Acosta v. Democratic City Comm.
Acosta v. Democratic City Comm.
Opinion of the Court
I. INTRODUCTION...608
II. BACKGROUND...611
A. Pennsylvania Elections...611
B. Factual Background...613
1. The Special Election and the Participants...613
2. Alleged Voter Coercion, Intimidation, and Other Misconduct that Occurred During the Special Election...614
a. Actions of Government Actors...614
b. Actions of Democratic Party Actors...614
c. Actions of Other Unidentified Actors...615
3. Alleged Tampering with Materials, Malfunctioning of Voting Machines, and Improper Chain of Custody Procedures for Voting Equipment...618
4. Results of the Special Election...619
C. Procedural History...619
III. STANDARD OF REVIEW...621 *608IV. ANALYSIS...622
A. Plaintiffs' Claims Are Not Moot...623
B. Plaintiffs Were Not Required to Bring Their Claims in State Court First...624
C. Eleventh Amendment Immunity...625
1. The Eleventh Amendment Bars Suit Against the Pennsylvania Department of State on Constitutional and State Law Claims...626
2. The Eleventh Amendment Does Not Bar Suit Against Secretary Cortés on Constitutional Claims, But It Does Bar Suit on State Law Claims...627
D. Emilio Vazquez, the Democratic Committee, and the Six Ward Leaders Are Not State Actors and Cannot Be Subject to Liability Pursuant to
1. Democratic Committee Is Not a State Actor...629
2. Six Ward Leaders Are Not State Actors...632
3. Emilio Vazquez, as a Write-In Candidate, Is Not a State Actor...634
E. Speaker Turzai, Secretary Cortés, and the Individual City Commissioners Had No Personal Involvement in the Alleged Wrongful Conduct, and Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise by Cortés and the City Commissioners...636
1. Claims Against Speaker Turzai Will Be Dismissed Because He Had No Personal Involvement in the Alleged Wrongful Conduct...637
2. Claims Against Secretary Cortés Will Be Dismissed Because He Had No Personal Involvement in the Alleged Wrongful Conduct and Because Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise...638
3. Claims Against the Individual City Commissioners Will Be Dismissed Because They Had No Personal Involvement in the Alleged Wrongful Conduct and Because Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise...639
F. Claims Against the City Commissioners' Office Will Be Dismissed Because Plaintiffs Have Not Plausibly Pled a Policy or Custom of Failure to Train or Supervise...640
G. Plaintiffs' Claims for Violations of Their First and Fourteenth Amendment Rights...643
H. Plaintiffs Acosta and Lloyd Have Not Plausibly Pled a Violation of the Voting Rights Act...647
I. Election Board Workers and Election Officers Are Not Necessary or Indispensable Parties...648
J. Pennsylvania Election Code Claims Will Be Dismissed Without Prejudice...650
K. Claims Against the Committee of Seventy and Leslie Acosta Will Be Dismissed Without Prejudice...651
L. Plaintiffs Will Be Granted Leave to Amend the Complaints Against All Defendants Except Against the Pennsylvania Department of State...652
V. CONCLUSION...654
I. INTRODUCTION
At the heart of this action is the integrity of a special election held on March 21, 2017 for Pennsylvania State Representative for the 197th Legislative District in Philadelphia. The special election was ordered by Pedro Cortés, then Secretary of *609the Commonwealth of Pennsylvania,
The instant litigation concerns two related lawsuits filed after Vazquez was declared the winner: Acosta et al. v. Democratic City Committee et al., Civil Action No. 17-1462, and Little et al. v. Vasquez et al., Civil Action No. 17-1562. Plaintiffs in the first action ("Acosta action") are defeated write-in candidates Orlando A. Acosta and Edward Lloyd, proceeding pro se. (Doc. No. 11 ¶¶ 1-2.) Plaintiffs in the second action ("Little action") are defeated Republican candidate Lucinda Little, defeated write-in Green Party candidate Cheri Honkala, Republican City Committee of Philadelphia, and the Republican Party of Pennsylvania ("Little Plaintiffs"). (Doc. No. 2 ¶¶ 1-5.) On August 10, 2017, the actions were consolidated by Order of this Court. (Doc. No. 53.)
Plaintiffs allege that during the special election, numerous instances of coercion, intimidation, and misconduct occurred, which caused the election to be held in an unfair manner. To remedy these alleged injustices, Plaintiffs bring this action under
II. BACKGROUND
A. Pennsylvania Elections
To put in context the facts of this case, a brief background on the electoral process in Pennsylvania is required. Elections in Pennsylvania are governed by the Pennsylvania Election Code. See 25 Pa. Stat. §§ 2600 et seq. An election in Pennsylvania can take the form of a general, municipal, primary, or special election. § 2602(f). A special election is defined as any election other than a regular, general, municipal, or primary election. § 2602(v). A special election is ordered when a vacancy occurs in either house of the Pennsylvania General Assembly. § 2778. The presiding officer of the house issues a writ of election to the proper county board of election and the Secretary of the Commonwealth.
Under the Pennsylvania Election Code, the Secretary of the Commonwealth has numerous responsibilities. § 2621. Among other duties, the Secretary must (1) determine "the forms of nomination petitions and papers"; (2) "examine and reexamine voting machines, and approve or disapprove them for use"; (3) "certify to county boards of elections for primaries and elections the names of candidates"; (4) and "develop a voluntary professional certification and poll worker training program for county election officials in consultation with county boards of elections." § 2621(a)-(c), (f.1).
Candidates for special elections are nominated by political parties
Each political party is directed by a State committee, which is chosen in accordance with the party's rules. § 2834. Each political party's State committee may make rules for governing the party not inconsistent with law, and such rules are not effective until a certified copy has been filed with the office of the Secretary of the Commonwealth.
Each county in Pennsylvania has a board of elections. The board of elections has "jurisdiction over the conduct of primaries and elections in such county." § 2641(a). The county board of elections consists of the commissioners of that county "or any officials or board who are performing or may perform the duties of the county commissioners." § 2641(b). When an election occurs, the board has various responsibilities to ensure that the election is run according to the Pennsylvania Election Code.
The county board of elections selects and fixes the polling places
Each election district has a district election board, which conducts elections for that district. The district election board "consist[s] of a judge of election,[
Each candidate in an election is "entitled to appoint two watchers for each election district in which the candidate is voted for."
The polls open at 7:00 a.m. and close at 8:00 p.m. § 3045. In districts using voting machines, election officers must, with the aid of sample ballots, instruct each voter before he or she enters the voting booth how to operate the machine. § 3056(a). If a voter asks for further instruction on voting after entering a voting booth, an election officer may give him or her such instruction but shall not "in any manner request, suggest or seek to persuade or induce" the voter to vote for any particular candidate. § 3056(b). And no voter is permitted to receive assistance in voting unless a reason for needing assistance is recorded on his or her registration card. § 3058(a). When the polls are closed and the last voter has voted, "the election officers shall immediately lock and seal the operating lever or mechanism of the machine, so that the voting and counting mechanism will be prevented from operation." § 3066(a).
B. Factual Background
1. The Special Election and the Participants
This case begins with a special election for the Pennsylvania State Representative seat for the 197th Legislative District in Philadelphia. The seat was open because the Pennsylvania General Assembly would not seat the previously-elected State Representative, Leslie Acosta, due to a prior felony conviction. (No. 17-1462, Doc. No. 11 ¶ 9; No. 17-1562, Doc. No. 2 ¶ 17.) She therefore resigned, and Pedro Cortés, then Secretary of the Commonwealth of Pennsylvania, ordered the special election to be held on March 21, 2017. (Id. )
Several write-in candidates ran in the special election, but the only duly nominated candidate was Plaintiff Lucinda Little, the Republican nominee. (No. 17-1462, Doc. No. 11 ¶ 13; No. 17-1562, Doc. No. 2 ¶ 21.) Write-in candidate Emilio Vazquez, the eventual winner, also participated in the special election and was purportedly sponsored and supported by the Philadelphia City Democratic Committee
*614Plaintiffs Orlando Acosta and Edward Lloyd also were write-in candidates.
2. Alleged Voter Coercion, Intimidation, and Other Misconduct that Occurred During the Special Election
On March 21, 2017, the special election was held. During the special election, Plaintiffs allege that individuals at the polls engaged in voter coercion, intimidation, and other misconduct. These individuals can be divided into three categories: (a) government actors, (b) Democratic Party actors, and (c) other unidentified actors.
a. Actions of Government Actors
Plaintiffs allege that individuals acting on behalf of the local government during the special election engaged in various acts of misconduct. During the election, Election Board workers at various polling places specifically told voters to vote for Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(a); No. 17-1562, Doc. No. 2 ¶ 24(a).) In addition, Election Board workers encouraged and permitted Democratic workers and Vazquez supporters to hand out literature and enter voting booths to help voters vote for Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(b); No. 17-1562, Doc. No. 2 ¶ 24(b).) Election Board workers threatened or intimidated voters if it appeared that the voter was going to vote for a candidate other than Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(d); No. 17-1562, Doc. No. 2 ¶ 24(d).) Plaintiffs Acosta and Lloyd contend that this coercion and intimidation was documented on the internet and live on the social media website, Facebook.
Plaintiffs Acosta and Lloyd also aver that voters were turned away if they attempted to vote for Lloyd, Little, or Honkala. (Id. ¶ 16(b).) For example, when Plaintiff Lloyd attempted to vote at his polling place, a judge of elections told him four times that he could not come in to vote. (Id. ) Plaintiff Lloyd responded he was at his correct polling location and showed the judge of elections his voter card and identification. (Id. ) Ward Leader
Several judges of elections were seen handing out literature and stamps at polling *615places. (17-1462, Doc. No. 11 ¶ 19(b); No. 17-1562, Doc. No. 2 ¶ 26(k).) These polling places included the Bethune School, the William H. Hunter School ("Hunter School"), and polling places in Ward 19, Section 11. (No. 17-1562, Doc. No. 2 ¶¶ 26(k), 27(1).) At the Hunter School, for example, a judge of elections confiscated a Hispanic voter's literature and Honkala stamp. (Id. ¶ 27(p).)
At the Champion Learning Center in Ward 43, Section 24, a volunteer for Plaintiff Honkala observed a judge of elections giving voters a piece of paper with Vazquez's name on it so that the voters could spell it correctly. (No. 17-1562, Doc. No. 2 ¶ 27(m).) Further, in Ward 19, Section 4, a judge of elections was heard explaining to a voter that because the voter was a registered Democrat, he had to vote for a Democrat, even though the voter said that he wanted to vote for a write-in candidate unaffiliated with a political party. (Id. ¶ 27(n).)
Plaintiffs allege that Election Board workers also impermissibly interacted with individuals from the Democratic Party. For example, throughout the day at Rivera Head Start, a person associated with the Election Board would come out of the polling place, retrieve stamps from Democratic Committee people, and bring them to the voters inside the polling place. (Id. ¶ 27(o).) And at the Hartranft School, Vazquez sat and talked with the Election Board, even though he was a candidate. (Id. ¶ 27(t).) Plaintiffs Acosta and Lloyd also allege that Vazquez was seen inside polling places interacting with Election Board workers and voters when he was not permitted to do so. (No. 17-1462, Doc. No. 11 ¶ 21.)
