Commonwealth v. Fareri
Commonwealth v. Fareri
Dissenting Opinion
dissenting:
The question presented is whether at a PCHA
I.
Ineffective Assistance of Counsel
In evaluating petitioner’s contention that both of his counsel were ineffective for failing to perfect direct appeals after being requested to do so, the Majority departs in fundamental respects from the test set forth in Commonwealth ex rel. Washington v. Maroney, 427 Pa. 599, 604, 235 A.2d 349, 352 (1967) and its progeny:
*180 “[CJounsel’s assistance is deemed constitutionally effective once we are able to conclude that the particular course chosen by counsel had some reasonable basis designed to effectuate his client’s interests.”
Under this standard, however, counsel cannot be held ineffective for either failing to assert a fruitless claim or for failing to perfect a baseless appeal, as, in such cases, counsel has not foregone an alternative which offers any potential for success. E. g., Commonwealth v. Hubbard, 472 Pa. 259, 278, 372 A.2d 687, 696 (1977); Commonwealth v. Nole, 461 Pa. 314, 336 A.2d 302 (1975); Commonwealth v. Harrison, 228 Pa.Super. 42, 323 A.2d 848 (1974). It is only when the abandoned (or waived) claim has “arguable merit ” that we must undertake the further inquiry into counsel’s basis for not pursuing it. E. g., Commonwealth v. Weathers, EL, 485 Pa. 28, 400 A.2d 1295 (1979); Commonwealth v. Sherard, 483 Pa. 183, 192, 394 A.2d 971, 976 (1978); Commonwealth v. Blackwell, 258 Pa.Super. 121, 392 A.2d 714 (1978); Commonwealth v. Harrison, 228 Pa.Super. 42, 323 A.2d 848 (1974). In this regard, petitioner’s PCHA counsel neither instructed the PCHA court nor this Court of the issue or issues of “arguable merit” which trial and revocation counsel could and should have pursued on the direct appeals which they did not perfect. Indeed, petitioner’s PCHA counsel does not argue that the advice of prior counsel not to appeal was incorrect, misleading, or ineffective in any particular. Rather, petitioner, and apparently the Majority also, reason that counsel’s refusal to heed petitioner’s requests to appeal per se demonstrates that counsel’s conduct did not have a reasonable basis designed to effectuate petitioner’s interests under the first prong of the Washington v. Maroney test, supra. Our examination of the relationship between a denial of “Douglas rights”
At the threshold of most PCHA proceedings in which an accused alleges a deprivation of “Douglas Rights” there necessarily appears a determination of whether the accused’s failure to take a direct appeal constitutes a waiver under Section 1180-3(d)
II
PCHA Proceedings and Douglas Rights
As a result of the above rules and principles, any claims which would have been cognizable on the direct appeals which counsel’s actions thwarted, are now not only capable of being raised, but should have been raised by PCHA
In sum, this record cannot sustain the Majority’s conclusion that both counsel for petitioner were ineffective. Petitioner’s prior counsel have not been shown either to have ignored any issues which would have required a reversal, or to have failed to take any action or give any advice which demonstrated a lack of legal preparation. To the extent, therefore, that the Majority concludes both of petitioner’s prior counsel were ineffective, they pursue a course which is unsupported by recent precedent
. Post Conviction Hearing Act, 19 P.S. §§ 1180-1 et seq. (Supp. 1978-1979) [Hereinafter: PCHA or Act],
. Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963).
. Section 1180-3(d) of the Act provides:
“To be eligible for relief under this act, a person must initiate a proceeding by filing a petition under section 5 and must prove the following:
. That the error resulting in his conviction and sentence has not been finally litigated or waived.”
. Section 1180 — 4(b) of the Act provides:
“For the purpose of this act, an issue is waived if:
(1) The petitioner knowingly and understandingly failed to raise it and it could have been raised before the trial, at the trial, on appeal, in a habeas corpus proceeding or any other proceeding actually conducted, or in a prior proceeding actually initiated under this act; and
(2) The petitioner is unable to prove the existence of extraordinary circumstances to justify his failure to raise the issue.”
