R.W. Patane v. PennDOT, Bureau of Driver Licensing
R.W. Patane v. PennDOT, Bureau of Driver Licensing
Opinion
Robert Wayne Patane (Licensee) appeals from a June 27, 2017 Order of the Court of Common Pleas of Delaware County (common pleas). By order dated March 28, 2017, common pleas denied Licensee's appeal from a one-year suspension of his operating privilege imposed by the Commonwealth of Pennsylvania, Department of Transportation, Bureau of Driver Licensing (DOT), under Section 1547(b)(1)(i) of the Vehicle Code, 75 Pa. C.S. § 1547(b)(1)(i), commonly referred to as the Implied Consent Law.
1
Subsequently, common pleas granted Licensee's Motion for Reconsideration of the March 28, 2017 Order to the extent of holding a hearing thereon, and then effectively confirmed its March 28, 2017 Order in its June 27, 2017 Order.
2
On appeal, Licensee argues that he did not knowingly and consciously refuse a chemical test of his blood and was, therefore, deprived of procedural due process of law. He claims this is because the Pennsylvania State Police Trooper who stopped him provided him with "partially incorrect" information, telling him that he would be subject to enhanced criminal penalties if he refused the blood test and was convicted of driving under the influence of alcohol (DUI). (Licensee's Brief (Br.) at 8.) It was shortly after Licensee's
arrest that the United States Supreme Court decided
Birchfield v. North Dakota
, 579 U.S. ----,
I. Factual and Procedural Background
DOT informed Licensee that his operating privilege was suspended for one year as a result of his failure to submit to chemical testing in violation of Section 1547(b)(1)(i) of the Vehicle Code. On May 19, 2016, Licensee appealed to common pleas pursuant to Section 1550(a) of the Vehicle Code, 75 Pa. C.S. § 1550(a). 3
At the hearing, testimony was presented that on April 13, 2016, at 8:44 p.m., Pennsylvania State Police Trooper Erjon Mollaj (Trooper) was traveling southbound along Route 476 in Radnor Township, Delaware County, when he observed Licensee's vehicle traveling at a high rate of speed. During the ensuing traffic stop, while Trooper questioned Licensee, Trooper detected an odor of alcohol emanating from Licensee's breath and the inside of Licensee's vehicle. Trooper testified that Licensee admitted to him that "he had a few drinks." (Reproduced Record (R.R.) at 35a.) Licensee agreed, at Trooper's request, to submit to a series of field sobriety tests, which he did not successfully complete. Trooper placed Licensee under arrest for DUI and transported him to a hospital for chemical testing of his blood. At the hospital, Trooper read verbatim to Licensee DOT Form DL-26, which stated, in relevant part, as follows:
1. You are under arrest for driving under the influence of alcohol or a controlled substance in violation of Section 3802 of the Vehicle Code.
2. I am requesting that you submit to a chemical test of blood. [ 4 ]
3. If you refuse to submit to the chemical test, your operating privilege will be suspended for at least 12 months .... In addition, if you refuse to submit to the chemical test, and you are convicted of violating Section 3802(a)(1) (relating to impaired driving) of the Vehicle Code, then, because of your refusal, you will be subject to more severe penalties set forth in Section 3804(c) (relating to penalties) of the Vehicle Code. These are the same penalties that would be imposed if you were convicted of driving with the highest rate of alcohol, which include a minimum of 72 consecutive hours in jail and a minimum fine of $1,000.00, up to a maximum of five years in jail and a maximum fine of $10,000 .
* * * *
( Id. at 90a (emphasis added).) Trooper explained the warnings to Licensee twice. Licensee signed the form , acknowledging that he understood the warnings, but stated, " I'm not taking the test ." ( Id. at 39a (emphasis added).)
Licensee testified that when Trooper warned him that if he refused chemical testing he could be imprisoned for five years and fined $10,000, Licensee "froze, completely." ( Id. at 67a.) Licensee further testified that he had "never had anything criminal in [his] life before this" and he "was shell-shocked." ( Id. ) Licensee testified that if he had known that there were only civil penalties for refusing chemical testing, and not also criminal penalties if he was subsequently convicted, Licensee would have submitted to the blood test.
