Commonwealth v. Gravely
Opinion of the Court
In a trial by jury before the undersigned, defendants John Gravely, Barbara Johnson and Richard Johnson were jointly tried, convicted on various counts of an information which in each case charged offenses ranging from the possession of a controlled substance through rape, involuntary deviate sexual intercourse, aggravated assault, indecent assault, theft and conspiracies.
Though (significantly) none have raised questions going to the sufficiency of the evidence upon which they were convicted, we find it useful to a discussion of the questions in fact raised to present
The victim in this case (and principal Commonwealth witness) testified that she was 30 years of age and on October 30, 1977 was living at her mother’s house in Warminster; that about 9:30 in the morning her brother (John Gravely) appeared at the house seeking gas money for his car. The witness agreed to give him the money in return for his promise to take her around to look for a place to live (because she could not stay with her mother). She entered a car which she took to be that of Richard Johnson’s mother. Driving the car was Richard Johnson. Witness sat in the front passenger seat, her brother behind her in the back seat, and next to him, his wife, Barbara Gravely. Barbara Gravely is Richard Johnson’s sister.
At this time in her life, witness was taking a prescribed medicine for her nerves: Valium. When the witness opened her bag to take a pill from a vial (they were prescribed for three times a day), her brother John Gravely took them from her and distributed several around to the others who took about five or six in all. Additionally, the witness was induced by Richard Johnson to take three more herself. Witness remembered that she became high on the Valium and in court had a cloudy memory of the event but she did recall that she was in the car for “hours” and that the parties were “somewhere down in Philly,” looking for an apartment (“they wanted all of us to get one together”). The next thing the witness remembered was going to a motel whose name she could not recall because of a cloudy memory for the event. She did recall, however, that she paid the money in advance from (welfare) funds she carried with her in her boot, be
Thereupon Richard told witness that she “was his bitch” that she “belonged to him” and that she would do “whatever the fuck he told me to do.” She became frightened and on his demand, took off her clothes. Richard then pulled her backwards by the hair down to the bed and had intercourse with her, vaginally, rectally and orally. The witness was unwilling, tried to resist, tried to pull away but was held by her hair. .
When Barbara and John returned to the room, Richard told John that he had had sex with the witness and John said it was his guess that Richard had “fucked her good.” Barbara and John “fixedup some drugs” and against her will injected the witness with it. John held her arm and Barbara injected the needle into her.
Witness then recalled that Barbara and John got into a fight; that Richard and John got into a rumble and that John left the motel room.
Witness told Richard she was going to leave and was told by him that she wasn’t going anywhere. “Because they thought the cops would come,” Barbara and Richard left the motel taking the witness with them.
All three then went to Richard’s mother’s house (witness testified she was unable to get away from Richard) and then returned to the motel where they were invited to leave (because the room was a wreck). They were later confronted on the road by police officers who had responded to a call from the motel but witness was “too scared” to tell the police what had happened. According to witness, as the police approached, Richard instructed her to “play it cool” or he would break her neck. Witness complied. She was still very high.
They all returned to Richard’s mother’s house. Barbara went upstairs in the house. Richard and the witness spent the night in the back seat of the car. In the morning a man came out of the house, took the wheel and drove himself and Richard and witness to the man’s place of employment. Witness did not say anything to the man about what had happened. Richard retook the wheel and witness got into the front seat and the two drove back to his mother’s house. Richard then left witness alone for two minutes while he went into the house to get Barbara. The three went looking for John and found
The four then drove to the Americana Motel where witness obtained a room (while the three remained on the floor of the car). Then the three “snuck” in the room. Witness testified that she was, even at this time, too scared to tell anyone what she had been through (“because I had been threatened and was petrified the whole time. Every minute, practically, I was threatened to be beaten or to be killed by Richard.”). (“The whole time I was with him, you know, after the first motel we were at, it was constantly ‘you’re my bitch, you belong to me, I own you, do what I tell you to do,’ and smacking me in the face and pulling my hair constantly and always threatening to kill me if I didn’t do exactly what he told me to do. And I believed him; he was just mean.”)
In the room more drugs were taken. The mattress was pulled to the floor where it was occupied by Barbara and John. Witness was on the box spring
All the previous while, John and Barbara were having intercourse on the floor, John having previously paraded before the witness in the nude, though she was his sister. All the previous while, witness attempted to resist Richard but he had her “by my hair and just kept jamming himself into me.” The witness head was pulled down tight by the hair — “besides the weight of his body.” Richard penetrated her rectally, vaginally and orally.
