Ayala-Castro v. GlaxoSmithKline
Ayala-Castro v. GlaxoSmithKline
Opinion of the Court
MEMORANDUM OPINION AND ORDER
The seventeen above-captioned individual actions have been transferred to a multidistrict' litigation (“MDL”) docket established
I. BACKGROUND
The Court heard oral argument as to all but one of the instant Motions on September 26, 2008.
A. The California Cases
1. Ayala-Castro, et al., 2:08-cv-05116
This action was originally filed in the Superior Court of the State of California for the County of San Bernadino by sixteen individual plaintiffs grouped in eight husband-and-wife couples. All Plaintiff couples bring identical state law claims. Ayala-Castro and her husband are citizens of California. No other Plaintiff is a citizen of either California or Pennsylvania.
The named Defendants are GSK and McKesson Corporation (“McKesson”).
In their Motion, Plaintiffs argue the case must be remanded pursuant to 28 U.S.C. § 1447(c) for lack of subject matter jurisdiction. In particular, they argue that their claims do not implicate sufficiently substantial questions of federal law to support federal question jurisdiction and that there is not complete diversity of citizenship between the parties because McKesson is a California citizen. They also argue removal is prohibited by the “forum defendant rule” of 28 U.S.C. § 1441(b), which bars removal premised on diversity jurisdiction if any “properly joined and served” defendant is a citizen of the forum state, as McKesson is here.
GSK counters that federal question jurisdiction exists over this action because Plaintiffs’ exclusively state law claims raise substantial questions of federal law. Referring to one of the counts of the Complaint, GSK asserts that “the principal federal issue ... is whether a plaintiff can recover against McKesson for negligent failure to warn where federal law clearly prohibits the distributor from altering the manufacturer’s label.”
With respect to diversity jurisdiction, GSK acknowledges, as it must, that McKesson is a California citizen, as are two of the plaintiffs. However, GSK argues that the citizenship of McKesson must be disregarded because it was fraudulently joined as a defendant. GSK asserts that McKesson’s joinder was both factually and legally fraudulent — factually because certain early evidence shows that specific Plaintiffs in cases filed in California state court did not receive Avandia distributed by McKesson, and legally because California law does not allow liability for drug distributors under the causes of action asserted by Plaintiffs. GSK argues Plaintiffs’ naming of McKesson as a defendant was a sham designed to thwart federal jurisdiction. If McKesson’s citizenship is so ignored, complete diversity exists among the parties. Defendants also contend that the forum defendant rule does not require remand, asserting that McKesson’s citizenship is to be ignored in this analysis as well because of its purportedly fraudulent joinder. As a third argument, GSK asserts that Plaintiffs are fraudulently misjoined, and that their claims should be severed and considered separately as a result.
2. Bone, et al., 2:08-cv-01726
In this action, originally filed in the Superior Court of the State of California for the County of San Francisco, eleven unrelated Plaintiffs bring identical state law claims against GSK and McKesson. One plaintiff, Jesus Cota (“Cota”), is a California citizen, and another, Barron Gatta (“Gatta”), is a Pennsylvania citizen. The citizenship of two other Plaintiffs also bears noting, that of Laviola Townsend of Illinois, and Dorothy Bone of Alabama.
After both Defendants were served, GSK removed the action to the United States District Court for the Northern District of California, San Francisco Division on November 20, 2007, claiming both federal question and diversity jurisdiction. McKesson consented to removal. The action was subsequently transferred from that court and filed in this MDL on April 11, 2008.
Plaintiffs move for remand on the ground that subject matter jurisdiction is lacking. They contend that because Cota and McKesson are both citizens of California, and Gatta and GSK are both citizens of Pennsylvania, diversity of citizenship is doubly defeated. Also, for the reasons reviewed in the Ayala-Castro case summary, above, Plaintiffs argue that the forum defendant rule bars removal and that federal question jurisdiction does not lie.
GSK opposes remand, arguing that federal question jurisdiction exists as to all Plaintiffs, and that diversity jurisdiction exists as to all Plaintiffs except Gatta. Its arguments with respect to federal question jurisdiction are the same as those reviewed in the Ayala-Castro summary, above. As to diversity jurisdiction, GSK argues that McKesson was fraudulently joined as a defendant, such that its citizenship should be ignored in the diversity analysis. In this connection, GSK notes that early discovery shows that Townsend, Bone and Gatta did not ingest Avandia distributed by McKesson. Because McKesson was
3. Boone, 2:08-cv~01981
Plaintiff Leslie Boone (“Boone”) originally filed this action in the Superior Court of California for the County of Los Angeles. Boone is a citizen of Nevada. He brings identical state law claims against GSK, McKesson and 50 “Doe” defendants.
After service of process was made upon both Defendants, GSK and McKesson removed the case to the United States District Court for the Central District of California, Western Division — Los Angeles, on the basis of both federal question and diversity jurisdiction. The case was transferred from that court and filed in this MDL on April 29, 2008.
Plaintiff moves for remand, invoking the forum defendant rule and an absence of federal question jurisdiction. Defendants counter that McKesson is fraudulently joined, so that its citizenship must be ignored for purposes of the forum defendant rule. If removal is found to be proper on this basis, diversity of citizenship jurisdiction exists over the action. Defendants alternatively argue that Plaintiffs state law claims raise substantial issues of federal law, conferring federal question jurisdiction over the action. Defendants’ fraudulent joinder and federal question arguments are identical to those reviewed in the Ayala-Castro case summary, above.
4. Bowles, et al., 2:08-cv-01733
This action was originally filed in the Superior Court of the State of California for the County of San Francisco by twelve unrelated Plaintiffs bringing identical state law claims against GSK and McKesson. One plaintiff, Ann McGary (“McGary”), is a California citizen. The citizenship of three other Plaintiffs bears noting: Samuel Cantey is a citizen of South Carolina (“Cantey”); Alan Orlomoski is a citizen of Connecticut (“Orlomoski”); and Jerlean Conway is a citizen of Louisiana (“Conway”).
After McKesson accepted service of process but before GSK was served, GSK removed this case to the United States District Court for the Northern District of California, San Francisco Division, on December 13, 2007, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The action was transferred from that Court and filed in this MDL on April 11, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction. They contend that because McGary and McKesson are both citizens of California, diversity is absent. They further contend that the forum defendant rule prohibits removal of this action on the basis of diversity jurisdiction. Also, for the reasons reviewed in the Ayala-Castro case summary, above, Plaintiffs argue that federal question jurisdiction does not lie in this matter.
GSK argues remand is improper because both federal question and diversity jurisdiction exist as to all Plaintiffs. Its arguments with respect to federal question and diversity jurisdiction are the same as those reviewed in the Ayala-Castro summary, above. In connection with its argument that McKesson is fraudulently joined and so to be disregarded in the diversity evaluation, GSK notes that early discovery shows that Cantey, Orlomoski and Conway did not ingest Avandia distributed by McKesson. GSK also argues that because
5. Cross, et al., 2:08-cv~05227
This action was originally filed in the Superior Court of the State of California for the County of Los Angeles by thirty-two unrelated Plaintiffs bringing identical state law claims against GSK, McKesson and 100 “Doe” defendants. Numerous Plaintiffs are California citizens (“California Plaintiffs”). One Plaintiff, Betty Riley, is a citizen of Pennsylvania (“Riley”).
Before any Defendant was served, GSK removed this case to the United States District Court for the Central District of California, Western Division-Los Angeles, on March 24, 2008, on the basis of both federal question and diversity jurisdiction. GSK asserted that McKesson’s consent to the removal was not necessary since it had not been served. The action was transferred from that Court and filed in this MDL on November 3, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction. Pointing to the California citizenship of the California Plaintiffs and McKesson, and the Pennsylvania citizenship of Riley and GSK, they assert that the parties are non-diverse. Plaintiffs also assert that the forum defendant rule bars removal premised on diversity jurisdiction notwithstanding the fact that McKesson was not served prior to removal from California court. And for the reasons reviewed in the Ayalar-Castro case summary, above, Plaintiffs argue that there is no basis for federal question jurisdiction over this matter.
