Commonwealth v. Lekka
Commonwealth v. Lekka
Opinion
Appellant, John Lekka, appeals from the judgment of sentence, imposed upon resentencing for his 1978 conviction for first-degree murder, 1 of a minimum term of 45 years and a maximum term of life imprisonment and an order to pay restitution in *347 the amount of $ 1,000 to his victim's family. We vacate the order of restitution and affirm the judgment of sentence in all other respects.
We briefly recount the underlying facts in this matter, which are set forth in a stipulation by the parties that was entered into the record at the sentencing hearing. Court's Ex. 2. On November 13, 1978, Appellant, then aged 17, and Robert Buli, then aged 16, were working on Buli's pickup truck at Buli's house when Diana Goeke, Buli's ex-girlfriend who was aged 17, arrived. Appellant, Buli and Goeke walked to a woody area behind a school where Buli grabbed Goeke in a headlock, yelling at Appellant repeatedly to hit Goeke. Appellant grabbed a piece of wood and hit her on the head, knocking Goeke to the ground. Buli and Appellant then each hit Goeke multiple times in the head with a metal pipe. Appellant and Buli proceeded to drag Goeke's body to a dug-out, earthen fort and left her there. Appellant and Buli returned later that evening with Appellant's sister's boyfriend at which point they heard Goeke gurgling inside the fort. The three young men then carried a 225-pound piece of concrete and placed it over the opening of the fort. Buli stomped on the concrete and it fell inside the fort onto Goeke, crushing her skull.
On November 16, 1978, Appellant and Buli confessed to their crimes in police interviews, and they were charged with first-degree murder and conspiracy. 2 On September 17, 1979, Appellant and Buli pleaded guilty to criminal homicide 3 and conspiracy. A degree of guilt hearing took place on September 20, 1979, at which point Appellant and Buli were found guilty by the trial court of first-degree murder. On November 15, 1979, Appellant was sentenced to life imprisonment on the murder charge and a consecutive period of 5 to 10 years of incarceration on the conspiracy charge.
On July 8, 2010, Appellant filed a petition under the Post Conviction Relief Act (PCRA) 4 in which he argued that his mandatory life sentence was unconstitutional under the Eighth and Fourteenth Amendments of the United States Constitutions. The PCRA court denied the petition without a hearing pursuant to Rule of Criminal Procedure 907. Appellant appealed the denial to this Court, which affirmed the PCRA court's decision.
In 2012, the United States Supreme Court held in
Miller v. Alabama
,
[A]t a minimum [the sentencing court] should consider a juvenile's age at the time of the offense, his diminished culpability *348 and capacity for change, the circumstances of the crime, the extent of his participation in the crime, his family, home and neighborhood environment, his emotional maturity and development, the extent that familial and/or peer pressure may have affected him, his past exposure to violence, his drug and alcohol history, his ability to deal with the police, his capacity to assist his attorney, his mental health history, and his potential for rehabilitation.
Appellant filed a second PCRA petition on August 23, 2012, seeking the vacation of his life sentence pursuant to
Miller
. The PCRA court entered an order denying Appellant's second PCRA petition on November 7, 2014, which Appellant appealed to this Court. While the appeal of Appellant's second PCRA petition was pending before this Court, the U.S. Supreme Court ruled in
Montgomery v. Louisiana
, --- U.S. ----,
Appellant's resentencing hearing took place over the course of three days in October 2017. At the conclusion of the hearing, the sentencing court sentenced Appellant to a minimum of 45 years and a maximum of life imprisonment on the first-degree murder charge with credit for time served. Sentencing Order, 10/5/17; N.T., 10/5/17, at 6. This sentence was ordered to run concurrently with the 5-to-10 year term of incarceration sentence previously imposed in 1979 for the conspiracy charge. Sentencing Order, 10/5/17; N.T., 10/5/17, at 7. In addition, the sentencing court ordered Appellant to pay $ 1,000 in restitution to the victim's heirs for funeral expenses. 5 Sentencing Order, 10/5/17; N.T., 10/5/17, at 6-7. Appellant filed a motion for reconsideration of the sentence; at the hearing for the motion, Appellant attempted to submit his Exhibit D-1, which analyzed the disposition of the resentencing for each of the 120 juvenile offenders in Pennsylvania who were resentenced pursuant to Miller and Montgomery . On March 5, 2018, the sentencing court denied Appellant's motion for reconsideration and the admission of Exhibit D-1 into evidence. N.T., 3/5/18, at 3, 5-6. Appellant then filed a timely appeal of the judgment of sentence. 6
Appellant presents six issues for our review:
1. Was the Appellant's sentence, ten years higher than that decreed by the *349 Pennsylvania Supreme Court as a starting point for sentencing pre-2012 juveniles previously sentenced to life without parole, an abuse of discretion when the departure from that starting point was not explained?
