Commonwealth v. Cluck
Commonwealth v. Cluck
Opinion of the Court
The instant appeal arises from appellant’s conviction for violating The Controlled Substance, Drug, Device and Cosmetic Act, 35 P.S. § 780-101 (1977) (Hereinafter, CSDD & C). In particular, the jury found appellant guilty of sale at retail of a nonproprietary drug. Id. at § 780-113(a)(10). On appeal appellant argues: (1) The Commonwealth permitted an unreasonable period of time to elapse between the date of the offense and the date of appellant’s arrest; (2) The Commonwealth improperly permitted testimony concerning an out-of-court photographic identification; (3) The Commonwealth improperly concealed the existence of a promise to its principal witness of leniency in return for testimony against appellant; and, (4) The Commonwealth failed to prove that appellant’s conduct was proscribed by the terms of the CSDD & C, 35 P.S. § 780-113(a)(10). Since we disagree with those of appellant’s arguments which are properly before us on this appeal, we will affirm.
Prior to October 31, 1973, a former boyfriend of Susan Dunkle contacted her and asked her to arrange for him to purchase cocaine. At first Miss Dunkle, who was a student at Penn State, declined to get involved, but eventually she succumbed to her friend’s persistence and agreed to try to arrange a drug transaction. On October 31, 1971, Miss
This episode was part of larger investigation, coincidentally, of appellant’s sister and brother-in-law, who were suspected to be trafficking in narcotics from their business place, a gift shop called the Lazy-J.
By November, 1974, the Commonwealth’s investigation of the Lazy-J had terminated, and appellant’s identity had been established. Appellant was then arrested and charged with sale at retail of a nonproprietary drug, and theft by deception.
Appellant first maintains that the lengthy delay of one year between the occurrence of the offense charged and his arrest denied him due process of law.
In Commonwealth v. McCloud, 218 Pa.Super. 230, 235, 275 A.2d 841, 844 (1971) we recognized that "a proper balance must be struck between defendant's right to identification testimony of probative value and the public's right to effective police detection and control of the trafficking in narcot
Appellant next argues that he is entitled to a new trial because of Miss Dunkle’s reference to a photographic identification she had made of appellant prior to trial. The testimony challenged is reported as follows:
“Q. At what time did you go to Mr. Kerr’s [a narcotics agent] office?
A. Sometime after my trial. Probably within a week.
Q. And what did you do then?
A. I talked to him and recalled the whole incident again and had about—he had about six pictures and I told him that Peter was in the pictures.
MR. ELLIS: Objection, Your Honor. May we approach the bench?”
The photographs to which Miss Dunkle referred were never displayed, marked as exhibits or otherwise offered into evidence at trial. In Commonwealth v. Allen, 448 Pa. 177,
"A mere passing reference to photographs from which a reasonable inference of prior criminal activity cannot properly be drawn does not invalidate the proceedings since there has been no prejudice as a result of the reference . . . Id. 448 Pa. at 181, 292 A.2d at 375.
We find that the reference to photographs in the instant case was not the type from which the jury could reasonably infer prior criminal conduct. Indeed, this case poses less chance for prejudice than did Commonwealth v. Carlos, 462 Pa. 262, 341 A.2d 71 (1975) where the Supreme Court, in affirming the judgment of sentence, stated:
"In other words, aside from the fact that a police detective displayed the photograph, there was nothing else linking it to the police. It is highly unlikely that a juror would conclude from this alone that Carlos (defendant) had engaged in prior criminal conduct. Thus, ‘there was nothing that should reasonably suggest to a jury that the photographs were obtained by police officials as a result of defendant’s prior criminal activity.’ ” Id. 462 Pa. at 266, 341 A.2d at 73. [Citations omitted.]
Compare Commonwealth v. Taylor, 460 Pa. 616, 334 A.2d 261 (1975).
Appellant next argues that he is entitled to a new trial because the Commonwealth failed to inform the jury that, at her "guilty plea" hearing which resulted in probation without verdict, Miss Dunkle was promised a reduction of $550 in the costs of prosecution in return for her testimony at appellant's trial. Appellant maintains that the Commonwealth's failure to take the initiative in disclosing this to the jury brings him within the holding of Commonwealth v. Kurtz, 219 Pa.Super. 1, 280 A.2d 410 (1971). We disagree.
Miss Dunkle’s testimony concerning her “guilty plea” was as follows:
*236 “Q. After your arrest in March of 1974, were you contacted by the Bureau of Drug Control in an attempt to ascertain from whom you had purchased these drugs?
A. Yes.
Q. And prior to your guilty plea, did you cooperate with them?
A. No.
Q. Did you have an attorney at the time?
A. Yes.
Q. Who was that?
A. James Jubelirer.
Q. Did you subsequently agree to cooperate with the Bureau of Drug Control?
A. Not actually agree to, no.
Q. Do you recall the circumstances under which you gave them information concerning who you had bought the drug from?
A. Yes. I went up to Mr. Kerr’s office and talked to him; and he had—
Q. Excuse me. Prior to actually going to Mr. Kerr’s office, were there any arrangements made the day of your guilty plea?
A. No arrangements, no.”
In light of this testimony, Commonwealth v. Kurtz, supra is inapposite. Kurtz involved a situation where two of appellant's accomplices testified for the Commonwealth and lied concerning whether leniency had been promised in return for their testimony. Although the prosecutor knew that a bargain had, in fact, been struck with the witnesses, the bargain was never brought to the attention of the judge, sitting without a jury, or defense counsel. Hence, Kurtz fell clearly within the prohibition laid down by the Supreme Court in Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959).