GSK argues remand is improper because federal question jurisdiction lies as to the entire action and alternatively, that diversity jurisdiction lies as to each Plaintiff except Pennsylvania citizen Riley, who should be severed. Its arguments with respect to federal question are the same as those reviewed in the Ayalar-Castro summary, above. GSK further argues that because McKesson was fraudulently joined, its citizenship must be ignored in the Court’s diversity jurisdiction and forum defendant rule analyses. Finally, it contends that the Court should sever Plaintiffs’ claims as fraudulently misjoined, thus separating the action brought by Riley and permitting the Court to retain jurisdiction over the remainder of the cases.
6. Fisher, 2:08-cv-01729
Plaintiff George Fisher (“Fisher”) originally filed this action in the Superior Court of California for the County of San Francisco. Fisher is a citizen of Texas. He brings exclusively state law claims against GSK and McKesson.
After both Defendants were served, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The case was transferred from that court and filed in this MDL on April 11, 2008.
The arguments of the parties with respect to remand are essentially identical to those reviewed in the Boone ease summary, above. Thus, Plaintiff argues that remand is required because the forum defendant rule bars removal on the basis of diversity jurisdiction and because federal question jurisdiction is absent. GSK counters that McKesson is fraudulently joined, and therefore its citizenship must be ignored in the forum defendant rule analy
7. Hall, 2:08-cv-01727
Plaintiff James Hall (“Hall”), a citizen of South Carolina, originally filed this action in the Superior Court of California for the County of San Francisco. Hall brings identical state law claims against GSK and McKesson.
After both Defendants received service of process, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The case was transferred from that court and filed in this MDL on April 11, 2008.
The arguments of the parties with respect to remand are in all material respects identical to those reviewed in the Fisher and Boone case summaries, above. Thus, Plaintiff moves for remand, contending the forum defendant rule renders removal on the basis of diversity of citizenship proeedurally improper, and that federal question jurisdiction does not lie over this action. GSK counters that McKesson is fraudulently joined, and therefore its citizenship must be ignored for purposes of the forum defendant rule. If removal is found to be proeedurally proper on this basis, diversity jurisdiction exists over the action. Alternatively, GSK argues that Hall’s state law claims raise substantial issues of federal law that give rise to federal question jurisdiction. Defendant’s fraudulent joinder and federal question arguments are identical to those reviewed in the Ayalar-Castro case summary, above.
8. Hefner, et al., 2:08-cv-01732
Two unrelated Plaintiffs, citizens of Louisiana and Alabama, respectively, originally filed this action in the Superior Court of California for the County of San Francisco. Plaintiffs bring identical state law claims against GSK and McKesson.
Before either Defendant was served with the Complaint, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. GSK asserted McKesson’s consent to removal was unnecessary since McKesson had not been served. The case was transferred from that court and filed in this MDL on April 11, 2008.
Plaintiffs move for remand, arguing that the forum defendant rule renders removal on the basis of diversity of citizenship proeedurally improper, and that federal question jurisdiction does not lie over this action. GSK counters that the forum defendant rule is inapposite because neither Defendant had been “properly ... served” at the time of removal, as would be required to trigger the strictures of 28 U.S.C. § 1441(b). GSK adds that McKesson’s citizenship must be ignored for purposes of the forum defendant rule in any event because it is fraudulently joined. Alternatively, GSK asserts that Plaintiffs’ state law claims raise substantial issues of federal law that give rise to federal question jurisdiction, an argument identical to that made in other cases and reviewed more thoroughly in the Ayala-Castro case summary, above.
Plaintiff James Jefferson (“Jefferson”), a citizen of North Carolina, originally filed this action in the Superior Court of California for the County of San Francisco. Jefferson brings identical state law claims against GSK and McKesson.
After service of process was made upon both Defendants, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The case was transferred from that court and filed in this MDL on April 11, 2008.
The arguments of the parties with respect to remand are in all material respects identical to those reviewed in the Hall case summary, above, and will not be restated here.
10. Johnson, et al., 2:08-cv-00835
This action was originally filed in the Superior Court of the State of California for the County of Riverside by eight plaintiffs bringing identical state law claims against GSK, McKesson and 500 “Doe” defendants. Plaintiff Mary Ortiz (“Ortiz”) and three other Plaintiffs (“Other California Plaintiffs”) are California citizens.
After service was made upon McKesson, but before it was effectuated upon GSK, GSK removed the action to the United States District Court for the Central District of California, Eastern Division — Riverside, on January 11, 2008, claiming both diversity and federal question jurisdiction. McKesson consented to removal. The action was transferred from that court and filed in this MDL on February 21, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction. They contend that because four Plaintiffs and McKesson are citizens of California, diversity is absent. They also argue that the forum defendant rule prohibits removal on the basis of diversity jurisdiction. Also, for the reasons reviewed in the Ayalar-Castro case summary, above, Plaintiffs argue that federal question jurisdiction does not lie herein.
GSK counters that both federal question and diversity jurisdiction exist as to all Plaintiffs. Its arguments with respect to federal question and diversity jurisdiction are the same as those reviewed in the Ayalar-Castro summary, above. In connection with its argument that McKesson is fraudulently joined, GSK notes that early discovery shows that Ortiz did not ingest Avandia distributed by McKesson. No such evidence appears as to the Other California Plaintiffs. GSK further argues that because McKesson was fraudulently joined, its citizenship must be ignored in the Court’s analysis of the forum defendant rule. Finally, GSK contends that Plaintiffs are fraudulently misjoined, and that their claims should be severed and considered separately as a result.
11. Khanna, 2:08-cv-02884
Plaintiff Mohinder Khanna (“Khanna”), a citizen of California, originally filed this action in the Superior Court of California for the County of San Francisco, bringing identical state law claims against GSK, McKesson and certain unnamed “Doe” defendants.
Before service of process was made upon either Defendant, GSK removed the action to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. GSK asserted McKesson’s consent to removal was unnecessary because McKesson had not been served. The case was transferred from that court and filed in this MDL on June 20, 2008.
12. Mitchell, et al., 2:08-cv-04235
This action was originally filed in the Superior Court of the State of California for the County of Sacramento by twelve Plaintiffs — five husband and wife pairs, and two surviving beneficiaries of deceased individuals — bringing identical state law claims against GSK, McKesson and 50 “Doe” defendants. Plaintiffs F.C. and Mitsuko Mitchell are California citizens (“the Mitchells”).
After both McKesson and GSK accepted service of process, GSK removed the case to the United States District Court for the Eastern District of California, Sacramento, on March 10, 2008, on the basis of federal question and diversity jurisdiction. McKesson consented to,removal. The action was transferred from that Court and filed in this MDL on September 3, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction. They contend that because the Mitchells and McKesson are California citizens, the parties are non-diverse. They further contend that due to McKesson’s California citizenship, the forum defendant rule prohibits removal premised on diversity jurisdiction. Also, for the reasons reviewed in the Ayala-Castro case summary, above, Plaintiffs argue that federal question jurisdiction does not lie in this matter.
GSK argues that federal question and diversity jurisdiction exist as to all Plaintiffs. Its arguments with respect to federal question and diversity jurisdiction are the same as those reviewed in the Ayala-Castro summary, above. GSK also argues that because McKesson was fraudulently joined, its citizenship must be ignored in the forum defendant rule analysis. Finally, GSK argues Plaintiffs are fraudulently misjoined, such that the Court should sever the claims of each Plaintiff for separate consideration.