At the conclusion of the evidence and in a brief, Licensee argued that following his arrest, the United States Supreme Court issued Birchfield , which precludes a state from imposing a criminal penalty for refusing to submit to a blood test required under an implied consent law. Thus, Licensee continued, when Trooper warned Licensee that he would be subject to criminal penalties if he refused a blood test, Licensee was provided with incorrect information. (R.R. at 76a; Record (R.) Item 7, Amended Memorandum of Law at 2.) Licensee noted that just days after the Birchfield decision, DOT amended Form DL-26 and created DOT Form DL-26B, which removed any mention of enhanced criminal penalties for refusing a blood test. 5 Since Licensee was informed that he was facing a criminal penalty, he believed that he should neither speak nor consent to a blood test. Licensee contended that his confusion was directly attributable to the incorrect information Trooper provided him. Had Licensee been correctly informed that if he refused the blood test, he was facing only a civil penalty of the loss of his operating privilege, Licensee, as he testified, would have submitted to the blood test.
Common pleas denied Licensee's appeal and reinstated DOT's suspension of Licensee's operating privilege. In its decision, common pleas rejected Licensee's reliance on Birchfield , concluding that it "does not apply to civil license suspension proceedings." (Common Pleas Opinion (Op.) ¶ 25.)
Licensee then filed a Motion for Reconsideration, arguing that common pleas "did not address the central question" Licensee raised, "which was that [Licensee] was denied due process because [Trooper] provided [Licensee] with incorrect information[.]" (R. Item 7, Motion for Reconsideration at 1-2.)
Common pleas granted the Motion for Reconsideration to the extent of holding a hearing thereon, but then denied the Motion for Reconsideration, which, in this instance, operated as confirmation of common pleas' prior Order denying Licensee's appeal. Following Licensee's filing of a Concise Statement of Errors Complained of on Appeal, common pleas issued its opinion pursuant to Pennsylvania Rule of Appellate Procedure 1925(a),
Pa.R.A.P. 1925(a). Common pleas noted that in
Birchfield
, the Court "did not question the constitutionality of the implied consent laws that impose only civil penalties." (Common Pleas 1925(a) Op. (1925(a) Op.) at 9, Aug. 16, 2017.) Further, citing
Boseman v. Department of Transportation, Bureau of Driver Licensing
,
II. Discussion
A. Knowing and Conscious Choice/Procedural Due Process
On appeal,
6
Licensee argues that he was deprived of his right to procedural due process of law guaranteed under the United States and Pennsylvania Constitutions
7
and the ability to make a knowing and conscious choice as to whether to submit to or to refuse chemical testing of his blood because his decision was based on information that was "partially incorrect." (Licensee's Br. at 8.) Licensee argues, based on
Birchfield
, that Trooper misinformed Licensee that he would be subject to criminal penalties if he refused a chemical test of his blood and was convicted of DUI. This misinformation alone, Licensee argues, is enough to overturn the suspension of his operating privilege, regardless of whether he relied on it. (
DOT responds that common pleas correctly reinstated the suspension of Licensee's operating privilege. DOT asserts that, at the time Trooper warned Licensee about the consequences of refusing a chemical test of his blood, which was prior to Birchfield , those warnings were correct as a matter of law. DOT agrees with Licensee that Birchfield applies to cases such as Licensee's that were pending when Birchfield was decided, but DOT contends that Birchfield does not warrant a different result. This is because, as this Court stated in Boseman , Birchfield impacts criminal DUI proceedings, not civil license suspension proceedings. In other words, DOT argues, the two proceedings are separate. DOT asserts that where the results of a blood test are involuntarily obtained, the remedy is the suppression of those results in a criminal DUI proceeding. However, here, Licensee did not submit to a blood test and, thus, there was nothing to suppress. Since Licensee was properly warned of the civil consequences of refusing a blood test, and Licensee knowingly and consciously refused the test, his operating privilege was properly suspended, DOT asserts. Therefore, DOT argues, "it makes no difference" that Licensee was warned about both civil and criminal penalties for refusing a blood test because he was properly warned that his operating privilege would be suspended if he refused the blood test, and the warnings about criminal penalties, as held in Boseman , have no impact on the suspension of Licensee's operating privilege. (DOT's Br. at 27.) Accordingly, DOT concludes, Licensee knowingly and consciously refused a chemical test of his blood, and he was not deprived of due process of law.