Finally, at the fire house in Ward 19, the Sheriff's Office confiscated partisan literature even though it had a handwritten disclaimer noting who had paid for the literature. (No. 17-1562, Doc. No. 2 ¶ 27(s).) The Sheriff's Office also took a Green Party bag containing election items that were never returned, even after it was ordered to do so. (Id. )
b. Actions of Democratic Party Actors
Plaintiffs allege that individuals acting on behalf of the Democratic Party, including Democratic Committee people and Democratic poll workers, engaged in various forms of election misconduct. This election misconduct took the form of impermissible dissemination of literature and information, improper assistance of voters, and intimidation of voters.
First, Plaintiffs allege that persons affiliated with the Democratic Party improperly disseminated literature, materials, and information. Ward Leaders handed out literature even though they were not permitted to be at polling places. (No. 17-1462, Doc. No. 11 ¶ 16(a).) At the Pan American Clinic, Democratic Committee people handed out partisan materials inside the polling place. (No. 17-1562, Doc. No. 2 ¶ 26(e).) When a Honkala supporter asked a Committee person about his actions, he said that he was an "elected" person. (Id. ) At the same location, a woman told Honkala supporters that the only write-in option was Vazquez. (Id. ¶ 27(h).) And at a polling place at 17th Street and Lehigh Avenue, as voters checked in to vote, Democratic Committee people told them to vote for Vazquez. (Id. ¶ 26(j).)
Democratic Committee people and Ward Leaders also told voters they could not use a pen to cast their votes. (No. 17-1462, Doc. No. 11 ¶ 16(b).) Instead, they told voters that they could use only a stamp to cast their votes and that the only stamp they could use was a Vazquez stamp.
*616¶ 16(b); No. 17-1562, Doc. No. 2 ¶ 24(c).) These actions were taken within ten feet of the entrance to the polling location. (No. 17-1562, Doc. No. 2 ¶ 26(c).)
Second, Plaintiffs allege that Democratic Party affiliates provided voters with impermissible assistance. Throughout Election Day, Democratic Party representatives were seen going in and out of polling locations, even though they had no poll watcher credentials.
At the Welsh School, for example, Plaintiff Acosta witnessed Ward Leader Carlos Matos constantly going in and out of the polling place, influencing voters to vote for Vazquez. (No. 17-1462, Doc. No. 11 ¶ 18(e).) Defendant Matos was stamping pink slips with Vazquez stamps and instructing voters what to do with the pink slips.
At various polling locations, Democratic Ward Leaders Carlos Matos, Elaine Tomlin, and Dwayne Lilley were seen inside polling places, which Plaintiffs Acosta and Lloyd allege was not allowed because a Democratic candidate was not on the ballot. (Id. ¶ 19(c).) At Rivera Head Start, each time a voter went in to vote, they were told that they needed "assistance," which was provided by the same Democratic poll worker. (No. 17-1562, Doc. No. 2 ¶ 27(f).)
Third, Plaintiffs allege that Democratic workers threatened, intimidated, and coerced voters. At polling places, Democratic Committee people and Ward Leaders threatened or intimidated voters if it appeared that the voter was going to vote for a candidate other than Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(d); No. 17-1562, Doc. No. 2 ¶ 24(d).) This coercion and intimidation was documented on the internet and live on Facebook.
The Little Plaintiffs allege that inside one polling place, money was illegally exchanged between the son of a Democratic Ward Leader and other Democratic officials. (No. 17-1562, Doc. No. 2 ¶ 25(a).) In addition, Democratic workers intimidated an elderly Latina woman and told her that she had to vote for Vazquez. (Id. ¶ 25(b).) The woman stated that she was afraid for her safety and that she and other senior citizens were intimidated into voting for Vazquez. (Id. ¶ 27(i).) The exchanges of money and the acts of intimidation were caught on video. (Id. ¶¶ 25(a)-(b), 27(b).)
At the entrance to the Hunter School, Democrats were heard saying: "This is *617where the Emilio voters vote." (Id. ¶ 27(c).) These Democrats would not let a voter enter the polling place who intended to write in Honkala's name. (Id. ) Honkala campaign treasurer Hillary Kane called the District Attorney's Office several times to complain about the conduct, and each time, she was told that someone would be sent out as soon as possible. (Id. ¶ 27(d).) Also at the Hunter School, a Hispanic woman was interested in voting for Plaintiff Honkala, but when she arrived at the polling place door, Vazquez campaign workers blocked the entrance and began to bully her. (Id. ¶ 27(p).) The voter then left the site without voting. (Id. )
At El Shaddai Church in Ward 43, Section 1, a Democratic election worker told a Honkala campaign poll worker that she was there to "assist voters" and instructed the Honkala worker to hand over her Honkala stamp. (Id. ¶ 27(k).) And similarly, after a Honkala poll worker gave a Honkala stamp to a voter, the voter told the Honkala poll worker that she had faced intimidation while inside the polling place. (Id. )
At Congreso Center on American Street in Ward 19, Vazquez campaign workers and local Ward Leaders brought voters into the polling area with their arms around the voters, warding off anyone who tried to distribute literature to them. (Id. ¶ 27(v).) The workers and the Ward Leaders then pointed to the Vazquez literature, insisting that Honkala was a "Republican and outsider." (Id. )
c. Actions of Other Unidentified Actors
Plaintiffs allege that other individuals at the polls that day engaged in misconduct. In this regard, Plaintiffs either have failed to plead facts revealing their identities or have failed to clearly allege whether the individuals are Democratic Party affiliates or government actors. The alleged misconduct of these other individuals included impermissible dissemination of literature and information, improper assistance to voters, and intimidation of voters.
During the election, misleading literature and information was disseminated and improper assistance was provided to voters. Among the materials disseminated was information implying that Honkala, the Green Party write-in candidate, was an outsider and a Republican. (No. 17-1562, Doc. No. 2 ¶ 26(a).) Further, at a beauty school located at 2751 Germantown Avenue, poll workers for Honkala were told that they could not put up Honkala signs because it was a "Democrat district." (Id. ¶ 26(b).) At the Barton School, a voter entered the polling place with a Honkala stamp and was told by election workers that she "had the wrong stamp." (Id. ¶ 27(a).)
And at Munoz Marin School, a table covered with literature for Vazquez was set up next to a voting machine, and voters were being told that the table had "what they need[ed] to vote." (Id. ¶ 26(i).) At one point, when a voter wanted to vote for Honkala, an African-American woman in her late fifties took the literature and the Honkala stamp from the voter and told her she was not allowed to have those items. (Id. ¶ 27(q).) Representatives from the District Attorney's Office as well as police officers witnessed this incident. (Id. )
At the PGW polling place, election workers confiscated stamps from voters who intended to vote for Honkala. (Id. ¶ 27(g).) These election workers told voters they could not bring stamps into the voting booth. (Id. ) And at Ward 43, Section 22, voters were prevented from voting. (Id. ) While inside the polls, an election worker gave a voter a Vazquez stamp and incorrect information about voting. (Id. ¶ 27(k).) After this conduct occurred, the voter said *618that she did not want to vote anymore. (Id. )
At the McKinley School in Ward 19, a voter said that she would like to vote for Honkala. (Id. ¶ 27(w).) The voter was given a Honkala stamp and a stamp pad and shown how to cast a write-in vote. (Id. ) When the voter went into the polling place, an election worker followed her inside the voting booth. (Id. ) While in the booth, the election worker pushed the write-in button, handed the voter a Vazquez stamp, and told her: "This is the one you should use." (Id. ) Then, the election worker closed the voting booth shutter. (Id. )
At the Welsh School, Plaintiff Acosta saw poll workers passing out Vazquez stamps to voters. (No. 17-1462, Doc. No. 11 ¶ 18(e).) And at Bethune School, an election worker was seen inside the polling place with a Vazquez write-in stamp. (No. 17-1562, Doc. No. 2 ¶ 26(h).) At the Esperanza Health Center, a Honkala voter was asked by the election workers for whom she was voting. (Id. ¶ 26(f).)
Plaintiffs also allege that voters were intimidated, harassed, and coerced at the polls. A voter at the Hunter School was harassed as she tried to enter the polling place. (Id. ¶ 27(e).) She was told that her name was not on the voter rolls and therefore she could not vote even though she had voted in that voting division her whole life. (Id. ) The voter was not offered a provisional ballot. (Id. ) At the same location, a volunteer outside the polling place told voters that if they were Democrats, they could not vote for Honkala because she was not a Democrat. (Id. ¶ 27(r).) In contrast, Fred Ramirez, a Democrat who lives in Bucks County, Pennsylvania, voted under property that he owns in the 197th District even though Plaintiffs allege that he should not have been permitted to do so. (No. 17-1462, Doc. No. 11 ¶ 19.)
The Little Plaintiffs allege that at West Kensington Ministry, an election worker was seen taking money from a Democratic poll worker while exiting the polling site. (No. 17-1562, Doc. No. 2 ¶ 27(b).)
Plaintiffs allege that all of this conduct occurred because the Democratic Committee, Secretary Cortés, and the Department of State, Bureau of Commissioners, Elections and Legislation ("Pennsylvania Department of State") failed to supervise the election. (No. 17-1462, Doc. No. 11 ¶¶ 17, 23; No. 17-1562, Doc. No. 2 ¶¶ 24(g), 31.)
3. Alleged Tampering with Materials, Malfunctioning of Voting Machines, and Improper Chain of Custody Procedures for Voting Equipment
Plaintiffs allege that voting materials and equipment were tampered with, voting machines malfunctioned, and improper chain of custody procedures were followed with respect to voting materials and equipment.
Plaintiffs claim that voting signs were tampered with so that it appeared that the City of Philadelphia was endorsing Vazquez. Nonpartisan pink ballot sheets, prepared by the City Commissioners' Office and paid for by Philadelphia taxpayers, posted in polling places to illustrate the ballot, were doctored by Defendant Vazquez and Democratic Committee workers to instruct voters to write in Vazquez's name. (No. 17-1462, Doc. No. 11 ¶ 18(a); No. 17-1562, Doc. No. 2 ¶ 25(c).) In addition, Ward Leaders and Democratic Committee people set up tables in support of Vazquez. (No. 17-1462, Doc. No. 11 ¶ 18(a).) This conduct was observed at the Wyoming Branch Library. (No. 17-1562, Doc. No. 2 ¶ 26(d).) Plaintiffs allege that these actions gave voters the impression that the City of Philadelphia was specifically instructing voters to vote for *619Vazquez. (No. 17-1462, Doc. No. 11 ¶ 18(a); No. 17-1562, Doc. No. 2 ¶ 25(c).)