2. Was the Appellant's sentence excessive when the sentencing court focused on what it inaccurately felt was the [Appellant]'s lack of insight and lack of acknowledgment of his role in the offense, and the nature of the crime, to the exclusion of an exemplary prison record and uncontradicted evidence that he was unlikely to re-offend?
[3]. Did the sentencing court err in excluding evidence of sentences imposed throughout the Commonwealth in similar cases to measure whether its sentence promoted uniformity and certainty in sentencing?
[4]. Did the sentencing court err in not applying the [ ] factors set forth in Miller v. Alabama ?
[5]. Is a sentence of forty-five years to life to a 17-year-old convicted of first degree murder an illegal de facto life sentence that cannot be imposed when the Commonwealth certified it will not seek a life sentence?
[6]. Was a sentence of restitution imposed in the absence of any claim for it or evidence of the amount illegal?
Appellant's Brief at 3-4 (questions reordered to facilitate disposition; duplicative question omitted).
Appellant's first two issues relate to the discretionary aspect of his sentence. Where an appellant challenges the discretionary aspect of a sentence, we must engage in a four-part analysis to determine:
(1) whether the appeal is timely; (2) whether Appellant preserved his [ ] issue; (3) whether Appellant's brief includes a concise statement of the reasons relied upon for allowance of appeal with respect to the discretionary aspects of sentence [pursuant to Rule of Appellant Procedure 2119(f), Pa.R.A.P. 2119(f) ]; and (4) whether the concise statement raises a substantial question that the sentence is [not] appropriate under the [S]entencing [C]ode.
Commonwealth v. Williams
,
Appellant filed a timely notice of appeal, preserved his appellate issue in a post-sentence motion, and included in his brief the concise statement required by Rule 2119(f). Appellant's Brief at 34-38. 7 Therefore, we will address the issue of whether Appellant has raised a substantial question that his sentence is not appropriate under the Sentencing Code.
The determination of what constitutes a substantial question must be evaluated on a case-by-case basis. A substantial question exists only when the appellant advances a colorable argument that the sentencing judge's actions were either: (1) inconsistent with a specific provision of the Sentencing Code; or (2) contrary to the fundamental norms which underlie the sentencing process.
Commonwealth v. Manivannan
,
In his first issue, Appellant argues that the sentencing court abused its discretion by not considering our Supreme
*350
Court's statement in
Commonwealth v. Batts
,
Our standard of review for challenges to the discretionary aspects of sentencing is as follows:
Sentencing is a matter vested in the sound discretion of the sentencing judge, and a sentence will not be disturbed on appeal absent a manifest abuse of discretion. In this context, an abuse of discretion is not shown merely by an error in judgment. Rather, the appellant must establish, by reference to the record, that the sentencing court ignored or misapplied the law, exercised its judgment for reasons of partiality, prejudice, bias or ill will, or arrived at a manifestly unreasonable decision.
Commonwealth v. Conte
,
Section 1102.1 of the Crimes Code was enacted in the wake of Miller and sets forth the sentences to be imposed upon juvenile offenders who are convicted of first- or second-degree murder on or after June 25, 2012, the date Miller was issued. Under this statute, a juvenile offender convicted of first-degree murder who was less than 18 years old but at least 15 years old at the time of the offense would be subject to a sentence of a minimum of 35 years in prison and a mandatory maximum of life imprisonment, while an offender who was 14 years old or under would be subject to a minimum of 25 years' imprisonment and a mandatory maximum of life imprisonment. 18 Pa.C.S. § 1102.1(a). Section 1102.1 does not prohibit a sentencing court from imposing a minimum sentence greater than provided in the statute. 18 Pa.C.S. § 1102.1(e). The statute also sets forth a separate set of factors that a court must consider when determining whether to sentence a juvenile offender to life without possibility of parole, including age-related characteristics such as the defendant's mental capacity, maturity and degree of criminal sophistication. 18 Pa.C.S. § 1102.1(d).