Following the parties' submission of their briefs, we directed the parties to address the following questions at oral argument:
Where a licensee suspected of driving under the influence is not given an accurate version of the warning, as required by Department of Transportation, Bureau of Traffic Safety v. O'Connell [521 Pa. 242 ],555 A.2d 873 (Pa. 1989), does the holding in Peppelman ... require that the license suspension appeal be sustained? Stated otherwise, can a licensee make a knowing and conscious decision as to whether to consent to chemical testing where the warning is not legally accurate when given?
(Order, filed May 9, 2018.)
Before addressing the merits of Licensee's argument, it is helpful to our analysis to review the developments in the law before and after Birchfield . Prior to Birchfield, under former Section 1547(b)(2) of the Vehicle Code, a police officer was obligated to warn a licensee stopped on suspicion of DUI that the failure to submit to chemical testing, of either breath or blood, would result in the suspension of the licensee's operating privilege and subject the licensee to the imposition of enhanced criminal penalties if the licensee was convicted of the DUI. Former 75 Pa. C.S. § 1547(b)(2) ; 8
Martinovic v. Dep't of Transp., Bureau of Driver Licensing
,
On June 23, 2016, the United States Supreme Court issued its decision in
Birchfield
. In
Birchfield
, the challenge was to two similar laws, one from Minnesota and the other from North Dakota, that made it a crime for a motorist suspected of DUI to refuse a breath or blood test required under those states' implied consent laws. 579 U.S. at ----,
Only a week after the Supreme Court decided
Birchfield
, at the request of the Pennsylvania District Attorneys Association and a number of county district attorneys, DOT amended DOT Form DL-26, "creating one for breath tests and one for blood tests, the latter of which is now Form DL-26B."
Garlick v. Dep't of Transp., Bureau of Driver Licensing
,
In July 2017, the General Assembly amended Sections 1547(b)(2)(ii) and 3804(c) of the Vehicle Code, consistent with the holding in
Birchfield
, to clarify that enhanced criminal penalties could be imposed for refusing to submit to " 'chemical
breath
testing,' not blood testing."
Garlick
,
With that background, as Licensee explained at oral argument, he is relying on Birchfield as a "bridge" to Evans to show that the warning he received was "partially inaccurate," which, regardless of whether Licensee actually relied on the warning, rendered his refusal not knowing and conscious. We are not persuaded by Licensee's argument for the following reasons, which we detail below. First, the warning Licensee received was accurate when given. Second, even if the warning was subsequently rendered inaccurate by the change in the law brought about by Birchfield , Licensee's refusal was still knowing and conscious because he was warned that his operating privilege would be suspended if he refused chemical testing. Third, while Licensee claimed at the hearing that the warning about enhanced criminal penalties left him "shell-shocked" or "frozen," the factual record does not support any claim that this prevented him from knowingly and consciously refusing chemical testing.
We begin with the knowing and conscious standard, which "is not explicitly found in Section 1547."
Yourick v. Dep't of Transp., Bureau of Driver Licensing
,
First, it is true, as Licensee argues and DOT concedes, that the retroactive application of
Birchfield
renders the portion of the warnings read to Licensee about enhanced criminal penalties inaccurate. (Licensee's Br. at 8; DOT's Br. at 9.) However, as the parties also agree, when that warning was given to Licensee, prior
to
Birchfield
, it was accurate as a matter of law. (Licensee's Br. at 19; DOT's Br. at 9.) Whether a refusal was knowing and conscious must be judged at the time of the warning and refusal.