13. Thornton, 2:08-cv-01730
Plaintiff Hector Thornton (“Thornton”), a citizen of Ohio, originally filed this action in the Superior Court of California for the County of San Francisco, bringing identical state law claims against GSK and McKesson.
After service of process was made upon both Defendants, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The case was transferred from that court and filed in this MDL on April 11, 2008.
The arguments of the parties with respect to remand are in all material respects identical to those reviewed in the Hall case summary, above, and will not be restated here.
14. Upshaw, 2:08-cv-01731
Plaintiff Ivan Upshaw (“Upshaw”), a citizen of Kansas, originally filed this action
After service of process was made upon both Defendants, GSK removed the case to the United States District Court for the Northern District of California, San Francisco Division, on the basis of federal question and diversity jurisdiction. McKesson consented to removal. The case was transferred from that court and filed in this MDL on April 11, 2008.
The arguments of the parties with respect to remand are materially identical to those reviewed in the Hall case summary, above, and will not be restated here..
15. Williams, et al., 2:08-cv-02943
This action was originally filed in the Superior Court of the State of California for the County of Los Angeles by twenty-one unrelated plaintiffs bringing identical state law claims against GSK, McKesson and 100 “Doe” defendants. Plaintiffs Deborah Williams (“Williams”) and Leo Pallanck (“Pallanck”) are California citizens. The citizenship of three other Plaintiffs bears noting: Elizabeth Huerta is a citizen of Nevada (“Huerta”); Shirley Loeffler is a citizen of Minnesota (“Loeffler”); and Roy Wade Scott is a citizen of Tennessee (“Scott”).
Before service was made upon either McKesson or GSK, GSK removed the action to the United States District Court for the Central District of California, Western Division — Los Angeles, on April 18, 2008, claiming both diversity and federal question jurisdiction. McKesson consented to removal. The action was transferred from that court and filed in this MDL on June 24, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction. They contend that because Williams, Pallanck and McKesson are citizens of California, diversity is absent. They also argue that in light of McKesson’s California citizenship, the forum defendant rule prohibits removal premised upon diversity jurisdiction. Also, for the reasons reviewed in the Ayalar-Castro case summary, above, Plaintiffs argue that federal question jurisdiction does not exist over this action. ■'
GSK counters that both federal question and diversity jurisdiction exist as to all Plaintiffs. Its arguments with respect to federal question and diversity jurisdiction are the same as those reviewed in the Ayalar-Castro summary, above. In arguing that McKesson’s joinder is, fraudulent, GSK notes early discovery showing that Huerta, Loeffler and Scott did not ingest Avandia distributed by McKesson. No such evidence appears as to any other Plaintiff. GSK further argues that because McKesson was fraudulently joined, its citizenship must be ignored in the Court’s analysis of the forum defendant rule. Finally, GSK contends that Plaintiffs are fraudulently misjoined, and that as a result their claims should be severed and considered separately.
B. The North Carolina Case
16. Massey, et al., 2:08-cv-04981
On May 27, 2008, Plaintiffs, both citizens of North Carolina, filed this action in the General Court of Justice for the State of North Carolina, Superior Court Division, Durham County, bringing state law claims against GSK. GSK removed the action to the United States District Court for the Middle District of North Carolina on the basis of both federal question and diversity jurisdiction. The case was subsequently transferred and filed in this MDL on October 20, 2008.
Plaintiffs move for remand for lack of subject matter jurisdiction, arguing that
C. The New York Case
17. Mick, 2:08-cv-05019
Plaintiff Renee Mick (“Mick”), a citizen of New York, originally filed this action in the New York Supreme Court, Niagara County, bringing state law claims against GSK as well as Rite Aid Pharmacy and Rite Aid of New York, Inc. (“Rite Aid”). Rite Aid is a New York corporation in the business of owning and operating retail drug stores with its principal place of business in New York. After service, GSK removed the action with Rite Aid’s consent to the United States District Court for the Western District of New York, on the basis of diversity of citizenship alone. The action was transferred and subsequently filed in this MDL on October 21, 2008.
Mick moves for remand for lack of subject matter jurisdiction. She argues that because both she and Rite Aid are New York citizens, the parties are non-diverse. GSK argues the citizenship of Rite Aid should be disregarded for purposes of the diversity of citizenship analysis because Rite Aid was fraudulently joined. In support, GSK contends there is no basis under New York law for Mick’s claims against Rite Aid.
II. DISCUSSION
A Applicable Law
1. General Principles
Disposition of the instant motions is governed by the federal remand statute,
The United States Supreme Court has established that “[a] case ‘aris[es] under’ federal law within the meaning of § 1331 ... if a well-pleaded complaint establishes either that federal law creates the cause of action or that the plaintiffs right to relief necessarily depends on resolution of a substantial question of federal law.”
For diversity jurisdiction to exist, complete diversity of citizenship between plaintiffs and defendants is required. With respect to removal, in contrast to the treatment of cases “arising under” federal law, § 1441(b) prohibits removal of an action premised on diversity jurisdiction if any “of the parties in interest properly joined and served as defendants is a citizen of the State in which such action is brought.”
Pursuant to 28 U.S.C. § 1447(c), if, upon motion or sua sponte, a district court finds that it lacks subject matter jurisdiction over a removed action, it must remand the action to state court.
2. Forum Defendant Rule
Courts have long analyzed the forum defendant rule in light of the main purpose of diversity jurisdiction — “to avoid prejudice to out-of-state defendants”
Judicial application of the forum defendant rule has not been uniform. Many courts, interpreting § 1441(b) literally, have permitted removal by a not-yet-served forum defendant.
This Court, agreeing with the latter line of cases, rejects any construction of § 1441(b) that would allow an in-state defendant to side-step the restrictive purpose of the forum defendant rule by “racing to remove” before being served with process. The core aim of diversity jurisdiction, to permit out-of-state defendants an avenue of relief from prejudice in a foreign state court, plainly is not implicated by a forum defendant’s ability to remove an action filed in its home state. The Court agrees with the comprehensive analysis of the question by Senior District Judge Debevoise of the District of New Jersey in Sullivan v. Novartis, in which he concludes in part, after exhaustive research into the relevant case law, language and history of § 1441(b), that any “contention that removability should depend on the timing of service is absurd on its face, and could not have been intended by Congress.”
This reasoning has some bearing on the related issue of whether the forum defendant rule permits removal by an out-of-state defendant before any defendant has been served, in a case in which a forum defendant has been named. Again, and along similar lines to those just seen, district courts have split on the question.
The application of the forum defendant rule is different when, in an action involving multiple defendants, an out-of-state defendant removes after it has been served, but prior to service upon any forum defendant. In that situation, the rationale behind the “joined and served” requirement of § 1441(b) and, to some extent, the protective purpose of diversity jurisdiction, are implicated, and removal by the foreign defendant is proper.
In general, a district court should remand an action it finds to have been removed in violation of the forum defendant rule.
3. Fraudulent Joinder
“The doctrine of fraudulent joinder prevents a plaintiff from joining a non-diverse defendant ‘with no real connection to the controversy’ to defeat federal removal jurisdiction.”
A district court may base a finding of fraudulent joinder on factual or legal
The burden of demonstrating that a defendant was fraudulently joined rests with the defendant making the charge.
Likewise, in accordance with rulings of MDL courts in this Circuit
B. Whether Federal Question Jurisdiction Supports The Contested Removals
1. Arguments of the Parties
Defendant GSK expressly asserts that federal question jurisdiction exists over sixteen of the seventeen cases presently at issue.
Plaintiffs respond that the Complaints in question do not raise substantial federal issues of the sort necessary to support federal question jurisdiction, and as such, they do not satisfy Grable. According to Plaintiffs, in Merrell Dow Pharmaceuticals, Inc. v. Thompson, the U.S. Supreme Court has effectively decided the question, ruling that state tort claims alleging, inter alia, violations of the FDCA by a drug manufacturer do not inherently involve substantial issues of federal law.
