Bridges v. Colvin
Bridges v. Colvin
Opinion of the Court
MEMORANDUM OPINION
Plaintiffs Motion for Reconsideration and/or Reargumehit, ECF No: 63 — Denied
Defendants’ Motion to Dismiss Count II, ECF No. 65 — Granted
Plaintiffs Motion for Leave to File Third Amended Complaint, ECF No. 67 — Denied
I. Introduction
Presently before the Court are the following three motions: (i) Plaintiffs Motion for Reconsideration and/or Reargument of the Order of the Court dated March 28, 2014, in which the Court granted, in part, the motion of Defendants to dismiss Plaintiffs Amended Complaint, (ii) Defendants’ Motion to Dismiss Count II of Plaintiff’s
II. Factual Background
Plaintiff is an administrative law judge (“ALJ”) employed by the United States Social Security Administration and was formerly the Hearing Office Chief Administrative Law Judge (“HOCALJ”) at the Administration’s Harrisburg, Pennsylvania office. Ám. Compl. ¶ 20, ECF No. 80. Applicants for Social Security benefits aré entitled to appeal unfavorable decisions on their claims, and Social Security Administration ALJs, such as Plaintiff, preside over these appeals. Id. ¶¶ 29, 42. The HOCALJ of a regional Social Security Administration office, acts in a managerial capacity for the office, id. ¶ 32, with “[o]ne of the esséntial duties- of the HOCALJ” being “to assign and reassign appeals cases to subordinate ALJs within the hearing office,” id. ¶ 43.
Plaintiff alleges that the Social Security Administration and certain individuals employed by the" Administration ‘discriminated against him on the basis of his status as an African-American in violation of Title VII, violated his due process rights under the Fifth Amendment, and engaged in tor-tious conduct under Pennsylvania law. Plaintiffs claims arise out of a decision by Defendant Jasper Bede, the Regional Chief ALJ and Plaintiffs immediate supervisor during Plaintiff’s tenure as HOCALJ, to remove Plaintiff from his position as HOCALJ of the Harrisburg office. See id. ¶¶ 22-23, 74-75. Plaintiff claims that Defendant Bede conspired with Defendants Janet Landesburg and Reana Sweeney, two ALJs who were subordinate to Plaintiff in the Harrisburg office, to remove Plaintiff from his position on the basis of “racial animus, jealousy and malice against Plaintiff.” Id. ¶¶ 24-25, 44.
According to Plaintiff, Defendant Bede’s explanation for removing Plaintiff from his position was that Plaintiff had improperly reassigned a pending appeal from Defendant Landesberg to another ALJ — a decision that led Defendant Landesberg to file a grievance against Plaintiff. Id. at ¶¶ 65-75. Plaintiff, however, claims that his decision to reassign the appeal from Defendant Landesberg comported with the Social Security Administration’s case management procedures, which suggests that Defendant Bede’s explanation for removing Plaintiff from his HOCALJ role was merely a pretext. Id. Plaintiff contends that, in fact, Defendants Landesburg and Sweeney, who are white, had urged Defendant Bede to remove Plaintiff from his position, and Defendant Bede “acceded to the demands of [the] two white females.” Id. at 64, 78.
Plaintiffs Amended Complaint contains the following eight claims: (1) violations of Title VII’s prohibition on discrimination on the basis of race in employment and Title VII’s prohibition on the creation of a
III. Procedural History
On February 21, 2014, Plaintiff moved for a temporary restraining order and preliminary injunctive relief - based on allegations that Defendant Bede had suspended Plaintiff from his duties as an ALJ for a ten-day period following a “focused review” of ninety cases that Plaintiff. had adjudicated. See Mem. Supp. Pl.’s Mot. TRO and Prelim. Inj. 7-8, ECF No. 44-3, Plaintiff claimed that he was to undergo training during this period of suspension. Id. After Plaintiff and his attorney failed to appear at a hearing on Plaintiffs Motion, the Court denied Plaintiffs Motion. See Order, Feb. 24, 2014, ECF No. 49. Plaintiff then appealed -the denial of his Motion to the United States Court of Appeals for the Third Circuit. See Notice of Appeal, Mar. 6, 2014, ECF No. 57. The Third Circuit dismissed the appeal as moot because Plaintiff had completed the training and been reinstated to his position by the time the court considered his appeal.
The sole claim left standing in Plaintiffs Amended Complaint following this disposition is Count II, in which Plaintiff alleges that Defendants violated his procedural due process rights under the Fifth Amendment by removing him from his position as HOCALJ without an opportunity for a hearing. See id. at *18.
On April 12, 2014, Plaintiff moved for reconsideration of the Court’s decision to dismiss all but Count II of his Amended Complaint. Plaintiff contends that he did contest various aspects of Defendants’ motion that the Court found to be uncontested, and that the Court’s decision to grant, in part, Defendants’ motion to dismiss his Amended Complaint rested on various “manifest errors of law.” See Pl.’s Mot. Recons, and/or Reargument of, Order Dated Mar. 28, 2014, ECF No. 68.
On April 17, 2014, Defendants responded to Count II of Plaintiffs Amended Complaint by moving to dismiss that claim, arguing that the Court lacks subject matter jurisdiction over the claim and, alternatively, that. Plaintiff has. not .stated a claim upon which relief can be granted. See Defs. Mot. Dismiss Count II of Pl’s Am. Compl., ECF No. 65.
On April 23,2014, Plaintiff filed a motion for leave to amend his Amended Complaint. Plaintiff seeks leave to add three additional claims arising but of revisions the Social Security Administration made to the position description for Administration ALJs. Plaintiff contends that these revisions violate his constitutional rights and constitute retaliation against him in viola: tion of Title VIL See Pl’s Mot. Leave File Third Am. Compl, ECF No. 68.
While these three motions remained pending, Plaintiff again sought preliminary injunctive relief. On October 20, 2014, Plaintiff filed a motion for a temporary restraining order and preliminary injunc-tive relief. See Mot. TRO and Prelim. In-junctive Relief, ECF' No. 73. Plaintiff sought to restrain the Social Security Administration from conducting a “focused review” of prior decisions he issued - as an ALJ, an action which he contended was “illegal for various: reasons.” See Order 3 n. 5, Oct. 24, 2014, ECF No. 78, After a hearing, the Court denied Plaintiffs motion, concluding that he had failed to demonstrate a likelihood of success on the merits of his contentions or that he would suffer any imminent, irreparable injury absent preliminary injunctive relief. See id. at 5 n. 6. Plaintiff again appealed the deni
On March 20, 2015, Plaintiff filed a third motion for preliminary injunctive relief, and on September 9, 2015, the Court held a hearing on Plaintiffs motion and heard argument on the other motions presently pending before the Court.
This Memorandum Opinion concerns Plaintiffs motion for reconsideration of the Court’s March 28, 2014 Order dismissing all but Count II of Plaintiffs Amended Complaint, Defendants’ motion to dismiss Count II of Plaintiffs Amended Complaint, and Plaintiffs motion for leave to amend his Amended Complaint.
III. Plaintiff’s motion for reconsideration of the Court’s March 28,. 2014 Order supplies no grounds for the Court to disturb that Order.
Plaintiff urges the Court to reconsider its March 28, 2014 Order dismissing all but Count II of his Amended Complaint. Plaintiff invokes both Federal Rule of Civil Procedure 59(e) and 60(b) as a basis for his motion for reconsideration, but neither is applicable. Rule 59(e), which states that “[a] motion to alter or amend a judgment must be filed no later than 28 days-after the entry of the judgment,” is inapplicable because the Court’s Order was not a “judgment.” The Rules define the word “judgment” to mean “a decree and any order from which an appeal lies.” Fed. R. Civ. P. 54(a). An order dismissing some, but not all, of a party’s claims is neither a decree nor an order from which an, appeal lies; rather, such an order is interlocutory in nature. See Andrews v. United States, 373 U.S. 334, 340, 83 S.Ct. 1236, 10 L.Ed.2d 383 (1963) (“[T]he judgment to be appealable should be final not only as to all the parties, but as to the whole subject-matter and as to all the causes of action involved.”); Pellicano v. Blue Cross Blue Shield Ass’n, 540 Fed. Appx. 95, 97 n. 4 (3d Cir. 2013) '(“[B]ecause an order dismissing fewer than all claims or parties is generally not a final judgment, a Rule 59(e) motion to challenge such an order may only be filed after the district court enters the final judgment.” (quoting Auto Servs. Co. v. KPMG, 537 F.3d 853, 856 (8th Cir. 2008))).