See
Lanthier v. Dep't of Transp., Bureau of Driver Licensing
,
Contrary to Licensee's contention, this holding does not deny him the benefit of the decision in
Birchfield
, to which he is entitled because his appeal was pending at the time
Birchfield
was decided.
Kituskie v. Corbman
,
Second, even if the warning was accurate when given but was rendered inaccurate based on a subsequent change in the law, this did not render his refusal unknowing or unconscious. Licensee reads cases such as Peppelman too broadly to suggest that any inaccuracy in the warning requires that a suspension of a licensee's operating privilege be rescinded.
In
Peppelman
, the licensee was told that he "
could
" lose his license if he refused the requested blood test, and not, as required by Section 1547(b)(2), that his license "
will
" be suspended.
Then, in
Department of Transportation, Bureau of Driver Licensing v. Osborne
, 135 Pa.Cmwlth. 297,
We have not read
Peppelman
and
Osborne
to require that any error in the warning will render the refusal as not knowing and conscious, and, instead, have concluded in other cases that not every error has this effect. For example, in
Department of Transportation, Bureau of Traffic Safety v. March
, 101 Pa.Cmwlth. 171,
More recently, in
Alexander v. Department of Transportation, Bureau of Driver Licensing
,
When we read
Peppelman
and
Osborne
in light of
March
,
Alexander
, and
Weaver,
we see that not every inaccuracy in a warning will render a refusal unknowing. In
Peppelman
and
Osborne
, where the officer's warning made it appear that there would either be
no
consequence or might not be any consequence for refusing, then the refusal was not knowing and conscious. However, where the officer's warning informed the licensee that there would be a civil consequence of the loss of operating privilege for refusing, the licensee's refusal will still be considered knowing and conscious even if the warning includes an enhanced criminal penalty that is more severe than required by law, as in
Alexander.
This Court has found it is "legally sufficient" if the officer "informs the licensee that refusing a request for chemical testing means that he/she 'will be in violation of the law and will be penalized for that violation.' "
Yourick
,
We therefore find that Licensee's refusal, here, was knowing and conscious. Trooper told Licensee that if he refused chemical testing, his operating privilege would be suspended for one year. Despite this knowledge, Licensee still refused chemical testing. In other words, Licensee refused chemical testing with full knowledge that his refusal would result in a penalty, which was the suspension of his operating privilege. That the warning also included an enhanced criminal penalty that was more severe than ultimately would be required by law if he was convicted of DUI, as in Alexander , did not render the warning insufficient.
While Licensee also cites to
O'Connell
and
Binder v. Commonwealth
, 99 Pa.Cmwlth. 548,
O'Connell
is also distinguishable. There, following the licensee's arrest for DUI, he was twice advised of his
Miranda
15
rights, at the scene and at the police station, and he indicated that he wanted to speak with an attorney.
In short, Licensee has not shown that his refusal was unknowing or, stated differently, that Peppelman requires that his appeal be sustained. Unlike in Peppelman and Osborne , Licensee was told that there would be a consequence for refusing chemical testing, that his operating privilege would be suspended, and, unlike in O'Connell , there was nothing inherently contradictory about the warnings Licensee received.
Third, while Licensee claims that the warning about enhanced criminal penalties left him "froze[n]" and "shell-shocked," which is to suggest that his fear left him unable to make a knowing and conscious refusal, (R.R. at 67a; Licensee's Br. at 16), other facts in the record undermine his claim. Although Licensee testified he was "froze[n]" and "shell-shocked," he was still able to sign his name to the DL-26 Form and tell Trooper, "I'm not taking the test." (R.R. at 39a, 67a.) Licensee never told Trooper that he was unable to understand the warnings, and he did not remain silent, which would better support any claim that he was "froze[n]."