2. Merrell Dow, Grable and Application to the Relevant Cases
In determining whether a case “arises under” federal law and thus supports federal question jurisdiction, a federal court refers to the plaintiffs well-pleaded complaint.
While a complaint bringing a federal cause of action will always support federal question jurisdiction, such jurisdiction may alternatively lie from state law claims “which implicate significant federal issues.”
As noted above, the parties contest the applicability to the instant actions of two cases that illuminate this difficult area of law, Merrell Dow and Grable. Forwarded by GSK, Grable exemplifies that “slim” category of cases in which federal question jurisdiction springs from a state law claim that implicates substantial federal issues.
Plaintiffs counter that Merrell Dow controls. Merrell Dow involved allegations of injury from a drug made by the defendant. The plaintiffs complaint stated several state law claims, including one alleging violation of FDCA labeling requirements.
As a fellow judge of this District has aptly noted, “Grable does not disturb Merrell Dow,” but clarifies that the earlier case should not be understood as establishing a bright line rule that federal issues embedded in state law claims may only be considered “substantial” where a private federal cause of action is available.
Understandably, GSK seeks to minimize the relevance of Merrell Dow after Grable, and to persuade the Court that Grable permits — at least — a fresh look at what is in a preponderance of material respects the same question as to GSK as the one answered by the Supreme Court in Merrell Dow. That case instructs that an assertion of a violation of the FDCA as an
Merrell Dow sheds perhaps less light on the jurisdictional import of Plaintiffs’ claims of negligence through failure to warn against McKesson that, as GSK notes, implicate the scope of the FDCA. There is some basic appeal to Plaintiffs’ argument that, as state law claims alleging violations of the FDCA are too insubstantial to give rise to federal question jurisdiction, so, too, are claims raising questions as to that statute’s applicability or coverage. However, the Court will not base a ruling purely on this ground, but instead will apply to the question the more “sensitive judgments” regarding federalism and congressional intent that the Supreme Court has described. Through this analysis, the Court finds that the present federal issue is not so substantial as to confer federal question jurisdiction over the instant cases. As in Merrell Dow, and unlike the circumstance presented in Grable, the issue of McKesson’s status under the FDCA is not essential, but subsidiary, to the state tort claims that potentially raise it.
Because of the foregoing ruling, in any case where diversity jurisdiction is lacking or removal was procedurally improper pursuant to the legal framework set forth in Section II.A supra, remand will be appropriate. The Court thus proceeds to consider the application of this law to the instant cases. The cases are grouped according to state and reviewed again insofar as is necessary below.
1. The California Cases
The Court reviews the California cases beginning with Bone, and then proceeding alphabetically through the remaining cases from that state.
a. Bone, et al., 2:08-cv-01726
Bone was filed in California state court by eleven Plaintiffs, including one from California and one from Pennsylvania. Plaintiffs’ claims against McKesson, including for negligence in the marketing and distribution of Avandia and strict product liability — failure to warn, are based in part on the factual allegations set forth in paragraph 29 of the Complaint, which states:
At all times relevant to this action, Defendant McKesson packaged, distributed, supplied, sold, placed into the stream of commerce, labeled, described, marketed, advertised, promoted, and purported to warn or to inform users regarding the risks pertaining to, and assuaged concerns about the pharmaceutical Avandia.79
GSK removed after both it and McKesson were “properly joined and served,” such that remand is required under the forum defendant rule
As noted, under the applicable Third Circuit standard, the Court may find that McKesson was fraudulently joined upon a determination that “there is no reasonable basis in fact or colorable ground supporting” Plaintiffs’ claims against it.
Factually, California requires a civil complaint to contain “[a] statement of the facts constituting the cause of action, in ordinary and concise language.”
However, GSK urges the Court to pierce the pleadings and more searchingly assess the quality of the facts alleged. In support, GSK points out that McKesson is one of several distributors of Avandia, yet no other distributor was named as a defendant, and also that early discovery disclosures show that Plaintiffs Townsend, Bone, and Gatta did not receive their Avandia from sources to which McKesson distributes the drug. Any piercing of the allegations by the Court must not be a “summary judgment type inquiry,” requiring the parties to marshal evidence supportive of the elements of their claims or defenses.
Turning to GSK’s contentions, the Court cannot find that McKesson’s fraudulent joinder is shown by the fact that McKesson is the only one of Avandia’s several distributors named as a defendant herein. That McKesson alone was named could have many possible explanations, some legitimate, such that this argument of GSK must fail under the applicable standard. Next, the Court declines to engage in the sort of “summary judgment type inquiry” GSK urges as to the sources of Plaintiffs’ drugs and what this information might show. Any such inquiry would only be worthwhile after both sides were afforded sufficient discovery to support accurate findings as to Plaintiffs’ drug sources. This degree of factual testing is surely more than would be permitted in a Rule 12(b)(6) analysis — indeed, when facts of this sort, brought in proof of the pleadings, are considered by a court in the Rule 12(b)(6) context, “the motion must be treated as one for summary judgment under Rule 56.”
GSK also argues there is no colorable ground under California law for Plaintiffs’ claims against McKesson. GSK acknowledges that the California Supreme Court has not addressed the possibility of distributor liability in a pharmaceutical strict product liability action grounded on a claim of failure to warn, but asserts that “this Court can predict with confidence that California would reject” such a theory.
The Court begins with a brief review of the relevant California law. California has long adhered to a doctrine of strict product liability that holds a manufacturer “ ‘strictly liable in tort when an article he places on the market, knowing that it is to be
Notably, the California Supreme Court has rejected the proposition that permitting strict product liability claims for inadequate warnings is inconsistent with related federal regulatory policy as promulgated by the FDA, stating that “FDA regulations do not expressly preempt common law tort remedies for failure to warn or occupy the entire field of regulation.”
Against this legal backdrop, GSK argues that Plaintiffs state no viable claims against McKesson because McKesson had no duty to warn Avandia consumers. GSK asserts that this conclusion must be reached through the extension of California’s “learned intermediary” doctrine, which offers a defense in strict liability to drug manufacturers if they properly warn prescribing physicians of a drug’s risks.
Finally, GSK asserts that all but the first named Plaintiff should be severed, and each Plaintiff considered separately for remand purposes, due to Plaintiffs’ “fraudulent misjoinder.” As noted, the Court considers that the joinder law of California must guide any inquiry into the propriety of the joinder herein, as California is where this action was originally filed. GSK has presented no case regarding the application of the California joinder standard, while Plaintiffs have presented one. That opinion, from the Fosamax MultiDistrict Litigation,
After remand, which will be ordered here, GSK may press its arguments as to the charged misjoinder of Plaintiffs in California state court. California courts are far more experienced in the pure procedural law of that state than any federal court, as federal courts rarely have occasion to consider or apply such state rules. If the California court were to agree that Plaintiffs are misjoined and sever them, GSK could then seek to remove any action in which diversity jurisdiction was present.
