Commonwealth v. Foust
Commonwealth v. Foust
Opinion
*420 I. Introduction
Appellant, Michael Paul Foust, appeals from the judgment of sentence entered on July 5, 2016, as made final by the denial of his post-sentence motion on July 19, 2016. In this case of first impression in Pennsylvania, we consider whether a term-of-years sentence which exceeds a juvenile homicide defendant's life expectancy constitutes an unlawful de facto sentence of life imprisonment without the possibility of parole ("LWOP"). As an initial matter, we hold that because the Supreme Court of the United States has severely limited the circumstances under which juvenile defendants may be sentenced to LWOP, a de facto LWOP sentence is illegal in certain circumstances when imposed upon a juvenile offender. We also conclude that, in cases such as the present one that involve multiple killings, we must evaluate the sentence for each crime separately when determining if a term-of-years sentence constitutes a de facto LWOP sentence. Finally, we affirm Appellant's judgment of sentence because, when separately considered, the consecutive, 30-years to life sentences imposed in this case for two killings do not constitute unlawful de facto LWOP punishments nor did the trial court abuse its discretion in imposing these sentences.
A. Factual Background
On November 22, 1993, Appellant, then 17 years old, and Kevin Zenker ("Zenker") drove from Oil City to Donald Foust's residence. Appellant and Zenker stole one of Donald Foust's handguns and then returned to Oil City. While they were driving past Darla Bump's ("Bump's") and Russell Rice's ("Rice's") residence, Zenker fired at Bump's dog. Appellant turned the vehicle around and passed the residence again. Bump and Rice got in their vehicle and began following Appellant and Zenker. Eventually, Appellant slowed the car to a stop, grabbed the firearm, jumped out of the vehicle, approached Bump's and Rice's vehicle, and opened fired. Bump and Rice died from multiple gunshot wounds sustained during Appellant's assault.
B. Procedural History
On February 1, 1994, the Commonwealth charged Appellant via criminal information with two counts of first-degree murder.
1
On May 13, 1994, Appellant moved to transfer his case to the Juvenile Division of the Court of Common Pleas of Venango County.
See
42 Pa.C.S.A. § 6355 (West 1994).
2
The trial court denied that motion on May 24, 1994, and trial commenced on June 22, 1994. Appellant was convicted of both counts of first-degree murder. On June 30, 2014, the trial court sentenced Appellant to two consecutive terms of LWOP. On direct appeal, this Court affirmed and our Supreme Court denied allowance of appeal.
Commonwealth v. Foust
,
On January 5, 1998, Appellant filed his first
pro se
petition pursuant to the Post-Conviction Relief Act ("PCRA"), 42 Pa.C.S.A. §§ 9541 - 9546. Counsel was appointed and the PCRA court held an evidentiary hearing. The PCRA court denied the petition on September 2, 1999. This Court
*421
affirmed the denial of relief and our Supreme Court denied allowance of appeal.
Commonwealth v. Foust
,
On July 9, 2010, Appellant filed his second
pro se
PCRA petition. On October 18, 2010, the PCRA court dismissed the petition. This Court affirmed and our Supreme Court denied allowance of appeal.
Commonwealth v. Foust
,
On February 24, 2016, Appellant filed his fourth
pro se
PCRA petition, which he amended on March 28, 2016. In that petition, he argued that his LWOP sentences violated the Eighth Amendment of the United States Constitution as interpreted by
Miller v. Alabama
,
Counsel then was appointed for resentencing. On July 5, 2016, the trial court sentenced Appellant to 30 years to life for each first-degree murder conviction and ordered those two sentences to run consecutively. Hence, the trial court sentenced Appellant to an aggregate term of 60 years to life imprisonment. On July 15, 2016, Appellant challenged the legality of his sentence in a post-sentence motion. The trial court denied that motion on July 19, 2016. This timely appeal followed. 6
C. Questions Presented
Appellant presents two issues for our review:
1. Pursuant to [ Miller , which invalidated] the Pennsylvania first and second[-]degree murder 7 statutes for juveniles, was the only constitutional sentence available a sentence for third[-]degree murder?
2. Is it unconstitutional to impose a sentence of 60 years to life, a de facto sentence of [LWOP], on a juvenile absent *422 a finding that the juvenile is one of the rare and uncommon juveniles who is permanently incorrigible, irreparably corrupt[,] or irretrievably depraved?
Appellant's Brief at 3. 8
II. Discussion
Both of Appellant's issues challenge the legality of his sentence. We review the legality of a sentence
de novo
and our scope of review is plenary.
Commonwealth v. Melvin
,
A. Legal Background
1. Pennsylvania's Prior Statutory Scheme
At the time of Appellant's conviction, the Crimes Code provided that an individual, including a juvenile, convicted of first or second-degree murder must be sentenced to a term of life imprisonment. See 18 Pa.C.S.A. § 1102(a), (b) (West 1994). The Parole Code provided that an individual sentenced to a term of life imprisonment is not eligible for parole. See 61 Pa.C.S.A. § 6137(a)(1) (West 1994). Finally, the Juvenile Act provided that the term "delinquent act" does not include the crime of murder. See 42 Pa.C.S.A. § 6302 (West 1994).
