Walton v. Lehman
Walton v. Lehman
Opinion of the Court
MEMORANDUM
The instant matter arises from the honorable discharge of plaintiff, Lt. Commander Joseph Walton, from the United States Navy Supply Corps. Plaintiff seeks reinstatement on the bases that the proceedings which led to his discharge violated procedural due process, unlawfully discriminated against regular officers of the Navy, and contravened federal statutory guidelines. Defendant contends plaintiff’s allegations are groundless as a matter of law.
Now before the court are cross motions for summary judgment. Plaintiff states that the entry of summary judgment against defendant is appropriate based on the administrative record and the contention of defendant that all pertinent facts are contained in the record. As in other cases involving review of informal agency decisions, the court’s decision must be based solely upon the administrative record. Camp v. Pitts, 411 U.S. 138, 93 S.Ct. 1241, 36 L.Ed.2d 106 (1973). Since the material facts contained in the administrative record are not disputed, the disposition of this case on motions for summary judgment is appropriate.
On July 29, 1981, plaintiff submitted a personal statement acknowledging that his performance had declined and requesting “one last opportunity to receive treatment at the National Naval Medical Center and to prove that I can stay sober.” On August 6,1981, after reviewing all of the aforementioned documents, the Deputy Chief recommended that plaintiff be discharged effective August 30, 1981. The Chief of Naval Personnel concurred. The Secretary approved the recommendation, on August 14, 1981, and orders to discharge plaintiff were given on August 18, 1981.
On August 31, 1981, plaintiff filed suit, requesting the court either to enjoin his discharge from the Navy or to order the Navy to give plaintiff a compensable medical discharge.
Plaintiff then petitioned the Board for Correction of Naval Records (“BCNR”) for reinstatement on the following grounds:
*1296 1. The Secretary had no authority to discharge plaintiff, except that provided in the DOPMA. See IQ U.S.C.A. § 1184.
2. Prior to the discharge, the procedures prescribed by the DOPMA were not followed. See id. §§ 1182-1183.
3. Because his discharge certificate was not ready for delivery on April 9, 1982, plaintiffs discharge was prohibited by 10 U.S.C.A. § 1168(a).
4. The discharge procedures set forth in 10 U.S.C.A. § 6384 violated due process because notice and a hearing were not provided and because the procedures discriminate against regular Naval officers as compared to reserve Naval officers, Army officers, Air Force officers, and persons enlisted in all branches of the armed forces.
5. During the proceedings in 1981, the JAG did not inform the Secretary of the Navy’s de facto policy of providing hearings to regular officers prior to discharge. Therefore, the Secretary did not give plaintiff a hearing.
6. After June 30,1981, the Secretary no longer had power to discharge plaintiff pursuant to 10 U.S.C.A. § 6384.
7. The discharge proceedings violated due process because they did not afford plaintiff a hearing, as provided in the already enacted, but as yet ineffective, DOPMA. Thus, in the proceedings, the Navy purposefully deprived plaintiff of benefits Congress intended him to have.
8. Under all the circumstances, it was unjust to discharge plaintiff eleven months before the vesting of his entitlement to retirement benefits.5
In support of his petition, plaintiff submitted an affidavit, his separation orders and a record of the sequence of pertinent events which took place in 1981. Plaintiff specifically stated that, because he sought expeditious review and could not afford to retain counsel to appear with him, he was not requesting the BCNR to give him a hearing.
The BCNR referred plaintiff’s petition to the JAG for an advisory opinion. Thereafter, the three-member BCNR reviewed the case. It denied plaintiff’s petition on August 16, 1982. On September 16, 1982, this court lifted the stay of proceedings pending resort to administrative remedies. Thereafter, the cross-motions for summary judgment were filed.
This court has “both the power and the duty to review actions of the ... BCNR to determine whether [it] acted in an arbitrary or capricious manner.” See Neal v. Secretary of Navy, 639 F.2d 1029, 1037 (3d Cir. 1981). The applicable standard of judicial review was enunciated in Sanders v. United States, 594 F.2d 804 (Ct.Cl. 1979) (cited with approval in Neal, 639 F.2d at 1037):
Congress has acted by providing servicemen with an administrative remedy for their wrongs. Once a plaintiff has sought relief from the Correction Board, such plaintiff is bound by that board’s determination unless he can meet the difficult standard of proof that the Correction Board’s decision was illegal because it was arbitrary, or capricious, or in bad faith, or unsupported by substantial evidence or contrary to law, regulation, or mandatory published procedure of a substantial nature by which plaintiff has been seriously prejudiced....
Sanders, 594 F.2d at 811.
The court is mindful that constitutional issues should not be decided, where as here, a motion can be disposed of on statu
In a letter addressed to the court, plaintiff argues that an officer who served eight or more years would be entitled to an administrative board hearing before being discharged for unsuitability. Navy Personnel Manual, art. 3420184. Plaintiff concedes, and the court notes that plaintiff was discharged for unsatisfactory performance, not unsuitability. Because plaintiff did not make this claim to the BCNR, the court may not pass judgment on it. See Doyle, 559 F.2d at 1000.
Plaintiff also contends that his discharge on April 9, 1982 was prohibited by 10 U.S.C. § 1168(a) because his discharge certificate was not ready for delivery to him on that date.
considered, but did not accept [plaintiff’s] contention that [his] discharge was prohibited under ... § 1168(a), in light of [plaintiff’s] sworn statement ... the Board was unable to find that [plaintiff] did not receive on 9 April 1982 a .. . Form 214/214N..., the form routinely provided to Navy personnel upon discharge from active duty. The Board considered this form to be the functional equivalent of the discharge certificate for purposes of satisfying the requirements of Section 1168(a).