The Court also finds that, due to the material similarities in the core claims against McKesson and relationships between the respective plaintiffs in the remaining California actions involving multiple plaintiffs, the preceding analysis and rulings may appropriately be applied to these cases, as follows.
b. Ayala-Castro, et al., 2:08-cv-05116
Complete diversity is lacking due to the presence of California citizens the AyalaCastros, along with McKesson. As in the Bone matter and for the same reasons stated in the Court’s analysis of that case, GSK has not demonstrated the fraudulent joinder of McKesson nor the fraudulent misjoinder of Plaintiffs. Accordingly, remand will be ordered for lack of subject matter jurisdiction and no Plaintiffs will be severed from this action.
c. Boone, 2:08-cv-01981
Although complete diversity exists in this action involving a lone Nevada Plaintiff, the case was removed from California court after McKesson was properly joined and served, and hence in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
d. Bowles, et al., 2:08-cv-01733
The presence of California Plaintiff McGary and California Defendant McKesson destroys complete diversity and requires remand unless, as GSK argues, McKesson was fraudulently joined. Likewise, the removal of this case from California state court violated the forum defendant rule of 28 U.S.C. § 1441(b) unless McKesson’s joinder was fraudulent. However, as in the Bone matter and for the same reasons stated in the Court’s analysis of that case, GSK has not met its burden of demonstrating the fraudulent joinder of McKesson. Nor has GSK established that the twelve Plaintiffs were fraudulently misjoined under California law, again relying on the apposite analysis from the Bone discussion, above. Therefore, no Plaintiff shall be severed from this action and it will be remanded for violation of the forum defendant rule and lack of subject matter jurisdiction.
e. Cross, et al., 2:08-cv-05227
Complete diversity is lacking in this action due to the presence of numerous California Plaintiffs and one Pennsylvania Plaintiff, along with McKesson and GSK. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded for lack of subject matter jurisdiction. Also, because GSK has failed to establish the fraudulent misjoinder of Plaintiffs, the presence of the Pennsylvania Plaintiff likewise necessitates remand, and no Plaintiff will be severed prior to remand.
f. Fisher, 2:08-cv-01729
Although complete diversity exists in this action involving a lone Texas Plaintiff, the case was removed from California court after McKesson was properly joined and served, in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
Although complete diversity exists in this action involving a lone South Carolina Plaintiff, the case was removed from California court after McKesson was properly joined and served, in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
h. Hefner, et al., 2:08-cv-01732
Hefner involves two Plaintiffs, neither from California or Pennsylvania, and names GSK and McKesson as Defendants. It was filed in California state court, and removed by GSK before any Defendant was served. Because removal occurred before any Defendant was served, the Court will not ignore the Defendants’ citizenship for purposes of the forum defendant rule of 28 U.S.C. § 1441(b), and will remand the action under that rule.
i. Jefferson, 2:08-cv-01728
Although complete diversity exists in this action involving a lone North Carolina Plaintiff, the ease was removed from California court after McKesson was properly joined and served, in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
j. Johnson, et al., 2:08-cv-00835
The presence of several California Plaintiffs along with McKesson destroys diversity and calls for remand because, as in the Bone matter and for the same reasons stated in the Court’s analysis of that case, GSK has not demonstrated the fraudulent joinder of McKesson. Remand is also required pursuant to the forum defendant rule, since the case was removed from California court after McKesson was properly joined and served. Finally, the Court cannot find that Plaintiffs were fraudulently misjoined, and thus declines to sever any Plaintiff from the action prior to remand.
k. Khanna, 2:08-cv-02884
Complete diversity is lacking in this action due to the presence of the California Plaintiff and McKesson. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded for lack of subject matter jurisdiction.
l. Mitchell, et al., 2:08-cv-04235
The presence of California Plaintiffs along with McKesson destroys diversity and requires remand because, as seen previously, GSK has not demonstrated the fraudulent joinder of McKesson. Remand is also required pursuant to the forum defendant rule, since the case was removed from California court after McKesson was properly joined and served. Finally, the Court cannot find that Plaintiffs were fraudulently misjoined, and thus declines to sever any Plaintiff from the action prior to remand.
m. Thornton, 2:08-cv-01730
Although complete diversity exists in this action involving a lone Ohio Plaintiff, the ease was removed from California court after McKesson was properly joined and served, in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
Although complete diversity exists in this action involving a lone Kansas Plaintiff, the case was removed from California court after McKesson was properly joined and served, in violation of the forum defendant rule. Because GSK has failed to demonstrate the fraudulent joinder of McKesson, as seen previously, the action will be remanded pursuant to 28 U.S.C. § 1441(b).
o. Williams, et al., 2:08-cv-02943
Complete diversity is absent due to the presence of California Plaintiffs Williams and Pallanck along with McKesson. As in the Bone matter and for the same reasons stated in the Court’s analysis of that case, GSK has not demonstrated the fraudulent joinder of McKesson nor the fraudulent misjoinder of Plaintiffs. Accordingly, no Plaintiffs will be severed from this action and remand will be ordered for lack of subject matter jurisdiction.
2. The New York Case
Plaintiff Mick moves for remand for lack of subject matter jurisdiction, noting that both she and named Defendant Rite Aid are citizens of New York. GSK does not dispute Plaintiffs assertions as to party citizenship, but argues that Rite Aid’s citizenship should be ignored because it was fraudulently joined. It contends Rite Aid’s fraudulent joinder is demonstrated by the fact that there is no color-able basis under New York law for Plaintiffs claims against it.
Mick names Rite Aid, jointly with GSK, in claims of, inter alia, strict product liability, breach of warranty, and negligence. In the Complaint’s “First Cause of Action” Mick alleges that Avandia was “... distributed, marketed and sold” by Defendants Rite Aid and GSK, used by her decedent, and that her decedent’s claimed injuries “were caused solely by the negligence of the Defendants in failing to use reasonable care in designing, making, manufacturing, inspecting, testing, distributing, marketing and selling” Avandia.
The parties present directly conflicting case law from the federal judiciary sitting in New York in support of their positions. GSK offers the apt case Negrin v. Alza, in which a court in the Southern District of New York ruled that a New York pharmacy was fraudulently joined to a pharmaceutical product liability action and thus denied a motion to remand premised on lack of diversity.
The Court declines to follow this speculative reasoning in the present case. Indeed, the Court views Negrin and Locicero as agreeing as to the baseline requirements of a colorable negligence claim against a pharmacy under New York law, but disagreeing as to what actual or potential filings or pleadings may be considered in the fraudulent joinder analysis. The sounder approach, in this Court’s view, is that of the Negrin court, which looked to the pleadings actually filed by the plaintiff in determining whether the defendant pharmacy had been fraudulently joined. Guided by the application of New York law in Negrin, the Court finds that Mick’s bald allegation that Rite Aid “fail[ed] to use reasonable care in ... distributing, marketing and selling” Avandia, does not satisfy New York’s pleading standard for a negligence claim against a pharmacy. GSK has thus demonstrated that Rite Aid was fraudulently joined. Because diversity jurisdiction exists over this action if the citizenship of Rite Aid is disregarded, Plaintiffs Motion to Remand for lack of subject matter jurisdiction will be denied.
3. The North Carolina Case
Plaintiffs in this action, Massey, all citizens of North Carolina, move for remand for lack of subject matter jurisdiction. They claim diversity jurisdiction is absent because Defendant GSK is a citizen of North Carolina.
Under 28 U.S.C. 1332(c)(1), “a corporation shall be deemed to be a citizen of any State by which it has been incorporated and of the State where it has its principal
A corporation may have only one “principal place of business.”
The Court accepts the evidence submitted by GSK that, at the relevant time, its principal place of business was Pennsylvania. This evidence shows that the majority of GSK’s officers and directors, who collectively determine and direct GSK’s corporate activities at the highest level, are located in Pennsylvania; that GSK’s Finance, Treasury, Tax, Information Technology and Consumer Healthcare departments are predominantly located in and operated out of the company’s corporate offices in Philadelphia, Pennsylvania; that GSK spends more on research and development activities in Pennsylvania than it does in North Carolina, and that there are more employees engaged in such activities in Pennsylvania than in North Carolina.
Because GSK was in all senses a citizen of Pennsylvania at the time this action was removed, there is complete diversity among the parties, and Plaintiffs’ motion to remand for lack of subject matter jurisdiction will be denied.
III. CONCLUSION
For the foregoing reasons, all cases under this Memorandum and Order removed from California will be remanded, the Motion to Remand in the Mick case from New York will be denied, and so will the Motion to Remand in the Massey case from North Carolina. An appropriate Order follows.