Under that statutory framework, a juvenile who committed first or second-degree murder was charged as an adult. As occurred in the case sub judice , a defendant could then request that his or her case be transferred to the Juvenile Division. See 42 Pa.C.S.A. § 6355 (West 1994). If the trial court refused to transfer the case to the Juvenile Division, and the juvenile was convicted of first or second-degree murder, the trial court had to sentence the juvenile to life imprisonment and the juvenile would never become eligible for parole. Thus, a juvenile convicted of first or second-degree murder under this statutory scheme received a mandatory LWOP sentence.
2. History of Punishment for Juvenile Offenders
Having set forth the statutory framework when Appellant was convicted and sentenced, we turn to the historical underpinnings of that statutory scheme.
When our Republic was founded, individuals over the age of 14 who were convicted of crimes were treated like adults and subject to execution.
See
Victor L. Streib,
Death Penalty for Children: The American Experience with Capital Punishment for Crimes Committed While Under Age Eighteen
,
*423
In 1899, Illinois became the first state to separate the juvenile justice system from the criminal justice system.
See
Thus, for 363 years, from 1642, the time the first juvenile was executed in America, until 2005, it was constitutional to execute juveniles convicted of homicide. It naturally follows that all lesser sentences, including LWOP, were also constitutional for juveniles convicted of homicide. Only recently has the Supreme Court of the United States altered the law for the sentencing of juvenile offenders.
3. Supreme Court of the United States' Decisions
In the late 1980's, the jurisprudence of the Supreme Court of the United States regarding juvenile sentencing began to shift.
i. Thompson v. Oklahoma
The first major decision in this area was
Thompson v. Oklahoma
,
The authors of the Eighth Amendment drafted a categorical prohibition against the infliction of cruel and unusual punishments, but they made no attempt to define the contours of that category. They delegated that task to future generations of judges who have been guided by the evolving standards of decency that mark the progress of a maturing society. In performing that task the Court has reviewed the work product of state legislatures and sentencing juries, and has carefully considered the reasons why a civilized society may accept or reject [a penalty] in certain types of cases.
Pursuant to these views, the Court determined that a national consensus had formed against the imposition of the death penalty for juveniles under 16 years old.
ii. Stanford v. Kentucky
Although
Thompson
did not reach the issue of whether executing 16- or 17-year old defendants violated the Eighth Amendment, the Court reached the issue one year later in
Stanford v. Kentucky
,
The Court first examined state statutes and noted that a majority of states which had the death penalty permitted execution of 16- or 17-year old defendants.
Addressing the deterrence effect of capital punishment on 16- and 17-year olds, the Court held that a statute that does not deter crime would violate the Equal Protection Clause of the Fourteenth Amendment before it would violate the Eighth Amendment's prohibition on cruel and unusual punishment.
iii. Roper v. Simmons
Less than 16 years later, the Supreme Court of the United States reversed course, abrogated
Stanford
, and held that the Eighth Amendment of the United States Constitution forbade the execution of juvenile homicide offenders.
Roper v. Simmons
,
The Court next considered the socioscientific evidence that it rejected in
Stanford
. The Court held that "[t]hree general differences between juveniles under 18 and adults demonstrate that juvenile offenders cannot with reliability be classified among the worst offenders[,]" and, therefore, should not be subject to the harshest punishment available under the law.
The Court then abandoned
Stanford
's reasoning that it was not for individual justices to determine if a punishment was cruel and unusual.
Finally, the Court considered international law. It concluded that the consensus was that the death penalty for juvenile homicide offenders was cruel and usual.
Notably, however,
Roper
endorsed sentencing juveniles to LWOP. Specifically, the Court held that "[t]o the extent the juvenile death penalty might have residual deterrent effect, it is worth noting that the punishment of [LWOP] is itself a severe sanction, in particular for a young person."
iv. Graham v. Florida
The Supreme Court of the United States revisited its juvenile sentencing jurisprudence in
Graham v. Florida
,
Next, the Court looked to the socioscientific evidence considered in
Roper
(but rejected in
Stanford
). This evidence showed that juvenile defendants are not as culpable as their adult counterparts. Thus, the Court held "that because juveniles have lessened culpability they are less deserving of the most severe punishments."
The Court then extensively detailed the consequences of being sentenced to LWOP. It stated that LWOP is
the second most severe penalty permitted by law. It is true that a death sentence is unique in its severity and irrevocability, yet [LWOP] sentences share some characteristics with death sentences that are shared by no other sentences. The State does not execute the offender sentenced to [LWOP], but the sentence alters the offender's life by a forfeiture that is irrevocable. It deprives the convict of the most basic liberties without giving hope of restoration, except perhaps by executive clemency-the remote possibility of which does not mitigate the harshness of the sentence.... [T]his sentence means denial of hope; it means that good behavior and character improvement are immaterial; it means that whatever the future might hold in store for the mind and spirit of the convict, he [or she] will remain in prison for the rest of his [or her] days.
* * *
[LWOP] is an especially harsh punishment for a juvenile. Under this sentence a juvenile offender will on average serve more years and a greater percentage of his [or her] life in prison than an adult offender. A 16-year-old and a 75-year-old each sentenced to [LWOP] receive the same punishment in name only. This reality cannot be ignored.