In
Batts II
, our Supreme Court reviewed the life-without-parole sentence of the defendant, a juvenile offender who had been convicted in 2007 of first-degree murder and originally received a mandatory life-without parole, but then was ordered to be resentenced following
Miller
.
Batts II
,
In this case, there is no doubt that the sentencing court followed the Supreme Court's instruction in Batts II to be guided by Section 1102.1(a)(1)'s 35-year minimum sentence. During the closing remarks at the sentencing hearing, both counsel for Appellant and counsel for the Commonwealth addressed the 35-year minimum of Section 1102.1(a)(1). N.T., 10/4/17, at 194-96, 199, 201, 217. Moreover, the sentencing court made comments during closing remarks that made clear that the court was aware of Section 1102.1(a). Id. at 195, 199. Indeed, the Sentencing Court explicitly recognized that the 35-year minimum of Section 1102.1(a)(1) operated as the "mandatory minimum." 8 Id. at 199 ("[COUNSEL FOR APPELLANT:]...He has served 39 years, which is going to be five years more than the guidelines [of Section 1102.1(a) ] for a murder case. THE COURT: It's not the guidelines, it's the mandatory minimum.").
While the sentencing court did not explicitly reference Section 1102.1 when issuing the sentence, it provided ample explanation for imposing the sentence of 45-years-to-life imprisonment. N.T., 10/5/17, at 2-6;
see
infra
. Contrary to Appellant, we do not believe that
Batts II
imposes a requirement that sentencing courts state their exact reasons for departing from the 35-year minimum of Section 1102.1(a)(1). Rather, the sentencing court here followed the directive of
Batts II
and addressed the general sentencing criteria of Section 9721(b) of the Sentencing Code in crafting its sentence. Accordingly, we conclude that Appellant's first issue lacks merit.
Cf.
Commonwealth v. Rush
,
Next, Appellant argues that his sentence of 45 years to life imprisonment was unduly harsh and the sentencing court focused on his apparent lack of insight into his role in the murder of Goeke without recognizing the extensive evidence that he
*352
presented of his rehabilitation during his years in prison. This issue presents a substantial question, and we therefore proceed to address the issue on its merits.
See
Commonwealth v. Caldwell
,
As stated above, a sentencing court has broad discretion, and a sentence will only be reversed where the court misapplied or ignored the law, exercised its judgment for reasons of partiality, prejudice, bias, or ill will, or arrived at a manifestly unreasonable decision.
Conte
, 198 A.3d at 1176. "In every case in which the court imposes a sentence for a felony or a misdemeanor, the court shall make as a part of the record, and disclose in open court at the time of sentencing, a statement of the reason or reasons for the sentence imposed."
Commonwealth v. Antidormi
,
At the sentencing hearing, Appellant presented evidence regarding his rehabilitation while in prison, including his education and work training and his role in counseling other prisoners. Appellant presented the testimony of a Catholic priest who stated that Appellant was a model inmate and described his role in religious services and ministry. Appellant also presented the testimony of two former inmates who stated that discussions with Appellant had a positive impact on them and helped them to turn their lives around and live positive lives upon release from prison. A forensic psychologist who examined Appellant testified that he suffered physically abusive behavior from his father as a child that stunted his intellectual and emotional development, but that Appellant had shown extensive growth while in prison and testing revealed that he had an extremely low risk of recidivism. Finally, Appellant addressed the court regarding his difficult childhood, his role in the murder of Diana Goeke, and the work, educational, religious, and counseling programs he participated in while incarcerated. When asked during direct examination by his counsel why he went along with co-defendant Buli's plan to kill Goeke and then struck her at Buli's direction, Appellant said "I don't know." N.T., 10/4/17, at 82.
