Commonwealth v. Strunk
Commonwealth v. Strunk
Opinion of the Court
This appeal arises from the judgment of sentence imposed upon appellant after conviction for neglect to support a bastard child. The issue for our consideration is whether the court below erred in refusing to permit appellant to testify about conversations with another man who allegedly stated that he, and not appellant, was father of the child. For the reasons that follow, we hold that this contention has been waived, and therefore affirm the judgment of the court below.
Appellant testified that although he visited the prosecu-trix while on furlough from prison, he did not recall having sexual relations with her because he had spent most of the day in question drinking in bars and smoking marijuana. He did not deny having sexual relations with Ms. White during the month of August, but only stated that he could not remember.
During trial, appellant sought to introduce evidence through his own testimony of conversations with one Louie Miller. In substance, the testimony would have related barroom conversations between the two men during which Miller stated that he, and not appellant, was father of the child. Appellant offered the statements as not being hearsay, and if hearsay, as exceptions to the hearsay rule as declarations against proprietary, pecuniary, and penal interests. The trial court denied admission of the statements, appellant was convicted and sentenced, and this appeal followed.
Appellant’s initial assertion that the statements made by Miller were not hearsay is without merit. Hearsay is defined as “testimony in court or written evidence of a statement made out of court, such statement being offered as an assertion to show the truth of the matter asserted therein, and thus resting for its value upon the credibility of the out-of-court asserter.” McCormick, Evidence § 246 (2d ed. 1972). In this case, the relevant matter asserted by Miller’s statement was that Miller, not appellant, was father of the child. Accordingly, as to the issue of paternity, the statements were hearsay.
Finally, appellant contends that the conversations should have been admitted not to prove that Miller was father of the child, but to show the effect of the statements on appellant, and thereby negate the element of willful failure to support the child. We find this contention waived. Neither the lower court’s opinion nor appellant’s motion for a new trial raises or discusses this issue. By the rule of Commonwealth v. Mobley, 450 Pa. 431, 435, 301 A.2d 622 (1973), the offer in this case was deficient for failure to clearly state the legal purpose relied upon for the first time here. Nevertheless, under Mobley, the offer may still not be excluded if the relevancy of the. evidence is readily apparent. As were the court below and appellant’s own counsel, we are unable to say that the relevance of the conversations was readily apparent when offered below, and therefore find the offer insufficient.
For the foregoing reasons, the judgment of sentence is affirmed.
Dissenting Opinion
dissenting:
I dissent.
In November of 1975, a jury found appellant, Michael Strunk, guilty of violating Section 4323 of the Crimes Code,
Appellant was accused by the prosecutrix of having fathered her child out of wedlock. At trial, the prosecutrix testified that she met appellant in February of 1973 and that on Memorial Day of 1974, they began having intercourse. She further testified that from that time until June 12,1974, they had sexual intercourse every day. On June 12, 1974,
Prior to his opening statement, counsel for appellant requested permission from the trial court to refer to statements allegedly made to appellant by a Louie Miller. Counsel informed the court, in his offer of proof, that appellant was prepared to testify to having had barroom conversations with Mr. Miller during which Mr. Miller claimed to have fathered the child. The trial court denied counsel’s request to refer to Mr. Miller’s statement in his opening and ruled that such evidence would not be permitted at trial either through appellant or by means of questions or comments by counsel. Appellant alleges that this ruling was erroneous: first, because these out-of-court statements were not hearsay, with respect to one of the material facts, because they were not being offered to prove the truth of the assertions; and, second, because these statements were against the
Initially, it must be determined if the out-of-court statements by Mr. Miller were hearsay. Traditionally, hearsay is defined as “testimony in court or written evidence, of a statement made out of court, such statement being offered as an assertion to show the truth of matter asserted therein, and thus resting for its value upon the credibility of the out-of-court asserter.”