For the same reason, Rule 60(b) is also inapplicable. The Rule provides that a “court may, relieve a party or its legal representative from a final judgment, order, or proceeding” for certain enumerated reasons. The inclusion of the word “final” in the text of the Rule means that “interlocutory judgments are not brought within the restrictions of the rule.” Fed. R. Civ. P. 60(b) advisory committee’s note to 1946 amendment; Torres v. Chater, 125 F.3d 166, 168 (3d Cir. 1997) (observing that “purely interlocutory” orders do not fall within the scope of Rule 60(b), “which applies only to ‘final’ judgments and orders”).
Thus, “neither Rule 59(e) nor 60(b) applies here because the order [Plaintiff] seeks to have reconsidered is not a final judgment or order but rather an interlocutory decision.” See Jairett v. First Montauk Sec. Corp., 153 F.Supp.2d 562, 579 (E.D.Pa. 2001); Am. Guar. & Liab. Ins. Co. v. Fojanini, 99 F.Supp.2d 558, 560 (E.D.Pa. 2000). Instead, Plaintiffs only recourse is to this Court’s “inherent power
The Court need not reach the merits of Plaintiff’s motion for reconsideration, however, because Plaintiff’s motion is untimely. “Motions for reconsideration or reargument shall be served and filed within fourteen (14) days after the entry of the order concerned, other than those governed by Federal Rule of Civil Procedure 59(e).” E.D. Pa. Local R. Civ. P. 7.1(g). As the Court has observed, Plaintiff’s motion does not arise under Rule 59(e); therefore, Plaintiff had until April 11, 2014 — fourteen days from the date of the Court’s order that he challenges — to file and serve his motion. Plaintiff filed his motion on April 12, 2014, the fifteenth day. The Court, therefore, may deny Plaintiff’s motion on this basis. See Oldcastle Precast, Inc, v. VPMC, Ltd., No. 12-6270, 2013. WL 3865112, at *2 (E.D.Pa. July 26, 2013) (denying a motion for reconsideration that was not filed within fourteen days after the entry of the challenged order); see also United States v. Eleven Vehicles, Their Equip. & Accessories, 200 F.3d 203, 214 (3d Cir. 2000) (“[I]t is not an abuse of discretion for a district court to impose a harsh result, such as dismissing a motion or an appeal, when a litigant fails to strictly comply with the terms of a local rule.”). Plaintiff neither acknowledges that his motion is untimely nor attempts to invoke the Court’s discretion to depart from the local procedural rules. She Eleven Vehicles, 200 F.3d at 215 (“[A] district court can depart from the strictures of its own local proce: dural rules where (1) it has a sound rationale for doing so, and (2) so doing does not unfairly prejudice a party who has relied on the local rule to his detriment.”).
Even if the Court were to entertain Plaintiffs motion, the Court finds no clear error of law or manifest injustice in the Order, nor any other basis to revisit the outcome. Plaintiff challenges the- Court’s Order on three grounds: first, he contends that the Court was mistaken in concluding that he failed to oppose certain aspects of Defendants’ motion to dismiss his Amend-
A. The Court correctly concluded that Plaintiff failed to oppose Defendants’ motion to dismiss his hostile work environment and retaliation claims.
The Court dismissed Plaintiffs hostile work environment arid retaliation claims against the Social Security Administration because Plaintiff failed to respond to Defendants’ contention' that his Amended Complaint did not contain facts sufficient to support either claim. See Bridges, 2014 WL 1281158, at *15 (“Plaintiffs Memorandum does not address or respond to defendants’ argument that his Amended Complaint fails to state sufficiently a hostile-work-environment claim under Title VII. Accordingly,..". I grant defendants’ Motion to Dismiss as uncontested — ”); id. at *17 (“Although plaintiff did respond to defendants’ argument that removal from the HOCALJ position was not an adverse employment action...., Plaintiffs Memorandum does not otherwise respond to defendants’ argument that he failed to plead sufficient facts to support, the other necessary elements of a Title VII retaliation claim. Accordingly,... I grant defendants’ Motion to Dismiss as uncontpsted ____”).
Plaintiff argues that -the Court overlooked his arguments in opposition to Defendants’ motion to dismiss these claims, and that the Court was therefore mistaken in concluding that Defendants’ motion was uncontested. Plaintiff does not, however, contend that the Court overlooked any arguments or materials that were contained in his opposition to Defendants’ motion. Rather, Plaintiff directs the Court to various arguments and materials scattered throughout the record of this action (and other materials Plaintiff claims are in the public record), arguing that his opposition to Defendants’ motion can be found in these places.
This argument misapprehends the basis upon which a motion may be granted as unopposed; A party may not stand silent in the face of a motion, expecting the Court to generate arguments on the party’s behalf by piecing together arguments and materials scattered throughout the record of the case. “To put it simply: plaintiffs who fail to brief their opposition to portions of motions to dismiss do so at the risk of having those parts of the motions to dismiss granted as uncontested.” Celestial Cmty. Dev. Corp. v. City of Phila., 901 F.Supp.2d 566, 578 (E.D.Pa. 2012); see Nelson v. DeVry, No. 07-4436, 2009 WL 1213640, at *10 (E.D.Pa. Apr. 23, 2009) (“Failure to address even part of a motion in a responsive- brief may result in that aspect of the motion being treated as unopposed.”); see also Celestial, 901 F.Supp.2d at 578 (collecting cases). Thus, the Court did not clearly err — or err at all — in concluding that Defendants’ motion was unopposed in certain respects and granting Defendants’ motion in those respects.
" But even if the Court were to consider now, for the first time, the arguments and materials Plaintiff belatedly calls to the Court’s attention, they still fail to do what Plaintiff failed to do in his opposition to Defendants’ motion: respond to Defendants’ contention that his Amended Complaint fails to state a hostile work environment or retaliation claim.
Plaintiff first argues that the Court should have taken notice of two documents he claims are a matter of public record. Plaintiff contends that the “HALLEX
Next, Plaintiff directs the Court to two documents that contain the Social Security Administration’s position description for the ALJ position — one document contains the position description effective as of June 4, 2014, while the other contains an updated version of the description effective as of December 23, 2013. See Pl.’s Mot. Recons, and/or Reargument ¶¶ 4-5. Both documents were filed with the Court as exhibits to a supplemental pleading that Plaintiff sought leave to file,
Third, Plaintiff claims that the Court “overlooked the factual declarations contained in his motions seeking injunctive relief,” which he claims “detail a continuing pattern of racially-based, discrimination and retaliation directed against Plaintiff in the conduct of his employment.” Pl.’s Mot. Recons, .and/or 'Reargument ¶ 16. Plaintiff argues that, “[njotwithstanding [that] Plaintiffs, motion for injunctive relief was dismissed, its factual allegations cannot be disregarded and/or voided.” Id. But as Plaintiff himself recognizes in his motion for reconsideration, the only materials the Court may consider in assessing the sufficiency of a complaint are “the complaint, attached exhibits, and-matters of public record.” See PL’s Br. Supp. Mot. Recons, and/or Reargument 7 (citing Bridges, 2014 WL 1281158, at *3). “In passing on a motion to dismiss because the complaint fails to state a cause of action, the facts set forth in the complaint are assumed to be true and affidavits and other evidence produced on application for a preliminary injunction may not be considered.” Land v. Dollar, 330 U.S. 731, 735 n. 4, 67 S.Ct. 1009, 91 L.Ed. 1209 (1947).
-Finally, Plaintiff contends that a passage in a brief he filed in support of his earlier, separate motion for leave to file a supplemental pleading “clearly addresses Plaintiffs position regarding hostile work environment and retaliation.”
To summarize, Plaintiffs contention that the Court mistakenly concluded that he failed to oppose Defendants’ motion to dismiss his hostile work environment and retaliation claims lacks merit because none of the materials that he- claims the Court overlooked were contained or referenced in his opposition to Defendants’ motion. Even if the Court were to entertain these materials and arguments now, none of them address Defendants’ contention that Plaintiffs Amended Complaint fails to allege sufficient facts to state either a hostile work environment or retaliation claim.
B. Plaintiff’s contention that the Court made “manifest errors of law” lacks merit.
Plaintiff contends that the Court erred in its decision to dismiss Plaintiffs Title VII claims by failing to recognize that “Defendants have not proffered any business justification” for the removal of Plain
Plaintiffs argument misapprehends the nature of the McDonnell Douglas framework. Before a defendant is required to come forward with a legitimate, nondiscriminatory reason for taking a challenged employment action, the plaintiff “must carry the initial burden under the statute of establishing a prima facie case of racial discrimination.” McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. 1817. Here, rather than answer Plaintiffs Title VII claims, Defendants opted to challenge whether Plaintiffs Amended Complaint contained sufficient facts to make out prima facie Title VII claims,,and Plaintiffs claims did not withstand that challenge. Therefore, Plaintiffs claims never reached-the next “step” of the McDonnell-Douglas framework, where the burden would have shifted to Defendants to come forward with a legitimate, non-discriminatory reason for removing Plaintiff from his position as HO-CALJ. There is no error of law here.