When announcing the sentence, the sentencing court acknowledged that it had considered all of the evidence presented by Appellant and read all of the exhibits he had presented. N.T., 10/5/17, at 6. The sentencing court analyzed the case pursuant to the three factors set out in Section 9721(b) of the Sentencing Code: protection of the public, the gravity of the offense and the rehabilitative needs of the defendant. 42 Pa.C.S. § 9721(b) ;
see also
Batts II
,
Turning to the protection of the public, the sentencing court noted Appellant's low risk of recidivism and his actions in avoiding the ever-present violence in prison.
*353 Id. at 4-5. Nevertheless, the sentencing court expressed reservation regarding Appellant's "lack of acknowledgement" for the murder of Goeke. Id. at 5. Finally, when discussing the gravity of the offense, the sentencing court stated that the murder was one of the "most serious of crimes," consisting of multiple brutal assaults over a period of time. Id. at 5-6.
We conclude that, in rendering the sentence on Appellant, the sentencing court applied the correct law, exercised its judgment without partiality, prejudice, bias, or ill will, and did not arrive at a manifestly unreasonable decision. The record reflects that the sentencing court engaged in a reasoned analysis of the Section 9721(b) sentencing factors with reference to the evidence presented at the sentencing hearing. The court discussed Appellant's difficult family history prior to the commission of the murder, his rehabilitation and work in assisting others while in prison, and his low predicted chance of recidivism. In addition, the sentencing court recognized the brutal nature and circumstances of the murder for which Appellant was convicted and Appellant's lack of insight into his role in the murder.
Appellant challenges the fact that the sentencing court overemphasized his apparent lack of insight into his role in the murder compared to his self-improvement that he has demonstrated while incarcerated. Such an argument is beyond the scope of review of an appellate court reviewing a sentencing decision. The balancing of the Section 9721(b) sentencing factors is the sole province of a sentencing judge.
Commonwealth v. Bricker
,
Next, Appellant challenges the decision of the sentencing court to deny admission to his Exhibit D-1 that he sought to introduce with his motion to reconsider his sentence. This exhibit included information compiled by the Juvenile Law Center on January 15, 2018 concerning the terms of the resentencing for the 120 juvenile offenders in Pennsylvania who had, as of the date of the report, been resentenced pursuant to
Miller
and
Montgomery
after originally being convicted of first-degree murder and receiving a life-without-parole sentence. According to the exhibit, Appellant falls into the group of 15% of the juvenile offenders who received a new minimum sentence in excess of 35 years' imprisonment and the amount of time they had already served. Ex. D-1, Ex. B. Appellant contends Exhibit D-1 was relevant to the sentencing court's determination of his sentence because it demonstrates the disparity between Appellant and the great majority of similarly situated defendants and promotes uniformity and certainty in the sentencing, which, in the absence of sentencing guidelines applicable to post-
Miller
resentencings, the Supreme Court stressed as its rationale in
Batts II
for directing sentencing courts to take guidance from Section 1102.1.
"The admissibility of evidence is a matter within the sound discretion of the trial court and will be reversed only where there is a clear abuse of discretion."
*354
Commonwealth v. Clemons
,
The purpose of a motion for reconsideration or modification of sentence is to afford the sentencing court the opportunity to correct any errors that may have occurred at sentencing prior to appellate review.
Commonwealth v. Burtner
,
In this case, Appellant offered the information regarding other resentencings of juvenile offenders in Exhibit D-1 in order to demonstrate the disparity between Appellant's sentence and other sentences rendered and to provide an additional resource to the sentencing court in reevaluating Appellant's sentence. Ex. D-1 at 1-3. The exhibit did not relate to an error at the sentencing hearing and could have been offered at that prior proceeding. Thus, the sentencing court acted within its authority in not allowing the admission of Exhibit D-1 at the hearing on the reconsideration motion.
Burtner
,
Furthermore, the sentencing court did not abuse its discretion in denying the admission of Exhibit D-1 on the basis of relevancy. Evidence is relevant "if it tends to establish a material fact, makes a fact at issue more or less probable, or supports a reasonable inference supporting a material fact."
Clemons
,
In his final three issues on appeal, Appellant challenges the legality of his sentence. "When reviewing the legality of a sentence, our standard of review is
de novo
and our scope of review is plenary."