Graham
,
The Court therefore held that "penological theory is not adequate to justify [LWOP] for juvenile nonhomicide offenders. This determination; the limited culpability of juvenile nonhomicide offenders; and the severity of [LWOP] sentences all lead to the conclusion that" sentencing juveniles to LWOP for nonhomicide offenses violates the Eighth Amendment's prohibition against cruel and unusual punishment.
v. Miller v. Alabama
As noted above, Graham applied only to juvenile offenders convicted of nonhomicide offenses. Seven years later, however, the Court examined whether LWOP sentences for juvenile homicide offenders violated the Eighth Amendment. In Miller , the Court held that statutory schemes such as Pennsylvania's, which imposed mandatory LWOP for certain homicide *427 convictions, constituted cruel and unusual punishment when applied to juvenile homicide offenders.
The Court began by reviewing the socioscientific evidence that it considered in
Roper
and
Graham
. It reaffirmed "that children are constitutionally different from adults for purposes of sentencing. Because juveniles have diminished culpability and greater prospects for reform, [ ] they are less deserving of the most severe punishments."
Id.
at 469,
the mandatory penalty schemes at issue [in Miller ] prevent the sentencer [ 11 ] from taking account of these [socioscientific] considerations. By removing youth from the balance-by subjecting a juvenile to the same [LWOP sentence] applicable to an adult-these laws prohibit a sentencing authority from assessing whether the law's harshest term of imprisonment proportionately punishes a juvenile offender.
vi. Montgomery v. Louisiana
After
Miller
, juvenile offenders who were sentenced to LWOP under prior statutory schemes began filing requests for collateral relief arguing that
Miller
applied retroactively.
12
In
Montgomery
, the Supreme Court of the United States held that
Miller
applies retroactively to cases on collateral review.
Montgomery
,
After setting forth the framework for determining if a new rule of constitutional law applies retroactively,
see generally
Teague v. Lane
,
The Court held that the rule announced in
Miller
was substantive and not procedural in nature.
4. Statutory Reform
In response to
Miller
, our General Assembly enacted 18 Pa.C.S.A. § 1102.1.
See
2012 P.L. 1655. Section 1102.1 provides that an individual between the ages of 15 and 17 years old convicted of first-degree murder after June 24, 2012 must be sentenced to a maximum term of life imprisonment. 18 Pa.C.S.A. § 1102.1(a)(1). The minimum term of imprisonment for such an offender can be set anywhere from 35 years to life,
i.e.
, LWOP.
See
Section 1102.1 also provides that an individual under 15 years old convicted of first-degree murder after June 24, 2012 must be sentenced to a maximum term of life imprisonment. 18 Pa.C.S.A. § 1102.1(a)(2). The minimum term of imprisonment for such an offender can be set anywhere from 25 years to life,
i.e.
, LWOP.
See
Section 1102.1 provides that an individual between the ages of 15 and 17 years old convicted of second-degree murder after June 24, 2012 must be sentenced to a maximum term of life imprisonment. 18 Pa.C.S.A. § 1102.1(c)(1). The minimum term of imprisonment for such an offender can be set anywhere from 30 years to life,
i.e.
, LWOP.
See
Section 1102.1 further provides that an individual under 15 years old convicted of second-degree murder after June 24, 2012 must be sentenced to a maximum term of life imprisonment. 18 Pa.C.S.A. § 1102.1(c)(2). The minimum term of imprisonment for such an offender can be set anywhere from 20 years to life,
i.e.
, LWOP.
See
Under the current statutory framework, a juvenile who commits first or second-degree murder must be charged as an adult. A defendant can then request that his or her case be transferred to the Juvenile Division. See 42 Pa.C.S.A. § 6355. If the trial court refuses to transfer the case to the Juvenile Division, and the juvenile is convicted of first or second-degree murder, the trial court must sentence the juvenile to a maximum term of life imprisonment. Moreover, the mandatory minimum sentences set forth above apply only to juveniles convicted of first or second-degree murder after June 24, 2012. Section 1102.1 does not prescribe minimum sentences for juvenile homicide defendants who, like Appellant, were convicted of first or second-degree murder before June 24, 2012. Hence, the trial court had the discretion to sentence Appellant to any minimum sentence it considered appropriate.
5. Our Supreme Court's Batts II Decision
Although
Miller
held that a juvenile homicide offender may only be sentenced to LWOP if he or she is permanently incorrigible, irreparably corrupt, or irretrievably depraved, neither
Miller
nor
Montgomery
set forth procedural requirements for this determination. Moreover, after
Miller
, many juvenile offenders who had been convicted of first or second-degree murder argued that trial courts lacked statutory authority to sentence them to a term of life imprisonment. Our Supreme Court addressed these important issues in
Commonwealth v. Batts
, --- Pa. ----,
For those defendants for whom the sentencing court determines a [LWOP] sentence is inappropriate, it is our determination here that they are subject to a mandatory maximum sentence of life imprisonment as required by section 1102(a), accompanied by a minimum sentence determined by the common pleas court upon resentencing[.]
A juvenile offender who challenges a LWOP sentence raises issues that involve mixed questions of fact and law.