C. Plaintiffs contention that the Court incorrectly concluded, that Plaintiffs hostile work environment and retaliation claims were time-barred lacks merit.
Plaintiff renews his argument that the “discovery rule” and the “continuing violations doctrine” establish that his hostile work, environment and retaliation claims are not barred by his failure to - timely contact an EEO- counselor. See Pl.’s Br. Supp. Mot. Recons, and/or Reargument 10-11. The Court considered both of these contentions before proceeding to grant.Defendants’ motion to dismiss these claims. See Bridges, 2014 WL 1281158, at *11 (discussing Plaintiffs contention .that “the continuing-violation theory and the discovery rule each apply and render his Title VII claims timely”). With respect to Plaintiffs hostile work environment claim, that claim was dismissed not because the claim was untimely, but because Plaintiff failed to respond to Defendants’ argument that his Amended Complaint did not contain allegations of any conduct that was “sufficiently severe or pervasive to state such -a claim.” See Bridges, 2014 WL 1281158, at *15-16 (expressly declining to “address plaintiffs continuing violation - argument concerning the timeliness” of his hostile work environment claim because the Court dismissed that claim on other grounds).
With respect to Plaintiffs retaliation claim,.the Court dismissed this claim for two separate reasons: first, that Plaintiff failed to respond to Defendants’ argument that his Amended Complaint failed to assert “any facts that support his claim of retaliation.” See id. at *17. Second, the Court concluded that, to the extent Plaintiffs retaliation claim is based on his removal as HOCALJ, that claim is time barred. See id. at *15-17. That 'narrower, second rationale for dismissing a component, of his retaliation claim is the only aspect of Plaintiffs retaliation claim that the Court held was time-barred, and the Court was correct in that assessment. The “continuing violations doctrine” has no applicability here, because the alleged act of
Nor does the “discovery rule” apply. The discovery rule is a doctrine that supports the tolling of limitations periods under the theory that the accrual date for an action “is not the date on which the wrong that injures the plaintiff occurs, but the date on which the plaintiff discovers that he or she has been injured.”
Thus, the Court did not err in failing to apply either the continuing-violations doctrine or the discovery rule to. Plaintiffs hostile work environment and retaliation claims. Both Plaintiffs hostile work environment and retaliation claims were dismissed for reasons other than the timeliness of those claims, and with respect to Plaintiffs claim that his removal as HO-CALJ constituted unlawful retaliation,-the Court was correct that neither the continuing violations doctrine nor the discovery rule prevented that claim from being time barred.
D. Conclusion
Plaintiffs motion for reconsideration is untimely under Local Rule 7.1(g) and subject to denial on that ground, but even if the Court were to entertain the merits of Plaintiffs motion, Plaintiffs arguments supply no basis for the Court to disturb its March 28, 2014 Order. Plaintiffs contention that the Court was mistaken in concluding that he failed to oppose certain aspects of Defendants’ motion to dismiss lacks merit, and even- if the Court were to
IY. Defendants’ Motion to Dismiss Count II of Plaintiffs Amended Complaint is Granted.
Defendants have moved to dismiss Plaintiffs sole remaining claim on the grounds that the Court lacks jurisdiction to entertain this claim and that Plaintiff has failed to state a claim upon which relief can be granted.
Defendants contend that the proper place for Plaintiff to pursue his due process claim is with the U.S. Office of Special Counsel (“OSC”) pursuant to the procedures afforded by the CSRA for federal employees to challenge the propriety of certain employment actions. “The CSRA ‘established a comprehensive system for reviewing personnel action taken against federal employees.’ ” Elgin v. Dep’t of the Treasury, — U.S. -, 132 S.Ct. 2126, 2130, 183 L.Ed.2d 1 (2012) (quoting United States v. Fausto, 484 U.S. 439, 455,' 108 S.Ct. 668, 98 L.Ed.2d 830 (1988)). The types of “personnel actions” that fall within the scope of the CSRA are varied, and include such actions as removals, suspensions, reductions in grade and pay, promotions, transfers, reassignments, and “any other significant change in duties, responsibilities, or working conditions.” See 5 U.S.C. §§ 2302(a)(2), 7521; Krafsur v. Davenport, 736 F.3d 1032, 1034 (6th Cir. 2013) (citing 5 U.S.C. § 2302(a)(2)). The precise procedures that the CSRA prescribes for the review of a particular personnel action depend upon “the severity of the personnel action and the rank of the employee.” Krafsur, 736 F.3d at 1034. For an ALJ such as Plaintiff, there are generally two different channels of review that may be available, and which one applies depends upon the severity of the personnel action:
Generally speaking, the Act divides covered actions into two categories: adverse actions and prohibited personnel practices. See Carducci v, Regan, 714 F.2d 171, 175 (D.C.Cir. 1983) (Scalia, J.). Adverse actions are the most serious the government may take against its employees. For administrative law judges, these include removal, suspension, reduction in grade, reduction in pay and some furloughs. 5 U.S.C. § 7521. The Act entitles an employee facing an adverse action to a formal hearing before the Merit Systems Protection Board and if necessary an appeal to the Federal Circuit. Id. §§ 7521, 7703.
Prohibited personnel practices are less serious than adverse actions. The Act defines this- category broadly. It includes violations of “any law, rule, or regulation implementing, or directly concerning,... merit system..” principles,” id. § 2302(b)(12), which'in turn entitle employees to “fair and equitable treatment in all aspects of personnel management,” to insist upon “proper regard for ... constitutional rights,” and to prohibit “arbitrary action,” id. § 2301(b). An employee faced with a prohibited personnel practice must first complain to the Office of Special Counsel. If the Special Counsel concludes that “there are reasonable grounds to believe that a prohibited personnel practice has occurred,” he must 'report his conclusion to the agency. Id. § 1214(b)(2)(B). If the agency fails to take corrective action, the Special Counsel may refer the case to the Merit Systems Protection Board (from which the employee may appeal to the Federal Circuit). Id. §§ 1214(b)(2)(C), 1214(c). But if the. Special Counsel concludes that the complaint lacks merit, or if he declines to refer the case to the Board, the employee is out of luck. A court may not review the Special Counsel’s decisions unless the Counsel “has declined to investigate a complaint at all.” Carson v. U.S. Office of Special Counsel, 633 F.3d 487, 493 (6th Cir. 2011).
Id. Thus, if an ALJ seeks to challenge a more serious “adverse action,” the ALJ is entitled to judicial review of the action in the United States Court of Appeals for the
The Federal Circuit, which is the,, sole federal, court vested with the jurisdiction to review the propriety of the more serious “adverse actions,” has held that stripping a Social’Security Administration ALJ of the title “HOCALJ” is not an “adverse action” because doing so is not tantamount to a removal, suspension, reduction in grade, reduction .in pay, or a furlough of the ALJ. Butler v. Soc. Sec. Admin, 331 F.3d 1368, 1373 (Fed.Cir. 2003). The court observed that losing the title of Hearing Office Chief merely divested the ALJ of various administrative and managerial responsibilities over the ALJ’s local hearing office and did not affect the ALJ’s pay or grade or the ALJ’s statutory-prescribed' duties to conduct hearings. See id. at 1372-74.
Thus, Plaintiffs challenge to the process by which he was stripped of his title as HOCALJ instead involves one of the lesser' species personnel actions: a “prohibited personnel practice.” This is so because that term includes “tak[ing] or fill[ingj‘to take any ... personnel action if 'the taking of or failure to take’siich action violations any law, rule, or regulation implementing, or directly concerning, the merit systems principles,” and one of the merit systems principles, in turn, is that “[a]ll employees ... should receive fair and equitable treatment in all respects of personnel management ... with proper regard for their... constitutional rights.” See 5 U.S.C. §§ 2301(b)(2), 2302(b)(12); See Saul v. United States, 928 F.2d 829, 834 (9th Cir. 1991) (citing H.R. Rep. No. 95-1717 (1978), as reprinted- in 1978 U.S.C.C.A.N, 2860, 2865) (“Congress did expect ‘prohibited personnel practices’ to cover supervisors’ violations of employees’ constitutional and privacy rights.”); Spagnola v. Mathis, 859 F.2d 223, 225 n. 3 (D.C.Cir. 1988); Jarvis v. Cardillo, No. 98 CIV. 5793, 1999 WL 187205, at *9 (S.D.N.Y, Apr. 6, 1999) (observing that the CSRA has been interpreted “flexibly to cast a wide net over constitutional challenges arising from federal employment”); Porter v. U.S. Dep’t of Army, No. 93 C 6900, 1995 WL 461898, at *6 & n. 4 (N.D.Ill. July 17, 1995) (recognizing that claims alleging due process violations arising out of employment actions “fall under the catch-all category of ‘prohibited personnel practices’ ”).
