Commonwealth v. Colding
Commonwealth v. Colding
Opinion of the Court
Opinion by
On December 12, 1972, appellant pled guilty to aggravated robbery on Bill No. 1938 of October Term, 1972. On the same date, he was sentenced to a term of confinement
The appellant contends that the sentence imposed after revocation of probation is violative of the double jeopardy proscription
Initially, we must decide whether or not the appellant has properly invoked the proscription against double jeopardy; we must determine how many sentences have been imposed. See Commonwealth v. Foster, 229 Pa. Superior Ct. 269, 324 A.2d 538 (1974).
In the instant case, the original sentence was "vacated.” In Commonwealth v. Tomlin, 232 Pa. Superior Ct. 147, 150, 336 A.2d 407, 409 (1975), we stated that the effect of vacating a sentence is indistinguishable from cases in which a definite sentence is suspended.
The seminal case involving this claim of double jeopardy is North Carolina v. Pearce, 395 U.S. 711 (1969), which dealt with the problem of reconviction and resen-tencing where on appeal by the defendant, the original sentence had been set aside. The Court in North Carolina v. Pearce, supra at 723 held “. . . that neither the double jeopardy provision nor the Equal Protection Clause imposes an absolute bar to a more severe sentence upon reconviction.” However, the Court concluded that due process .. requires that vindictiveness against a defendant for having successfully attacked his first conviction must play no part in the sentence he receives after a new trial. And since the fear of such vindictiveness may unconstitutionally deter a defendant’s exercise of the right to appeal or collaterally attack his first conviction, due process also requires that a defendant be freed of apprehension of such a retaliatory motivation on the part of the sentencing judge.” North Carolina v. Pearce, supra at 725 (footnote omitted). The Court then held that “ [i] n
Considering North Carolina v. Pearce, supra in the context of the instant appeal, we reject the appellant’s contention that the increase in his minimum sentence is constitutionally proscribed. The appellant’s “legal” sentence is not “more severe,” in fact, his “legal” sentence, the maximum sentence, was decreased.
In Commonwealth v. Diamond, 225 Pa. Superior Ct. 53, 308 A.2d 137 (1973) (per curiam), the appellant was originally sentenced to a term of not less than five months nor more than five years in the state penitentiary. Several hours after this sentence was imposed, the trial judge learned that the appellant had attempted to escape while being transported to the sheriff’s van. The trial judge ordered the appellant returned to the courtroom for resentencing, and imposed a harsher minimum. The appellant contended that he was twice placed in jeopardy when the harsher minimum was imposed. We affirmed the judgment of sentence per curiam without opinion.
It is well settled that “. . . whether a sentence is stated in terms of minimum and maximum or is for a purely indeterminate term, the maximum sentence is the real sentence.” Commonwealth v. Daniel, 430 Pa. 642, 647, 243 A.2d 400, 403 (1968). Further, our Supreme Court stated in Commonwealth v. Kalck, 239 Pa. 533, 541-42, 87 A. 61, 64 (1913) (construing the Act of June 19, 1911, P.L. 1055, §6, 19 P.S. §1057, requiring sentences for an indeterminate term): “Assuming, as we do, for the purpose of interpreting the statute, that it is constitutional, it necessarily follows that the maximum sentence is the only portion of the sentence which has legal validity, and that the minimum sentence is merely an administrative notice by the court to the executive department, calling
We cannot conclude that the imposition of a minimum sentence, a sentence that has no “legal validity,” is . . unquestionably a restriction on the defendant’s freedom and a deprivation of his liberty within the meaning of the Fourteenth Amendment.” Commonwealth v. Vivian, 426 Pa. 192, 200, 231 A.2d 301, 305 (1967) (emphasis added) .
While the minimum sentence does have significance for a defendant, in that he is not eligible for parole until the expiration of the minimum term,
We find nothing constitutionally suspect in a trial court’s decision to exercise its discretion, and, after revoking probation, increase the minimum term which a defendant must serve before the question of “. . . mercy or grace ought to be considered. . . .” Commonwealth v. Kalck, supra. The minimum sentence originally imposed was a function of the trial court’s assessment of the appellant’s prospect for rehabilitation. Violation of the conditions of probation casts “. . . new light upon the defendant’s ‘life, health, habits, conduct, and mental and moral propensities’ Williams v. New York, 337 U.S. 241, 245, 93 L.Ed 1337, 1341, 69 S. Ct. 1079.” North Carolina
The judgment of sentence is affirmed.