After deciding the merits of Batts' appeal, our Supreme Court "exercise[d its] constitutional power of judicial administration to devise a procedure for the implementation of the
Miller
and
Montgomery
decisions in Pennsylvania."
Having determined that there is a presumption against juvenile LWOP sentences, our Supreme Court considered the burden of proof the Commonwealth must meet in order to establish that a juvenile offender is incapable of rehabilitation. It held that the Commonwealth must prove a juvenile is incapable of rehabilitation beyond a reasonable doubt.
Batts argued that the Commonwealth needed to produce expert testimony to satisfy its burden of proof. Although declining to impose such a requirement, our Supreme Court warned that, "it is difficult to conceive of a case where the Commonwealth would not proffer expert testimony and where the sentencer would not find expert testimony to be necessary."
Batts also argued, that under
Apprendi v. New Jersey
,
B. Invalidity of First and Second-Degree Murder Statutes
In his first issue, Appellant argues that, because
Miller
rendered Pennsylvania's prior statutory scheme unconstitutional, his sentence is illegal. According to Appellant, because there was no valid statutory scheme to prescribing his sentence for first-degree murder, the trial court had to sentence him under the scheme for third-degree murder. Therefore, Appellant argues that he was only subject to a maximum sentence of 20 years' imprisonment. As counsel for Appellant correctly noted at oral argument, our Supreme Court's decision in
Batts II
makes clear that the trial court was required to sentence Appellant, who was convicted of first-degree murder, to a maximum term of life imprisonment.
Commonwealth v. Seskey
,
C. De Facto Life Sentence Claim
In his second issue, Appellant argues that his sentence is illegal because a term of 60 years to life imprisonment is a de facto LWOP sentence. Appellant contends that, under Miller and Batts II , a de facto LWOP sentence for a juvenile homicide offender is unconstitutional unless the trial court finds that the Commonwealth proved, beyond a reasonable doubt, that the juvenile offender is incapable of rehabilitation. Here, the trial court explicitly found that Appellant is capable of rehabilitation. N.T., 7/5/16, at 166-169. Therefore, we must determine whether, under such circumstances, de facto LWOP sentences are barred by Miller and, if they are, whether Appellant's sentence constitutes an unlawful punishment.
1. Constitutionality of De Facto Life Sentences
The Supreme Court of the United States, our Supreme Court, and this *431 Court have not decided whether de facto LWOP sentences are constitutional under Miller when the trial court finds that the defendant is capable of rehabilitation. Similarly, the Supreme Court of the United States, our Supreme Court, and this Court have not determined whether, in light of Graham , de facto LWOP sentences are permitted for juveniles convicted of nonhomicide offenses. 15 Courts in other jurisdictions have addressed these issues, as well as related questions such as whether the validity of a sentence turns on the aggregate punishment imposed or focuses upon the separate punishments issued for multiple offense. Our analysis thus considers the constitutionality of de facto LWOP sentences, together with the propriety of the punishment imposed in this case, with a view toward the emerging body of relevant and persuasive case law.
After careful consideration, we hold that a trial court may not impose a term-of-years sentence, which constitutes a
de facto
LWOP sentence, on a juvenile offender convicted of homicide unless it finds, beyond a reasonable doubt, that he or she is incapable of rehabilitation. In
Miller
, the Supreme Court of the United States held that states must provide a juvenile convicted of a homicide offense a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation unless the sentencing authority finds that the juvenile is incapable of rehabilitation.
See
Miller
,
At the time of the Miller decision, Alabama, along with Pennsylvania and many other states, required sentencing authorities to impose LWOP sentences upon juvenile homicide offenders. Thus, in Miller , the Supreme Court of the United States confronted a case in which the juvenile was sentenced to a de jure LWOP sentence instead of a de facto LWOP sentence. The Court, therefore, could have omitted the language regarding a juvenile having a meaningful opportunity for release if it so chose. It could have simply stated that de jure LWOP sentences violate the Eighth Amendment when imposed on juveniles capable of rehabilitation. Instead, it broadly stated that juveniles are entitled to a meaningful opportunity for release. We find this to be a strong indication that the Supreme Court of the United States was more focused on the practical realities of a sentence than the name assigned to a sentence.
*432
See
State ex rel. Morgan v. State
,
Courts should not circumvent the prohibition on LWOP sentences by imposing lengthy term-of-years punishments that equate to the unlawful sanction.
See
State v. Moore
,
Permitting
de facto
LWOP sentences for juvenile homicide offenders capable of rehabilitation but prohibiting
de jure
LWOP sentences for the same class of offenders places form over substance.
See
State v. Zuber
,
As the United States Supreme Court has often noted in criminal cases, "form is not to be exalted over substance."