The question presented by Defendants’ motion is whether Plaintiffs claim cannot be heard by this Court because Plaintiffs claim, arising out of a “prohibited personnel action,” could instead be addressed through the remedial procedures prescribed by the CSRA.
The CSRA was enacted largely to “replace the haphazard arrangements for administrative and judicial review of personnel action” affecting federal employees, which had developed into an “‘outdated patchwork of statutes and rules built up over almost.-a century’ that was the civil service system.” United States v. Fausto, 484 U.S. 439, 444, 108 S.Ct. 668, 98 L.Ed.2d 830 (1988) (quoting S. Rep. No. 95-969, at 3 (1978), as reprinted in 1978 U.S.C.C.A.N. 2723, 2725). The statute “comprehensively overhauled the civil service system,” prescribing “in great detail the protections and remedies available” for federal employees subjected to adverse
Whether the CSRA precludes a federal employee from bringing a claim for equitable and declaratory relief for a constitutional violation, however, has proved more confounding. There is “something of a circuit split” on the answer to this question, with some circuits holding that the CSRA precludes federal employees from litigating constitutional claims for equitable relief just as the CSRA precludes federal employees from litigating statutory claims or constitutional claims for damages, while others have declined to interpret the CSRA as intending to strip the federal courts of jurisdiction over these claims. See Elgin v. Dep’t of the Treasury, 641 F.3d 6, 11 & n. 4 (1st Cir. 2011), aff'd, — U.S.-, 132 S.Ct. 2126, 183 L.Ed.2d 1; Semper v. United States, 694 F.3d 90, 96 (Fed.Cir. 2012). In 1995, the Third Circuit, aligning, itself with the United States Court of Appeals for the District of Columbia Circuit, charted the latter course. In an opinion by then-Judge Alito, the court declined to bar three current or former federal employees from seeking injunctive and declaratory relief for violations of their First Amendment rights based on allegations that their' supervisors had retaliated against them for statements they made concerning deficiencies in patient care at the Veterans Administration Medical Center. See Mitchum v. Hurt, 73 F.3d 30, 31-33 (3d Cir. 1995). The court quoted at length from the D.C. Circuit, calling attention in particular to that court’s observation that, by contrast to the authority of the federal courts to craft damage remedies for constitutional violations, the “pow
In 2012, the Supreme Court partially resolved the circuit split and' supplied — at least in part — that more specific guidance the Mitchum court was seeking. See Semper, 747 F.3d at 241-42. In Elgin, the Court was presented with an attempt by federal employees to challenge the constitutionality of two federal statutes that, together, required them to be terminated from their employment because they had failed to register for the Selective Service. See 132 S.Ct. at 2130-31. Rather than attempt to pursue their CSRA-afforded remedies, the employees filed suit in federal district court, seeking “equitable relief in the form of a declaratory judgment that the challenged statutes [were] unconstitutional, an injunction prohibiting enforcement of [one of the statutes, reinstatement to their former positions,” and certain monetary damages.' See id. at 2131, The Court interpreted the CSRA to deprive the district court of jurisdiction to hear their claims, concluding that “it is fairly discernable that the CSRA review scheme was intended to preclude district court jurisdiction over petitioners’ claims.” Id. at 2140. Critical to the Court’s conclusion was that these employees had been subjected to the more severe “adverse action” form of personnel action — namely, termination from their employment — which meant that they would have been entitled to judicial review in the Federal Circuit had they followed the CSRA procedures to their end. See id. at 2130-31. Before the Court engaged in the interpretive work of determining whether the CSRA stripped the district court of jurisdiction to hear the employee’s claims, the Court addressed the standard that governed the Court’s review of the statute. The employées argued that the Court should apply the interpretive rule pronounced by Webster v. Doe, 486 U.S. 592, 108 S.Ct. 2047, 100 L.Ed.2d 632 (1988), “which held that ‘where Congress intends to preclude judicial review of constitutional claims[,] its intent to do so must be clear.’ ” Elgin, 132 S.Ct. at 2132 (quoting Webster, 486 U.S. at 603, 108 S.Ct. 2047). Webster reasoned that a “heightened showing” of congressional intent is required before a statute can be read to “deny any judicial forum for a colorable constitutional claim” in order to “avoid the ‘serious constitutional question’ that would arise” if a statute did so. See id. (quoting Webster, 486 U.S. at 603, 108 S.Ct. 2047). The employees, of course, argued. that Webster standard could not be met because the CSRA does not contain any language expressly stripping the district courts of. their jurisdiction to hear constitutional claims for equitable relief. See id.
The Court, however, refused to apply the Webster standard. The Court observed that the Webster standard “does not apply where Congress simply channels judicial review of a constitutional claim to a partic
The linchpin of the Court’s decision, therefore, was the fact that the CSRA guaranteed the employees the availability of judicial review in the Federal Circuit. The availability of judicial review made the rigorous Webster standard inapplicable, which allowed the Court to- look past the fact that the CSRA does not expressly preclude federal district court jurisdiction over constitutional claims
In 2014, the Third Circuit took stock of Elgin and the effect the decision had on Mitchum. The Court .observed that Mitch-um had “hesitantly rejected] [the] argument adopted by other circuits that ‘a federal employee who has meaningful administrative remedies and a right- to judicial review under the CSRA or another comparable statutory scheme should not be permitted to bypass that scheme by bringing can action under 28 U.S.C; § 1331 and seeking injunctive or declaratory relief.” See Semper, 747 F.3d at 242 (quoting Mitchum, 73 F.3d at 34) (emphasis added). Recognizing that “Elgin effec
[T]he CSRA precludes a federal employee. from litigating constitutional claims for equitable and declaratory relief in a § 1331 action where the employee could pursue meaningful relief under a remedial plan that provides for meaningful review of his or. her claims by judicial officers. However, a federal employee who could not pursue meaningful relief through a remedial plan that includes some measure of meaningful judicial review has the right to seek equitable and declaratory relief for alleged constitutional violations in a “federal question” action filed pursuant to § 1331.
See id. This rule, the court said, “honors both our ruling in Mitchum as well as the Supreme Court’s decisions in Elgin (as well as Fausto, Bush, and Webster).” Id.
The question before this Court, therefore, is whether a federal employee, like Plaintiff, who is not afforded a right to judicial review, but rather is only provided the means to raise his constitutional claim for equitable and declaratory with the OSC, which may, or may not, elect to refer his claim to the MSPB for further review (with subsequent review available in the Federal. Circuit), is afforded “meaningful review of his or her claims by judicial officers” from this process. Neither Elgin nor Semper resolved this question because in both cases the federal employees were entitled to eventual judicial review of their constitutional claims.
Defendants urge that the Court does not need to resolve this question at this juncture, because even if this Court has jurisdiction to hear his claim, Plaintiff must first exhaust the remedies afforded to him by the CSRÁ before pressing his claim here. Plaintiff does not allege that he made any attempt to avail himself of his administrative remedies.
Defendants’ approach is eminently reasonable, and comes recommended by more than one circuit.
Forty years ago, the Supreme Court recognized that “[t]he doctrine of exhaustion of administrative remedies is well established in the jurisprudence of the administrative law,” which provides “that no one is entitled to judicial relief for a supposed or threatened injury until the prescribed administrative remedy has been exhausted.”
If the Court were writing on a clean slate, the Court would Require Plaintiff to avail himself of the CSRA procedures he is afforded seeking relief for his claim here, but the Court must reckon with the continuing vitality of Mitchum. In that case, before proceeding to hold that the court could exercise jurisdiction over the plaintiffs’ claims, the court set forth, in detail, the administrative procedures that the CSRA afforded to each of the three plaintiffs. See 73 F.3d at 31-32. The court expressly recognized that, “[i]nstead of pursuing these remedies, the appellants filed an action in district court.” See id. at 32. Nonetheless, the court held that the employees could proceed with their claims in the district court. Mitchum thus stands for the proposition that if jurisdiction exists in the federal courts to hear a federal employee’s constitutional claim for equitable reliéf, the employed is not required to first pursue whatever remedies the CSRA affords before bringing that claim to the district court.