Commonwealth v. Seskey
,
Appellant's fourth appellate issue challenges the sentencing court's failure to consider the factors enunciated in
Miller
concerning the "hallmark features" of youth, including the defendant's family background, maturity level, potential for rehabilitation, and susceptibility to peer pressure or familial influence.
In
Batts II
, the Supreme Court established a two-part framework for the sentencing of juvenile offenders who are convicted of offenses for which a life-without-parole sentence is authorized. The Court stated that in cases where the Commonwealth requests a sentence of life imprisonment without parole for a juvenile offender, it must provide reasonable notice to the defendant and then must prove beyond a reasonable doubt that the offender "exhibits such irretrievable depravity that rehabilitation is impossible."
Batts II
,
In contrast, the Court in
Batts II
stated that in cases where a sentencing court sentences a juvenile offender to life with the possibility of parole, the sentencing court should be guided by the minimum terms of incarceration set forth in Section 1102.1(a) and apply the "traditional sentencing considerations" of Section 9721(b) of the Sentencing Code.
Id.
at 460. The Court did not impose a requirement that courts in such cases consider the
Miller
factors or the Section 1102.1(d) factors when rendering the sentence. Thus, after reviewing
Batts II
, this Court concluded in
Commonwealth v. White
,
In
Commonwealth v. Machicote
, --- Pa. ----,
The [sentencing] court's misstep was not considering the Miller factors on the record when the Commonwealth had asked for a sentence of life without parole, and when [the offender] was exposed to said sentence as a result of his conviction prior to Miller and the statutory language of Section 1102.
In light of our Supreme Court's decisions in
Batts II
and
Machicote
and our opinion in
White
, we conclude that the sentencing court in this matter did not err when imposing the 45-years-to-life sentence upon Appellant without considering the
Miller
factors. In this case, while the Commonwealth did initially file a notice of intent to seek a life-without-parole sentence, the Commonwealth withdrew its notice of intent with leave of the court prior to the resentencing hearing. Notice of Intent to Seek Sentence of Life Without Parole, 7/28/17; Motion for Leave to Withdraw Notice of Intent, 9/8/17; Order, 9/14/17. This case is thus distinguishable
*357
from
Machicote
and the class of cases described in
Batts II
where the consideration of the
Miller
factors were held to be necessary because the sentencing court both had the statutory authorization to impose a life-without-parole sentence
and
the Commonwealth had requested that sentence. Accordingly, because the Commonwealth here did not seek, and the sentencing court did not impose, a life-without-parole sentence, there was no error by the sentencing court in failing to consider the
Miller
factors.
See
White
,
In his fifth issue, Appellant argues that his sentence of 45 years to life imprisonment, with credit for time served from the date he originally entered the correctional system, constitutes a
de facto
life-without-parole sentence. This Court has rejected similar arguments in several recent cases in which a juvenile offender originally sentenced to life without parole was resentenced following
Miller
and
Montgomery
.
See
White
,
Our decision in
Bebout
is especially relevant here. In that case, the defendant also received a 45-years-to-life sentence upon resentencing pursuant to
Miller
and
Montgomery
, albeit he was 15 years old at the time he began serving his sentence and would be eligible for parole at age 60.
Bebout
, 186 A.3d at 468. This Court concluded that, in determining whether a sentence is a
de facto
life sentence, "it must at least be
plausible
that one could survive to the minimum release date with some consequential likelihood that a non-trivial amount of time at liberty awaits."
Id.
at 468 (emphasis in original). We rejected the defendant's argument based on statistical data regarding life expectancy as inconclusive, and observed that the data alone did not resolve the difficulty of devising a standard to determine when a term-of-years sentence crosses the threshold into being a
de facto
life sentence.
Id.
at 468-69. While we noted that the 45-years-to-life sentence
*358
"falls between the 'clearly' constitutional and unconstitutional parameters suggested by the
Foust
Court," we held that the defendant had failed to show that a sentence which authorized his release at age 60 was the functional equivalent of a life-without-parole sentence.