Appellant argues that the proffered testimony was admissible on the issue of paternity because the declarations were against the pecuniary and penal interests of Louie Miller, and thus exceptions to the hearsay prohibition. In light of our recent decision in Commonwealth v. Gamsby, 239 Pa.Super. 566, 360 A.2d 741 (1976) it is apparent that the law in
In the case at bar, the declaration is, arguably, a declaration against pecuniary interest rather than a declaration against penal interest. It is not a crime in this Commonwealth to have fathered a bastard child, but it is a crime to neglect to support a bastard child once paternity has been established. However, it would appear to be logical to classify the declaration “I fathered a bastard child” as a declaration against pecuniary interest with penal as well as civil sanctions if the pecuniary duty is not met.
“Q. [By appellant’s counsel] Where is Louie Miller today?
A. [By Prosecutrix] I really don’t know.
Q. You have no idea where he is?
A. No.
Q. Could you get in touch with him if you wanted to?
A. No, I could not.
Q. He is not around?
A. No.”
The Federal Rules of Evidence, Rule 804(a)(5) defines unavailability as including situations in which the declarant “is absent from the hearing and the proponent of his statement has been unable to procure his attendance ... or testimony by process or other reasonable means.” [Emphasis added.] It is apparent that one who seeks to admit testimony that would otherwise be inadmissible as hearsay on the basis of a declaration against penal or pecuniary
The inquiry, however, cannot end with a determination that the declarations were inadmissible hearsay, because appellant further contends that said statements were admissible on the issue of “willfulness” in that they were being offered to show the state of mind of the appellant and thus his justification for failing to contribute support. I agree with appellant that if the statements by Mr. Miller were offered to show only that appellant had a good faith belief that he was not the father of the child, rather than to show that appellant was not, in fact, the father of the child, these statements were not hearsay. See Wigmore on Evidence § 1789 (3rd ed. 1940); McCormick on Evidence § 249 (2nd ed. 1972). Moreover, after careful consideration of both the language and spirit of 18 Pa.C.S. § 4323,1 believe that if the statements were offered only to show their effect on appellant rather than showing appellant not to be the father, such statements are relevant on the issue of willful neglect or
“A person is guilty of a misdemeanor of the third degree if he, being a parent, willfully neglects or refuses to contribute reasonably to the support and maintenance of a child born out of lawful wedlock, whether within or without this Commonwealth.”
Implicit in'appellant’s argument that Mr. Miller’s statements were relevant even if they were not used to prove the truth of the matter asserted therein, is the contention that an honest belief, although erroneous, that Louie Miller was the father of the child is a valid defense to a prosecution for willful neglect or refusal to contribute reasonably to the support of a bastard child. With this contention, I agree and find that the lower court erred in not admitting Mr. Miller’s statements for the purpose of determining the question of appellant’s willful neglect.
Prior to the adoption of 18 Pa.C.S. § 4323, the issue of paternity could be adjudicated under the fornication and bastardy proceedings of the former Penal Code, 18 P.S. § 4506.
Although the term “willfully neglects or refuses” is not defined in Article D of the Crimes Code, “Offenses Against the Family,” § 302(g) of the Crimes Code
I conclude, therefore, that a finding of at least two distinctly different elements are necessary to convict a defendant of a violation of 18 Pa.C.S. § 4323. First, paternity must be found beyond a reasonable doubt and then, if the defendant is a parent, he must be found to have willfully neglected or refused to contribute reasonably to the support and maintenance of that child knowing that he was a parent.
In light of Commonwealth ex rel. Yentzer v. Carpenter, supra, the jury in the instant case should have returned a split verdict; that is, they should have separately indicated first, whether appellant was the father of the child and, second, whether his past failure to support was willful. The need for this procedure is apparent. Under Yentzer, it appears that the paternity of a child must be determined in a criminal trial before the child is entitled to support under the Civil Procedure Support Law.
Under the statute here in question, the accused can defend on two logically and practically consistent bases: (1) that he is not the father of the illegitimate child; and (2) that, even if he is the father, his past failure to support has not been willful because this failure was based on a good faith belief that the child was not his. The court’s instruction would offer the jury these two theories upon which the defendant may be acquitted. If, after its-deliberations, the jury found that the defendant was a parent, but that his failure or neglect to support had not been willful, a verdict of not guilty would be returned; but, this general verdict would conceal the jury’s determination that the defendant was the father. This result is unjust for both the putative father and the illegitimate child. From the child’s standpoint, even if collateral estoppel did not preclude the father’s being tried again,
Turning again to the facts of the instant case, the jury found appellant guilty of both paternity and willful non-support. The only error committed at trial concerned the willfulnesses of appellant’s failure to support the child, an element of the offense which should have been separately determined by the jury. Theoretically, this error would not entitle appellant to a new trial on the questions of the illegitimacy of the child and his paternity. However, Commonwealth ex rel. Wallace v. Burke, 169 Pa.Super. 633, 636-37, 84 A.2d 254 (1951), mandates that when a court grants a new trial the effect of such an order is to set aside
I would, therefore, reverse the judgment of sentence and remand for a new trial.