Thus, the Court must determine at this time whether it may exercise jurisdiction over Plaintiffs claim, because if so, Plaintiffs claim is ripe for judicial review. Applying the rule laid down in Semper, the Court finds that it has jurisdiction over Plaintiffs claim because the procedures afforded to' Plaintiff under the CSRA, which vest the Office of Special Counsel with plenary discretion over whether to refer a claim to the MSPB, do not afford Plaintiff meaningful review of his- claim by a judicial officer. See Semper, 747 F.3d at 242.
The feature distinguishing the remedies afforded to Plaintiff under the CSRA from those available to the employees in Elgin is the fact that the viability of Plaintiffs claim is committed solely to the discretion of the OSC. Only if the OSC, whose role “has been compared to a prosecutor,” elects to pursue a claim is the possibility of judicial review at the end of the line in the Federal Circuit unlocked. See Andersen v. United States, 8 F.3d 25, 1993 WL 394879, at *3 (9th Cir. Oct. 5, 1993) (unpublished table opinion).
The D.C. Circuit had the opportunity to engage in an extensive examination of whether this administrative, procedure supplies a meaningful remedy for a federal employee’s constitutional claim. See Spagnola v. Mathis, 809 F.2d 16, 22-28 (D.C.Cir. 1986), vacated in part en banc, 859 F.2d 223 (D.C.Cir. 1988) (per curiam). While the court was faced with the distinctly different question of whether to allow a federal employee to proceed with a Bivens claim for damages, and was subsequently vacated on this point by the full court under Bush and its progeny, the court’s observations are salient.
More recently, the- Sixth Circuit east the procedure in a more positive light. The court characterized the OSC’s exclusive discretion to pursue, or reject, a federal employee’s constitutional claim as “only a narrow limit upon judicial review,” viewing the OSC’s discretion as limited to “weed[ing] out frivolous complaints and frivolous arguments.” See . Krafsur, 736 F.3d at 1038 (6th Cir. 2013) (citing 5 U.S.C, § 1214(b)(2)(B)). The court reasoned that the OSC has “every incentive to help wronged employees” in light of its statutory mandate to “protect employees ... from prohibited personnel practices” and recognized that the Special Counsel is insulated from removal without 'cause and “has independent authority to launch investigations, to participate in Board proceedings and to file, friend-of-the-court briefs.” See id. (citing 5 U.S.C.-§§ 1211(b), 1212(a)-(d),.(h))..
The good intentions of the OSC, however, would provide little comfort to a federal employee whose constitutional claim was rejected pursuant to a process that is “essentially discretionary and unreviewable.” See Spagnola, 809 F.2d at 24 (quoting Krodel; 748 F.2d at 712 n. 6)). While the Krafsur court’is correct that the OSC is charged with reporting to the employee’s agency and the Office of Personnel Management any claim where the OSC determines there are “reasonable grounds to believe that a prohibited personnel practice has occurred” — thus declining to pursue, in theory, only what the Krafsur court described as “frivolous complaints and frivolous arguments” — that same guidance does not apply to the discretion afforded to the OSC that is at the heart of this remedial scheme:, the discretion to decide whether to refer the claim to the MSPB, which is the only route to further review in the Federal Circuit. With respect to that critical gatekeeping function, tlm CSRA provides only that, “[i]f, after a reasonable period of time, the agency does not act to correct the prohibited personnel practice, the Special Counsel may petition the Board for corrective action.” See 5 U.S.C. § 1214(b)(2)(C); As Krafsur itself recognized, “if the Special Counsel concludes that the complaint lacks merit, or if [the
The court in Krafsur also focused on the fact that this remedial scheme applies to alleged constitutional violations that arise out of “relatively minor matters” of personnel. actions rather than the more seri.ous “adverse actions,” which are entitled to a formal hearing before the MSPB and judicial review in the Federal Circuit.” See 736 F.3d at 1038. This reasoning echoed the decision of the Fourth Circuit in Pinar v. Dole, which relied on the fact that the personnel actions in. questions “are so minor in nature’) to hold that the federal courts lack jurisdiction over constitutional claims, for equitable relief brought by federal employees whose only recourse was to petition the CSC for relief. See 747 F.2d 899, 912 (4th Cir. 1984). Applying the due process balancing test prescribed by Mathews v. Eldridge,
The immediate question, however, is not whether the remedial procedures afforded by the CSRA would provide Plaintiff with sufficient process to deprive him of a relatively minor property interest to which he is entitled, but whether Plaintiff may be denied any Article III forum to present his claim that his constitutional rights have been violated. While the answer to the former is guided by a “flexible” standard that takes into account the magnitude of the private interest at stake, see Eldridge, 424 U.S. at 331-35, 96 S.Ct. 893, the answer to the latter implicates the “ ‘serious constitutional question’ that would arise if a federal statute were construed to deny any judicial forum for a colorable constitutional claim,” see Webster v. Doe, 486 U.S. 592, 603, 108 S.Ct. 2047, 100 L.Ed.2d 632 (1988) (quoting Bowen v. Mich, Acad, of Family Physicians, 476 U.S. 667, 681 n. 12, 106 S.Ct. 2133, 90 L.Ed.2d 623 (1986)). The focus of the Court’s inquiry is whether the CSRA provides Plaintiff with the opportunity for “meaningful judicial review” of his constitutional claim, see Semper, 747 F.3d at 242, not whether the CSRA’s procedures would be sufficiently rigorous to allow Plaintiff to be deprived of a- minor property interest in a manner that is consistent with the Due Process Clause of the Fifth Amendment. See Spagnola, 809 F.2d at 26 (expressing the belief that the Pinar court’s analysis “is significantly flawed” because the court “inappropriately applied the due process balancing test enunciated in Mathews v. Eldrige” to determine whether the CSRA scheme provides a constitutionally adequate forum to advance a constitutional claim). The Fourth Circuit itself subsequently expressed doubts that Pinar was properly decided in light of the Supreme Court’s decision in Webster. See Bryant v. Cheney, 924 F.2d 525, 527-28 (4th Cir. 1991) (declining to “address the continuing vitality of Pinar” because of “the weight and difficulty of the issue and [the court]’s affirmance on other grounds” of the case under consideration).
The Court concludes that a remedial procedure that requires a Plaintiff to “surrender[ ] control of his claim to an office that has vast discretion not to prosecute his action” does not afford Plaintiff “meaningful judicial review” of his claim under
The decisional rule laid down by Semper results in a deceptively tidy resolution of his issue. This Court’s decision that the CSRA does not afford Plaintiff meaningful judicial review of his claim means, pursuant to the rule of Semper, that Plaintiff is entitled to pursue his claim here. Underneath that holding, however, appears to be a measure of incongruity with the interpretation given to the CSRA in Elgin. The rule of Semper appears to be the result of a synthesis of two interpretive canons— those of Webster and Thunder Basin — to form, in the context of the CSRA, the substantive rule of decision that “the CSRA precludes a federal employee from litigating constitutional claims for equitable and declaratory relief in a § 1331 action where the employee could pursue meaningful relief under a remedial plan that provides for meaningful review of his or her claims by judicial officers” but allows the federal courts to exercise jurisdiction if a federal employee “could not pursue meaningful relief through a remedial plan that includes some measure of meaningful judicial review.” See Semper, 747 F.3d at 242. Pursuant to Semper, if a court concludes that a remedial scheme affords a meaningful level of judicial review, the court may not exercise jurisdiction over the claim. That result, in effect, is the product of applying the interpretive rule of Thunder Basin to conclude that it is “fairly discernible” that Congress intended, through the passage of the CSRA, to preclude jurisdiction, over the claim — the result the Supreme Court reached in Elgin. But if, as here, a court concludes that a remedial scheme does not afford a meaningful level of judicial review, Semper instructs that the court may exercise .jurisdiction over that claim. The reason for that result appears to be that such a conclusion triggers the more rigorous interpretive rule of Webster — which admonishes the courts to not- interpret a federal statute to strip the courts of jurisdiction over a constitutional claim unless the intent of Congress to do so is clear — and Semper has concluded that the CSRA does not speak clearly enough to do so, which means that jurisdiction may be exercised.