Id.
at 467, 469-70 (quoting
Foust
,
In light of our binding precedent, we conclude that Appellant has not demonstrated that he has no meaningful chance of survival until he completes his 45-year minimum sentence to enjoy his time at liberty at parole, should he be granted release. While Appellant will not be eligible for parole until age 62, two years longer than the defendant in Bebout , Appellant has not shown any significant difference between the ages at the earliest possible point of release that would distinguish his case from Bebout . Furthermore, though Appellant has cited statistical data concerning life expectancy and case law of other states, as in Bebout , we must conclude that Appellant has not offered a workable standard as to what types of terms-of-years sentences are the de facto equivalent of life-without-parole sentences.
Finally, Appellant argues that the order of restitution in the amount of $ 1,000 to the heirs of the victim for the victim's funeral expenses was illegal under Section 1106 of the Crimes Code, 18 Pa.C.S. § 1106, because restitution had not been imposed in his original sentence and there was no request for restitution at the resentencing hearing. 12 The Commonwealth concedes that the award of restitution was improper, Commonwealth's Brief at 41-42, and the sentencing court agrees and requests that the award be vacated. Sentencing Court Opinion, 5/16/18, at 36.
Pursuant to Section 1106, the Commonwealth is responsible for making a recommendation to the sentencing court as to the amount of the restitution to be ordered based on information provided by the victim or other available information. 18 Pa.C.S. § 1106(c)(4)(i)-(ii). "[R]estitution is proper only if there is a direct causal connection between the crime and the loss."
Commonwealth v. Harriott
,
"If this Court determines that a sentence must be corrected, we are empowered to either amend the sentence directly or to remand the case to the trial court for resentencing."
Commonwealth v. Benchoff
,
Judgment of sentence vacated in part and affirmed in part. Jurisdiction relinquished.
18 Pa.C.S. § 2502(a).
18 Pa.C.S. §§ 2502(a) and 903, respectively.
18 Pa.C.S. § 2501.
42 Pa.C.S. §§ 9541 -9546.
The sentencing court also initially directed Appellant to pay costs associated with his resentencing. Sentencing Order, 10/5/17; N.T., 10/5/17, at 7. At the January 18, 2018 hearing on Appellant's motion for reconsideration of sentence, the sentencing court acknowledged that the imposition of costs was in error, and the sentencing court later amended the sentencing order to reflect that costs were waived and notified the Department of Corrections. Sentencing Order, 10/5/17 (as amended on 5/3/18); N.T., 1/18/18, at 47-48; Letter of Bucks County Clerk of Courts, 5/7/18;
see also
Commonwealth v. Davis
,
Appellant filed his statement of errors complained of on appeal on March 29, 2018, and the sentencing court entered its opinion on May 16, 2018.
While Appellant did not include within his Rule 2119(f) statement a discussion of the reasons relied upon for his appeal with respect to the argument that the sentencing court erred by not considering the
Miller
factors, the Commonwealth has not objected, and therefore we will not find that the absence of a Rule 2119(f) statement with respect to this issue results in waiver.
White
,
Though not argued by the parties, we note that this Court has held that the Section 1102.1(a) 35-year minimum that is mandatory by the statute's own terms for individuals convicted on or after June 25, 2012 is not mandatory for the resentencing of juveniles who were convicted prior to the effective date of that statute.
Commonwealth v. Hicks
,
The Commonwealth contends that this argument is a challenge to the discretionary aspects of his sentence, rather than a challenge to the legality of the sentence. However, our Supreme Court explained in
Commonwealth v. Machicote
, --- Pa. ----,
Section 1102 imposes a mandatory sentence of life imprisonment on offenders convicted of first- or second-degree murder. 18 Pa.C.S. § 1102(a) -(b). Though the General Assembly amended this section to make it not applicable to juvenile offenders at the time that the new sentencing scheme of Section 1102.1 was enacted, these amendments only apply to offenders who were convicted of first- or second-degree murder after the date
Miller
was decided.
We also decided in
Commonwealth v. Felder
, No. 660 EDA 2015,
Appellant's claim that the sentencing court erred in awarding restitution where the Commonwealth made no showing that it was entitled to restitution under Section 1106 implicates the legality of the sentence rather than the discretionary aspect of the sentence.
See
Commonwealth v. Weir
,
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania v. John LEKKA, Appellant
- Cited By
- 128 cases
- Status
- Published