. Appellant was also ordered to make restitution to the complainant.
. Both appellant and appellee agree that the sentence of confinement imposed was two months seven days to four years.
. It is now established that the Fifth Amendment prohibition against double jeopardy applies to the states through the Fourteenth Amendment. Benton v. Maryland, 395 U.S. 784 (1969). Moreover, “[i]t is clearly the law in Pennsylvania that a ‘modification of a sentence imposed on a criminal defendant which in
. In Commonwealth v. Cole, 222 Pa. Superior Ct. 229, 294 A.2d 824 (1972) an important distinction was made in considering whether or not a modification of a sentence, after revocation of probation, was violative of the double jeopardy clause of the Fifth Amendment. We drew a distinction between the modification of a sentence which was “suspended pending a period of probation” (Act of May 7, 1925, P.L. 554, §1, 19 P.S. §1051) and the modification of an order of probation imposed in lieu of sentencing (Act of August 6, 1941, P.L. 861, §25, 61 P.S. §331.25). We held that when . . the judge chooses to suspend sentence pending a period of probation, the trial judge may re-sentence the defendant if he violates that probation. The maximum period of the re-sentence is limited, however, to the maximum term under which the defendant was originally sentenced.” Commonwealth v. Cole, supra at 231, 294 A.2d at 825-26. (emphasis added.) However, when the trial judge exercises . . the statutory option of imposing a period of probation in lieu of sentencing, the court defers sentencing a defendant to a fixed term of imprisonment. ... In other words,
In Commonwealth v. Tomlin, 232 Pa. Superior Ct. 147, 150 n. 2, 336 A.2d 407, 409 n. 2 (1975) we again articulated the distinction made in Commonwealth v. Cole, supra.
. The holding in Commonwealth v. Tomlin, 232 Pa. Superior Ct. 147, 336 A.2d 407 (1975) is not controlling. The case is factually distinguishable. In Commonwealth v. Tomlin, supra, after the appellant’s probation was revoked the trial court increased both the maximum and the minimum sentence. In the instant case, the maximum was decreased, and only the minimum was increased. Commonwealth v. Scheetz, 217 Pa. Superior Ct. 76, 268 A.2d 193, allocatur refused, 217 Pa. Superior Ct. l (1970) is distinguishable for the same reason.
. In Commonwealth v. Vivian, 426 Pa. 192, 231 A.2d 301 (1967) it was held that placing a person on probation was placing him “. . . in jeopardy as that term is used in the Fourteenth Amendment.” Id. at 201, 231 A.2d at 306.
. Act of August 24, 1951, P.L. 1401, §4, 61 P.S. §331.21.
. We are mindful of the language in Morrissey v. Brewer, 408 U.S. 471, 482 (1972) that “. . . the liberty of a parolee, although indeterminate, includes many of the core values of unqualified liberty and its termination inflicts a ‘grievous loss’ on the parolee and often on others. It is hardly useful any longer to try to deal with this problem in terms of whether the parolee’s liberty is a ‘right’ or a ‘privilege’. By whatever name, the liberty is valuable and must be seen as within the protection of the Fourteenth Amendment. Its termination calls for some orderly process, however informal.” (emphasis added.) However, this language is not applicable to issues involving a defendant’s initial right to parole. The Court in Morrissey v. Brewer, supra, extended the requirement of procedural due process to the termination of a conditional liberty. See also Bell v. Burson, 402 U.S. 535 (1971) (suspension of a motorist’s license); Goldberg v. Kelly, 397 U.S. 254 (1970) (termination of welfare benefits).
There is no constitutional impediment in restricting a person’s eligibility for parole, although, once paroled, the “conditional liberty” cannot be terminated without the protection of procedural due process, regardless of whether parole is considered a “right” or a “privilege.” '
Concurring Opinion
Concurring Opinion by
I fully concur in the result reached by my colleague Judge Jacobs. I disagree with the theory upon which the result is reached. As I see it, the issue involved in this appeal is whether or not the vacating of a sentence of imprisonment in order to impose a sentence of probation completely nullifies the original sentence (hereinafter referred to as the first sentence). The lead opinion states that where the first sentence is vacated and a term of probation is imposed upon violation of the probation the sentence which may be imposed for such violation is limited to the maximum specified in the first sentence.