In addition, materials of other candidates were removed. For example, at several polling locations, poll workers for Plaintiff Lloyd were told that they could not hang his signs. (No. 17-1462, Doc. No. 11 ¶ 18(d).) And poll workers and Ward Leaders ripped down signs for Plaintiff Lloyd that had been hung on the outside of polling places. (Id. ) The police, the District Attorney's Office, the Board of Elections, and the City Commissioners' Office were all notified of this conduct. (Id. )
Voting machines, as well as the machines' write-in mechanism, frequently malfunctioned, and proper procedures for alternative ballots were not followed. (Id. ¶ 18(b); No. 17-1562, Doc. No. 2 ¶ 25(d).) Defendant Matos was seen going into voting booths and handling voting machines. (No. 17-1562, Doc. No. 2 ¶ 26(g).)
Finally, proper chain of custody procedures for voting cartridges and election materials were not followed. (No. 17-1462, Doc. No. 11 ¶ 16(e); No. 17-1562, Doc. No. 2 ¶ 24(e).) Plaintiffs believe that individuals other than the Philadelphia Police Department impermissibly picked up and delivered cartridges and election materials. (Id. ) Plaintiffs Acosta and Lloyd also allege that voting slips were missing or damaged in several polling locations. (No. 17-1462, Doc. No. 11 ¶ 16(e).) In fact, on the night of the election, multiple individuals had custody of election materials. (Id. ¶ 16(f); No. 17-1562, Doc. No. 2 ¶ 24(f).) These individuals included workers from Defendant Vazquez's political party or other parties. (Id. ) At the end of election night, election workers also were seen pulling the register tape from the voting machines.
Plaintiffs Acosta and Lloyd allege that these problems were caused by the Board of Elections, the City Commissioners, the Ward Leaders, the Committee of Seventy, and Pennsylvania Speaker of the House of Representatives Mike Turzai. (No. 17-1462, Doc. No. 11 ¶ 22.)
4. Results of the Special Election
On Friday, March 24, 2017, three days after the special election concluded, the official vote count began. (Id. ¶ 15; No. 17-1562, Doc. No. 2 ¶ 23.) Vazquez received 1,972 votes. (Id. ) Honkala received 286 votes, while Little received 201 votes. (Id. ) Lloyd received 20 votes, and Acosta received two votes. (No. 17-1462, Doc. No. 11 ¶ 15.)
On Friday, March 31, 2017, Vazquez was declared the putative winner of the special election. (Id.; No. 17-1562, Doc. No. 2 ¶ 23.) On April 3, 2017, the results of the special election were certified, and on April 5, 2017, Vazquez was sworn in as Pennsylvania State Representative for the 197th Legislative District. (Hr'g Tr. 13:16-13:17.)
C. Procedural History
On March 31, 2017, Plaintiffs Orlando A. Acosta and Edward Lloyd instituted this action by filing an Emergency Petition for an injunction staying the certification of Vazquez as the special election winner. (No. 17-1462, Doc. No. 1-3.) That same day, by Order of the Honorable Paul S. Diamond of this Court, the Motion of Plaintiffs *620Acosta and Lloyd was denied. (Id., Doc. No. 4.) Thereafter, Plaintiffs Acosta and Lloyd filed a Complaint against Defendants. (Id., Doc. No. 5). On April 4, 2017, they filed an Amended Complaint. (Id., Doc. No. 9.) And on April 10, 2017, Plaintiffs Acosta and Lloyd filed a Second Amended Complaint, which is the operative Complaint in the Acosta action. (Id., Doc. No. 11.) On April 6, 2017, the Little Plaintiffs filed their Complaint (No. 17-1562, Doc. No. 1), and on April 7, 2017, they filed an Amended Complaint (Id., Doc. No. 2).
Plaintiffs in both actions bring similar claims for relief. In Plaintiffs Acosta and Lloyd's Second Amended Complaint and the Little Plaintiffs' Amended Complaint (collectively, "Complaints"), they caption Count I as a claim for declaratory relief and Count II as a claim for preliminary and permanent injunctive relief. (No. 17-1462, Doc. No. 11 at 25-26; No. 17-1562, Doc. No. 2 at 26-27.) Plaintiffs bring both Counts pursuant to
In Count I, Plaintiffs request declaratory relief that their First and Fourteenth Amendment rights were violated, that the special election was held in violation of the Pennsylvania Election Code, and that the special election be declared null and void. (No. 17-1462, Doc. No. 11 at 25; No. 17-1562, Doc. No. 2 at 26.) They allege as follows:
The Defendants, due to lack of supervision and/or through the alleged pervasive misconduct, violated the Pennsylvania Election Code as noted above and, as a result, corrupted and undermined the election results and undermined the right of voters to vote for a candidate of their choice and for candidates to run and be voted for by persons.
(No. 17-1462, Doc. No. 11 ¶ 28; No. 17-1562, Doc. No. 2 ¶ 36.)
In Count II, Plaintiffs request preliminary and permanent injunctive relief that the Court enjoin the special election results and the seating of Vazquez in the General Assembly, order a new election to be held, order sanctions, and award counsel fees and costs. (No. 17-1462, Doc. No. 11 at 26-27; No. 17-1562, Doc. No. 2 at 27-28.) Plaintiffs Acosta and Lloyd further request that the Court bar Vazquez, Ward Leaders, Democratic Committee people, and poll workers from participating in the requested new special election. (No. 17-1462, Doc. No. 11 ¶ 38.) And they request that the Court bar Vazquez from running in the special election and all subsequent elections for the next ten years. (Id. )
In Count II, Plaintiffs allege that the special election was held in a manner that violated their First and Fourteenth Amendment rights, as well as the Pennsylvania Election Code. (No. 17-1462, Doc. No. 11 ¶ 32; No. 17-1562, Doc. No. 2 ¶ 39.) They allege:
There were numerous and repeated election violations and tampering with votes, which resulted in election results that were not accurate or fairly counted and the election should be declared null and void.
(No. 17-1462, Doc. No. 11 ¶ 33; No. 17-1562, Doc. No. 2 ¶ 40.)
On August 10, 2017, the Acosta action and the Little action were consolidated by Order of this Court. (Id., Doc. No. 53.) Defendants have filed Motions to Dismiss *621the claims against them.
III. STANDARD OF REVIEW
The motion to dismiss standard under Federal Rule of Civil Procedure 12(b)(6) is set forth in Ashcroft v. Iqbal,
First, the court must "tak[e] note of the elements a plaintiff must plead to state a claim." Second, the court should identify allegations that, "because they are no more than conclusions, are not entitled to the assumption of truth." Finally, "where there are well-pleaded factual allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement for relief."
A complaint must do more than allege a plaintiff's entitlement to relief, it must "show" such an entitlement with its facts. Fowler v. UPMC Shadyside,
*622When determining a motion to dismiss, the court must "accept all factual allegations in the complaint as true and view them in the light most favorable to the plaintiff." Buck v. Hampton Twp. Sch. Dist.,
IV. ANALYSIS
Plaintiffs bring this action against Defendants pursuant to
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured....
§ 1983. Section 1983 does not provide substantive rights but instead "authorizes a person to file a private cause of action against state actors for a deprivation of rights protected by a federal statute or the United States Constitution." Oh v. Phila. Cty. Bd. of Elections, Civ. A. No. 08-0081,
Defendants argue in opposition that the Complaints should be dismissed in their entirety. First, Secretary Cortés, the Pennsylvania Department of State, and Speaker Turzai assert that the claims against them should be dismissed because they are moot. Second, Secretary Cortés and the Pennsylvania Department of State argue that certain claims are barred by the Eleventh Amendment. Third, Vazquez, the Democratic Committee, and the Ward Leaders argue that they are not state actors and therefore cannot be held liable under § 1983. Fourth, all Defendants contend that the Complaints should be dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim because they did not violate Plaintiffs' constitutional rights under the First and Fourteenth Amendments. The Court will address each argument for dismissal in turn.
*623A. Plaintiffs' Claims Are Not Moot
Defendants Secretary Cortés, the Pennsylvania Department of State, and Speaker Turzai assert that the claims against them are moot and should be dismissed because the special election results were certified on April 3, 2017, and Vazquez was sworn into office on April 5, 2017. (No. 17-1462, Doc. No. 31-2 at 4-5, Doc. No. 32 at 17-19.) They argue, therefore, that there is no live controversy, and that this Court could not afford Plaintiffs relief by undoing the election. (Id., Doc. No. 31-2 at 4-5, Doc. No. 32 at 18.) The Little Plaintiffs submit, to the contrary, that their Complaint was timely brought and that Defendants' conduct is capable of repetition. (No. 17-1562, Doc. No. 24. at 7.) For reasons that follow, Defendants' claims based on mootness are without merit.
Article III of the United States Constitution specifies that the judicial power extends only to cases and controversies. Campbell-Ewald Co. v. Gomez, --- U.S. ----,
The Third Circuit has recognized that there are exceptions to the mootness doctrine. One such exception is when the conduct is capable of repetition yet evades review. Merle v. United States,
For claims involving elections, courts have provided relief under the exception for conduct capable of repetition yet evading review even after elections have ended and a winner has been announced. E.g., N.H. Right to Life Political Action Comm. v. Gardner,
Plaintiffs cite Marks v. Stinson,
Here, Plaintiffs' claims are not moot because Defendants' conduct is capable of being repeated. Like the cases mentioned above, it is reasonable to assume that Plaintiffs would attempt to run for office in future elections. Furthermore, the present case is too short in duration to be fully litigated, and the same electoral misconduct is capable of repetition in future elections. If warranted, relief can be granted by this Court to define the rights and obligations of all parties so that this type of conduct does not occur in future elections. Thus, Plaintiffs' claims meet the exception for conduct that is capable of repetition yet evades review. See N.J. Tpk. Auth.,
B. Plaintiffs Were Not Required to Bring Their Claims in State Court First
Defendants Vazquez, the Democratic Committee, and Ward Leaders Carlos Matos, Elaine Tomlin, Jewell Williams, Dwayne Lilley, Shirley Gregory, and El-Amor Browne Ali ("Six Ward Leaders") assert that Plaintiffs were required to pursue first an election contest in state court before seeking relief in federal court. (No. 17-1462, Doc. No. 37-1 at 16-17, Doc. No. 38 at 15-16, Doc. No. 41-2 at 4.) The Court disagrees.
Plaintiffs were not required to file an election contest in state court as a condition precedent to having their constitutional claims heard in federal court. "[A] person with a federal Civil Rights Act claim has no duty to exhaust state remedies before pursuing his or her claim in the federal courts." Marks,
In certain circumstances, however, "circuit courts have deferred to ongoing state recount and review procedures where these appear to be adequate and the alleged misconduct is lacking in 'enormity.' " Griffin v. Burns,
C. Eleventh Amendment Immunity
Defendants Secretary Cortés and the Pennsylvania Department of State contend that the Eleventh Amendment bars the state law claim that they violated the Pennsylvania Election Code. (No. 17-1462, Doc. No. 32 at 12.) In response, the Little Plaintiffs argue that the claims against Secretary Cortés and the Pennsylvania Department of State are not barred because Plaintiffs only seek injunctive relief. (17-1564, Doc. No. 24 at 4-5.)