ORDER
AND NOW, this 25th day of February, 2009, upon consideration of the Motions to Remand filed in the above-captioned individual actions, and all briefs and argument submitted in support thereof or opposition
1. The Motion to Remand in Ayala-Castro (case number 2:08-ev-5116) [MDL Master Docket Doc. No. 255] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Bernadino;
2. The Motion to Remand in Bone (case number 2:08-cv-1726) [MDL Master Docket Doc. No. 258] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
3. The Motion to Remand in Boone (case number 2:08-cv-1981) [MDL Master Docket Doc. No. 128] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of Los Angeles;
4. The Motion to Remand in Bowles (case number 2:08-cv-1733) [MDL Master Docket Doc. No. 259] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
5. The Motion to Remand in Cross (case number 2:08-cv-5227) [Individual Case Docket Doc. No. 2] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of Los Angeles;
6. The Motion to Remand in Fisher (case number 2:08-ev-1729) [MDL Master Docket Doc. No. 260] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
7. The Motion to Remand in Hall (case number 2:08-cv-1727) [MDL Master Docket Doc. No. 261] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
8. The Motion to Remand in Hefner (case number 2:08-cv-1732) [MDL Master Docket Doc. No. 262] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
9. The Motion to Remand in Jefferson (case number 2:08-cv-1728) [MDL Master Docket Doc. No. 263] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
10. The Motion to Remand in Johnson (case number 2:08-cv~835) [MDL Master Docket Doc. No. 253] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of Riverside;
11. The Motion to Remand in Khanna (case number 2:08-cv-2884) [Individual Case Docket Doc. No. 5] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
12. The Motion to Remand in Mitchell (case number 2:08-cv-4235) [MDL Master Docket Doc. No. 254] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of Sacramento;
13. The Motion to Remand in Thornton (case number 2:08-cv-1730) [MDL Master Docket Doc. No. 264] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
14. The Motion to Remand in Upshaw (case number 2:08-cv-1731) [MDL Master Docket Doc. No. 265] is GRANTED and the action is REMANDED to the Superior Court of the State of California for the County of San Francisco;
15. The Motion to Remand in Williams (case number 2:08-cv-2943) [Individual
16. The Motion to Remand in Mick (case number 2:08-ev-5019) [Noticed in MDL Master Docket Doc. No. 295] is DENIED;
17. The Motion to Remand in Massey (case number 2:08-cv-4981) [MDL Master Docket Doc. No. 266] is DENIED.
It is so ORDERED.
. The MDL was established by the United States Judicial Panel on Multidistrict Litigation pursuant to 28 U.S.C. § 1407. The MDL was assigned to this Court in October, 2007.
. Hereinafter, the Court refers to Avandia, Avandaryl and Avandamet collectively as "Avandia".
. October 16, 2007 Transfer Order of the United States Judicial Panel on Multidistrict Litigation, 528 F.Supp.2d 1339, 1340-41 (Jud.Pan.Mult.Lit. 2007).
. Defendant asserts diversity jurisdiction, but does not assert federal question jurisdiction, as a basis for its removal of Mick v. GlaxoSmithKline plc, et al., No. 2:08-cv-05019.
. Argument was not presented as to the motion to remand in Massey et al. v. SmithKline-Beecham Corp. d/b/a GlaxoSmithKline, et al., because the case had not yet been filed in this Court and because it involves somewhat different contentions than the argued cases. As a separate matter, the Court notes that a motion to remand in the case Cox v. SmithKli
. The complaint also names as Defendants “Does 1-50”, but this inclusion is not relevant to the remand analysis. See Sec. 1441(a).
. Defendants additionally argued that the removal satisfied all requirements for removal set forth in the Class Action Fairness Act of 2005 ("CAFA”), as found under 28 U.S.C. § 1332(d), but also acknowledged that Plaintiffs had expressly stated in the Complaint that the action was not a class action. From extensive subsequent briefing and argument by the parties relating to this action and others in which CAFA initially was raised as a potential basis for removal (e.g., Johnson, et al., No. 2:08-cv-00835; Mitchell, et al., No. 2:08-cv-04235), it is clear that the parties have abandoned this line of argument, and accordingly, the Court will not address it further.
.Def.'s Mem. On Federal Question Jurisdiction, at *3 [Doc. No. 231], This argument is the primary basis for GSK's claim of federal question jurisdiction in each case naming McKesson as a party in interest.
. 21 U.S.C. § 301 etseq. ("FDCA”).
. The Third Count of Plaintiffs' Complaint, "Negligence — Failure to Warn,” explicitly refers to the FDCA as well as certain implementing administrative regulations.
. 28 U.S.C. §§ 1441-1453. As an MDL court, the Court applies interpretations of federal law of the Court of Appeals for the Third Circuit, in which it sits. See Menowitz v. Brown, 991 F.2d 36, 40 (2d Cir. 1993); In re Korean Air Lines Disaster, 829 F.2d 1171, 1174 (D.C.Cir. 1987); In re Diet Drugs Litigation, 294 F.Supp.2d 667, 672 (E.D.Pa. 2003).
. 28 U.S.C. § 1331.
. 28 U.S.C. § 1332(a)(1). It is undisputed that all actions presently at issue involve amounts in controversy in excess of $75,000.
. Empire Healthchoice Assur., Inc. v. McVeigh, 547 U.S. 677, 690, 126 S.Ct. 2121, 165 L.Ed.2d 131 (2006) (quotations omitted).
. Other procedural requirements for removal set forth in the removal statute, see, e.g., 28 U.S.C. § 1446, are not at issue in the present motions and are not reviewed herein.
. 28 U.S.C. § 1441(b) (emphasis added).
. See Castner v. Exxon Company, U.S.A., 563 F.Supp. 684, 687-88 (E.D.Pa. 1983). See also Allen v. GlaxoSmithKline PLC, Civ. No. 07-5045, 2008 WL 2247067, at *6 (E.D.Pa. May 30, 2008) (citing Pullman Co. v. Jenkins, 305 U.S. 534, 540-41, 59 S.Ct. 347, 83 L.Ed. 334 (1939) (holding that non-diverse defendant defeats removal jurisdiction regardless of service) and Pecherski v. General Motors Corp., 636 F.2d 1156, 1159 (8th Cir. 1981) {Pullman holding relating to diversity requirement regardless of service remains viable law)).
. 28 U.S.C. § 1447(c).
. PAS v. Travelers Ins. Co., 7 F.3d 349, 352 (3d Cir. 1993).
. Steel Valley Auth. v. Union Switch and Signal Div., 809 F.2d 1006, 1010 (3d Cir. 1987).
. Allen, 2008 WL 2247067, at *4 (citing McSparran v. Weist, 402 F.2d 867, 876 (3d Cir. 1968)).
. See, e.g., Oxendine v. Merck & Co., Inc., 236 F.Supp.2d 517, 524-25 (D.Md. 2002).
. See Dresser Indus., Inc. v. Underwriters at Lloyd’s of London, 106 F.3d 494, 499 (3d Cir. 1997).
. See Allen, 2008 WL 2247067, at *4 (citing Stan Winston Creatures, Inc. v. Toys "R” Us, Inc., 314 F.Supp.2d 177, 181 (S.D.N.Y. 2003)).
. See, e.g., Valerio v. SmithKline Beecham Corp., No. 08-60522, 2008 WL 3286976, at *2 (S.D.Fla. Aug. 7, 2008) (finding removal by a forum defendant prior to service proper under plain language of 28 U.S.C. § 1441(b)); Thomson v. Novartis, No. 06-6280, 2007 WL 1521138 (D.N.J. May 22, 2007) (same); Ott v. Consol. Freightways Corp., 213 F.Supp.2d 662, 665 & n. 3 (S.D.Miss. 2002) (collecting cases).