As I wrote in Commonwealth v. Tomlin, 232 Pa. Superior Ct. 147, 152, 336 A.2d 407 (1975), the vacating of a sentence of imprisonment in order to impose a period of probation should completely nullify the first sentence and the court should not be limited in any subsequent sentence in the event of a violation of the probation to what was stated in the first (now nullified) sentence. I believe that the vacating of the first sentence renders the sentence void for all purposes including that of a claim of double jeopardy.
The reason for this belief of mine is that sentencing is a delicate art requiring great depth of knowledge, profound understanding, the ability to be firm at one time, compassionate at another and the competency to know when to be the one and when to be the other. There
I am encouraged by the fact that the lead opinion regards the first sentence as ineffective insofar as the minimum sentence is concerned. I can hope that the law will one day be that the first sentence is ineffective insofar as any part of the sentence is concerned.
Dissenting Opinion
Dissenting Opinion by
The majority holds that an increase in appellant’s minimum sentence, following revocation of his parole, does not pose a problem of double jeopardy. Its rationale for that position is that only the maximum sentence has legal validity, and in the case before us, the maximum sentence was decreased. I disagree.
In my view, an increase in the minimum sentence is a significant deprivation of liberty, even if “.. . the mini
The Supreme Court’s discussion in Commonwealth v. Butler, 458 Pa. 289, 328 A.2d 851 (1974), of the minimum sentence as it relates to parole supports this analysis. There the Court said: “Few interests are more substantial than freedom from lawfully-imposed confinement [citations omitted]. Indeed, parole is a fundamental public policy of this Commonwealth. 61 P.S. §331.1 (1964). Parole may mean an opportunity to start anew in society, and may be a determinative step in a person’s 'rehabilitation, adjustment, and restoration to social and economic life.’ ” 458 Pa. at 296-297, 328 A.2d at 856.
Although the constitutional holding of Butler, that predicating eligibility for parole on the basis of sex is unconstitutional, is not immediately relevant to the case before us, the Court’s analysis of the significance of parole and the importance of the minimum sentence in establishing a defendant’s eligibility for parole is relevant. Here, the majority has concluded that “[t]here is'no
The majority distinguishes both Commonwealth v. Tomlin, 232 Pa. Superior Ct. 147, 336 A.2d 407 (1975), and Commonwealth v. Scheetz, 217 Pa. Superior Ct. 76, 268 A.2d 193, allocatur refused, 217 Pa. Superior Ct. I (1970), because in those cases the trial judge had increased both the maximum and minimum sentences. I regard this distinction as factual only. Both cases established the principle that “. . . an increased sentence after a probation violation was improper and that the court was limited to a reinstatement of the originally imposed sentence.” Commonwealth v. Tomlin, supra, 232 Pa. Superior Ct. at 150, 336 A.2d at 409. They did not require the trial judge to refrain from increasing only the maximum sentence. Rather, their theory seems to me identical to that of Commonwealth v. Silverman, supra: any new sentence that represents an increase in punishment violates the State and Federal prohibitions against double jeopardy.
This is not a case like North Carolina v. Pearce, 395 U.S. 711 (1969), in which the defendant had won reversal on appeal and was subsequently reconvicted and resen-tenced. There, as the majority states, the Court held “. . . that neither the double jeopardy provision nor the equal protection clause imposes an absolute bar to a more severe sentence upon reconviction.” North Carolina v. Pearce, supra at 723. Here appellant is being punished more severely without having been reconvicted.
For these reasons, I would reverse the judgment of sentence and remand to the lower court for resentencing consistent with this opinion.
Hoffman, J., joins in this opinion.
. The prohibition against double jeopardy has been made applicable to the States through the Fourteenth Amendment. Benton v. Maryland, 395 U.S. 784 (1969).
Reference
- Full Case Name
- Commonwealth v. Colding, Appellant
- Cited By
- 9 cases
- Status
- Published