. A waiver is not presumed where petitioner did not have counsel at the time the waiver allegedly occurred. E. g., Blackwell, 258 Pa.Super. at 124 n.3, 392 A.2d at 715 n.3; Commonwealth v. Haynes, 234 Pa.Super. 556, 561, 340 A.2d 462, 464 (1975) (quoting with approval from Commonwealth v. Mumford, 430 Pa. 451, 243 A.2d 440 (1968).
. A refinement of this general principle is the rule that in the absence of extraordinary circumstances all claims of ineffective assistance of
. Therefore, not only is ineffective assistance of counsel an “extraordinary circumstance” which will prevent a waiver of PCHA relief, see Commonwealth v. Holmes, 468 Pa. 409, 364 A.2d 259 (1976); Commonwealth v. Musser, 463 Pa. 85, 343 A.2d 354 (1975), but also, a denial of Douglas Rights precludes a finding of waiver under § 4 of the Act generally. E. g., Holmes, 468 Pa. at 417 n.7, 364 A.2d at 263 n.7; Commonwealth v. Fiero, 462 Pa. 409, 341 A.2d 448 (1975).
. See, 19 P.S. § 1180-3; Commonwealth v. Sherard, 483 Pa. 183, 189, 394 A.2d 971, 975 (1978).
. In cases of the present posture, however, where a PCHA court has erroneously found a waiver, the proper procedural disposition by this court is not to grant petitioner a direct appeal nunc pro tunc as the Majority does. In particular, the proper procedure would be to remand to the PCHA court for a determination of the ineffective assistance of counsel argument and then, if necessary the underlying issues on their merits. See Commonwealth v. Valezquez, 244 Pa.Super. 327, 328-29, 368 A.2d 745, 746 (1976). As we observed in Valezquez, to endorse the Majority’s procedural disposition “would be sanctioning a wholly unnecessary and confusing method for considering issues which were not raised . , on a previous appeal. In cases such as this, the issues can be satisfactorily addressed simply by employing the well-established procedure under the PCHA.” Id.
. Furthermore, were we to accept the Majority’s judgment, a most unfortunate circumstance might befall appellant on his direct appeals nunc pro tunc. It might not be inconsistent with the rationale of Dancer, 460 Pa. 95, 331 A.2d 435, and Hubbard, 472 Pa. 259, 372 A.2d 687, to require the court on appellant’s nunc pro tunc appeals to
. The per se approach of the Majority was sub silentio rejected by two recent cases. In Commonwealth v. Holmes, 468 Pa. 409, 364 A2d 259 (1976) the Commonwealth argued, as it does in the instant proceeding, that petitioner had waived his right to raise an issue on collateral attack because of his failure to file a direct appeal. The testimony of record established that petitioner had specifically requested an appeal, but that counsel had advised against, and did not perfect the appeal as instructed. The court in determining the waiver question reasoned that petitioner’s attorney was ineffective not because he failed to heed the petitioner’s instructions or because the issue sought to be raised was not waived, but rather because his advice not to appeal, as well as his failure to perfect a direct appeal was erroneous in view of the holding in Commonwealth v. Ingram, 455 Pa. 198, 316 A.2d 77 (1974). In any event, the Court neither transmuted the finding of no waiver into a conclusion of ineffective assistance of counsel nor did it articulate or apply a different test of ineffectiveness to a failure of counsel to perfect a direct appeal. The recent decisions of this court are to the same effect. E. g., Common
Opinion of the Court
Appellant contends that his counsel was ineffective for not appealing (1) his judgment of sentence for burglary and possession of burglary tools and (2) a subsequent order revoking probation and imposing a sentence of total confinement. We agree and, accordingly, reverse the order denying relief under the Post Conviction Hearing Act (PCHA)