Blueford v. Arkansas
,
Finally, we note that this holding is consistent with the tide of decisions by the Supreme Court of the United States regarding juvenile sentencing. As we have detailed at length above, for the past several decades the Court has dramatically shifted our nation's jurisprudence in this area. As recently as 1987, it was permissible to execute an individual under 16 years old. Beginning with Thompson in 1988, the *433 Court quickly outlawed execution for juveniles under 16, execution for all juveniles in Roper , LWOP for nonhomicide juvenile offenders in Graham , and finally mandatory LWOP for juvenile homicide offenders in Miller . Thus, the clear trend is to limit the maximum penalty to which juvenile offenders are exposed. Finding de facto LWOP sentences unconstitutional under Graham and Miller is consistent with this trend. For all the above stated reasons, we hold that a trial court may not impose a term-of-years sentence on a juvenile convicted of homicide if that term-of-years sentence equates to a de facto LWOP sentence unless it finds, beyond a reasonable doubt, that the juvenile is incapable of rehabilitation.
We find unpersuasive the reasoning of courts which have upheld
de facto
LWOP sentences under
Graham
or under
Miller
for juvenile defendants capable of rehabilitation.
16
See
State v. Nathan
,
We do not believe that is the appropriate standard in the case
sub judice
. When interpreting decisions of the Supreme Court of the United States, our Supreme Court, and this Court apply the "logical inference[s]" of those decisions.
Commonwealth v. Flowers
,
*434 Accordingly, we hold that de facto life sentences are cruel and unusual punishment when imposed on juveniles convicted of nonhomicide offenses or juvenile homicide offenders capable of rehabilitation.
2. Consideration of Aggregate Sentence
Having determined that de facto LWOP sentences are barred by Miller if, as in the case at bar, the trial court fails to find that the juvenile homicide defendant is incapable of rehabilitation, we next evaluate Appellant's sentence to determine if he received a de facto LWOP sentence. As noted above, Appellant received 30 years to life imprisonment for each of two counts of first-degree murder and the trial court ordered those sentences to run consecutively. Hence, he received an aggregate term of 60 years to life imprisonment. Appellant, who conceded at oral argument that the sentences for the individual homicide counts in this case are constitutional, argues that we must look at the aggregate sentence when determining if he received a de facto LWOP sentence. Put differently, Appellant argues that we must consider whether a sentence of 60 years to life constitutes a de facto LWOP sentence. The Commonwealth argues that we must examine each individual sentence separately. In other words, the Commonwealth argues that we must consider whether a sentence of 30 years to life constitutes a de facto LWOP sentence.
Neither the Supreme Court of the United States nor our Supreme Court has addressed this issue.
17
That said, this issue has arisen in our sister states where courts reached differing conclusions on whether individual sentences or the aggregate sentence determine the presence of a
de facto
LWOP sentence.
Compare
McCullough v. State
,
We begin by examining Pennsylvania jurisprudence regarding sentencing for multiple convictions. It is well settled that "imposition of consecutive rather than concurrent sentences rests within the trial court's discretion."
Commonwealth v. Harvard
,
*435
Commonwealth v. Green
,
Pennsylvania courts have considered aggregate sentences only when reviewing discretionary sentencing determinations. Those cases are, however, easily distinguishable from the present circumstances. For example, in
Commonwealth v. Dodge
,
*436 Adoption of Appellant's view would not only abandon well-settled rules of Pennsylvania sentencing law, it would open the door to volume sentencing discounts in cases involving multiple juvenile homicide offenses. Juvenile perpetrators convicted of multiple homicides would routinely be subject to concurrent terms of imprisonment if the Commonwealth was unable to sustain its burden of proof under Miller and Batts II and juvenile offenders would receive volume discounts for their crimes. As noted above, if Appellant committed these murders after June 24, 2012, he would have been subject to a 35-year mandatory minimum sentence. 18 Pa.C.S.A. § 1102.1(a)(1). The trial court sentenced Appellant to a shorter term of imprisonment for each homicide because of its determination that he was capable of rehabilitation. Now, Appellant seeks an even further reduction in the sentence imposed for each homicide offense.
We recognize the rationale in
Roper,
Graham
, and
Miller
regarding the decreased deterrent effect that accompanies harsher punishments for juveniles.
See
Miller
,
Roper
,
Graham
, and
Miller
all were based, at least in part, on a national consensus against a class of punishment,
e.g.
, LWOP for juvenile homicide offenders capable of rehabilitation. The United States Supreme Court has never found such a consensus against the imposition of consecutive term-of-years sentences for multiple offenses. We are similarly unaware of any movement by states to ban the practice. Again, consecutive imposition of independently valid punishments is a distinctly discretionary function of the sentencing authority. Although some courts have found that the practice violates
Graham
and
Miller
, this differs from an organic, state-level determination that the practice is cruel and unusual. Thus, the foundations of
Roper
,
Graham
, and
Miller
, the national consensus against a class of punishment, is lacking with respect to imposing consecutive term-of-years sentences for multiple offenses.
Cf.
Thompson
,
We find persuasive the reasoning of the Court of Special Appeals of Maryland in McCullough . As the McCullough court astutely noted, Miller 's other lynchpin is that it is inappropriate for a state legislature to make a categorical, irrevocable judgment about a juvenile homicide offender's potential for rehabilitation. McCullough , 168 A.3d at 1067. When a trial court imposes multiple term-of-years sentences, it is not making such a determination. Instead, it is making a series of determinations about what the appropriate sentence is for each offense. Barring trial courts from running such sentences consecutively would strip them of their traditional, statutory duty to make such determinations regarding each offense committed. See 42 Pa.C.S.A. § 9721(a).