At least two factors distinguish this case from Kurtz and Napue, however. In the first place, there was no induce
Appellant’s closing argument, to be sustained, requires an exceedingly technical reading to the CSDD & C, 35 P.S. § 780 113(a)(10); appellant argues that, because his sale of the lidocaine hydrochloride took place through an intermediary, Miss Dunkle, for delivery to the undercover agents in the waiting automobile, it was not a sale “at retail.” Presumably, appellant fancies himself a wholesaler.
In pertinent part Section 113(a)(10) of the Act provides: “The following acts and the causing thereof within the Commonwealth are prohibited:
The sale at retail of a non-proprietary drug except by a registered pharmacist in a licensed pharmacy or by a practitioner . . . [Emphasis added.]
Of course, we are mindful of our obligation to construe this penal statute strictly. The Statutory Construction Act, 1 Pa.C.S. § 1928(b)(1) (Supp. 1976). The Pennsylvania Rules of Criminal Procedure, Rule 3(k) defines Penal Laws as including
*238 “all statutes and embodiments of the common law which establish, create or define crimes or offenses including any ordinances which may provide for imprisonment upon conviction or upon failure to pay a fine or penalty.”
Although the particular subsection under which appellant was charged does not incorporate the penalty for its violation, it is nevertheless a penal law because it establishes and, in part, defines the crime. Such statutes must be strictly construed in order that a court will not create offenses which the legislature did not intend to create,
“[SJtrict construction is a means of assuring fairness to persons subject to the law by requiring penal statutes to give clear and unequivocal warning in language that people generally would understand, as to what actions would expose them to liability for penalties and what the penalties would be.” 3 Sutherland Statutory Construction § 59.03 (4th ed. 1974).
Thus, any ambiguity concerning the ambit of a penal statute must be resolved in favor of life and liberty. Commonwealth v. Exler, 243 Pa. 155, 162, 89 A. 968 (1914). See also Rewis v. United States, 401 U.S. 808, 812, 91 S.Ct. 1056, 28 L.Ed.2d 493 (1971).
Notwithstanding this limitation on our construction of the statute in question, we agree with the Commonwealth that appellant clearly fell within its proscription.
For the foregoing reasons the judgment of sentence is affirmed.
. Appellant also contends that he is entitled to arrest of judgment because the Commonwealth's proof at trial did not conform to the allegations in the indictment. The indictment charged appellant with delivery of lidocaine hydrochloride, "a controlled substance," while the proof at trial showed that lidocaine hydrochloride was not a controlled substance but, rather, a "nonproprietary drug," the sale of which is also proscribed by the Act. Whatever the dubious merit of this argument, we need not decide it herein, because counsel did not raise it in post-trial motions. Commonwealth v. Clair, 458 Pa. 418, 326 A.2d 272 (1974).
. We say “coincidentally” because the undercover agents did not know the identity of the person from whom Miss Dunkle had purchased the ersatz cocaine until some eight months after this particular sale.
. Although Miss Dunkle had already provided the given name and address of the man from whom she bought the drugs, apparently the Commonwealth had not then established that appellant had been the seller.
. At trial, the court sustained appellant’s demurrer to this latter charge.
. Appellant's challenge to the pre-arrest delay does not raise a Sixth Amendment, speedy trial question. As the Supreme Court stated in United States v. Marion, 404 U.S. 307, 321-22, 92 S.Ct. 455, 464, 30 L.Ed.2d 468 (1971): "Until [arrest] occurs, a citizen suffers no restraints on his liberty and is not the subject of public accusation; his situation does not compare with that of a defendant who has been arrested and held to answer. Passage of time, whether before or after arrest, may impair memories, cause evidence to be lost, deprive the defendant of witnesses, and otherwise interfere with his ability to defend himself. But this possibility of prejudice at trial is not itself sufficient reason to wrench the Sixth Amendment from its proper context. Possible prejudice is inherent in any delay, however short; it may also weaken the Government's case. * * * There is thus no need to press the Sixth Amendment into service to guard against the mere possibility that pre-accusation delays will prejudice the defense in a criminal case since statutes of limitation already perform that function."
. 3 Sutherland, Statutory Construction § 59.03 (4th ed. 1974).
. Bouie v. City of Columbia, 378 U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894 (1964).
. A statute is unconstitutional if it is vague with respect to either the persons subject to prosecution, Lanzetta v. New Jersey, 306 U.S. 451, 59 S.Ct. 618, 83 L.Ed. 888 (1939); the conduct forbidden, Interstate Circuit, Inc. v. City of Dallas; or, the punishment to be applied, United States v. Evans, 333 U.S. 483, 68 S.Ct. 634, 92 L.Ed. 823 (1948).
Concurring Opinion
concurring:
I join Judge CERCONE’s opinion, except in one respect.
I do not agree that Commonwealth v. Kurtz, 219 Pa.Super. 1, 280 A.2d 410 (1971), is distinguishable. In my opinion, under it the Commonwealth was obliged to disclose to the jury the arrangement with Miss Dunkle; I think the lower court meant, and Miss Dunkle understood it to mean, that costs would be reduced if, and only if, she testified in support of the Commonwealth. Thus she had at least a $550 inducement to lie. I cannot understand, or accept, the statement that “Miss Dunkle’s testimony that no arrangement had been made was not even false.” Opinion by CERCONE, J., at 237.
The only reason I nevertheless join in the order affirming the judgment of sentence is that appellant’s counsel knew or should have known all about the arrangement. Query
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania v. Peter S. CLUCK, Appellant
- Cited By
- 38 cases
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- Published