Witness testified that she was injected three or four times a day, that she was “scared” and petrified,” “high” and “sick.” She further testified that the others also injected themselves with similar frequency.
The witness left the motel with Richard to get him beer. They returned with Richard’s instruction to witness “to drive as fast as you can past that office because if they see me, I’ll break your fucking neck.”
Witness left the motel the next morning. Witness “awoke” and told Barbara she was thirsty and was going for a soda. John and Richard were asleep. Witness then went to the manager’s office to ask the time. She walked out — returned—then asked for help. She asked to be taken to the hospital but didn’t want the police called because “if I turned them in,
The witness then catalogued the indignities she had suffered. Her shoulder length hair was all pulled out of the back of her head; that Richard had pulled it out while compelling her to do what he wanted including a time when she rebelled at going to the J.M.Fields store. She recalled that on one occasion he twisted her arm and smacked her in the face. She recalled being struck by Richard “many times, every day.” The hypodermic needle was kept in Rarbara’s purse.
Each brief of defendants assigns, inter aha, as error the ineffectiveness of counsel. This is seen by them as consisting of the existence of a conflict of interest by trial counsel’s joint representation of all three defendants; his failure to file a conflict petition prior to trial; his failure to move for a severance; his failure to request and secure a multirepresentation colloquy on the record; and his failure to explain to each defendant the implications of common versus separate representation of all three defendants or to “permit them to testify.”
Of course, it is well settled that by virtue of the Sixth Amendment a person accused of a crime has the right to be represented by counsel at trial: Gi
However, it is equally well established that dual representation, in and of itself, does not amount to a conflict of interest: Com. v. Sullivan, 472 Pa. 129, 371 A. 2d 468 (1977); Com. v. Breaker, supra, at 351; Com. v. Cox, 441 Pa. 64, 270 A. 2d 207 (1970). To succeed on this ground an accused must prove both (1) that there was a dual representation, and (2) that as a result, a conflict of interest actually existed: Com. v. Sullivan, supra, at 161; Com. v. Breaker, supra, at 345. Furthermore, “[t]o make the dual representation rise to a true conflict, appellant need not show that actual harm resulted . . . but he must at least show the possibility of harm. . . .” Com. v. Wilson, 429 Pa. 458, 463, 240 A. 2d 498, 501 (1968). See also Com. v. Breaker, supra, at 345. An accused can demonstrate possible harm by showing that the defense advanced by appellant at trial was inconsistent with that of his co-defendant or by showing that counsel neglected appellant’s case and instead concentrated on the co-defendant’s case: Com. v. Breaker, supra at 345; Com. v. Cox, supra at 69; Com. v. Wilson, supra, at 463.
In Pennsylvania the courts have followed this
We have assiduously searched the briefs of counsel for their evidence and identification of the precise moment or event in the trial where the conflict of interest arose and actually existed.
We have found none.
One counsel argues that:
(1) “Inconsistent” defenses for each of defendants “had” to exist because (a) two defendants are males, one a female; (b) each is charged with 27 charges, 16 substantive and 11 inchoate (conspiracy); and (c) the charges include rape, possession of a controlled substance and delivery in an incident
Another counsel argues that (but does not demonstrate how):
(2) An examination of the charges against defendants can result in no other conclusion but that these defendants had such varying interests that there was no basis for going to trial with one attorney representing all three.
Third counsel argues that:
(3) The fact that the jury distinguished between the three defendants’ culpability
What it fails to take into account, in this case, is that the very same evidence which convicted one defendant (Richard) clearly exculpated the other
Review of the evidence makes clear that there were no inconsistent defenses in the case. No defendant in this case was required to testify against another because the victim in the case had already testified against all, assigning different roles to different defendants. No particular defendant needed to take the stand in self-exculpation on the basis of nonparticipation. Those who might usefully take the stand already had been given the benefit of that exculpation by the victim herself (hence the different verdicts). Since the victim had so clearly given evidence of the crimes and the identity of the participants, some in one, some in another, there was only one kind of useful evidence that each defendant could give in common with the other defendants. Each could have mounted the witness stand and either (a) categorically denied that any of it happened, or (b) asserted that all of the activity was consensual (in which case they convict themselves of the drug offenses).
