States v. Philadelphia & R. Ry. Co.
States v. Philadelphia & R. Ry. Co.
Opinion of the Court
Pleas numbered 1 to 10, inclusive, are identical as to each of the three indictments. To indictment No. 18 additional pleas Nos. 11 and 12 and 13 have be'en filed, and plea 11 to indictment No. 19 is identical with that filed to indictment No. 20. Pleas Nos. 1, 2, 3, and 4 to each indictment relate to irregularities in tlie constitution of the grand jury and summoning of the grand jurors. Nos. 5 and 6 to the production of documentary evidence in alleged violation of the professional privilege of counsel for the defendant and of the rights of the defendant under the fourth and fifth amendments to tlie Constitution. No. 7 relates to calling an unsworn witness. No. 8 to the presence of a person not authorized by law in the jury room. No. 9 to the production of improper documentary evidence. No. 10 to tlie possession by the United States attorney or his assistant of stenographic notes of testimony taken before a previous grand jury. Nos. 11, 12, and 13 to indictment No. 18 relate to asking witnesses questions as to irrelevant opinion evidence. Plea No. 11 to indictments Nos. 19 and 20 relate to improper production of a photographic copy of a tariff alleged to be improper and irrelevant as evidence.
If the defendant has had its day in court and full opportunity to present its objections, and this court by Judge Dickinson has disposed of its challenge, such fact might have been the subject of replication; but is not before the court on the demurrers. I am not convinced that the pleas are bad upon their face upon any of the grounds set out in the demurrers.
As I understand the ruling of the Supreme Court in the case of Hale v. Henkel, 201 U. S. 43, 26 Sup. Ct. 370, 50 L. Ed. 652, reviewing the previous cases in their bearing upon the application of the fourth amendment to a requirement to produce papers under a subpoena duces tecum and holding that, under the circumstances in that case, the order for production of books and papers constituted an unreasonable search and seizure within the fourth amendment, the fifth plea, even 'giving effect to what is inferentially pleaded, does not set up sufficient facts to bring the averments in the plea within the doctrine of that case, nor is therq sufficient set out to bring it within the decision of the Supreme Court in the case of United States v. Louisville & Nashville Railroad Company, 236 U. S. 318, 35 Sup. Ct. 363, 59 L. Ed. 598 (No. 499, October term 1914, decided February 23, 1915), in its ruling upon the production of confidential communications between attorney and clients. If the depositing of records, documents, and papers of the railway company with the chief clerk of the legal department for use by counsel is sufficient upon an averment that the papers are “confidential” to justify the refusal of an officer of the corporation to produce them, then a defendant railroad company may secure itself against the production of any documents bearing upon its transactions which involve violations of any of the laws relating to interstate commerce. It is not intended to be decided that, in a case where confidential communications between attorney and client are in the hands of counsel for the corporation, the refusal of their production under a subpoena duces tecum would not be justified by reason of the privilege of counsel. Facts necessary to bring it within that rule are not, however, sufficiently pleaded. Grant v. U. S., 227 U. S. 79, 33 Sup. Ct. 190, 57 L. Ed. 423.
In Hale v. Henkel the Supreme Court said;
“While an individual may lawfully refuse to answer inci'i mina ting questions unless protected by an immunity statute, it does not follow that a corporation, vested with special privileges and franchises, may refuse to show its bond when charged with an abuse of such privileges.”
And in Wilson v. United States the court said:
“That demand, expressed in lawful process, confining its requirements within the limits which reason imposes in the circumstances of the case, the corporation has no privilege to refuse. It cannot resist production upon the ground of self-crimination. Although the object of the inquiry may be to detect the abuses it has committed, to discover its violations of law, and to indict punishment by forfeiture of franchises or otherwise, it must submit its books and papers to duly constituted authority when demand is suitably made.”
And in Wheeler v. United States it was held that:
“As against the corporation, the true owner of the books and papers, their production might lawfully be compelled, and that there was no self-incrimination of such officer, because lie was not compelled to produce his private books, but the books of the corporation, which were not within the protection given to the private books and papers of an individual.”
If I am wrong in the conclusion that a corporation is not protected from self-incrimination under the fifth ameñdment and the defendant is injured thereby, it will have its opportunity to have the question more definitely settled in a higher court. Under the authority of the cases cited, pleas 5 and 6 are held insufficient.
Tlie demurrers are overruled as to the first, second, third, and fourth pleas to each indictment. As to the remaining pleas, the demurrers are sustained.
Reference
- Full Case Name
- UNITED STATES v. PHILADELPHIA & R. RY. CO.