The Eleventh Amendment to the United States Constitution provides:
The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const. amend. XI. Under the Eleventh Amendment, a nonconsenting state is immune from suit in federal court. Pennhurst State Sch. & Hosp. v. Halderman,
Eleventh Amendment immunity, however, is subject to three exceptions: "(1) congressional abrogation, (2) waiver by the state, and (3) suits against individual state officers for prospective injunctive and declaratory relief to end an ongoing violation of federal law." Pa. Fed'n of Sportsmen's Clubs, Inc. v. Hess,
The first exception, congressional abrogation, does not apply in this case. Plaintiffs have brought suit under
Therefore, only the third exception is at issue in this case. Pursuant to Ex parte Young,
"The relief sought must be prospective, declaratory, or injunctive relief governing an officer's future conduct and cannot be retrospective, such as money damages." MCI Telecomm. Corp.,
The doctrine of Ex parte Young , however, does not apply to states or state agencies. Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc.,
With respect to state law claims, the doctrine of Ex parte Young also does not apply to such claims against state officials, regardless of the relief sought. In Pennhurst State Sch. & Hosp., the Supreme Court held that "a federal suit against state officials on the basis of state law contravenes the Eleventh Amendment when...the relief sought and ordered has an impact directly on the State itself."
1. The Eleventh Amendment Bars Suit Against the Pennsylvania Department of State on Constitutional and State Law Claims
As a state agency, Eleventh Amendment immunity extends to the Pennsylvania Department of State. See Shine v. Merenda,
2. The Eleventh Amendment Does Not Bar Suit Against Secretary Cortés on Constitutional Claims, But It Does Bar Suit on State Law Claims
As noted, a plaintiff can sue a state official under Ex parte Young for violations of federal law for prospective injunctive and declaratory relief. MCI Telecomm. Corp.,
Secretary Cortés argues, however, that he is not a proper Defendant under
In Constitution Party of Pennsylvania v. Cortes, the Third Circuit clarified the Ex parte Young exception for state officials as follows:
"[I]n making an officer of the state a party defendant in a suit to enjoin the enforcement of an act alleged to be unconstitutional, it is plain that such officer must have some connection with the enforcement of the act." [ Ex parte Young,209 U.S. 123 , 157,28 S.Ct. 441 ,52 L.Ed. 714 (1908).] That said, we have held that even "entirely ministerial" duties can be sufficient under Young, because "the inquiry is not into the nature of an official's duties but into the effect of the official's performance of his duties on the plaintiff's rights." Finberg v. Sullivan,634 F.2d 50 , 54 (3d Cir. 1980).
Here, Plaintiffs allege that Secretary Cortés "had the express duties and responsibilities pursuant to Pennsylvania laws...to administer a special election according to the Pennsylvania Election Code and to ensure that there was no tampering of votes or with voters." (No. 17-1462, Doc. No. 11 ¶ 10; No. 17-1562, Doc. No. 2 ¶ 18.) Under 25 Pa. Stat. § 2621(f.1), policymaking authority to develop a poll worker training program was delegated to Secretary Cortés, as an official of the Pennsylvania Department of State. Section 2621(f.1) provides that Secretary Cortés was required to "develop a voluntary professional certification and poll worker *628training program for county election officials in consultation with county board of elections." § 2621(f.1). Therefore, at the motion to dismiss stage, the Court will assume that the Secretary Cortés set policy for election training. Because the Ex parte Young exception applies, which allows a claim for prospective relief, the Eleventh Amendment does not automatically bar the constitutional claims against Cortés. But as discussed below, however, Plaintiffs have failed to state plausible First and Fourteenth Amendment claims for relief against Cortés for other reasons.
In contrast, the doctrine of Ex parte Young does not apply to Plaintiffs' state law claim for violations of the Pennsylvania Election Code. Thus, Plaintiffs' claim that Cortés violated the Pennsylvania Election Code while carrying out his official duties is protected by the Eleventh Amendment. Pennhurst State Sch. & Hosp.,
D. Emilio Vazquez, the Democratic Committee, and the Six Ward Leaders Are Not State Actors and Cannot Be Subject to Liability Pursuant to
Defendants Vazquez and the Democratic Committee assert that the claims against them should be dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim because Plaintiffs have failed to plausibly plead that they are state actors as required to state a colorable
To bring a plausible claim for a constitutional violation under § 1983, a plaintiff "must allege facts demonstrating, inter alia, that the misconduct complained of was [done] 'under color of state law.' " Sprauve v. W. Indian Co. Ltd.,
In determining whether a defendant is a private actor or a state actor, three tests apply:
(1) whether the private entity has exercised powers that are traditionally the exclusive prerogative of the state; (2)
*629whether the private party has acted with the help of or in concert with state officials; and (3) whether the state has so far insinuated itself into a position of interdependence with the acting party that it must be recognized as a joint participant in the challenged activity.
Borrell v. Bloomsburg Univ.,
1. Democratic Committee Is Not a State Actor
The Democratic Committee submits that its role is "clearly defined" as "separate from state actors," and that it was a private party during the special election. (No. 17-1462, Doc. No. 38-1 at 12.) As a private party, it asserts that it cannot be the held liable under § 1983. (Id. ) The Court agrees.
In certain limited circumstances, a political party has been found to be a state actor. In Smith v. Allwright, the Supreme Court held that the Democratic Party of Texas was a state actor.
Courts have declined to extend the holdings of these Supreme Court cases to the actions of political parties in other contexts. In Max v. Republican Committee of Lancaster County, the Third Circuit held that the Republican Committee of Lancaster County ("RCLC") was not a state actor where it attempted to prevent plaintiff, a Republican committeewoman, from campaigning for an unendorsed Republican candidate.
The Third Circuit disagreed with plaintiff, explaining:
Max is correct that state action may be imputed to private groups who carry out functions that are "governmental in nature." Evans v. Newton,382 U.S. 296 , 299,86 S.Ct. 486 ,15 L.Ed.2d 373 (1966) (establishing the "public function" test for state action). However, her contention is unavailing.
As defendants note, Max conflates the role of the RCLC with that of the electorate. That is, she argues that the *630RCLC, a designated political committee, performs the traditionally public function of choosing candidates for the general election but in fact Pennsylvania delegates such authority to the registered voters of the Republican Party. Max's premise fails to distinguish between the RCLC, which endorses candidates in the primary, and the corpus of registered Republican voters who, by voting in the primary election, actually select the nominees for the general election. See 25 P.S. §§ 2831, 2812.
* * * *
Moreover, the principal cases upon which Max relies are distinguishable from the one at hand. For instance, Max's blanket assertion-that political parties are state actors during primary elections-derives from two Supreme Court cases from the Jim Crow era. These cases, Smith v. Allwright,321 U.S. 649 ,64 S.Ct. 757 ,88 L.Ed. 987 (1944), and Terry v. Adams,345 U.S. 461 ,73 S.Ct. 809 ,97 L.Ed. 1152 (1953), involved two attempts by the Democratic Party of Texas to bar African-Americans from participating in primary elections. In both instances, the Supreme Court sustained the claims under § 1983 because Texas left it up to private groups, i.e. political parties, to decide who could vote so as to intentionally circumvent the Fifteenth Amendment. See Terry,345 U.S. at 466 ,73 S.Ct. 809 ("the...right to be free from racial discrimination in voting 'is not to be nullified by a state through casting its electoral process in a form which permits a private organization to practice racial discrimination....' " (quoting Smith,321 U.S. at 664 ,64 S.Ct. 757 ) ).
..."[W]hereas Texas and the Democratic Party were working in concert to deny African-American participation in primaries, nothing in the record here suggests that Pennsylvania delegated authority to defendants with the intention of violating the constitutional rights of Max or anyone else. Max cannot plausibly assert that "the fingerprints of the state" are on the alleged infringement of her rights. Leshko v. Servis,423 F.3d 337 , 340 (3d Cir. 2005).
Max,
Courts also have found political parties to be private actors under circumstances not concerning internal party conduct. In Schneller v. Phila. Newspapers, Inc., plaintiff, an independent candidate in a congressional election, alleged that the Delaware County Republican Party, among other defendants, violated his constitutional rights by defaming him throughout his campaign. Civ. A. No. 11-5071,
*631In filing suit under § 1983, Plaintiff contended that the Republican Party was a state actor because it had "complete and unified control of the populace, in unison with the government." Id. at *3. The court disagreed, however, and in granting defendants' motion to dismiss, explained:
Here, Schneller fails to show that any of the Defendants is a state actor within the meaning of § 1983. Although a private entity that "is a willful participant in joint action with the State or its agents" acts "under color of state law" for purposes of § 1983, see Dennis v. Sparks,449 U.S. 24 , 27-28,101 S.Ct. 183 ,66 L.Ed.2d 185 (1980), there is no indication that the Commonwealth of Pennsylvania or one of its agents had any involvement in the actions alleged in the Complaint. Schneller has not demonstrated that "there is a sufficiently close nexus between the State and the challenged action of the regulated entity so that the action of the latter may be fairly treated as that of the State itself." Jackson v. Metropolitan Edison Co.,419 U.S. 345 , 351,95 S.Ct. 449 ,42 L.Ed.2d 477 (1974).
[T]he role of advocate for a political candidate and the role of voters to elect an individual is not a traditional public function exclusively reserved for the State. Simply having to "adhere to the statutory directive of the Constitution of the United States of America and acts of Congress and the Commonwealth of Pennsylvania" does not create a sufficient nexus with the state.
Id. at *4.
In Libertarian Party of Ohio v. Husted, the Sixth Circuit held that the Republican Party was not a state actor when it filed a protest against the certification of the Libertarian Party's candidate for the primary election.
In the instant case, the Democratic Committee was acting as a private political party and not as a state actor. The special election was not a primary election but included a Republican candidate, independent candidates, and write-in candidates registered with the Democratic and Green Parties. Neither membership in the Democratic Party nor any other action taken by the Democratic Committee affected voters' "essential qualifications" for voting in this special election. In fact, a Democratic candidate was not even on the ballot. As such, any action allegedly taken by the Democratic Party during the special election was not action of the state.
Similar to the argument of the plaintiff in Max v. Republican Committee of Lancaster County, Plaintiffs in this case "conflate[ ] the role of the [Democratic Committee] with that of the electorate."
In addition, Plaintiffs mistakenly argue that the Democratic Committee is a state actor because "it has been given a special role under the Pennsylvania Election Code" and must comply with that Code.
*632(No. 17-1562, Doc. No. 25 at 6.) But, as the court noted in Schneller v. Philadelphia Newspapers, Inc., "[s]imply having to 'adhere to the statutory directive of the Constitution of the United States of America and acts of Congress and the Commonwealth of Pennsylvania' does not create a sufficient nexus with the state."