AR at 3-4.
Assuming arguendo that the BCNR erred in concluding that Form 214/214N is equivalent to a discharge certificate, the error is not “of a substantial nature by which plaintiff has been seriously prejudiced.” Sanders, 594 F.2d at 811. The record reveals that the certificate was ready for delivery to plaintiff on April 5, 1982. Moreover, if the discharge was otherwise lawful, the Navy could have discharged plaintiff simultaneously with the delivery of the certificate during the first week of June, 1982. On these facts, the court is constrained to conclude that the violation, if any, of § 1168(a) does not entitle plaintiff to reinstatement.
Plaintiff correctly asserts that the starting point for statutory construction is the plain language of the statute.
The JAG has long held the opinion that 10 U.S.C. § 6384 is not self-executing and that there is no basis for an officer’s severance from the naval service until the Secretary ... or the President approves a selection board’s finding. Stated differently, a board report is not final until approved by the official who convened the board. In this particular case, . .. strict compliance was impossible because review of the board report ... was not completed until after 30 June 1981... [T]he discharge could be legally effected as soon after approval of the board report as is both practicable and equitable.
AR at 29.
The defendant has not cited any legislative history, regulation or case supporting its argument; nor has it cited alternative statutory authority for discharging plaintiff after June 30. Moreover, defendant has not alleged that any act of plaintiff contributed to his not being discharged on or before that date. I conclude that defendant cannot rely on § 6384 as authority for discharging plaintiff after June 30th. Because it provided for discharge after June 30, 1981, the discharge order, which I temporarily stayed, was invalid as a matter of law. The BCNR’s determination that § 6384 permitted discharge after June 30 was contrary to law and substantially prejudiced plaintiff. See Sanders, 594 F.2d at 811.
Under § 6384, defendant had to discharge plaintiff by June 30, 1981. It did not. Thus, as a practical matter, defendant’s argument that the discharge in 1982 was a continuation of the proceedings begun in 1981 pursuant to § 6384 is sophistic. The only statutory authorization for discharging plaintiff in 1982 is DOPMA, the requirements of which defendant admits it did not meet. Because he was discharged without statutory authority and did not receive the process required by statute, I will grant summary judgment for plaintiff.
. Taylor v. Rederi, 374 F.2d 545 (3d Cir. 1967); Fed.RCiv.P. 56 (summary disposition of a case is appropriate where no genuine issue of material fact is disputed).
. Plaintiff has enrolled in alcohol rehabilitation programs on five separate occasions since 1976 and has been hospitalized for alcohol detoxification. Administrative Record at 50-59, 151-52 [hereinafter AR]. Additionally, the report of the Selection Board is replete with instances from 1978 through 1981 where plaintiffs chronic intoxication yielded unexcused absences from duty, failure timely to report for duty, as well as driving and reporting for duty while under the influence of alcohol. AR at 51-57.
. Effective September 15, 1981, § 6384 was repealed by the Defense Personnel Management Act (“DOPMA”) which was enacted by Congress on December 12, 1980. Pub.L. 96-513, Title III, § 335, Dec. 12, 1980, 94 Stat. 2898. For the pertinent provisions of the DOPMA, see 10 U.S.C.A. §§ 1181-1187 (Supp. 1983).
§ 6384 provided, in pertinent part:
(a) Each selection board convened under chapter 543 of this title to recommend officers for promotion shall report, from among those officers eligible for consideration, the name of each officer with less than 20 years of service whose record, in the opinion of the board, indicates his unsatisfactory performance of duty in his present grade, and, in the opinion of the board, indicates that he would not satisfactorily perform the duties of a higher grade.
(b) Each officer on the active list of the Navy or the Marine Corps whose name is reported under this section shall, subject to subsection (d), be honorably discharged from the naval service on June 30 of the fiscal year in which his name is so reported....
(d) Each officer designated for limited duty whose name is reported under this section has the option of reverting to a lower grade instead of being discharged....
. Plaintiff subsequently dropped the prayer for compensable medical discharge.
. Plaintiff concedes that this claim is inappropriate for judicial review.
. The Administrative Procedure. Act (APA) embodies substantially the same standard of judicial review for the claim of any party adversely affected by agency action. 5 U.S.C. § 706 (1980).
. § 1168(a) provides:
A member of an armed force may not be discharged or released from active duty until his discharge certificate or certificate of release from active duty, respectively, and his final pay or a substantial part of that pay, are ready for delivery to him or his next of kin or legal representative.
Plaintiff concedes that he was given severance pay and DD Form 214, a Certificate of Release or Discharge from Active Duty, on the day he was discharged.
. For the language of § 6384(b), see supra note 3.
. Nine years ago, Congress changed the first day of the fiscal year from July 1 to October 1. Public Law 93-344, 31 U.S.C. § 1020 (1980).
. The Supreme Court has declared that, absent a clearly expressed legislative intent to the contrary, statutory language must be recognized as conclusive. Consumer Product Safety Comm’n v. GTE Sylvania, Inc., 447 U.S. 102, 100 S.Ct. 2051, 64 L.Ed.2d 766 (1980).
Reference
- Full Case Name
- Lieutenant Commander Joseph Leo WALTON v. Hon. John LEHMAN, Secretary of the Navy
- Status
- Published