We also agree with the McCullough court that permitting consecutive term-of-years sentences "is not a same sentence different label situation." McCullough , 168 A.3d at 1069. As noted above, we refuse to place form over substance with respect to de facto LWOP sentences.
*437
Imposing consecutive term-of-years sentences for multiple offenses, however, is not placing form over substance. To the contrary, such punishments consider the substance of each individual sentence.
19
For this reason, the Supreme Court of New Jersey's reasoning for examining the aggregate sentence is flawed.
See
Zuber
,
We disagree with the reasoning of those courts that have examined the aggregate sentence instead of the individual sentences. Determining whether the crimes occurred in one course of conduct or separate courses of conduct is an unworkable standard and is immaterial for Eighth Amendment purposes.
But see
Reyes
,
In our view, whether the aggregate or individual sentences control for purposes of Miller is the most difficult question raised in this appeal. We have scrutinized relevant Pennsylvania case law, prior decisions of the Supreme Court of the United States, and persuasive authority from other *438 jurisdictions. Although we acknowledge that there is ground for differing views, we believe that we are on sound legal footing and consistent with Pennsylvania law. Accordingly, we hold that we must consider the individual sentences, not the aggregate, to determine if the trial court imposed a term-of-years sentence which constitutes a de facto LWOP sentence.
3. Facts of This Case
Having determined that we must examine Appellant's two sentences for first-degree murder separately, we turn to whether a sentence of 30 years to life imprisonment constitutes a de facto LWOP sentence. At oral argument, Appellant's counsel conceded that a sentence of 30 years to life imprisonment does not violate Miller . Instead, she stressed the consecutive nature of the two sentences in this case requires vacatur of Appellant's punishment. The Commonwealth similarly argued that a sentence of 30 years to life does not violate Miller . We agree.
There are certain term-of-years sentences which clearly constitute
de facto
LWOP sentences. For example, a 150-year sentence is a
de facto
LWOP sentence. Similarly, there are clearly sentences which do not constitute
de facto
LWOP sentences. A sentence of 30 years to life falls into this category. We are unaware of any court that has found that a sentence of 30 years to life imprisonment constitutes a
de facto
LWOP sentence for a juvenile offender. Even the study with the shortest life expectancy for an offender in Appellant's position places his life expectancy at 49 years,
i.e.
, beyond 30 years.
See
Appellant's Brief at 16,
citing
Casiano
,
We explicitly decline to draw a bright line in this case delineating what constitutes a
de facto
LWOP sentence and what constitutes a constitutional term-of-years sentence.
But see
Commonwealth v. Dodge
,
D. Discretionary Aspects of Sentencing Claim
Having determined that Appellant's sentence is constitutional and, therefore, not an illegal sentence, we turn to Appellant's alternative argument that the trial court abused its discretion in sentencing him to two consecutive terms of incarceration of 30 years to life. Pursuant to statute, Appellant does not have an automatic right to appeal the discretionary aspects of his sentence.
See
42 Pa.C.S.A. § 9781(b). Instead, Appellant must petition this Court for permission to appeal the discretionary aspects of his sentence.
As this Court has explained, in order to reach the merits of a discretionary aspects claim,
we must engage in a four part analysis to determine: (1) whether the appeal is timely; (2) whether Appellant preserved his [or her] issue; (3) whether Appellant's brief includes a concise statement of the reasons relied upon for allowance of appeal with respect to the discretionary *439 aspects of sentence; and (4) whether the concise statement raises a substantial question that the sentence is appropriate under the [S]entencing [C]ode.
Commonwealth v. Machicote
,
"The determination of what constitutes a substantial question must be evaluated on a case-by-case basis."
Commonwealth v. Battles
,
In his Rule 2119(f) statement, Appellant argues that this case presents a substantial question because imposing consecutive sentences for the two murder convictions was clearly unreasonable and results in an excessive sentence. This argument presents a substantial question.
See
Commonwealth v. Dodge
,
"Sentencing is a matter vested in the sound discretion of the [trial court], and a sentence will not be disturbed on appeal absent a manifest abuse of discretion."
Commonwealth v. Barnes
,
the sentence imposed should call for confinement that is consistent with the protection of the public, the gravity of the offense as it relates to the impact on the life of the victim and on the community, and the rehabilitative needs of the defendant.
42 Pa.C.S.A. § 9721(b). "The [trial] court is not required to parrot the words of the Sentencing Code, stating every factor that must be considered under Section 9721(b), however, the record as a whole must reflect due consideration by the court of the statutory considerations at the time of sentencing."
Commonwealth v. Bullock
,
Typically, when sentencing a defendant, the trial court is required to consider the sentencing guidelines.
Commonwealth v. Melvin
,
When explaining its sentence, the trial court detailed its extensive review of the record in this case. The trial court read the gut-wrenching victim impact statements from the original sentencing hearing on June 30, 1994. See N.T., 7/5/16, at 155. It also reviewed the victim impact statements submitted for the resentencing hearing. See id. at 156. The trial court read the transcript from the hearing on Appellant's petition to transfer the case to the Juvenile Division. See id. at 155. This led the trial *440 court to review Appellant's juvenile record, which included files from the juvenile probation office, Children and Youth Services, and two hospitalizations. See id. In addition, the trial court reviewed nine of its Rule 1925(a) opinions relating to Appellant's direct appeal and various PCRA petitions. See id. at 155-156.