Here, Plaintiffs have failed to plausibly plead that the Democratic Committee participated in joint action with the state or exercised powers traditionally reserved to the state. Any alleged conduct of the Democratic Committee at the polls was performed by the private political party and not the state. The Democratic Committee did not have "complete and unified control" over the residents of the 197th District, Schneller,
2. Six Ward Leaders Are Not State Actors
Defendant Six Ward Leaders submit that, as private actors, the claims against them should be dismissed because they were not granted any power by the state nor did they have the authority to monitor the special election. (No. 17-1462, Doc. No. 41-2 at 5-6.) They argue that they were not acting under color of state law but instead were "individuals within a private political party." (Id. at 6.) The Court agrees that the Six Ward Leaders were private actors and thus cannot be held liable under § 1983.
As noted, a private actor engages in state action if it (1) exercises powers traditionally the exclusive prerogative of the state, (2) acts with the help of or in concert with state officials, or (3) has so insinuated itself with the acting party that it can be recognized as a joint participant with the state. Borrell v. Bloomsburg Univ.,
In Moore v. Democratic County Executive Committee of Philadelphia, plaintiff was a Democratic ward committee member who ran for the position of ward leader for the 32nd Ward in Philadelphia. Civ. A. No. 14-3847,
In dismissing the complaint, the court explained that the Democratic City Committee and the two Democratic ward committee *633members were not acting under color of state law when they filled the office of ward leader through intra-party elections and dispute resolution mechanisms. Id. at *5-6. The court held: "[F]illing a party office is 'not state action or action under color of state law' and so Moore's rights 'were not abridged or impaired by state action-as opposed to the private action of party leaders conducting the internal affairs of their party.' " Id. at *5 (quoting McMenamin v. Phila. Cty. Democratic Exec. Comm.,
In contrast, the court in Marks v. Stinson held that members of a political campaign acted under color of state law when they engaged in a civil conspiracy to promote a Democratic candidate through illegal solicitation and processing of absentee votes. No. Civ. A. 93-6157,
In Marks, the Democratic campaign acted under color of state law because it intentionally engaged in a conspiracy with the Commissioners to promote the Democratic candidate. Id. at *30. The court explained that a civil conspiracy is "a combination of two or more persons acting in concert to commit an unlawful act...the principal element of which is an agreement between the parties 'to inflict a wrong against or injury upon another' and 'an overt act that results in damage.' " Id. (quoting Hampton v. Hanrahan,
Thus, a private party involved in a conspiracy can be held liable under § 1983.
In the instant case, Defendant Six Ward Leaders, as private political party actors, were not acting under color of state law during the special election. As previously noted, Ward Leaders are political party leaders, who serve as members of *634their party's committee. See Ward System 101, Comm. of Seventy, http://www.seventy.org/tools/ward-leaders-committeepeople/ward-system-101 (last visited Jan. 19, 2018). But here, the alleged conduct of the Six Ward Leaders does not fit within any of the three categories for which private conduct can be considered state conduct. They were not exercising powers that are traditionally the exclusive prerogative of the state. See Borrell,
Thus, unlike in Marks, Plaintiffs Acosta and Lloyd have failed to plausibly allege that the Six Ward Leaders engaged in a conspiracy with a state actor, exposing them to § 1983 liability. In the Second Amended Complaint, Plaintiffs Acosta and Lloyd contend that the Ward Leaders engaged in various acts of voter intimidation and coercion. (No. 17-1462, Doc. No. 11 ¶¶ 16(b), (d).) They also allege that the Ward Leaders entered polling locations when they were not permitted to do so. (Id. ¶¶ 18(e), 19(c).) But Plaintiffs Acosta and Lloyd fail to plead facts to support their contention that the Ward Leaders engaged in these acts in conspiracy with a state actor to promote Defendant Vazquez's campaign. And they do not allege that there was a single plan among the Ward Leaders and state actors to commit unconstitutional acts.
At best, Plaintiffs Acosta and Lloyd aver that Democratic workers and Ward Leaders were encouraged and allowed by Election Board Workers to hand out literature and go into polling booths. (Id. ¶¶ 16(a)-(b).) This sole allegation falls short of supporting a plausible claim that the Six Ward Leaders were "willful participant[s] in joint action with the State or its agents." Marks,
3. Emilio Vazquez, as a Write-In Candidate, Is Not a State Actor
Defendant Vazquez asserts that the claims against him should be dismissed because he was at all times a private citizen. (No. 17-1462, Doc. No. 36-1 at 13-14.) He argues that he could only face § 1983 liability if Plaintiffs pled that he participated in joint activity with the state, conspired with the state, or was delegated state powers by them. (Id. ) Vazquez contends that Plaintiffs have failed to show with plausible facts that any of these actions occurred. (Id. at 14.) The Court agrees that because Plaintiffs have failed to plausibly plead that Vazquez was participating in joint activity or in a conspiracy with the state, he cannot be held liable under § 1983.
In the absence of "action in conjunction with" a state actor, a private party is not acting under color of state law. Melo v. Hafer,
*635In Melo, the Third Circuit held that the alleged joint action of a political candidate and a private individual was not state action because there was no state actor to "clothe[ ] the private party with the 'under color of state law' vestment."
The Third Circuit held that, even assuming the alleged actions constituted " 'concerted' or 'joint' action, sufficient to transmute West, a private actor, into one acting under color of state law," this would be insufficient "because Hafer was not a state actor at the time of the alleged concerted and conspiratorial conduct."
In Schneller, plaintiff failed to show that any of the defendants, including his opposing candidate in a congressional election, was a state actor.
Here, Plaintiffs have failed to plead a plausible § 1983 claim against Defendant Vazquez because he was not acting under color of state law. As a political candidate, Defendant Vazquez's alleged conduct was "merely private conduct, no matter how discriminatory or wrongful," and therefore did not fall within the scope of § 1983. Am. Mfrs. Mut. Ins. Co.,
In sum, the claims against the Democratic Committee, the Six Ward Leaders, and Vazquez will be dismissed because they were not state actors and therefore cannot be held liable under
E. Speaker Turzai, Secretary Cortés, and the Individual City Commissioners Had No Personal Involvement in the Alleged Wrongful Conduct, and Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise by Cortés and the City Commissioners
Speaker Turzai, Secretary Cortés, and the Individual City Commissioners allege that the claims against them should be dismissed because they had no personal involvement in the alleged wrongful conduct and cannot be held liable for failure to train or supervise subordinates.
"Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior." Argueta v. U.S. Immigration & Customs Enf't,
A government official can be held liable for acts of a subordinate in two ways. A.M. ex rel. J.M.K. v. Luzerne Cty. Juvenile Det. Ctr.,
Second, a supervisor can be liable under § 1983 if he "implements a policy or practice that creates an unreasonable risk of a constitutional violation on the part of the subordinate and the supervisor's failure to change the policy or employ corrective practices is a cause of this unconstitutional conduct." Argueta,
The plaintiff must identify a supervisory policy or practice that the supervisor failed to employ, and then prove that: (1) the policy or procedures in effect at the time of the alleged injury created an unreasonable risk of a constitutional violation; (2) the defendant-official was aware that the policy created an unreasonable risk; (3) the defendant was indifferent to that risk; and (4) the constitutional injury was caused by the failure to implement the supervisory practice or procedure.
1. Claims Against Speaker Turzai Will Be Dismissed Because He Had No Personal Involvement in the Alleged Wrongful Conduct
Defendant Turzai contends that the claims against him in the Acosta action should be dismissed because the Second Amended Complaint does not include any factual misconduct on his part, and therefore Plaintiffs have failed to plausibly plead a claim for relief. (No. 17-1462, Doc. No. 31-2 at 3-4.)
Plaintiffs Acosta and Lloyd do not allege any factual misconduct at all on the part of Turzai and therefore have failed to state a plausible claim against him. As noted, because state actors cannot be held liable under a theory of respondeat superior, the state actor must have had personal involvement in the alleged misconduct. Argueta,
*638Plaintiffs have failed to plausibly plead that Turzai had actual knowledge of and acquiesced in the conduct that occurred. Argueta,
2. Claims Against Secretary Cortés Will Be Dismissed Because He Had No Personal Involvement in the Alleged Wrongful Conduct and Because Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise
Defendant Cortés argues that the claims against him in his individual and official capacities fail because a supervisor's failure to train or supervise subordinates must amount to "deliberate indifference," and a supervisor cannot be held liable under a theory of respondeat superior. (No. 17-1462, Doc. No. 32 at 15-16.) He argues that election officials have a robust training program and that he has made all reasonable efforts to ensure proper conduct at the polls. (Id. at 16.) To hold him liable, Cortés argues that Plaintiffs were required to identify a policy or custom that caused the alleged conduct and that they have failed to do so. (Id. )
Plaintiffs have not pled facts showing that Cortés was personally involved in the alleged wrongful conduct at the special election or that he can be held liable in a supervisory capacity. In the Complaints, Plaintiffs allege that Cortés had responsibility for overseeing elections and failed to ensure that the special election was run in accordance with the Pennsylvania Election Code and the Constitution. (Id., Doc. No. 11 ¶ 11, No. 17-1562; Doc. No. 2 at ¶ 10.) And they allege that Cortés failed to properly supervise the election. (No. 17-1462, Doc. No. 11 ¶ 17; No. 17-1562, Doc. No. 2 at ¶ 24(g).) But the allegation that Cortés failed to oversee or supervise the election is a legal conclusion, which is not entitled to the assumption of truth. See Argueta,
Plaintiffs also fail to state a claim against Cortés for supervisory liability. First, the Complaints fail to include sufficient facts showing that Cortés either directed, or knew of and acquiesced in, the conduct that took place. Argueta,
Second, Plaintiffs have failed to point to a policy or practice that Cortés implemented that created a risk of constitutional violations.
3. Claims Against the Individual City Commissioners Will Be Dismissed Because They Had No Personal Involvement in the Alleged Wrongful Conduct and Because Plaintiffs Have Not Plausibly Pled a Claim for Failure to Train or Supervise
The Individual City Commissioners argue that the claims against them should be dismissed because they were charged only with ministerial duties and cannot be held liable based on a theory of respondeat superior. (No. 17-1462, Doc. No. 33 at 7-9.)
Because Plaintiffs have not alleged that the Individual City Commissioners had any personal involvement in the alleged wrongful conduct during the special election, Plaintiffs fail to state any viable claims against them.
The Little Plaintiffs assert, however, that "the City Commissioners were well aware of past misconduct in elections as highlighted by" Marks v. Stinson,
Despite these general claims, Plaintiffs fail to plead with appropriate particularity that Individual City Commissioners had actual knowledge of the conduct that occurred that day. Anderson,
F. Claims Against the City Commissioners' Office Will Be Dismissed Because Plaintiffs Have Not Plausibly Pled a Policy or Custom of Failure to Train or Supervise
The City Commissioners' Office, as a sub-unit of the City of Philadelphia, argues that the claims against it should be dismissed because it cannot be held liable under § 1983 based on a theory of failure to supervise.
In Monell, the Supreme Court held that municipal entities are subject to § 1983 liability in limited circumstances.
The municipality's policy or custom must have caused the constitutional tort.