Depending upon the type of personnel action at issue, that implicit determination of congressional intent may be somewhat incongruous with the interpretation given to the CSRA in Elgin. There, the Court held that Congress intended for the CSRA to withhold jurisdiction over claims by federal employees arising out of the most serious of personnel actions: termination. If, as here, the constitutional claim for which no adequate judicial review exists arises out of a personnel action of a less serious kind, exercising jurisdiction over the claim .imputes an intent to Congress to have the CSRA forbid federal employees who are subjected to the most serious personnel actions from seeking external judicial review, while affording the right to judicial review to federal employees subjected to lesser personnel, actions. More than one court has identified a level of tension in such an interpretation of the CSRA, see, e,g., Krafsur, 736 F.3d at 1039 (stating that this result would “overturn a central element of the Act’s architecture”); Pinar, 747 F.2d at 911 (stating that this
The -alternative, which the rule of Sem-per does not appear to contemplate, is to conclude, through the interpretive lens of Webster, that Congress did clearly intend for the CSRA to preclude the federal courts from exercising jurisdiction over any constitutional claim for equitable relief, even if the CSRA’s remedial procedures do not afford meaningful judicial review. In Krafsur, the Sixth Circuit'expressed the belief that congressional intent to strip the federal courts of jurisdiction was clear enough to satisfy the rigorous standard of Webster, because the “Act leaves no doubt that an employee who believes that a prohibited personnel practice has occurred must take' his complaint to the Special Counsel, not a district court, even if he contends that the practice violates the Constitution.” See 736 F.3d at 1039. But once a federal statute is read to overcome the interpretive rule of Webster, the “‘serious constitutional question’ that ... arise[s] if a federal statute [is] construed’ to deny any judicial forum for a colorable constitutional claim” must be. confronted. See Webster, 486 U.S. at 603, 108 S.Ct. 2047 (quoting Bowen, 476 U.S. at 681 n. 12, 106 S.Ct. 2133). See Kotarski, 799 F.2d at 1349 (“To reach such a result, we would have to conclude that Congress had both the intention and the authority to deprive [such] employees of all meaningful protection for their constitutional rights.”). Krafsur did not address that constitutional quandary.
This Court need not either, because the rule of decision in Semper prescribes the outcome of this case. The CSRA procedures available to Plaintiff would not allow him to “pursue meaningful relief through a remedial plan that includes some measure of meaningful .judicial review,” which means that he “has the right to seek equitable and declaratory relief’ in this action. See Semper, 747 F.3d at 242. Nonetheless, the Court observes that this conclusion implicitly gives rise to an interpretation of the CSRA that may suggest a measure of incongruity in the remedies afforded to federal employees aggrieved by - varying forms of personnel actions.
B. Plaintiff has failed to state a claim for a violation of his due process rights under the Fifth Amendment.
Emerging from this jurisdictional analysis to address the merits of Plaintiffs claim, the Court concludes that Plaintiffs procedural due process rights were not violated when he was removed from his position as HOCALJ because he had no property interest in that position.
Plaintiff contends that he had “a significant property interest” in the “level of professional attainment of HOCALJ” and that before he may be deprived of that role “due process requires some kind of a hearing,” which he did not receive because was informed via email that he had been removed. See Am. Compl. ¶¶ 75, 80-81. He seeks an order from this Court “direct[ing] these defendants and the federal administrative agency [to] provide Plaintiff [a] procedural due process opportunity to conduct a review of the facts and circum
“Procedural due process imposes constraints on governmental decisions which deprive individuals of ‘liberty’ or ‘property interests within the meaning of the Due Process Clause of the Fifth or Fourteen Amendment.” Eldridge, 424 U.S. at 332, 96 S.Ct. 893. Before an individual may be deprived of a property interest, “some form of hearing” is generally required, though the precise procedural safeguards necessary to satisfy the Due Process Clause vary “as the particular situation demands.” See id. at 334, 96 S.Ct; 893 (quoting Morrissey v. Brewer, 408 U.S. 471, 481, 92 S.Ct. 2593, 33 L.Ed.2d 484 (1972)) (citing Wolff v. McDonnell. 418 U.S. 539, 557-58, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974)). However, “[t]he requirements of procedural due process apply only to the deprivation of interests encompassed by the [Fifth Amendment’s] protection of liberty and property,” and “the range of interests protected by procedural due process is not infinite.” Bd. of Regents of State Colls, v. Roth, 408 U.S. 564, 569-70, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972).
Identifying the existence* of a protectable property interest requires reference to sources extrinsic to the Due Process Clause. Property interests “are created and their dimensions are defined by existing rules or understandings that stem from an independent source ... that secure certain benefits and that support claims of entitlement to those benefits.” Id. More is required than a mere “unilateral expedition” that the property interest is secured, because no property interest can exist without “a legitimate claim of entitlement to it.” See id. at 577, 92 S.Ct. 2701. Thus, Plaintiffs “federal constitutional claim depends on [him] having had a property right in continued employment” as a HOCALJ. See Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 538, 105 S.Ct. 1487, 84 L.Ed.2d 494 (1985) (citing Roth, 408 U.S. at 576-78, 92 S.Ct. 2701). When an employee asserts a property right in employment, the extent of that interest is “created and defined by the terms of his appointment.” See Roth at 578, 92 S.Ct. 2701.
The decisional law is clear that án at-will employee does not have a legitimate entitlement to continued employment because [he] serves solely at the pleasure of [his] employer. Therefore, once a court determines that a public employee “held [his] position at the will and pleasure of the [governmental entity,” such a finding ‘necessarily establishes that [the employee] had no property-interest’ in the job sufficient to trigger due process . concerns.
Elmore v. Cleary, 399 F.3d 279, 282 (3d Cir. 2005) (citation omitted) (quoting Bishop v. Wood, 426 U.S. 341, 346 n. 8, 96 S.Ct. 2074, 48 L.Ed.2d 684 (1976)) (citing Chabal v. Reagan, 841 F.2d 1216, 1223 (3d Cir. 1988)); Thomas v. Town of Hammonton, 351 F.3d 108,. 113 (3d Cir. 2003) (citing Bishop, 426 U.S. at 346 n. 8, 96 S.Ct. 2074).
A HOCALJ is an ALJ who acts in a managerial capacity for a regional office of the Social Security Administration’s Office of Disability and Review. Bridges, 2014 WL 1281158, at *6.
The- HOCALJ has administrative and managerial responsibility for all personnel in the hearing office (HO) and provides overall guidance and direction regarding adherence to time and attendance procedures; staffing, space, equipment and expert witness needs; rotational assignment of cases and review of work products; application of performance standards and appraisals; and approval of travel vouchers, itineraries and expenditures.
*650 The HOCALJ ... ensures compliance with the principles of equal employment opportunity and HOA’sAffirmative Employment Plan, and conducts labor management functions consistent. with collective, -bargaining agreements. The HOCALJ. also ensures the timely and accurate response to public and congressional inquiries... and conducts periodic training. , ,
Id. Plaintiff-was named the HOCALJ of the Harrisburg, Pennsylvania regional office in June 2004 and served in that capacity until his removal on June 4, 2010. Id. at *5.
Plaintiff has a property interest in his position as a Social Security Administration ALJ, because an ALJ may only be subjected to certain serious adverse employment actions, including removal, “for good cause established and determined by the Merit Systems Protection Board.” See 5 U.S.C. § 7521; Brennan v. Dep’t of Health & Human Servs., 787 F.2d 1559, 1561 (Fed.Cir. 1986). When an employee cannot be dismissed except for cause, “he clearly ha[s] a property interest protected by due process.” See Johnson v. United States, 628 F.2d 187, 194 (D.C.Cir. 1980) (citing Roth, 408 U.S. at 576-78, 92 S.Ct. 2701).
Instead, a HOCALJ may be removed from that position, and returned to the role of an ordinary ALJ, “at the discretion of thej Chief Administrative Law Judge with the concurrence of the Deputy Commissioner.”
Plaintiff had no property interest in his position as HOCALJ of the Harrisburg, Pennsylvania regional office and therefore suffered no deprivation of his due process rights when that position was lost. Accordingly, Count II, of Plaintiffs Amended Complaint, the sole claim remaining, is dismissed with prejudice.
Plaintiff seeks leave to amend his Amended Complaint to add three new claims, which “arise from a revised position description ... adopted by the defendant federal agency on December 23, 2013.” See Pl.’s Mot. Leave File Third Am. Compl. ¶ 2, ECF No. 68. These claims arise out of revisions the Social Security Administration allegedly made to the position description for Administration ALJs, which were promulgated on December 23, 2013. See id. Plaintiff points to three specific revisions as grounds for his additional claims. First, Plaintiff contends that while the prior position description contained references to the Administrative Procedure Act (“APA”), the revised position description “removes all references to the Administrative Procedures Act [sic] in its text.” See Pl.’s Mot. Ex., ¶ 109. Second, Plaintiff contends that the position description altered the procedural safeguards that exist for ALJs serving in the position of HOCALJ for a regional office. He alleges that the revised position description permits an ALJ to be removed at the discretion of a Regional Chief Administrative Law Judge, rather than at the discretion of the Chief Administrative Law Judge with the concurrence of the Deputy Commissioner. See id. ¶ 110. Third, Plaintiff contends that the revised position description omits a discussion of the procedural safeguards contained in the APA and the Social Security Act that protect the deci-sional independence of Administration ALJs. See id. ¶ 111.