Which leads us to the question of why they did not testify.
Of course, we do not recognize the claim found (for the first time in this case) in one brief that
We will, however, address the ineffectiveness claim in terms of whether we may perceive a good tactical and strategic reason for the decision taken by defendants to accept the advice of their counsel not to testify.
“Realizing as we do the possibility for harm arising from dual representation, we think that a proper application of Washington to any alleged conflict of interest requires a showing that counsel’s actions on behalf of his now complaining client would have been sufficient under Washington even had there been no dual representation.” Com. v. Wilson, supra, at 464.
Thus we must ask ourselves, assuming that counsel had represented only one (any one) of defendants and had advised her or him not to testify, would this advice have had some reasonable basis designed to effectuate that defendant’s interest? Applying this test to the facts of this case, we are compelled to the conclusion that defendants and their counsel were faced with a dilemma and an excellent way out.
A decision taken by any of the three defendants to testify was in general subject to several kinds of jeopardy: (1) cross-examination which may have shaken his or her credibility; (2) possible impeachment by the introduction of a criminal record. A decision to take the stand and deny that anything the victim testified to was true subjected any one of the testifying defendants to the possibility that the denial be undercut by the above. A decision to take
But defendants were not stuck on the horns of this dilemma. There was a useful stratagem that could be employed without risk of testifying. It is quite obvious from the nature of defense counsel’s cross-examination that the decision taken was the decision to destroy by cross-examination the Commonwealth’s case by an effective and withering attack on the credibility of the victim. This carried no risks and contained the potential for complete acquittal on a jury’s decision that the victim’s story was an inherently unbelievable fantasy.
In the light of our analysis we would correlatively find no ineffectiveness in trial counsel’s omission to file a conflict petition.
The severance argument does not much appeal to me. The Commonwealth’s theory at the outset was that this was a joint criminal venture embracing as to all defendants a common set of facts. In the exercise of my given discretion I would have undoubtedly denied a motion for a severance at the outset. I am now convinced, in the light of the record, that counsel would have been hard pressed to convince me that the guilt of one defendant would have “spilled over” on to the other less culpable defendants. The jury’s discriminating verdict demonstrates that such a fear would have been just that and no more. It therefore does not strike me odd that trial counsel did not ask for a severance.
There was no ineffectiveness in trial counsel’s failure to request or in my failure to offer a multirepresentation colloquy on the record. The absence of such a colloquy does not, per se, entitle defendants to a new trial.
We asked counsel at sidebar if he were claiming that the testimony of the victim was the product of prevarication and fabrication and whether the doctor would testify that her emotional condition was that it rendered her incapable of telling the truth. The answer was, “Well to tell you she is a very anxious and distraught woman.”
The court expressed its belief that people can be anxious before and after a rape (especially after). Counsel’s rejoinder was that he thought the victim’s emotional condition before the rape went to the question of her credibility. “That is my offer,” said counsel. “I cannot represent to the court that he will testify to any more than what I have presented. She is not just an anxious person, she
The manual offered to the court by counsel (American Psychiatric Institute) had this to say about Anxiety Neurosis: “Traditionally, neurotic patients, however severely handicapped by their symptoms are not classified as psychotic because they are aware that their mental functioning is disturbed. Anxiety is a chief characteristic of Neurosis. The neurosis as contrasted to the psychosis manifests neither gross distortion or misinterpretation of external reality nor gross personality disorganization.”
Additionally the physician was a general practitioner and not a board certified psychiatrist. There was, therefore, a serious question of qualifications. This aside, the offer of proof failed because it could not bear relevantly on the question of whether the victim could be believed. The quoted psychiatric material above would appear to indicate that neurotic women in the opinion of physicians are not rendered thereby incapable of telling the truth. Nor is there a principle of law known to my research which requires neurotic women to be disbelieved because they are neurotic.
Counsel offered Charles Brown to prove that during the month of September, 1977 he, in the company of his wife or girlfriend, had the occasion to “shoot” narcotic drugs with victim. The testimony would further establish that the drugtaking on victim’s part was voluntary and that at that time her arms were observed to contain “tracks.” We were at first inclined to allow this witness to testify in impeachment of the victim’s testimony (that she did not in the past abuse controlled substances) but after a moment’s reflection we refused the offer for this reason: The law of symmetry would appear to call for impeachment of victim Betty J. by Charles Brown. But the law of evidence does not allow it.