. See, e.g., Sullivan v. Novartis Pharmaceuticals Corp., 575 F.Supp.2d 640, 641-48 (D.N.J. 2008) (comprehensively analyzing language, purposes and legislative history of 28 U.S.C. § 1441(b), "looking] beyond the language of the statute to avoid an absurd and bizarre result,” and remanding action removed by un-served forum defendant); Allen, 2008 WL 2247067, at *6; Fields v. Organon USA Inc., Civ. No. 07-2922, 2007 WL 4365312, at *5 (D.N.J. Dec. 12, 2007); Vivas v. Boeing Co., 486 F.Supp.2d 726 (N.D.Il. 2007); Castner, 563 F.Supp. at 687-88.
. 575 F.Supp.2d 640, 645-46 (citing Oxendine, 236 F.Supp.2d at 526).
. Compare City of Ann Arbor Employees’ Retirement Sys. v. Gecht, No. C-06-7453, 2007 WL 760568, at *6 (N.D.Cal. March 9, 2007) (through literal reading of § 1441(b), finding no statutory bar to removal of action in which no defendant has been served) and Holmstrom v. Harad, No. 05-C-2714, 2005 WL 1950672, at *2 (N.D.Ill. Aug. 11, 2005) (holding that removal by unserved out-of-state defendant not permitted where no defendant has been served).
. E.g., Gecht, 2007 WL 760568, at *6.
. E.g., Recognition Communications, Inc. v. American Automobile Association, No. 97-CV-0945-P, 1998 WL 119528, at *3 (N.D.Tex. March 5, 1998); Holmstrom, 2005 WL 1950672, at *2.
. Holmstrom, 2005 WL 1950672, at *2 ("the protection afforded by the 'joined and served' requirement is wholly unnecessary for an unserved non-forum defendant”) (citations omitted); see also Fields, 2007 WL 4365312, at *5 ("[s]tated another way, an out-of-state defendant should not fear local bias before it is served, and therefore, has no basis for removal before it is served").
. E.g. Fields, 2007 WL 4365312, n. 2 ("[i]n some state court systems, evidently, the race by defendants to remove before being served by the plaintiff is easily won by defendants because plaintiffs cannot serve defendant before receiving a state track assignment number. This assignment can take over a week from the time the plaintiff files suit, during which time the defendant can learn of the action and remove it to federal court.”).
. See Vanderwerf v. GlaxoSmithKline, PLC, Civ. No. 05-1315, 2005 WL 6151369 (E.D.Pa. May 5, 2005).
. See PAS, 7 F.3d at 352.
. Costner, 563 F.Supp. at 687-88.
. In re Fosamax Prods. Liability Litig., MDL No. 1789, 2008 WL 2940560, at *3 (S.D.N.Y. July 29, 2008) (quoting Pampillonia v. RJR Nabisco, Inc., 138 F.3d 459, 460-61 (2d Cir. 1998)).
. Wilson v. Republic Iron & Steel Co., 257 U.S. 92, 97, 42 S.Ct. 35, 66 L.Ed. 144 (1921); In re Diet Drugs Litig., 294 F.Supp.2d at 672.
. Abels v. State Farm Fire & Cas. Co., 770 F.2d 26, 32 (3d Cir. 1985) (quotation omitted).
. Batoff v. State Farm Ins. Co., 977 F.2d 848, 852 (3d Cir. 1992).
. Boyer v. Snap-On Tools Corp., 913 F.2d 108, 112 (3d Cir. 1990).
. Batoff, 977 F.2d at 852.
. Boyer, 913 F.2d at 111.
. Id.
. Id.
. Id. (quoting Coker v. Amoco Oil Co., 709 F.2d 1433, 1440-41 (11th Cir. 1983)).
. E.g., In re Diet Drugs Litig., 294 F.Supp.2d at 673. The seminal case relating to “procedural misjoinder” of plaintiffs is the Eleventh Circuit case Tapscott v. M.S. Dealer Service Corp., 77 F.3d 1353, 1360 (11th Cir. 1996) (overruled on other grounds). The Court of Appeals for the Third Circuit has not stated its view on whether and how district courts should recognize and treat the claimed egregious "misjoinder” of plaintiffs to defeat diversity in the removal context.
. E.g., In re Fosamax Prods. Liability Litig., 2008 WL 2940560, at *4.
. Tapscott, 77 F.3d at 1360.
. See In re Diet Drugs Litig., 294 F.Supp.2d at 673-74.
. See In re Fosamax Prods. Liability Litig., 2008 WL 2940560, at *4. See also Fed. Ins. Co. v. Tyco Int'l Ltd., 422 F.Supp.2d 357, 378 (S.D.N.Y. 2006); Conk v. Richards & O'Neil, LLP, 77 F.Supp.2d 956, 971 (S.D.Ind. 1999).
. See In re Diet Drugs Litig., 294 F.Supp.2d at 673.
. GSK did not assert federal question jurisdiction in support of the removal of the Mick case out of New York state.
. 545 U.S. 308, 314, 125 S.Ct. 2363, 162 L.Ed.2d 257 (2005).
. GSK accurately notes that, while many Plaintiffs’ pleadings expressly refer to violations of the FDCA in support of allegations of a negligent failure to warn by Defendants, others do not. Def.'s Mem. Fed. Question Jur. at *2-*3. Nonetheless, GSK argues that because the FDCA must figure centrally into any proper assessment of the Avandia warnings, it "is irrelevant” whether the Act is actually mentioned in a failure to warn claim. See id. The Court will thus consider this argument as to all relevant Plaintiffs.
. Def.’s Mem. Fed. Question Jur. at *3.
. Pis.’ Mem. Fed. Question Jur. at *4 (citing Merrell Dow, 478 U.S. 804, 106 S.Ct. 3229 (1986)).
. U.S. Express Lines Ltd. v. Higgins, 281 F.3d 383, 389 (3d Cir. 2002).
. Id. (quoting Gully v. First Nat’l Bank in Meridian, 299 U.S. 109, 113, 57 S.Ct. 96, 81 L.Ed. 70 (1936)).
. Caterpillar, Inc. v. Williams, 482 U.S. 386, 392, 107 S.Ct. 2425, 96 L.Ed.2d 318 (1987).
. Grable, 545 U.S. at 314, 125 S.Ct. 2363.
. Id.
. Empire Healthchoice Assur. Inc. v. McVeigh, 547 U.S. 677, 700-01, 126 S.Ct. 2121, 165 L.Ed.2d 131 (2006).
. Pennsylvania v. Eli Lilly & Co., Inc., 511 F.Supp.2d 576, 578-79 (E.D.Pa. 2007) (quoting 13B Wright, et al., Federal Practice And Procedure 17-18 (2d ed. 1984)).
. Empire, 547 U.S. at 701, 126 S.Ct. 2121.
. Grable, 545 U.S. at 310-15, 125 S.Ct. 2363.
. Id. at 309. 314-15. 125 S.Ct. 2363.
. Merrell Dow, 478 U.S. at 805, 106 S.Ct. 3229.
. Id. at 806, 106 S.Ct. 3229.
. Id. at 811, 106 S.Ct. 3229 (quoting Franchise Tax Board v. Construction Laborers Vacation Trust, 463 U.S. 1, 20, 103 S.Ct. 2841, 77 L.Ed.2d 420 (1983)).
. Id. at 813, 106 S.Ct. 3229.
. Id. at 811-12. 814. 106 S.Ct. 3229.
. Id. at 814, 106 S.Ct. 3229.
. Allen, 2008 WL 2247067, at * 8 (quoting Grable, 545 U.S. at 316, 125 S.Ct. 2363 {‘‘Merrell Dow ... is not to the contrary.”)).
. Grable, 545 U.S. at 319, 125 S.Ct. 2363.
.Id.