The trial court also reviewed the report from the prison where Appellant was incarcerated. Id. at 156. This included various certifications that Appellant received while imprisoned. See id. at 156-157. The trial court reviewed some of the evidence presented at Appellant's trial. See id. at 156. It then considered the guidelines were Appellant to have been convicted after June 24, 2012, along with the guidelines mandated by Batts II . See id. at 157-158.
Next, the trial court considered the factors outlined in Batts II and section 1102.1. It noted that Appellant was 17 years old at the time of the murders. Id. at 159. It found that, at the time of the murders, Appellant was reasonably mature and did not have a diminished capacity. Id. The trial court found the circumstances of the crime "horrendous." Id. It found Appellant entirely responsible for the crime notwithstanding the fact that Zenker shot at the dog. Id. at 159-160.
The trial court found that Appellant had a difficult upbringing as he was declared dependent as a youth. Id. at 160. It found that his neighborhood environment was immaterial. Id. The trial court noted the emotional and developmental problems Appellant faced when he was originally sentenced and the changes that had occurred over the intervening two decades. See id. at 160-161.
The trial court recognized that Appellant may have been using marijuana at the time of the murders and that he did not have past exposure to violence. Id. at 161-162. The trial court found that Appellant was able to assist his counsel at the time of trial and that the two had a good relationship. Id. at 162.
The trial court found that the murders had a minimal impact on the community. Id. at 165. The trial court noted its finding that Appellant was a threat to public safety in 1994; however, it found that threat diminished over two decades later. Id. at 165-166. The trial court found that there was some sophistication involved in the murders. Id. at 167.
In short, the trial court considered all relevant documents, court filings, reports, and testimony when sentencing Appellant. It carefully weighed all of these factors and determined that sentences below the applicable guidelines ranges, i.e. , 30 years instead of 35 years, were appropriate in this case. Then, the trial court reached the crux of Appellant's discretionary aspects challenge and explained why it chose to run Appellant's sentences consecutively instead of concurrently. It stated that:
I cannot in any way rationalize a sentence that is not consecutive.... [T]here are two distinct victims. Each victim's possible life and loss of life has to be recognized and has to be, in my view, acknowledged in the sentence. And the effect of that is that I have to, in my mind, run these sentences consecutively.
N.T., 7/5/16, at 169. 20
We ascertain no abuse of discretion in this decision. The trial court determined that separate punishments were necessitated by the nature of the offenses and the
*441
lives taken, notwithstanding the rehabilitation Appellant demonstrated while imprisoned for the past two decades. Although this Court has previously invalidated lengthy term-of-years sentences that trial courts have run consecutively, most involved property crimes.
See
Dodge
,
Appellant will be eligible for parole when he is in his seventies. Although he may not live this long, he has a chance of being released into society. It was within the trial court's discretion to conclude that an individual who viciously took the lives of two innocent people is not entitled to be released into society at an earlier age, even with the reduced culpability recognized in Roper , Graham , and Miller . Accordingly, we conclude that the trial court did not abuse its discretion in sentencing Appellant to consecutive terms of 30 years to life imprisonment and he is not entitled to relief on his discretionary aspects challenge. 21
III. Conclusion
In sum, we hold that a fixed term-of-years sentence can constitute a de facto LWOP sentence and, therefore, violates Miller in certain circumstances. We also hold that, in determining whether a fixed term-of-years sentence is a de facto LWOP sentence, we must consider the sentence for each individual crime separately and not the aggregate sentence imposed by the trial court. Moreover, a sentence of 30 years to life imprisonment is not a de facto LWOP sentence for a juvenile offender. Finally, we conclude that the trial court did not abuse its discretion in sentencing Appellant to two consecutive terms of 30 years to life imprisonment. Accordingly, we affirm the judgment of sentence.
Judgment of sentence affirmed.
18 Pa.C.S.A. § 2502(a) (West 1994).
All statutory citations are to the current version of Purdon's Pennsylvania Statutes or Pennsylvania Consolidated Statutes Annotated unless otherwise noted.
Appellant appealed the PCRA court's June 25, 2014 dismissal order. Appellant, however, discontinued the appeal before it was docketed in this Court. See Pa.R.A.P. 1973(b) ("If an appeal has not been docketed, the appeal may be discontinued in the lower court.").
"The Eighth Amendment [of the United States] Constitution[ is] applicable to the States through the Due Process Clause of the Fourteenth Amendment[.]"
Baze v. Rees
,
Although Appellant's petition was patently untimely, he satisfied the new constitutional rule exception to the PCRA's one-year time bar. See 42 Pa.C.S.A. § 9545(b)(1)(iii). Thus, the PCRA court had jurisdiction to reach the claim raised by Appellant.
On July 28, 2016, the trial court ordered Appellant to file a concise statement of errors complained of on appeal ("concise statement"). See Pa.R.A.P. 1925(b). On September 1, 2016, Appellant filed a timely concise statement. On September 23, 2016, the trial court issued its Rule 1925(a) opinion. Both of Appellant's issues were included in his submission.