- Cited By
- 9 cases
- Status
- Published
- Syllabus
- 1. Criminal Law 281—Pleas in Arateme,nt—Grounds—Demurrer. That accused, filing pleas in abatement to an indictment on the ground of irregularities in the constitution and summoning of the grand jury, had presented Ms objections to another district judge on challenge to the array before indictment, and that his objections had been overruled, may be the subject of replication, but is not available on demurrer to, the pleas. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. § 652; Dec. Dig. 2S1.] 2. Criminal Law 280—Plea in Abatement—Grounds. A plea in abatement to an indictment on the ground o-f the production of documentary evidence in violation of the professional privilege of counsel for accused and of the rights of accused under the fourth amendment to the Constitution, which shows a compulsory production, by the chief clerk of the legal department of accused, of records, documents, and confidential papers of accused and in the official custody of the chief clerk, in which they were placed by counsel for accused for use in the preparation of defense of accused to the offense charged in the indictment, is insufficient to bring the matter within Const. U. S. Amend. 4, relating to unreasonable searches and seizures. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 045-651; Dec. Dig. 280.] see samo topic & KEY-NUMBER in all Key-Numbered Digests & Indexes other 3. Witnesses 304—Self-Incrimination—Privilege. The right, under Const. U. S. Amend. 5, to refuse to incriminate oneself, is purely a personal privilege of an individual witness, and is not without the aid of the fourth amendment to be extended to a corporation defendant. [Ed. Note.—For other cases, see Witnesses, Cent. Dig. §§ 1051,' 1052; Dec. Dig. 4. Criminal Law A plea in abatement to an indictment for calling an unsworn witness before the grand jury, but which does not aver that the witness testified without being sworn according to law, is insufficient. [Ed. Note.—Eor other cases, see Criminal Law, Cent. Dig. §§ 645-651; Dec. Dig. 5. Criminal Law A plea in abatement to an indictment because of the presence of a person not authorized by law in the jury room is insufficient for not specifically averring the capacity in which the person acted while so .present. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 645-651; Dec. Dig. 280.] 6. Criminal Law A plea in abatement to an indictment because of the production of improper documentary evidence before the grand jury is insufficient for failing to allege that there was no other competent evidence to warrant the finding of the indictment. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 645-651; Dec. Dig. 7. Criminal Law 280—Plea in Abatement — Grounds — Possession of Stenographic Notes of Testimony Before Prior Grand Jury. A plea in abatement to an indictment on the ground of the possession by the United States attorney, or his assistant, of stenographic notes of testimony taken before a previous grand jury, is insufficient, where it does not aver that the grand jury considered the notes, or that any one called their attention to any fact set out therein. [Ed. Note.—For other cases, see Criminal Law,. Cent. Dig. §§ 645-051; Dec. Dig. 280.] 8. Criminal Law 280—Plea in Abatement—Grounds—Irrelevant Opinion Evidence. A plea in abatement to an indictment because of the asking of witnesses questions as to irrelevant opinion evidence is insufficient for failing to aver that the witnesses answered the questions. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 645-651; Dec. Dig. 280.] 9. Criminal Law 280—Plea in Abatement—Grounds—Improper Production of Testimony. A plea in abatement to an indictment which avers the improper production before the grand jury of a photographic copy of a demurrage tariff, alleged to have been in force during the time set forth in the indictment, and that the United States attorney improperly questioned witnesses to show that accused violated the tariff, though the attorney knew that the tariff was not the tariff filed with the Interstate Commerce Commission and was not the tariff covering the shipments during the times set out in the indictment, but that another tariff was filed and was then in force, goes to the want of proof of the copy as evidence, and its irrelevancy based on the time during which the tariff was In force, but is insufficient tor want of averment that other tariffs were not produced or that there was not other legal evidence on which the grand jury could find the indictment. For other eases see same topic & KEY-NUMBER in all Key-Numbered Digests & Indexes [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 615-651; Dec. Dig. @=^280.] 10. Grand Jury The grand jury possesses the broadest kind of inquisitorial powers and has jurisdiction to proceed without any specific charge against any one. [Ed. Note.—For other cases, see Grand Jury, Cent. Dig. §§ 64, 65; Dec. Dig. 11. Criminal Law While the prosecuting officer conducting a proceeding before the grand jury is presumed to be familiar with the rules of evidence, and while lie must take care that no inadmissible evidence is received, yet the court will not review the testimony taken before the grand jury in the same manner as before a petit jury on motion for new trial, and will not review the conduct of an officer in his presentation of evidence unless accompanied by some impropriety by which the grand jury is shown to have been influenced to the prejudice of accused, or of such'nature that prejudice will be presumed. [Ed. Note.—For other cases, see Criminal Law, Cent. Dig. §§ 3100-3102, 3107-3113; Dec. Dig. ®=»1166.] For other eases see same topic & KEY-NUMBER in all Key-Numbered Digests & Indexes