In limited circumstances, § 1983 liability can be premised on "a local government's decision not to train certain employees about their legal duty to avoid violating citizens' rights." Connick v. Thompson,
Deliberate indifference requires "proof that a municipal actor disregarded a known or obvious consequence of his action."
Here, Plaintiffs have failed to plausibly plead a municipal liability claim for failure to train. Plaintiffs allege that the City Commissioners' Office "failed to ensure that the election was being held fairly and in compliance with the Pennsylvania Election Code" and "either directly allowed or failed to properly supervise the election." (No. 17-1462, Doc. No. 11 ¶ 24(h); No. 17-1562, Doc. No. 2 ¶ 17.) Plaintiffs allege that as a result, their First and Fourteenth Amendment rights were violated. (Id. )
Construing these claims as against the City of Philadelphia, Plaintiffs have failed to plausibly plead a claim of municipal liability. Plaintiffs have not alleged facts that could support an inference that the City of Philadelphia failed to train or supervise election workers about their duty to avoid violating citizens' rights. Plaintiffs plead the conclusory allegation that the City of Philadelphia failed to supervise the election but support this allegation with no factual conduct on the part of the City. They fail to point to a specific supervisory practice that the City failed to employ. MGJ v. Sch. Dist. of Phila., Civ. A. No. 17-318,
Plaintiffs also have failed to plausibly plead that any alleged failure to supervise on the part of the City of Philadelphia amounted to deliberate indifference. In the Complaints, Plaintiffs do not allege facts showing that a municipal actor "disregarded a known or obvious consequence of its actions." Connick,
In its Response in Opposition, the Little Plaintiffs contend that City Commissioners were put on notice of past misconduct through the Third Circuit's ruling in Marks v. Stinson,
Finally, Plaintiffs have failed to plead facts showing a causal nexus between the City's alleged failure to supervise and the alleged actions of the election board workers and government actors at the polls during the election. Plaintiffs merely allege, without factual support, that all conduct occurred because the City Commissioners' Office failed to supervise the election. (No. 17-1462, Doc. No. 11 ¶¶ 17, 23; No. 17-1562, Doc. No. 2 ¶¶ 24(g), 31.) This sole conclusory allegation is insufficient. See Wood,
G. Plaintiffs' Claims for Violations of Their First and Fourteenth Amendment Rights
Defendants contend that the allegations in the Complaints do not rise to the level of a constitutional violation but are "garden variety" infractions for which this Court should decline to intervene. In response, Plaintiffs contend that similar to Court action taken in Marks v. Stinson,
The Court has already held that based on the allegations in the Complaints, Defendants named in this action cannot be held liable for the alleged conduct that occurred at the special election and that the Complaints will be dismissed. The Court will briefly discuss, however, the merits of Plaintiffs' constitutional claims and the law applicable to them because leave is being granted to file amended Complaints. In Reynolds v. Sims, the Supreme Court stated:
Undeniably the Constitution of the United States protects the right of all qualified citizens to vote, in state as well as in federal elections. A consistent line of decisions by this Court in cases involving attempts to deny or restrict the right of suffrage has made this indelibly clear. It has been repeatedly recognized that all qualified voters have a constitutionally protected right to vote, Ex parte Yarbrough,110 U.S. 651 ,4 S.Ct. 152 ,28 L.Ed. 274 , and to have their votes counted, United States v. Mosley,238 U.S. 383 ,35 S.Ct. 904 ,59 L.Ed. 1355 .
But circuit courts have held that "garden variety election irregularities" are not actionable under § 1983. E.g., Shannon v. Jacobowitz,
Examples of such "garden variety" irregularities as identified by the federal courts include: malfunctioning of voting machines, Hennings,523 F.2d at 864 ;
*644human error resulting in miscounting of votes and delay in arrival of voting machines, Gold, 101 F.3d at 801-02 ; allegedly inadequate state response to illegal cross-over voting, Curry,802 F.2d at 1316 ; mechanical and human error in counting votes, Bodine v. Elkhart County Election Bd.,788 F.2d 1270 , 1272 (7th Cir. 1986) ; technical deficiencies in printing ballots, Hendon v. North Carolina State Bd. of Elections,710 F.2d 177 , 182 (4th Cir. 1983) ; mistakenly allowing non-party members to vote in a congressional primary, Powell, 436 F.2d at 85-86 ; and arbitrary rejection of ten ballots, Johnson v. Hood,430 F.2d 610 , 612-13 (5th Cir. 1970).
Instead, circuit courts have held that § 1983 is implicated when willful conduct "undermines the organic process by which candidates are elected," Hennings v. Grafton,
Relief can be granted under § 1983 where "the election process itself reaches the point of patent and fundamental unfairness." Griffin,
In Powell v. Power, six voters brought suit under § 1983 for state election officials' conduct in allowing unqualified individuals to vote in a Democratic primary.
Similarly, in Hennings v. Grafton, six voters filed suit under § 1983 against government officials in their individual and *645official capacities for inaccurate tabulation of votes "all stemming directly or indirectly from the malfunctioning of electronic voting devices" during a general election.
Except for the overall supervision of the county clerk, or his counterpart, and appointed subordinates, the work of conducting elections in our society is typically carried on by volunteers and recruits for whom it is at most an avocation and whose experience and intelligence vary widely. Given these conditions, errors and irregularities, including the kind of conduct proved here, are inevitable, and no constitutional guarantee exists to remedy them.
By contrast, in Griffin v. Burns, a class of absentee and shut-in voters brought suit under § 1983 alleging that their constitutional rights were violated when the state invalidated their ballots after a primary election.
McCormick questioned the authority of the Secretary of State under state law to count the absentee and shut-in ballots, filing a petition with the state supreme court to challenge the vote count.
Affirming the district court's grant of a permanent injunction and ordering of a new primary election, the First Circuit explained that this was one of the "exceptional cases" in which due process violations were implicated.
In Marks v. Stinson, plaintiffs brought suit under § 1983 alleging that officials responsible for conducting a state senatorial election had conspired with Stinson, the winning candidate, to cause numerous illegally-obtained absentee ballots to be cast.
The ballot applications then were submitted to two City Commissioners, who provided the absentee ballots to the campaign.
Relying on Griffin, the Third Circuit in Marks affirmed the portion of the district court's opinion granting a preliminary injunction.
Here, Plaintiffs allege that willful conduct undermined the election process. Among other examples, Plaintiffs allege that Election Board workers told voters to vote for Vazquez, and allowed and encouraged Democratic workers and Vazquez supporters to hand out literature and enter voting booths to help voters vote for Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(a), (b); No. 17-1562, Doc. No. 2 ¶ 24(a), (b).) Plaintiffs also allege that Election Board workers threatened or intimidated voters if it appeared that the voter was going to vote for a candidate other than Vazquez. (No. 17-1462, Doc. No. 11 ¶ 16(d); No. 17-1562, Doc. No. 2 ¶ 24(d).)
If the actions alleged in the Complaints could have been attributed to the state actors and entities named in the Complaints, then Plaintiffs may have stated a plausible claim for relief. The conduct alleged rises to the level of willful conduct that "undermine[d] the organic process by which candidates [were] elected." Hennings,
Finally, in Marks, plaintiffs alleged that City Commissioners and election officials conspired with campaign workers to tip the election in favor of one candidate.
At the motion to dismiss stage of this case, the Court does not make a final determination of whether wrongful or fraudulent conduct occurred at the special election that violated Plaintiffs' First and Fourteenth Amendment rights. Instead, it has to decide whether Plaintiffs plausibly have pled that the alleged wrongful conduct was attributable to the state actor Defendants or that the private party Defendants engaged in action that could transform their conduct into state action that became wrongful or fraudulent during the special election. Because they did not, the Complaints will be dismissed in their entirety.
H. Plaintiffs Acosta and Lloyd Have Not Plausibly Pled a Violation of the Voting Rights Act
In their Second Amended Complaint, Plaintiffs Acosta and Lloyd allege that "[j]urisdiction for this action is also based on violations to The Federal Voting Rights Act."
The Voting Rights Act was passed "to end discriminatory treatment of minorities who seek to exercise one of the most fundamental rights of our citizens: the right to vote." Bartlett v. Strickland,
(a) No voting qualification or prerequisite to voting or standard, practice, or procedure shall be imposed or applied by any State or political subdivision in a *648manner which results in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color....
Here, Plaintiffs Acosta and Lloyd have not alleged that they or other individuals were denied the right to vote on the basis of race or color. In fact, they have not pled any facts at all to support their lone reference to the Voting Rights Act. See Ethypharm S.A. France v. Abbott Labs.,
Consequently, the Court will dismiss Plaintiffs Acosta and Lloyd's Voting Rights Act claim. See Jones v. City of Phila. Voter Registration,
I. Election Board Workers and Election Officers Are Not Necessary or Indispensable Parties
Defendants Cortés and the Pennsylvania Department of State argue that election board workers and district election officers must be joined in this action as Defendants under Federal Rule of Civil Procedure 19(a). (No. 17-1462, Doc. No. 32 at 25-26.) In their Motion, however, Defendants fail to specify which individuals they contend should be included in the category of election board workers or which election officers they argue should be joined in this action.
Federal Rule of Civil Procedure 19 identifies circumstances under which the joinder of a particular party is compulsory. Gen. Refractories Co. v. First State Ins. Co.,
(a) Persons Required to Be Joined if Feasible.
(1) Required Party. A person who is subject to service of process and whose joinder will not deprive the court of subject-matter jurisdiction must be joined as a party if:
(A) in that person's absence, the court cannot accord complete relief among existing parties; or
(B) that person claims an interest relating to the subject of the action and is so situated that disposing of the action in the person's absence may:
(i) as a practical matter impair or impede the person's ability to protect the interest; or
(ii) leave an existing party subject to a substantial risk of incurring double, multiple, or otherwise inconsistent obligations because of the interest.
(2) Joinder by Court Order. If a person has not been joined as required, the court must order that the person be made a party. A person who refuses to join as a plaintiff may be made either a defendant or, in a proper case, an involuntary plaintiff.
*649(3) Venue. If a joined party objects to venue and the joinder would make venue improper, the court must dismiss that party.
(b) When Joinder Is Not Feasible. If a person who is required to be joined if feasible cannot be joined, the court must determine whether, in equity and good conscience, the action should proceed among the existing parties or should be dismissed....
Fed. R. Civ. P. 19(a)-(b).
A Rule 19 analysis is twofold. Gen. Refractories Co.,
First, Defendants Cortés and the Pennsylvania Department of State argue that the Court would not be able to "accord complete relief" among the parties under Rule 19(a)(1)(A) if the members of the district election board were not joined in this action. (No. 17-1462, Doc. No. 32 at 25.) They argue that "the court would be limited in its ability to grant [an order compelling a new election] absent some ability to direct the performance of the district election boards." (Id. at 25-26.)