Plaintiff filed his motion pursuant to Federal Rule of Civil Procedure 15(a)(2), but Rule 15(a)(2) is not applicable to this request. Plaintiff seeks to assert three new claims, each of which allegedly arose out of revisions to the ALJ position description that were promulgated on December 23, 2013. Plaintiffs original complaint, however, was filed on April 30, 2012, and subsequently amended on March 15, 2013. When a party seeks to assert claims based on a “transaction, occurrence, or event- that happened after the date of the pleading to be supplemented,” Rule 15(d) governs that request, which provides that “the court may, on just terms, permit a party to serve” such a supplemental pleading. See Owens-Illinois, Inc, v. Lake Shore Land Co., 610 F.2d 1185, 1188-89 (3d Cir. 1979) (“[A] supplemental pleading differs from an amendment, which" covers the matters that occurred before the filing of the original pleading but were overlooked at the time.”). “Leave to file a supplemental complaint should be freely permitted in the absence of undue delay, bad faith, dilatory
Plaintiff contends that these revisions to the ALJ position description supply him with three additional- claims for .relief. First, Plaintiff seeks a declaratory judgment that the revised position description is “unconstitutional on its face” because the position description omits references to the APA as well as references to the procedural safeguards that protect the decisional independence of ALJs. See id. ¶ 114-15. Second, Plaintiff'seeks a declaratory judgment that the position description “is unconstitutional as applied” to the extent that the position description “purports to remove the applicability of the [APA] to the relationship between the agency and the administrative law judges employed by the - agency” and “modifies the independence of the administrative law judges with the agency.” See id. ¶ 116-19. Finally, Plaintiff seeks a declaratory judgment that the position description is “is unconstitutional as applied” to Plaintiff because the position description was used to retaliate against Plaintiff for engaging in “protected activity” by “authorizing] a ‘focused review1 of Plaintiffs adjudicated decisions.” See id. ¶¶118-21.
Plaintiffs supplemental claims, and the facts supporting those claims, bear little, if any, connection to Plaintiffs original pleading. Plaintiffs Amended Complaint asserts various claims arising out of his allegations that “Administrative Law Judges Janet Landesburg, and Reana Sweeney,... acting in concert with Jasper Bede, conspired to have Jasper Bede take action to remove Plaintiff from his position as HOCAL J of the Harrisburg, Pennsylvania office .... These actions ... were motivated by racial animus, jealous and malice against Plaintiff, as a Negro male.” See Am. Comp. ¶ 44. As the Court has examined at length, Plaintiff was removed from his position as HOCALJ on June 4, 2010. Plaintiffs supplemental complaint contends that changes that the Social Security Administration made on December 23, 2013, to the position description that applies to all Administration ALJ positions throughout the country is “constitutionally infirm.” Notably absent from this supplemental pleading are any references to Judges Landesburg, Sweeney, and Bede, or indeed to any particular actors at the Social Security Administration who took part in. the decision to revise the ALJ position description. Absent as well are any references to racially discriminatory animus directed toward Plaintiff, with the exception of Plaintiffs conelusory allegation that the revised position description was used to retaliate against Plaintiff for “protected activity” — activity about which Plaintiff does not elaborate — in.violation of his rights under Title VIL See See Pl.’s Mot. Ex., ¶ 120. Thus, the connection of this pleading to Plaintiffs Amended Complaint is tenuous, at best. In addition, as Defendants point out,- this is also not the first time Plaintiff has sought leave to amend to file a supplemental pleading concerning these revisions to the ALJ position descriptipn. Three months prior to filing the present motion, Plaintiff sought to assert four additional claims based on these revisions, seeking, among other forms of relief, a declaratory judgment that these revisions violated Plaintiffs constitutional rights. Pl’s Second Mot. Leave File Supp. Pleading, Jan. 22, 2014, ECF No. 41. The Court denied Plaintiff leave to file that supplemental pleading. See Order, Feb. 24, 2014. Accordingly, pursuant to Rule 15(d), the Court declines to permit Plaintiff leave to file this supplemental pleading.
Even if the Court were willing to exercise its discretion to allow Plaintiff leave to file this, supplemental pleading, doing so would be futile, because the Court’s review of Plaintiffs proposed pleading reveals that it fails to state a claim upon which relief can be granted. With respect to Plaintiffs first two claims that the ALJ position description itself is “unconstitutional” because the position description omits certain references to provisions of the APA, these claims represent little more than Plaintiffs speculation that, because the Social Security Administration revised the position description to omit references to certain APA provisions, the Social Security Administration will violate those provisions. These allegations would only ripen into actionable claims if Plaintiffs speculation becomes reality, and the Social Security Administration acts outside of the APA and causes Plaintiff injury. Declaratory judgment remedies “are discretionary, and courts traditionally have been reluctant to apply them ... unless these arise in the context of a controversy ‘ripe’ for judicial resolution.” See Reno v. Catholic Soc. Servs., Inc., 509 U.S. 43, 57, 113 S.Ct. 2485, 125 L.Ed.2d 38 (1993).
Therefore, pursuant to Rule 15(d), the Court denies Plaintiffs motion for leave to file a supplemental pleading.
VI. Conclusion
For the foregoing reasons^ the Court denies Plaintiffs motion for" reconsideration of this Court’s March 28, 2014 Order, grants Defendants’ motion to dismiss Count II, the sole- claim remaining in
. Contrary to the title of this Motion, Plaintiff's complaint has only’been amended once.
. The following is a brief overview of the circumstánces that gave rise to this action. A comprehensive review of the factual background of this action can be found in a previous opinion of the Court granting in part Defendants' prior motion to dismiss Plaintiff's Amended Complaint. See Bridges v. Astrue, No. 12-cv-02316, 2014 WL 1281158, at *5-9 (E.D.Pa. Mar. 28, 2014).
. The court also stated that, even if the appeal had not been moot, the court would have affirmed the district court’s denial of his motion for preliminary injunctive relief because Plaintiff failed to make a clear showing of irreparable harm. See Bridges, 607 Fed.Appx. at 171 n. 7. The court rejected Plaintiff’s argument that irreparable harm should be presumed under these circumstances, observing that the Third Circuit "has expressly rejected such a presumption in employment discrimination cases." Id. (citing Marxe v. Jackson, 833 F.2d 1121, 1127 (3d Cir. 1987)).
. In the same appeal, Plaintiff also challenged a separate order this Court issued on the same day that the Court denied Plaintiff’s motion for preliminary injunctive relief, in which the Court granted Defendánts’ motion to dismiss a supplemental pleading Plaintiff
. The Court also supplied a second reason for dismissing Plaintiff's retaliation claim. In addition to arguing that the retaliation claim was time-bárred, Defendants had also argued that Plaintiff failed to plead facts sufficient to state the claim. Plaintiff failed to respond to that contention, and the Court observed that it could have granted Defendants’ motion in this respect as uncontested. See id, at *17.
. With respect to that aspect of Plaintiff's retaliation claim that arose out of his removal as HOCALJ, this decision supplied a second, independent basis to dismiss that aspect of his claim in addition to the fact that the claim was time-barred.
. On March 13, 2015, this case was reassigned from the Honorable James Knoll Gardner to the undersigned.
. See App. to Pl.’s Mot. Suppl. App. #2 and App. #3 to Ex. 1 of Doc. #41, ECF No. 43-2.
. Concurrent with the filing of his motion for reconsideration, Plaintiff also filed a motion seeking to have the Court take judicial notice of these two documents. See Motion for Judicial Notice in Support of Motion for Rehearing and/or Reargument of Order Dated March 28, 2014, ECF No. 62. That motion also does not explain how these documents are relevant to the question of whether Plaintiff's Amended Complaint states either a hostile work environment or retaliation claim. The brief accompanying the motion states only that "[s]ubstantial rights of the Plaintiff are implicated as a result of the revised position description” and that the Court should “consider said documents in its disposition of the motions to dismiss.” See Pl.’s Br.- Supp. Mot. Judicial Notice 8-9, ECF No. 62-2.