.As GSK has elected not to specify precisely which of Plaintiffs’ claims implicate the present issue, and the Court would not presume to limit or define the arguments of GSK’s able counsel, the Court does not catalog every claim by every Plaintiff that may raise the issue, but simply notes that typical of the claims against McKesson are those found in the Hefner Complaint, which are: (1) negligence; (2) negligent failure to adequately warn; (3) negligence per se; (4) negligent misrepresentation; (5) breach of express warranty; (6) breach of implied warranty; (7) strict products liability — defective design; (8) strict products liability — manufacturing and design defect; (9) strict product liability— failure to adequately warn; (10) fraudulent misrepresentation; (11) violations of the [state] Unfair Trade Practices and Consumer Protection Law; (12) unjust enrichment; (13) wrongful death; (14) survival action; (15) loss of consortium; and (16) punitive damages.
. Cf. Merrell Dow, 478 U.S. at 814 n. 12, 106 S.Ct. 3229 (citing Kravitz v. Homeowners Warranty Corp., 542 F.Supp. 317, 320 (E.D.Pa. 1982) ("I cannot identify any compelling reasons of federal judicial policy for embracing a case of this kind as a federal question case. The essential Pennsylvania elements of plaintiffs’ suit for rescission would be more appropriately dealt with by a Court of Common Pleas than by this court; and, with respect to the lesser-included issue of federal law, Pennsylvania’s courts are fully competent to interpret the Magnuson-Moss Warranty Act and the relevant F.T.C. regulations, subject to review by the United States Supreme Court.”)).
. Cf. Grable, 545 U.S. at 319, 125 S.Ct. 2363 ("[a] general rule of exercising federal jurisdiction over state claims resting on federal mislabeling and other statutory violations would ... have heralded a potentially enormous shift of traditionally state cases into federal courts.”).
. Identical language and claims appear in the Complaints in the following California cases considered in this Memorandum: Thornton, Bowles, Fisher, Hall, Hefner, Jefferson, Upshaw. The Complaints in Ayala-Castro, Boone, Johnson, Mitchell, Cross, and Williams include more specific pleadings, alleging, for example, that McKesson supplied their Avandia.
. See 28 U.S.C. § 1441(b).
. See Costner, 563 F.Supp. at 687-88.
. Abels, 770 F.2d at 32.
. Boyer, 913 F.2d at 111-12.
. CaiXode. Civ. Pro. § 425.10(a)(1).
. In re Fosamax, 2008 WL 2940560, at *5 (quoting McKell v. Washington Mut., Inc., 142 Cal.App.4th 1457, 1469-70, 49 Cal.Rptr.3d 227 (Cal.Ct.App. 2006)).
. If GSK persists in believing that Plaintiffs’ pleadings as to McKesson fail to satisfy the relevant standards, it is encouraged to press such arguments to a California court in an appropriate case, thus testing the theory it now forwards to the Court and perhaps yielding case law that would illuminate the point in dispute.
. Boyer, 913 F.2d at 112.
. Id. (citing Smoot v. Chicago, Rock Island & Pac. R.R. Co., 378 F.2d 879 (10th Cir. 1967)).
. Fed.R.Civ.P. 12(d).
. Def.’s Corrected Omnibus Mem. Opp'n at *9 [Doc. No. 183],
. Anderson v. Owens-Corning Fiberglas Corp., 53 Cal.3d 987, 994-95, 281 Cal.Rptr. 528, 810 P.2d 549 (Cal. 1991) (quoting Greenman v. Yuba Power Products, Inc., 59 Cal.2d 57, 27 Cal.Rptr. 697, 377 P.2d 897 (Cal. 1963)).
. Id. at 995, 281 Cal.Rptr. 528, 810 P.2d 549.
. Carlin v. Superior Court, 13 Cal.4th 1104, 1117, 56 Cal.Rptr.2d 162, 920 P.2d 1347 (Cal. 1996).
. See Maher v. Novartis Pharm. Corp., No. 07-cv-852, 2007 WL 2330713, at *3 (S.D.Cal. Aug. 13, 2007).
. Carlin, 13 Cal.4th at 1114, 56 Cal.Rptr.2d 162, 920 P.2d 1347.
. Id. at 1116, 56 Cal.Rptr.2d 162, 920 P.2d 1347.
. Murphy v. E.R. Squibb & Sons, Inc., 40 Cal.3d 672, 680-81, 221 Cal.Rptr. 447, 710 P.2d 247 (Cal. 1985).
. See Maher, 2007 WL 2330713, at *3 (citing Daly v. General Motors Corp., 20 Cal.3d 725, 739, 144 Cal.Rptr. 380, 575 P.2d 1162 (Cal. 1978)).
. Martin v. Merck & Co., Inc., No 05-750, 2005 WL 1984483, at *3 (E.D.Cal. Aug. 15, 2005)
. See Stevens v. Parke, Davis & Co., 9 Cal.3d 51, 65, 107 Cal.Rptr. 45, 507 P.2d 653 (Cal. 1973).
. In re Fosamax, 2008 WL 2940560, at *7 (citing Martin, 2005 WL 1984483, at *3).
. Stevens, 9 Cal.3d at 65, 107 Cal.Rptr. 45, 507 P.2d 653.
. Boyer, 913 F.2d at 111-12.
. In re Fosamax, 2008 WL 2940560, at *8.
. See Cal.Code Civ. P. § 378(a), which states, in relevant part, ''[a]ll persons may join in one action as plaintiffs if ... [t]hey assert any right to relief ... in respect of or arising out of the same transaction, occurrence, or series of transactions or occurrences and. if any question of law or fact common to all these persons will arise in the action.”
. In re Fosamax, 2008 WL 2940560, at *8 (citing Osborn v. Metro. Life Ins. Co., 341 F.Supp.2d 1123, 1128 (E.D.Cal. 2004)).
. Id. (quoting Cal. Prac. Guide Civ. Pro. Before Trial Ch. 2-C, 2:222-23 (2008); and State Farm Fire & Cas. Co. v. Superior Court, 45 Cal.App.4th 1093, 1113, 53 Cal.Rptr.2d 229 (Cal.App.Ct. 1996) (emphasis in original)).
. Pis.’ Omnibus Memorandum, Ex. M (Mick Complaint, ¶¶ 5, 6, 8).
. No. 98-4772, 1999 WL 144507, at *4-*5 (S.D.N.Y. Mar. 17, 1999).
. Id., at *5.
. No. 07-cv-618 (WMS — JJM) Docket No. 19 (W.D.N.Y. Order of McCarthy, Mag. J„ Nov. 7, 2007).
. Id. at *5.
. Id. at *4-*5.
. Id.
. 28 U.S.C. 1332(c)(1).
. See Liakakos v. CIGNA Corp., 704 F.Supp. 583, 586 (E.D.Pa. 1988) (citing Kerstetter v. Ohio Cas. Ins. Co., 496 F.Supp. 1305, 1307 (E.D.Pa. 1980)).
. Kelly v. U.S. Steel Corp., 284 F.2d 850, 853 (3d Cir. 1960). For reasons that are unclear to the Court, Plaintiffs unhelpfully couch their arguments in the law of the Court of Appeals for the Fourth Circuit.
. Id. at 854.
. Id.
. Def.'s Mem. Opp. in Massey, Doc. No. 280, Ex. E (Aug. 5, 2008 Decl. of GSK Vice President and Secretary Carol Ashe).
Reference
- Full Case Name
- In Re: AVANDIA MARKETING, SALES PRACTICES AND PRODUCTS LIABILITY LITIGATION. Ayala-Castro v. GlaxoSmithKline Bone v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Boone v. GlaxoSmithKline Bowles v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Cross v. GlaxoSmithKline Fisher v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Hall v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Hefner v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Jefferson v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Johnson v. GlaxoSmithKline Khanna v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Massey v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Mick v. GlaxoSmithKline PLC Mitchell v. GlaxoSmithKline Thornton v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Upshaw v. SmithKline Beecham Corp. d/b/a GlaxoSmithKline Williams v. GlaxoSmithKline
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