his counsel and without affording appellant an opportunity to be present when the new sentence was imposed.
Generally, a sentence is subject to correction during the term in which it is rendered or, under a statutory exception,
The Majority is correct in saying that except in capital cases, it need not affirmatively appear in the record that the defendant was present, and that there is a presumption of regularity to all proceedings of record. Citing Commonwealth v. Ferguson, supra at 652, 193 A. 2d at
Therefore, I would hold that the original sentence as modified was unlawful.
II
Appellant’s second contention is that the sentence imposed upon revocation of probation is invalid because it was not imposed with reasonable promptness.
Pa.R.Crim. P. 1409 provides: “Whenever a defendant has been placed on probation or parole, the judge shall not revoke such probation or parole as allowed by law unless there has been a hearing held as speedily as possible at which the defendant is present and represented by counsel and there has been a finding of record that the defendant violated a condition of probation or parole.”
In the instant case, appellant was arrested nearly two months prior to the expiration of his probation. The Bucks County probation officials knew almost immediately of his arrest. Appellant discussed the circumstances of his arrest with his Dauphin County probation officer two days afterwards. His probation officer apparently did not feel that this violation warranted a citation and proceeded to recommend appellant’s discharge upon the expiration of his probationary period. Nearly two months after the violation occurred, on the day before appellant’s probation was to expire, the Bucks County District Attorney’s office first moved to set a hearing to determine whether appellant’s probation should be revoked. Over two months ex
Under the facts of this case, I would hold that the delay between the alleged violation of probation and the hearing on revocation of probation was unreasonable. I would, therefore, reverse the order of the lower court revoking probation and imposing sentence, and order appellant discharged.
Spaeth, J., joins in this dissenting opinion.
. Because I would hold that the delay in revoking appellant’s probation was unreasonable, I find it unnecessary to address appellant’s third claim relating to the evidence introduced at the revocation hearing. See note 3 infra.
. The Drug, Device and Cosmetic Act, Act of 1961, Sept. 26, P.L. 1664, §4; 35 P.S. §780-4 (repealed June 14, 1972).
. Controlled Substance, Drug, Device and Cosmetic Act, Act of 1972, April 14, P.L. 233, No. 64, §17, eff. June 14, 1972, as amended 1972, Oct. 26, P.L. 1048, No. 263, §1; 35 P.S. §780-117. This Section provides for expunction of the record of any person who pleads nolo contendere to a charge of possession of a controlled substance and who successfully serves a period of probation of thirty days. The provisions of Section 17 exclude from eligibility persons convicted . . . “of an oifense under this act or under a similar act of the United States, or any other state.” . . . The clear import of Section 17 is that it is reserved for first offenders, however, the statute makes no mention of persons convicted under prior statutes of this state. Note 2, supra. It is unnecessary to decide whether appellant’s plea was properly accepted by the court below because that question is not before this Court.
. Section 17 (3) clearly prohibits the use of the record of a proceeding at which a plea of nolo contendere has been accepted after a defendant has successfully served his thirty days of probation, except that, by its terms, a list of persons processed under Section 17 may be kept so as to determine future eligibility for this treatment. Any other use of the plea is expressly prohibited. Appellant’s objection was therefore proper, and any continuance granted the Commonwealth to secure additional testimony must be charged to the Commonwealth and not the appellant.
. I do not see that our Supreme Court’s opinion in Commonwealth v. Gilmore, - Pa. -, 348 A. 2d 425 (1975), precludes appellant from raising this issue at this time. Although Gilmore holds that the knowing failure to appeal from the order of probation constitutes a waiver of the right to challenge the validity of the conviction upon which the probation order is based, by its terms, the opinion gives such a right to appeal as a new right: “. . . a probation order, although interlocutory in nature, is made appealable.” 348 A.2d at 427. Furthermore, Gilmore recognizes that in an appeal following probation revocation, a probationer is entitled to challenge the validity of the revocation proceedings and the legality of the final judgment of sentence.
. The requirements of Rule 1117 are amplified by Pa.R.Crim. P. 1405: “At the time of sentencing, the judge shall: (a) afford the defendant the opportunity to make a statement in his own behalf and afford counsel for both parties an opportunity to present argument and information relative to sentencing; (b) advise the defendant of his right to appeal and the time within which he must exercise such right and, if he is indigent, of his right to proceed in forma pauperis and to be provided free counsel.” Rule 1405 was adopted July 23, 1973, effective in 90 days, and was therefore not effective on the date appellant was sentenced.
. Act of June 1, 1959, P.L. 342, No. 70, §1; 12 P.S. §1032. It is interesting to note that modifications under the Act of 1959, supra, are subject to the following: “Provided, That all parties in interest, including the district attorney in criminal cases, are notified in advance of such proposed alteration, modification, suspension, reinstatement, termination, amendment or recission.”
. Section 1371(d) of the new Sentencing Code, Act of 1972, Dec. 6, P.L. 1482, No. 334, §1371, added 1974, Dec. 30, P.L. 1052, No. 345, §1; 18 Pa.C.S. §1371 (appendix, 1975), provides: . . . “Probation may he eliminated or the term decreased without a hearing.” It is unnecessary to decide whether this section applies to the instant case because the new Sentencing Code was not effective until March 29, 1975. It is likely that this section was meant to apply to lawfully imposed probationary periods, not to modifications of an illegally imposed sentence.
. Ordinarily, when our Court holds that a sentence is unlawful, the appellant is remanded to the trial court for imposition of •a lawful sentence. Under the facts of the instant case, the question of the lawfulness of the sentence is only relevant insofar as it relates to the propriety of revoking appellant’s probation.
. The constitutional requirements imposed by Gagnon v. Scarpelli, 411 U.S. 778 (1973) have been read into Rule 1409: “[A probationer] is entitled to two hearings, one a preliminary hearing at the time of his arrest and detention to determine whether there is a probable cause to believe that he has committed a violation of his . . . [probation] and the other a somewhat more comprehensive hearing prior to the making of a final revocation decision.” Gagnon v. Scarpelli, supra at 781-82. See also Commonwealth v. Davis, 234 Pa. Superior Ct. 31, 336 A. 2d 616 (1975).
. See Note 10, supra.
Reference
- Full Case Name
- Commonwealth v. Lipton, Appellant
- Cited By
- 32 cases
- Status
- Published