Under Rule 19(a)(1)(A), however, the court must limit its inquiry to whether it "can grant complete relief to persons already named as parties to the action; what effect a decision may have on absent parties is immaterial." Gen. Refractories Co.,
Here, members of the district election boards are not necessary parties to this action. Assuming that facts can be pled sufficiently to withstand Rule 12(b)(6) motions, complete relief among the parties already named could be granted. The effect of a new special election on members of the election board would not make them necessary parties. The fact that members of election boards may be directed by parties to this action to perform a new election is merely a potential effect of the litigation. For this reason, members of the district election boards need not be joined under Rule 19(a)(1)(A).
Second, Defendants argue that an adverse decision would "impair or impede" district election officers' "abilities to protect their entitlements to exercise the rights and privileges of their office" under Rule 19(a)(1)(B) if the members of the district election board were not joined in this action. (No. 17-1462, Doc. No. 32 at 26.)
Under Rule 19(a)(1)(B), "the court must decide whether determination of the rights of those persons named as parties to the action would impair or impede an absent *650party's ability to protect its interest in the subject matter of the litigation." Gen. Refractories Co.,
Accordingly, district election officers do not have an interest in this litigation that would be impaired by an adverse decision. Their participation in a new special election will not impair any of their legally protected interests. In short, they are not necessary parties under Rule 19(a)(1)(B). Because election board workers and district election officials are not necessary parties under Rule 19(a), this Court need not make findings under Rule 19(b). Accordingly, they will not be joined in the action.
J. Pennsylvania Election Code Claims Will Be Dismissed Without Prejudice
To the extent that Plaintiffs have pled claims for violations of the Pennsylvania Election Code, the Court will decline to exercise supplemental jurisdiction over those claims because the Court has dismissed the underlying federal constitutional claims.
Supplemental jurisdiction over state law claims in federal court is governed by
in any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution.
§ 1367. In Kach v. Hose,
The statute also permits a district court to decline the exercise of supplemental jurisdiction if "the district court has dismissed all claims over which it has original jurisdiction[.]"28 U.S.C. § 1367 (c)(3) ; see New Rock Asset Partners v. Preferred Entity Advancements, Inc.,101 F.3d 1492 , 1507 n.11 (3d Cir. 1996). The decision to retain or decline jurisdiction over state-law claims is discretionary. Annulli v. Panikkar,200 F.3d 189 , 203 (3d Cir. 1999), overruled on other grounds by Rotella v. Wood,528 U.S. 549 ,120 S.Ct. 1075 ,145 L.Ed.2d 1047 (2000). That discretion, however, is not unbridled. Rather, the decision "should be based on considerations of 'judicial economy, convenience and fairness to the litigants.' " New Rock, 101 F.3d at 1505 (quoting United Mine Workers v. Gibbs,383 U.S. 715 , 726-27,86 S.Ct. 1130 ,16 L.Ed.2d 218 (1966) ). If a district court decides not to exercise supplemental jurisdiction and therefore *651dismisses state-law claims, it should do so without prejudice, as there has been no adjudication on the merits. See Figueroa, 188 F.3d at 182.
Kach,
Here, because the Court has dismissed the First and Fourteenth Amendment claims over which it has original jurisdiction, it will decline to exercise supplemental jurisdiction over the state law claims under the Pennsylvania Election Code. Judicial economy, convenience, and fairness weigh against retaining supplemental jurisdiction and in favor of dismissal at this early stage in the litigation. Judicial resources would not be wasted, and Plaintiffs would not be prejudiced by refiling their state law claims in state court. See Hedges v. Musco,
K. Claims Against the Committee of Seventy and Leslie Acosta Will Be Dismissed Without Prejudice
Plaintiffs Acosta and Lloyd name the Committee of Seventy and Leslie Acosta in the caption of their Second Amended Complaint. (No. 17-1462, Doc. No. 11 at 2, 4.) With respect to the Committee of Seventy, it was not served with process in this case, and Plaintiffs' only reference to the Committee of Seventy is naming it in the caption of the Second Amended Complaint. With respect to Leslie Acosta, the sole allegation in the Second Amended Complaint is that the special election occurred because she was not seated due to a prior felony conviction. (Id. ¶ 9.) Beyond this allegation and naming Leslie Acosta in the caption of the Second Amended Complaint, Plaintiffs allege no further facts related to her. Neither the Committee of Seventy nor Leslie Acosta has filed an Answer or a Motion to Dismiss the Second Amended Complaint.
The Court will sua sponte dismiss the claims against the Committee of Seventy and Leslie Acosta without prejudice pursuant to
In the instant case, Plaintiffs Acosta and Lloyd filed their Second Amended Complaint pro se and in forma pauperis. (Doc. No. 11.) In the Second Amended Complaint, Plaintiffs include no factual allegations *652against the Committee of Seventy other than naming this entity in the caption. Because the Second Amended Complaint contains no factual matter regarding the Committee of Seventy, the claims against it fail to state a plausible claim for relief. As such, the claims against the Committee of Seventy will be dismissed under § 1915(e)(2)(B)(ii). Although Plaintiffs have alleged no facts against the Committee of Seventy, the Court will grant leave to amend because the Court cannot say with certainty at this stage that leave to amend would be futile.
Plaintiffs also have alleged no factual conduct on the part of Leslie Acosta other than that she was not seated in the General Assembly due to the prior felony conviction. Because the Second Amended Complaint does not contain sufficient factual matter to state a claim for relief against Leslie Acosta, the Court will dismiss the claims against her without prejudice pursuant to § 1915(e)(2)(B)(ii).
L. Plaintiffs Will Be Granted Leave to Amend the Complaints Against All Defendants Except Against the Pennsylvania Department of State
Federal Rule of Civil Procedure 15 provides that "[a] party may amend the *653party's pleading once as a matter of course any time before a responsive pleading has been served." Fed. R. Civ. P. 15(a). And a court should "freely give" leave to amend pleadings "when justice so requires." Fed. R. Civ. P. 15(a)(2). A court must grant leave to amend absent "undue delay, bad faith or dilatory motive on the part of the movant; repeated failure to cure deficiencies by amendments previously allowed; prejudice to the opposing party; and futility." Mullin v. Balicki,
"[T]he District Court's discretion, circumscribed by the Rule 15's directive in favor of amendment, must be 'exercised within the context of liberal pleading rules.' " Id. at 150 (quoting Berkshire Fashions, Inc. v. The M.V. Hakusan II,
In this consolidated civil rights case, Plaintiffs Acosta and Lloyd and the Little Plaintiffs have not requested leave to amend the Second Amended Complaint and the Amended Complaint, respectively. The Court will, however, grant Plaintiffs leave to amend as to all Defendants, if warranted, except for the Pennsylvania Department of State because doing so would be futile. Plaintiffs' § 1983 claims were dismissed because they failed to plead facts sufficient to establish that a conspiracy existed between the political party actors and the state actors, or that the conduct that allegedly occurred at the special election could be attributed to the state actors. Plaintiffs will be given the opportunity to plead facts sufficient to support its § 1983 claims
As to the Pennsylvania Department of State, however, leave to amend will not be granted because it would be futile. All claims against the Pennsylvania Department of State are barred by the Eleventh Amendment, and therefore the Court does not have jurisdiction over them. Amending the Complaints would not cure this deficiency because any claim still would be barred by the Eleventh Amendment. Alston v. Kean Univ.,
V. CONCLUSION
For the foregoing reasons, the Motions to Dismiss (No. 17-1462, Doc. Nos. 31, 32, 33, 37, 38, 41; No. 17-1562, Doc. Nos. 11, 13, 15, 16.) will be granted. Plaintiffs will be granted leave to amend their complaints as to all Defendants except for the Pennsylvania Department of State. An appropriate Order follows.
On October 11, 2017, Pedro Cortés resigned from his position as Secretary of the Commonwealth of Pennsylvania. That same day, Robert Torres was designated to serve as Acting Secretary of the Commonwealth.
Federal Rule of Civil Procedure 25(d) provides in relevant part:
An action does not abate when a public officer who is a party in an official capacity dies, resigns, or otherwise ceases to hold office while the action is pending. The officer's successor is automatically substituted as a party.
Fed. R. Civ. P. 25(d). Pursuant to Rule 25(d), Torres is automatically substituted as a party for Secretary Cortés on the official capacity claims. For individual capacity claims, Torres will not be substituted.
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured....
Defendants named in both actions are former Secretary of the Commonwealth of Pennsylvania Pedro Cortés; the Department of State, Bureau of Commissions, Elections and Legislation; Philadelphia City Democratic Committee; Emilio Vazquez; and City Commissioners Anthony Clark, Lisa Deeley, and Al Schmidt. (No. 17-1462, Doc. No. 11; No. 17-1562, Doc. No. 2.)
Defendants named only in the Acosta action are Ward Leaders Carlos Matos, Elaine Tomlin, Jewell Williams, Dwayne Lilley, Shirley Gregory, and El-Amor Browne Ali; Pennsylvania Speaker of the House of Representatives Mike Turzai; the Philadelphia City Commissioners' Office and the Philadelphia County Board of Elections; the Committee of Seventy; and former State Representative Leslie Acosta. (No. 17-1462, Doc. No. 11.)
Counts I and II appear to include claims for violations of the Pennsylvania Election Code and for violations of the First and Fourteenth Amendments. Federal Rule of Civil Procedure 10(b) provides:
(b) Paragraphs; Separate Statements. A party must state its claims or defenses in numbered paragraphs, each limited as far as practicable to a single set of circumstances....If doing so would promote clarity, each claim founded on a separate transaction or occurrence-and each defense other than a denial-must be stated in a separate count or defense.
Fed. R. Civ. P. 10(b). Given Plaintiffs' failure to plead the state law and the constitutional claims in separate Counts, the state law Pennsylvania Election Code claim can be treated in two ways. It can be treated as part of the constitutional claim or it can be treated as a supplemental state law claim over which the Court has supplemental jurisdiction. For the most part, the Court will treat it as a supplemental state law claim.
The Fourteenth Amendment provides in relevant part:
No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
U.S. Const. amend. XIV, § 1. The Fourteenth Amendment "contains both substantive and procedural components." Steele v. Cicchi,
"The substantive component of the Due Process Clause limits what government may do regardless of the fairness of procedures that it employs," Boyanowski v. Capital Area Intermediate Unit,215 F.3d 396 , 399 (3d Cir. 2000), in order to "guarantee protect[ion] against government power arbitrarily and oppressively exercised," Lewis,523 U.S. at 846 ,118 S.Ct. 1708 (citing Daniels v. Williams,474 U.S. 327 , 331,106 S.Ct. 662 ,88 L.Ed.2d 662 (1986) ). To maintain a substantive due process claim, Steele must have been deprived of a particular interest that "is protected by the substantive due process clause." Chainey v. Street,523 F.3d 200 , 219 (3d Cir. 2008).
* * * *
"To maintain a procedural due process claim, [plaintiff] must show that: (1) Defendants deprived him of an individual liberty interest that is encompassed within the Fourteenth Amendment's protection, and (2) the procedures Defendants made available to him did not provide due process of law." Hill v. Borough of Kutztown,455 F.3d 225 , 233-34 (3d Cir. 2006).