16
Even then, any subjective misunderstanding on Licensee's part would not suffice to render his refusal not knowing and conscious.
Yourick
,
Finally, for these same reasons, we must also reject Licensee's due process argument. 17 Licensee's claim is that procedural due process required that he be given an accurate warning before having to make a decision that would result in the suspension of his operating privilege if he refused chemical testing. Licensee, however, received all the procedural process he was due. As we have discussed at length, the warning was accurate when given to Licensee, and his refusal was knowing because Trooper told him that he would be penalized if he refused chemical testing. Licensee can hardly complain that it is fundamentally unfair for the Commonwealth to impose on him the very consequence it warned him would be imposed if he refused.
While Licensee points to the concurring opinions in
Price v. Department of Transportation, Bureau of Driver Licensing
(Pa. Cmwlth., No. 1873 C.D. 2016,
B. Coercion
Licensee also argues that Trooper's "improperly coercive threat of enhancement of criminal penalties caused [Licensee] to ... refuse the test." (Licensee's Br. at 16.)
Although it bears highlighting that Licensee was not, in fact, "coerced" since he refused chemical testing, this claim, in any event, amounts to another argument that we should extend
Birchfield
to civil license suspension proceedings. We have already rejected such a claim several times. For example, in
Boseman
, the licensee argued that, under
Birchfield
and the Fourth Amendment to the United States Constitution,
18
her operating privilege
should be reinstated because the arresting officer lacked either a warrant or exigent circumstances that would have justified the taking of her blood.
In
Marchese v. Department of Transportation, Bureau of Driver Licensing
,
Most recently, in
Renfroe
, an en banc panel of this Court considered a set of circumstances similar to those here. There, the arresting officer requested that the licensee submit to a chemical test of his blood, warning him that if he refused his operating privilege would be suspended and he would be subjected to enhanced criminal penalties if he was criminally convicted of DUI.
We reiterate here again that Birchfield does not apply to civil license suspension proceedings. Thus, any claim that the warnings given to Licensee were coercive - even though Licensee was not coerced by the warnings since he refused chemical testing - would have to fail.
III. Conclusion
Common pleas properly denied Licensee's statutory appeal. Trooper provided Licensee with a warning that was accurate at the time it was given, telling him that if he refused chemical testing of his blood, his operating privilege would be suspended. While Trooper also warned Licensee that he would be subject to enhanced criminal penalties if he refused and was subsequently convicted of DUI, this warning, rendered retroactively inaccurate by the change in the law brought about by Birchfield , did not make Licensee's refusal not knowing and conscious nor deprive Licensee of procedural due process. Licensee knew that he would be in violation of the law if he refused chemical testing and that he would be penalized for that violation by the suspension of his operating privilege, because Trooper conveyed this information to him. Yet, Licensee still refused chemical testing. While Licensee claims that the warning about enhanced criminal penalties left him "froze[n]" and "shell-shocked," other facts in the record belie these claims. (R.R. at 67a.) Moreover, Licensee's claim that the warning was coercive and that Birchfield should be extended to civil license suspension proceedings is one which we have rejected several times already. Therefore, we must affirm common pleas' Order refusing to rescind DOT's one-year suspension of Licensee's operating privilege.
ORDER
NOW , August 9, 2018, the Order of the Court of Common Pleas of Delaware County, dated June 27, 2017, is AFFIRMED .
Section 1547(b)(1)(i) reads, in pertinent part, as follows:
(1) If any person placed under arrest for a violation of section 3802 [relating to driving under the influence of alcohol or controlled substance] is requested to submit to chemical testing and refuses to do so, the testing shall not be conducted but upon notice by the police officer, the department shall suspend the operating privilege of the person as follows:
(i) Except as set forth in subparagraph (ii), for a period of 12 months.
75 Pa. C.S. § 1547(b)(1)(i).
Licensee filed a notice of appeal from the March 28, 2017 Order, but once common pleas granted reconsideration by its April 20, 2017 Order, we struck that notice of appeal. Thereafter, following a hearing, common pleas denied Licensee's Motion for Reconsideration. Ordinarily, the denial of a motion for reconsideration is not appealable.