Our view of it is that in a prosecution alleging forcible drugging of another, evidence of specific instances of the alleged victim’s past drug behavior should no more be admissible than evidence of specific instances of the alleged victim’s past sexual conduct is now admissible in a rape case.
I recognize that a party may present evidence to contradict testimony elicited by his own cross-examination of a witness: Com. v. Hickman, 453 Pa. 427, 432, 309 A. 2d 564, 567 (1973). However, this presupposes the propriety of the cross-examination. If a witness is improperly cross-examined concerning a collateral matter, the examiner is bound by the witness’ answers and may not contradict them: Hester v. Com., 85 Pa. 139 (1877); Hildeburn v. Curran, 65 Pa. 59 (1870); 2 Henry, Pa. Evid, §802. This rule is applicable to cross-examination designed as in the instant case to affect the credibility of the victim: Com. v. Graham, 170 Pa. Superior Ct. 343, 347, 85 A. 2d 632 (1952).
The test of whether a matter inquired into on cross-examination is collateral is whether the examining party could prove the matter as part of his
Having no independent basis for admission other than contradiction, Charles Brown’s testimony, because collateral, was properly refused.
We have also been taken to task for submitting a “verdict slip” to the jury.
In this case which took several days to try and in which there was voluminous testimony regarding the various charges,
It has already been held that Pa.R.Crim.P. 1114 is not controlling on the issue raised by the submission of a verdict slip to a jury since the slip is neither in the prohibited class of items under Rule 1114, i.e., a written confession, transcript of trial testimony, or an indictment or information, nor in the permitted class of exhibits, i.e., an “exhibit.” Com. v. Kelly, infra. The generally accepted rationale for limiting the written material which can go out with the jury is to make certain that the jury does not give undue weight to the written materials at the expense of other evidence produced at trial which is not in written form: Com. v. Kelly, 245 Pa. Superior Ct. 351, 369 A. 2d 438 (1976).
While I have no quarrel with this view, I cannot agree with appellants’ argument that the slip so “resembled an information” as to violate Kelly. All that is needed to support my view is an examination of the slip itself.
In my view “[ajlthough a strict reading of Rule 1114 might prohibit sending out a verdict slip with the jury, we do not believe that was the intention of the rule and we have analyzed the effect of submitting this slip to the jury in light of protecting the same interests which Rule 1114 specifically seeks to protect.” Com. v. Kelly, supra, at 368. In this I believe I have succeeded.
ORDER
And now, May 30,1980, the motions for new trial and in arrest of judgment of defendants John Joseph Gravely, Barbara Ann Johnson and Richard Patrick Johnson are denied. Pre-sentence investigations shall be made by the Bucks County Adult Probation Department. Defendants shall thereafter appear for sentencing at such time and place as designated by the district attorney.
. The information, in fact, charged (in each case) 27 counts: knowing possession of a controlled substance, intentional possession, possession with intent to deliver, delivery, forcible rape, rape by threat of force, forcible involuntary deviate sexual intercourse, intentional deviate sexual intercourse by threat, indecent assault by contact, indecent assault by causing contact, simple assault, aggravated assault, kidnapping, felonious restraint, theft by unlawful taking or disposition, receiving stolen property, criminal conspiracy to commit, possession, delivery, rape, involuntary deviate sexual intercourse, indecent assault, simple assault, aggravated assault, kidnapping, felonious restraint, theft by unlawful taking and receiving stolen property.
. The bottle caps used to “cook” the substance and found in the bag in Barbara’s possession contained heroin. Thus testified the criminalist witness for the Commonwealth.
. The resident motel manager described her appearance and her outcry. “She was a ‘nervous wreck; hysterical, crying.’ She was a mess . . . her hair was messy and was short in the back of the head — ‘just looked like it was cut or something.’ She had her sleeves rolled up and she was still shaking, she had track marks, fresh track marks — ‘they were red, they were fresh — the skin was still lumped up — on both arms.’
“She told me that three people . . . her sister-in-law, brother-in-law and brother had raped her, that they forced her to go with them and they stole her money and jewelry and . . . stole her clothes and she didn’t have anything . . . that they shot her up and they took medicine away from her.”