As the Court has observed, these documents were also the subject of a supplemental pleading that Plaintiff requested leave to file, leave Which the Court denied. In that proposed supplemental pleading, Plaintiff claimed that the Social Security Administration’s decision to revise the ALJ position description in December 2013 was (i) "actionable evidence of a racially hostile work environment,” (ii) an "employment action” that violated Plaintiff’s Fourth and Fifth Amendment rights, and (iii) "the product of invidious and/or intentional discrimination” against African-American candidates for the position of HOCALJ. See Pl.’s Proposed Second Suppl. Pleading ¶¶ 18-21, ECF No. 41-1. If the relationship of these documents to this action is that these documents allegedly evidence new, unlawful employment actions Defendants have taken against Plaintiff that occurred after he initiated this action, these documents necessarily have no relevance to the question of whether the existing allegations in Plaintiff’s Amended Complaint are sufficient to state a retaliation or hostile work environment claim. -
. As the Court has already observed, the Court denied that motion approximately one month prior to the Court’s disposition of Defendants’ motion to dismiss Plaintiff’s Amended Complaint.
. Plaintiffs motion for reconsideration also misquotes the passage that he urges the Court to consider. Plaintiff purports to quote a passage from the brief- he filed in support of his motion to file a supplemental pleading as follows:
The decision is probative of Plaintiff's allegations of retaliation and hostile working environment. Plaintiff would note that pursuant to a hostile working environment allegation, the Third Circuit, pursuant to the directives of Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006), the court will examine incidents that are alleged to be a part of a continuing pattern. This may be referred to as a "totality of the circumstances” approach. See Mandel v. M&Q Packaging Corp., 706 F.3d 157 (3rd Cir. 2013). (emphasis added)
Pl.’s Mot. Recons, and/or Reargument ¶ 11. The original passage in his brief, by contrast, states the following:
The December 23, 2013, Revised Position Description, PD #2E089, is Probative, Though Not Dispositive, of Plaintiff's Hostile Work Environment Counts. The Third Circuit, pursuant to the directives of Burlington N. & Santa Fe Ry. Co, v. White, 548 U.S. 53, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006), Will examine incidents that are alleged to be a part of a continuing pattern of alleged, hostile work environment. This is referred to as a "totality of the circumstances” approach. See Mahdel v. M&Q Packaging Corp,, 706 F.3d 157 (3rd Cir. 2013) ....
Pl.’s Br. Supp. Second Mot. Leave File Suppl. Pleading 10-11, ECF No. 41-4. In addition to various differences in phrasing, the original passage refers only to Plaintiff's hostile work environment claim, while the “quotation” of this passage set forth in his motion for reconsideration conspicuously adds a reference to Plaintiff's retaliation claim, and subtracts one of the references to his hostile work environment claim. Plaintiff contends in his motion for reconsideration that this passage “clearly addresses Plaintiff’s position regarding hostile work environment and retaliation,” see Pl.’s Mot. Recons, and/or Reargument ¶ 11/ despite the fact that the original passage makes no reference to his retaliation claim. The Court assumes that these discrepancies were merely an oversight.
. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Cf 1817, 36 L.Ed.2d 668 (1973).
. The federal regulation that 'prescribes the requirement that a federal employee contact an EEO counselor within forty-five days of the discriminatory action embraces the rule; providing that the forty-five-day period may be extended "when the individual shows that he or she ... did not know and reasonably should not have known that the discriminatory matter or personnel action occurred.” See 29 C.F.R. § 1614.105(a)(2).
. In a previous order, the Court denied Plaintiff’s motion to strike Defendants’ motion to dismiss this claim. See Order, September 10, 2015, ECF No. 101. Plaintiff had argued that Defendants’ motion was procedurally improper because Defendants had filed a previous motion to dismiss his Amended Complaint — the subject the Court’s March 28, 2014 Order just discussed at length — and Rule 12(g) of the Federal Rules of Civil Procedure restricts the ability of a party to raise defenses under Rule 12 in successive motions. The Court initially observed that Defendants’ motion raises a challenge to the Court’s jurisdiction to hear Plaintiff’s remaining claim and pointed out that a party may challenge a court’s subject matter jurisdiction at any time. With respect to Defendants’ challenge to the factual sufficiency of his claim, the Court recognized that Rule 12(g) bars a party from raising that defense in a successive pre-an-swer motion. However, the Court observed that, "[djespite the technical wording of the rule,... courts have not required a defendant who seeks to raise the defense of failure to state a claim to wait until one of the enumerated stages [in Rule 12(h)(2)]; instead, courts permit this defense to be raised by way of a successive Rule 12(b)(6) motion.” Id. at 1 n. 1 (quoting Hayes ex rel. Estate of Hayes v. Invigorate Int'l, Inc., No. Civ.A.04-1577, 2004 WL 2203732, at *3 (E.D.Pa. Sept. 24, 2004)). In light of the fact that Defendants’ challenge to the Court’s subject matter jurisdiction is properly before the Court, the Court agreed, in the interest of the efficient administration of justice, to also entertain Defendants’ alternative argument that Plaintiff has failed to state a claim.
. While, as will be seen, the CSRA precludes the federal courts from exercising jurisdiction over nearly all claims related to personnel actions taken against federal employees, one exception applies to so-called “mixed cases,” which arise when "an employee complains of a, personnel action serious enough to appeal .to the [Merit Systems Protection Board] and alleges that the action was based on discrimination.” See Kloeckner v. Solis, — U.S.-, 133 S.Ct. 596, 601; 184 L.Ed.2d 433 (201-2) . (citing 29 C.F.R, § 1614 302 (2012)). While Plaintiff has raised allegations of discrimination, the personnel action in question — Plaintiff's removal from his position as HOCALJ— was not serious enough to entitle him to appeal the decision to the Merit Systems Protection Board. Therefore, this case is not a “mixed case.”
. Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971).
. See Hubbard, 809 F.2d at 11 n. 15 (recognizing that the “CSRA did not explicitly limit [federal court] jurisdiction to enjoin unconstitutional personnel actions :by federal agencies”).
. Whether exhaustion is required before a district court may exercise jurisdiction over a federal employee's constitutional claim for equitable and declaratory relief — to the extent that any jurisdiction remains in the wake of Elgin — is an open question at the Supreme Court. See Whitman v. Dep't of Transp., 547 U.S. 512, 515, 126 S.Ct. 2014, 164 L.Ed.2d 771 (2006) (per curiam) (remanding a case, in which a federal employee sought review in district court of a personnel action that he contended violated his constitutional rights, for the court of appeals to address, among other issues, "whether exhaustion is required given this statutory scheme”).
. The doctrine “is, like most judicial doctrines, subject to numerous exceptions.” McKart, 395 U.S. at 193, 89 S.Ct. 1657.
. While the court did not expressly address the question of exhaustion, “it is most unlikely that the Court in Mitchum would detail with some precision the administrative remedies available to and forfeited by plaintiff
. The court,- en banc, explained that whether a statutory scheme precludes a Bivens action for damages depends not upon the " ‘adequacy’ of specific remedies” afforded by the statutory scheme but rather on "the comprehensiveness of the statutory scheme.” See Spagnola v. Mathis, 859 F.2d 223, 227 (D.C.Cir. 1988) (en banc) (per curiam). Thus, while the court vacated the panel’s ultimate conclusion that a Bivens action for damages was available for federal employees complaining of'constitutional violations, the court did not call in to question the panel’s view that the CSRA procedures fail to afford a meaningful opportunity for judicial review.
. Like Spagnola, Kotarski was vacated to address the appropriate standard for determining whether a Bivens action should be available for a federal employee seeking damages for a constitutional violation, not for any flaw in the court’s assessment of the deficiencies in the CSRA procedures. See Saul v. United States, 928 F.2d 829, 837 (9th Cir. 1991) (citing Kotarski v. Cooper, 866 F.2d 311, 312 (9th Cir. 1989)) (“On remand, we shifted our inquiry from. evaluating whether the CSRA provided Kotarski with meaningful and adequate remedies to deciding if the CSRA’s omission óf a damages remedy ... was ‘inadvertent.’ ”); supra note 21.
. 424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976).
. Johnson was construing 5 U.S.C. § 7512, the language of which is "nearly identical to that of section 7521.” See Butler, 331 F.3d at 1372 ("[S]ection 7521 must be construed consistently with its sister provision, section 7512.”).
. The fact that a HOCALJ is afforded the procedural protection of requiring the concurrence of the Deputy Commissioner "does not transfer his or her interest in continued employment into a property interest protected by the Due Process Clause,” because " ‘Property’ cannot be defined by the procedures provided for its deprivation any more than can life or liberty.” See Thomas, 351 F.3d at 113 (internal quotation marks omitted) (quoting Loudermill, 470 U.S. at 541, 105 S.Ct. 1487).
Reference
- Full Case Name
- Charles BRIDGES v. Carolyn W. COLVIN, Acting Commissioner of Social Security Administration
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- 13 cases
- Status
- Published