Thorn v. Newman
, 113 Pa.Cmwlth. 642,
Section 1550(a) provides that "[a]ny person ... whose operating privilege has been ... suspended ... by [DOT] shall have the right to appeal to the court vested with jurisdiction of such appeals ...." 75 Pa. C.S. § 1550(a).
Trooper wrote the word "blood" into a blank space.
At the hearing, DOT Form DL-26B was entered into evidence. (R.R. at 59a, 85a.)
"Our standard of review is limited to determining whether common pleas committed an error of law, whether common pleas abused its discretion, or whether the findings of fact are supported by substantial evidence."
Garlick v. Dep't of Transp., Bureau of Driver Licensing
,
The Due Process Clause of the Fourteenth Amendment to the United States Constitution provides, in relevant part, that no State shall "deprive any person of life, liberty, or property, without due process of law." U.S. Const. amend. XIV, § 1. Due process under the Pennsylvania Constitution emanates from a number of provisions, including article I, section 11, which provides, in pertinent part, that "[a]ll courts shall be open; and every man for an injury done him in his lands, goods, person or reputation shall have remedy by due course of law ...." Pa. Const. art. I, § 11.
Former Section 1547(b)(2) provided as follows:
(2) It shall be the duty of the police officer to inform the person that:
(i) the person's operating privilege will be suspended upon refusal to submit to chemical testing; and
(ii) upon conviction, plea or adjudication of delinquency for violating section 3802(a) [of the Vehicle Code], the person will be subject to the penalties provided in section 3804(c) [of the Vehicle Code] (relating to penalties).
Former 75 Pa. C.S. § 1547(b)(2).
We held in
Garlick
that the failure to warn the licensee about the unconstitutional criminal penalties still contained in Section 1547(b)(2)(ii) at the time of his arrest did not render the civil suspension of his operating privilege improper.
Enhanced criminal penalties upon conviction may also be imposed if a licensee refuses a request for testing of blood "pursuant to a valid search warrant." 75 Pa. C.S. § 3804(c).
Although not at issue in this case, we note that DOT, in addition to proving that a licensee was specifically warned that a refusal of a request for chemical testing of blood would result in suspension of his operating privilege, must prove that the police officer who arrested the licensee on suspicion of DUI "had reasonable grounds to believe that the licensee was operating or was in actual physical control of the movement of the vehicle while under the influence of alcohol," that the officer requested that the licensee submit to chemical testing of his blood, and that the licensee refused the officer's request.
Kollar v. Dep't of Transp., Bureau of Driver Licensing
,
Upon remand, the North Dakota Supreme Court vacated petitioner Birchfield's conviction for refusing to submit to a chemical test and directed the trial court to dismiss the charge with prejudice.
Kennedy
is cited "for its persuasive value" in accordance with Section 414(a) of this Court's Internal Operating Procedures.
We note that the dissent's disagreement was based on the licensee being a minor.
It may be sufficient to conclude that all that is necessary in order to satisfy the requirements of Section 1547(b)(2) of the Vehicle Code in the case of an adult is for the police to inform a motorist that he or she will be in violation of the law and will be penalized for that violation if he or she should fail to accede to the officer's request for a chemical test. But ... it is not sufficient to make the same conclusion in the case of a minor.
Alexander
,
Miranda v. Arizona
,
Licensee states in his brief that upon hearing the warning, "he believed that he should not speak or consent to give blood," but Licensee did speak. (Licensee's Br. at 6.)
Typically, a procedural due process claim is couched in terms of notice and an opportunity to be heard. Licensee couches his claim more generally, asserting that the procedure followed in this case - misinforming Licensee about the consequences of refusing - was fundamentally unfair.
The Fourth Amendment to the United States Constitution guarantees "[t]he right of the people to be secure in their persons ... against unreasonable searches and seizures." U.S. Const. amend. IV.
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