On August 1, 1972, appellant was convicted of burglary and possession of burglary tools. The lower court denied his post-trial motions and sentenced him to six months to two years imprisonment and five years probation. No direct appeal was taken. On February 2, 1977, the lower court revoked appellant’s probation and sentenced him to two to five years imprisonment. No direct appeal was filed. On May 19,1977, appellant filed a PCHA petition,
An indigent defendant has a constitutional right to the assistance of counsel to prosecute his appeal, and this right includes the right to such assistance in the task of taking and perfecting an appeal. Commonwealth ex rel. Newsome v. Myers, 422 Pa. 240, 220 A.2d 886 (1966); Commonwealth ex rel. Robinson v. Myers, 420 Pa. 72, 215 A.2d 637 (1966); Commonwealth v. Haynes, 234 Pa.Super. 556, 340 A.2d 462 (1975); Commonwealth v. Peake, 210 Pa.Super. 133, 231 A.2d 908 (1967). The right to the assistance of counsel on appeal “embodies more than the right to the assistance of counsel in ‘meritorious cases’; it embodies the right to representation on appeal if the defendant so desires, whatever the prospects of success may appear to the court or counsel.” Commonwealth ex rel. Newsome v. Myers, supra, 422 Pa. at 243, 220 A.2d at 888. An indigent defendant can waive his right to the assistance of counsel for the perfection and taking of an appeal “if that waiver constitutes ‘an intentional relinquishment or abandonment of a known right.’ ” Commonwealth v. Wilson, 430 Pa. 1, 3, 241 A.2d 760, 762 (1968) (quoting Commonwealth ex rel. Light v. Cavell, 422 Pa. 215, 218, 220 A.2d 883, 884 (1966); Commonwealth ex rel. Cunningham v. Maroney, 421 Pa. 157,160, 218 A.2d 811, 813 (1966)). The Commonwealth has the burden of demonstrating a waiver of these rights by a preponderance of the evidence. Commonwealth v. Wilson, supra.
In Commonwealth v. Peake, supra, the appellant testified that he urged his trial counsel, a voluntary defender, to take'
In the instant case, the appellant’s testimony that he requested his trial counsel to file an appeal after the 1972 conviction and sentence was uncontradicted. Because the Commonwealth introduced no evidence to show that appellant waived his right to appeal and to the assistance of counsel, it did not meet its burden of demonstrating that appellant’s failure to appeal was “ ‘an intentional relinquishment or abandonment of a known right.’ ” Commonwealth v. Wilson, supra. Accordingly, we hold that appellant is entitled to an appeal nunc pro tunc.
Concerning appellant’s failure to appeal the 1977 order revoking his probation and imposing sentence, the record clearly reveals that (1) appellant asked his counsel to appeal, but (2) the Defender Association refused to file an appeal, believing the case lacked merit. Because appellant was entitled to the assistance of counsel to assist in the perfecting of an appeal, he did not waive his right to appeal when he did not file the forms the Defender Association sent him. There is no evidence to support the lower court’s finding that the Commonwealth met its burden of demonstrating that appellant waived his appeal rights. Thus, on remand appellant must be allowed thirty days to file direct appeals nunc pro tunc from both the 1972 judgment of sentence and the 1977 order revoking probation and imposing sentence.
Reversed and remanded.
. Act of Jan. 25, 1966, P.L. (1965) 1580, § 1 et seq., 19 P.S. § 1180-1 et seq. (Supp. 1978-79).
. The PCHA petition was originally filed by appellant pro se. Subsequently, present counsel was appointed, and he filed an amended petition. Because appellant was represented for the first time by new counsel at this PCHA proceeding, he has preserved his claim. See Commonwealth v. Hubbard, 472 Pa. 259, 276-77 n.6, 372 A.2d 687, 695 n.6 (1977) (“ineffectiveness of prior counsel must be raised as an issue at the earliest stage in the proceedings at which the counsel whose effectiveness is being challenged no longer represents the defendant”).
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania v. Peter A. FARERI, Appellant
- Cited By
- 12 cases
- Status
- Published