. Barbara was acquitted of rape by threat of forcible compulsion, involuntary deviate sexual intercourse, involuntary deviate sexual intercourse by threat of forcible compulsion, indecent assault, kidnapping, theft by unlawful taking, receiving stolen property and the correlative conspiracies.
John Gravely was acquitted of involuntary deviate sexual intercourse, involuntary deviate sexual intercourse by threat of forcible compulsion, indecent assault, kidnapping, theft by unlawful taking, receiving stolen property and the correlative conspiracies.
Richard Johnson was acquitted of kidnapping, theft, receiving stolen property and conspiracy to commit involuntary deviate sexual intercourse, indecent assault, kidnapping, theft and receiving stolen property.
. The jury quite evidently did believe her. I would not have been shocked had they acquitted. Defense counsel lost not one single opportunity to point out those matters to which she testified which another jury may have found “hard to swallow.” The cross-examination suggested if it did not establish that the victim was a drug abuser, it established that she had opportunity to cry out at the registration desk in the first motel; that she complained of no abuse or compulsion which was prior to the registration; it suggested if it did not establish that she had consensual intercourse with Richard Johnson after John and Barbara returned to the motel with drugs; it established that she was familiar with drugs because she knew what a “cooker” was and understood the meaning of “set of works,” “Joneses,” “cold turkey”; it established that she had the opportunity to escape when the two hotel managers came down to investigate the situation (though she had just painfully been raped); it established that in factshe argued with the manager that it was unfair to be kicked out; it established that she again had the opportunity to cry out to the police when the officers stopped the group on Route 611; it established that she made no effort to escape from the car the night the three of them went to Richard Johnson’s mother’s house; it suggested that she remained in the car all night with Richard not because he had his
Much of this is corroborated: the desk clerks at the Willow Grove Motel testified that there was nothing out of order as to victim’s physical appearance; she had no difficulty walking; there seemed to be no problem with her writing; she had no difficulty making verbal responses and it was she who paid for the room; later, when the desk clerk asked defendants and victim to leave, she was the most vociferous in her objections to being put out, made no complaint of abuse, did not appear to be in fear of anyone and spent ten minutes alone with the desk clerk in the room looking for her brassiere while Richard Johnson was outside waiting in the car. The police officer who stopped them subsequent to this received no complaints of assault and saw nothing unusual about the victim. The doctor who examined her and the hospital saw no external indicia of rape and the criminalist found no seminal fluid or spermatozoa on the slides taken by the physician at the hospital and found no hairs on the victim’s pubis which were not hers.
. See footnote 6 at 196, 396 A. 2d at 712, Bracero, supra. The Superior Court of Pennsylvania suggests we follow the position of the Second Circuit Court of Appeals: Trial court’s duty is not automatic but is triggered when a potential conflict
. The case of Com. v. Chuck, 227 Pa. Superior Ct. 612, 323 A. 2d 123 (1974), is inapposite. There, the witness had been institutionalized in a mental hospital for a period of three months pursuant to the provisions of the Mental Health and Retardation Act. He wás discharged some seven months prior to the trial in which he was the Commonwealth’s principal witness. Treatment in a mental hospital within seven months is “near enough to raise a question for the jury as to the effect of the mental disorder on his credibility” even if it did not necessarily thereby render him incompetent to testify. We do not view suffering anxiety neurosis as the equivalent of an institutionalization in a mental hospital.
. An exception to the long list of potential avenues of cross-examination which are prohibited by operation of the rules of relevancy is cross-examination for the purpose of evaluating the credibility of the witness and the evidence supplied by the witness’ direct testimony. The test of relevancy for this purpose is not necessarily whether the response sought from the witness will shed light on a material issue, but whether the answer will assist the trier of fact in evaluating his credibility and in assessing the probative value of the witness’ direct testimony: Brown v. U.S., 409 A. 2d 1093 (D.C. Court of Appeals 1979).
. 18 Pa.C.S.A. §3104.
. See footnote 1, supra.
. Com. v. Baker, 466 Pa. 382, 353 A. 2d 406 (1976). Even here, there was no abuse of discretion.
. Note must be taken of the fact that I, in my charge, specifically cautioned the jury not to accept the slip from me as an indication that defendants must be found guilty of at least some of the charges considering their large number. They were reminded that the function of the slip was provided for convenience and ease of deliberation, that each charge stood onits own feet and that whether defendants were guilty of all, some or none was for the jury to decide.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.