. 18 Pa.C.S. § 4323 (1973).
. Relying on Commonwealth v. Mobley, 450 Pa. 431, 301 A.2d 622 (1973), the majority holds that appellant’s offer of proof was deficient in that it did not clearly state its legal purpose. However, Mobley also provides that even if an offer of proof is deficient in not clearly stating its legal purpose, “this deficiency is not sufficient to exclude an offer of proof if the relevancy of the evidence is readily apparent.” 450 Pa. at 435, 301 A.2d at 625. [Emphasis added.] The relevancy of the offer in the instant case is clear both on the issue of paternity and on the issue of “willfulness.” The only question is whether or not it is hearsay, and therefore, inadmissible despite its relevancy; a point of law which I resolve in appellant’s favor in the text below. In light of the general evidentiary rule that all relevant evidence is admissible unless properly excluded, once the offer shows the evidence to be relevant the burden of the offerer is met. The majority appears to be confusing relevancy with admissibility. Moreover, appellate counsel did argue, inter alia, that the purported evidence was not hearsay. In my view, appellant’s contention is not waived.
. McCormick on Evidence § 246 (2d ed. 1972). [Emphasis added.]
. In the Federal Rules of Evidence a proper distinction is drawn between those hearsay exceptions which apply regardless of whether the declarant is unavailable, Rule 803, and those hearsay exceptions which apply only when the declarant is unavailable, Rule 804. The statement against interest exception requires a showing of unavailability by the proponent of the statement for such hearsay to be admissible. Rule 804(b)(4).
. It is important to note that the crucial factor is the unavailability of the declarant’s testimony rather than the unavailability of the declar-ant. In some cases, although the declarant may be physically present in court, his testimony may, nevertheless, be unavailable due to his exercise of a privilege not to answer, mental incapacity, or the like. See, McCormick, supra note 3, § 253, Commonwealth v. Colon, supra at 583, 337 A.2d 554.
. Even though these statements were inadmissible as hearsay on the issue of paternity, the court erred in not allowing appellant to testify as to the statements while cautioning the jury that their only relevance goes to whether appellant knew that he was the father of the child, and that these statements are not to be considered in determining whether or not appellant was, in fact, the father of the child.
. Reprinted, 18 Pa.C.S., Appendix (1973).
. 18 Pa.C.S. § 302(g).
. A third element is, of course, that there be a child bom out of lawful wedlock.
. The question has never been raised whether our holding in Commonwealth ex rel. Yentzer v. Carpenter, supra, denied a child due process of law by requiring that paternity, and hence a child’s right
. Compare Ashe v. Swenson, 397 U.S. 436, 90 S.Ct. 1189, 25 L.Ed.2d 469 (1970). And, see Schafer, Unresolved in the Law of Double Jeopardy: Waller and Ashe, 58 Cal.L.Rev. 391 (1970).
Of course, the second prosecution could only allege willful failure to support during the period following the first trial, and might be limited by the two year statute of limitations contained in 18 Pa.C.S. § 4323 (1973).
. Such a solution has been suggested as a substitute for the collateral estoppel doctrine in other criminal cases. See Developments of the Law-Res Judicata, 65 Harv.La.Rev. 818, 876 (1952).
. These four questions correspond to the elements of the crime as set forth in 18 Pa.C.S. § 4323 (1973). See Proposed Pennsylvania Standard Jury Instructions, Criminal Subcommittee Drafts, § 15.-4323, p. 279.41 (1976).
Reference
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- COMMONWEALTH of Pennsylvania v. Michael STRUNK, Appellant
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