For simplicity, references to "first-degree murder" shall include first-degree murder, first-degree murder of an unborn child, and first-degree murder of a law enforcement officer. Similarly, references to "second-degree murder" shall include second-degree murder, second-degree murder of an unborn child, and second-degree murder of a law enforcement officer.
We have re-numbered the issues for ease of disposition.
We use the term juvenile to denote an individual under the age of 18 years old when he or she committed a crime. Thus, when we say a certain practice is barred for juvenile offenders, we mean that it is barred for individuals who were under 18 at the time of their offense, even if they were 18 or older when they were convicted and/or sentenced.
This Court found the Act of May 21, 1901 unconstitutional in
Mansfield's Case
,
Although in Pennsylvania, and most other jurisdictions, the trial court determines the appropriate sentence for a crime, in some states, juries can determine the appropriate sentence. For example, a defendant in Texas has the right to demand that the jury determine the appropriate sentence.
See
Barrow v. State
,
Our Supreme Court originally held that
Miller
did not apply retroactively to cases on collateral review.
Commonwealth v. Cunningham
,
Our Supreme Court referred to
Commonwealth v. Batts
,
Section 1102 sets forth the mandatory sentence of life in prison for a defendant convicted of first- or second-degree murder. Our Supreme Court did not find that section 1102 is unconstitutional in light of
Miller
. Instead, it found that 61 Pa.C.S.A. § 6137(a)(1) (which prohibits parole for a defendant serving life imprisonment) is unconstitutional when applied to juvenile homicide offenders capable of rehabilitation.
See
Batts II
,
In the present circumstances, cases addressing Graham are equally as applicable and persuasive as those addressing Miller . Graham categorically barred LWOP sentences for juvenile nonhomicide offenders, while Miller placed the same categorical bar on juvenile homicide offenders unless the trial court finds that the juvenile is incapable of rehabilitation. We are not persuaded that the required finding in Miller means that de facto LWOP sentences for juvenile homicide offenders capable of rehabilitation are more appropriate than de facto LWOP sentences for juvenile nonhomicide offenders. We likewise cannot construct a viable argument for why to treat them differently.
The threshold question under both Graham and Miller , and one we answer here, is whether a term-of-years sentence that appears to exceed a juvenile defendant's life expectancy constitutes a de facto LWOP sentence that entitles the defendant to protection under Graham and Miller . In other words, the threshold issue is the same under both Graham and Miller . Only after the threshold issue is resolved does the analysis under Miller differ from the analysis under Graham . Under Miller and Batts II , a LWOP sentence is constitutional if, and only if, the trial court finds, beyond a reasonable doubt, that the juvenile homicide defendant is incorrigible. Under Graham , a LWOP sentence may never be imposed on a nonhomicide juvenile offender. For these reasons, Graham , and its progeny, are highly relevant and persuasive in examining whether lengthy term-of-years or de facto LWOP sentences remain lawful punishments for juvenile offenders.
Many of these courts cited the United States Court of Appeals for the Sixth Circuit's decision in
Bunch v. Smith
,
We disagree with the Supreme Court of Nevada's decision that this silence implicitly means that we must consider the aggregate sentence.
See
State v. Boston
,
We believe that the Supreme Court of Iowa and the Supreme Court of Ohio's rationales for considering a defendant's aggregate sentence are flawed. Those courts relied on the fact that the defendants in
Miller
and
Graham
were convicted of multiple crimes, yet the Supreme Court of the United States did not address that fact.
See
Moore
,
We also find persuasive the dicta from
O'Neil v. Vermont
,
Nonetheless, the Court quoted the Supreme Court of Vermont's disposition of the cruel and unusual punishment issue:
It would scarcely be competent for a person to assail the constitutionality of the statute prescribing a punishment for burglary on the ground that he had committed so many burglaries that, if punishment for each were inflicted on him, he might be kept in prison for life. The mere fact that cumulative punishments may be imposed for distinct offenses in the same prosecution is not material upon this question. If the penalty were unreasonably severe for a single offense, the constitutional question might be urged; but here the unreasonableness is only in the number of offenses which the respondent has committed.
Justices Field, Harlan, and Brewer dissented from
O'Neil
.
See
id.
at 337-366,
The trial court's extensive, well-reasoned, and on-the-record explanation of its sentence in this case should serve as a model for all trial courts sentencing juveniles convicted of homicide.
Under the specific facts of this case, and in light of the trial court's detailed factual findings at the sentencing hearing, Appellant is not entitled to relief on his discretionary aspects claim in this case. Nonetheless, we caution trial courts that they cannot circumvent the prohibition against sentencing juvenile homicide offenders capable of rehabilitation or juvenile nonhomicide offenders to LWOP by imposing consecutive, lengthy term-of-years sentences. Although such sentences may be constitutional, they are still subject to discretionary aspects review by this Court, which will not hesitate to vacate a sentence that attempts such circumvention.
Cf.
Steven L. Chanenson,
The Next Era of Sentencing Reform
,
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, Appellee v. Michael Paul FOUST, Appellant
- Cited By
- 116 cases
- Status
- Published