Id. at 501, 507. In the election context, substantive due process rights are implicated where alleged election misconduct affects the fundamental fairness of an election and the right of citizens to vote in the election. Afran v. McGreevey,
Here, Plaintiffs allege that their "fundamental due process" rights under the Fourteenth Amendment were violated but do not specify whether they are alleging substantive or procedural due process violations. Plaintiffs' allegations center on claims of election misconduct by partisan and state actors, which affected the fundamental fairness of the special election. Therefore, liberally construing Plaintiffs' claims, the Court will interpret the Fourteenth Amendment claim as a substantive due process claim.
Defendants named in both actions have filed nearly identical Motions to Dismiss.
Motions to Dismiss have been filed in the Acosta action under Civil Action No. 17-1462 by the following Defendants: Mike Turzai (Doc. No. 31); Pedro Cortés and the Department of State, Bureau of Commissions, Elections and Legislation (Doc. No. 32); City Commissioners Clark, Deeley, and Schmidt, the City Commissioners' Office, and the County of Philadelphia Board of Elections (Doc. No. 33); Emilio Vazquez (Doc. No. 37); Philadelphia City Democratic Committee (Doc. No. 38); and the Ward Leaders (Doc. No. 41). Responses to the Motions to Dismiss were filed (Doc. Nos. 44, 51), as well as Reply Briefs (Doc. Nos. 45, 46, 47, 48).
Motions to Dismiss have been filed in the Little action under Civil Action No. 17-1562 by the following Defendants: Pedro Cortés and the Department of State, Bureau of Commissions, Elections and Legislation (Doc. No. 11); the City Commissioners (Doc. No. 13); Emilio Vazquez (Doc. No. 15); and Philadelphia City Democratic Committee (Doc. No. 16). Responses to the Motions to Dismiss were filed (Doc. Nos. 23, 24, 25, 26), as well as Reply Briefs (Doc. Nos. 28, 29, 30).
In making a decision, the Court has considered each of these documents. The Court also has considered the arguments of counsel for the parties at the September 14, 2017 hearing on the Motions to Dismiss and the Supplemental Briefing filed by the parties after the hearing (No. 17-1462, Doc. Nos. 68, 69, 70, 71, 72, 73, 75, 77; No. 17-1562, Doc. No. 34).
A political party is defined as a group,
one of whose candidates at the general election next preceding the primary polled in each of at least ten counties of the State not less than two per centum of the largest entire vote cast in each of said counties for any elected candidate, and polled a total vote in the State equal to at least two per centum of the largest entire vote cast in the State for any elected candidate....
§ 2831(a).
A political body is a group that does not fit the definition of a political party but still nominates a candidate for an election. § 2831(c).
Among other duties, the board of elections must (1) "select and equip polling places"; (2) "issue certificates of appointment to watchers"; (3) "make and issue such rules, regulations and instructions,...for the guidance of voting machine custodians, elections officers, and electors"; (4) "instruct election officers in their duties,...and...inspect systematically and thoroughly the conduct of primaries and elections...to the end that primaries and elections may be honestly, efficiently, and uniformly conducted"; (5) "prepare and publish...all notices and advertisements in connection with the conduct of primaries and elections"; (6) "investigate frauds, irregularities and violations of this act, and to report all suspicious circumstances to the district attorney"; (7) "receive and determine...the sufficiency of nomination petitions, certificates and papers of candidates"; (8) "receive from district election officers the returns of all...elections, to canvass and compute the same"; and (9) "publicly announce by posting at its office the results of...elections." § 2642.
A polling place is "the room provided in each election district for voting" at an election. § 2602(q).
An election district is "a district, division or precinct, established in accordance with the provisions of [the Election Code], within which all qualified electors vote at one polling place. § 2602(g).
Each voting division has a judge of elections, elected every four years by voters from that division. The judges of the election administer elections in each division. See Office of the Phila. City Comm'rs, Becoming an Election Board Official, http://www.philadelphiavotes.com/en/election-board-officials/working-on-the-election-board (last visited Jan. 19, 2018).
A poll watcher is a person appointed to observe election day procedures.
A party nomination is a political party's selection of a candidate for a public office authorized to be voted for at an election. § 2602(o).
The following facts have been taken from Plaintiffs Acosta and Lloyd's Second Amended Complaint (No. 17-1462, Doc. No. 11) and the Little Plaintiffs' Amended Complaint (No. 17-1562, Doc. No. 2). They are set forth in the light most favorable to Plaintiffs, which is required at the motion to dismiss stage of litigation.
This entity is also referred to publicly as the Philadelphia Democratic City Committee. In the court filings in this case, however, this entity refers to itself as the Philadelphia City Democratic Committee.
The Second Amended Complaint alleges that Plaintiff Lloyd is a Democrat and that Plaintiff Acosta is a Republican. (No. 17-1462, Doc. No. 11 ¶ 13.)
Plaintiffs Acosta and Lloyd have not attached to the Second Amended Complaint this alleged documentation.
The website of the Committee of Seventy, which is a nonpartisan organization, describes the role of a Ward Leader as follows:
Each ward is represented by a Republican and a Democratic ward leader, who are selected by their party's committee people soon after the committee people are elected....Ward leaders serve as members of their respective political party organization's City Committee-sometimes called the County Committee-which supervises the organization and management of the party in all Philadelphia elections.
Ward System 101, Comm. of Seventy, http://www.seventy.org/tools/ward-leaders-committeepeople/ward-system-101 (last visited Jan. 19, 2018).
In Philadelphia, to vote for a write-in candidate, the voter first presses a large flashing red button at the top of the voting machine to open the write-in window. See Office of the Phila. City Comm'rs, Using a Voting Machine, http://www.philadelphiavotes.com/en/voters/using-a-voting-machine (last visited Jan. 19, 2018). Then, the voter may write in the name of the candidate or use a stamp to stamp the candidate's name on the exposed paper in the window.
In Pennsylvania, poll watcher certificates are issued on behalf of a candidate or a political party. "No more than two Poll Watcher Certificates may be issued for the same division on behalf of the same candidate." See Office of the Phila. Comm'rs, Poll Watcher Certificate Requests & Candidate Authorization Forms, http://www.philadelphiavotes.com/en/candidates-a-campaigns/poll-watcher-certificates (last visited Jan. 19, 2018).
A "pink slip" or a "pink sheet" is the official sample ballot at polling stations on Election Day. It is used to demonstrate what the ballot will look like inside the voting booth.
See supra note 18.
A register tape is paper tape produced by a voting machine, which contains the printed vote results for that machine.
All Defendants have filed Motions to Dismiss except for the Committee of Seventy and Leslie Acosta, who are Defendants only in the Acosta action. Neither the Committee of Seventy nor Leslie Acosta has filed any response to Plaintiffs Acosta and Lloyd's Second Amended Complaint. (No. 17-1462, Doc. No. 11.) The Committee of Seventy, however, was never served with process in accordance with Federal Rule of Civil Procedure 4(m). As discussed below, because Plaintiffs Acosta and Lloyd have not alleged sufficient facts against the Committee of Seventy and Leslie Acosta, they will be dismissed as Defendants without prejudice pursuant to
Defendants in both cases assert the same arguments for dismissal. As noted above, all Defendants in the Little action also have been named in the Acosta action. Thus, throughout the Analysis section of this Opinion, the Court will refer to Defendants' Motions using Docket No. 17-1462, which corresponds to the Acosta action.
The Individual City Commissioners assert that the official capacity claims against them should be dismissed because they are equivalent to claims against the City of Philadelphia. (No. 17-1462, Doc. No. 33 at 6-7.) Suits against state actors in their official capacity, in contrast to personal capacity suits, "generally represent only another way of pleading an action against an entity of which an officer is an agent." Kentucky v. Graham,
Courts in the Third Circuit routinely dismiss claims brought against a state actor in his or her official capacity where a claim has also been brought against the municipal entity that employs them. See, e.g., Fitzgerald v. Martin, Civ. A. No. 16-3377,
In the instant case, claims against the Individual City Commissioners in their official capacity are claims against the City Commissioners' Office, of which Individual City Commissioners are agents. The City Commissioners' Office is a Defendant in this case and has received notice and an opportunity to respond. Because the official capacity claims against the Individual City Commissioners are duplicative of the claims against the City Commissioners' Office, they will be dismissed for this additional reason.
The City Commissioners' Office and the Philadelphia County Board of Elections also argue that they are not legal entities separate from the City of Philadelphia, and therefore the claims against them are claims against the City of Philadelphia. (No. 17-1462, Doc. No. 33 at 10.)
The Court agrees that "a suit against a municipal agency should name the municipality itself." Sorrells v. Phila. Police Dep't,
Defendants Cortés and the Pennsylvania Department of State also argue that Plaintiffs have failed to meet their burden to obtain injunctive relief. (No. 17-1462, Doc. No. 32 at 19-25.) Because the Court has already determined that the Complaints will be dismissed for failure to state a claim, Defendants' Motion on this ground will be denied as moot.
Liberally construing the Second Amended Complaint, the Court assumes that Plaintiffs Acosta and Lloyd are referring to the Voting Rights Act of 1965,
Vazquez, the Democratic Committee, Cortés, and the Pennsylvania Department of State move to dismiss this claim, and the Ward Leaders join in the Motions of Vazquez and the Democratic Committee. (No. 17-1652, Doc. No. 32 at 19, Doc. No. 37-1 at 16, Doc. No. 38-1 at 15, Doc. No. 41-2 at 4.)
Although the Court cannot say at this stage that amendment as to the Committee of Seventy would be futile, the Court cautions Plaintiffs not to include this entity as a defendant in the Amended Complaint without alleging sufficient facts against it or there will be another dismissal by this Court.
On January 1, 2018, Plaintiff Orlando A. Acosta filed a Motion requesting that this Court grant a default judgment against the Committee of Seventy and Leslie Acosta. (Doc. No. 79.) In support of the Motion, Plaintiff argues: "These two parties never responded to any of the Court's requests to submit any documentation and they are listed in this case." (Id. )
Entering default judgment requires a two-step process. See Fed. R. Civ. P. 55(a), (b). First, "[w]hen a party against whom a judgment for affirmative relief is sought has failed to plead or otherwise defend, and that failure is shown by affidavit or otherwise, the clerk must enter the party's default." Fed. R. Civ. P. 55(a). Second, Federal Rule of Civil Procedure 55(b)(2)"provides for entry of a default judgment in favor of a plaintiff where a defendant has failed to plead or otherwise defend." Catanzaro v. Fischer,
Three factors control whether a default judgment should be granted: (1) prejudice to the plaintiff if default is denied, (2) whether the defendant appears to have a litigable defense, and (3) whether defendant's delay is due to culpable conduct.
Chamberlain v. Giampapa,210 F.3d 154 , 164 (3d Cir. 2000) (citing United States v. $55,518.05 in U.S. Currency,728 F.2d 192 , 195 (3d Cir. 1984) ). "The matter of whether to enter default judgment 'is left primarily to the discretion of the district court.' " Juan v. Sanchez,339 Fed.Appx. 182 , 187 (3d Cir. 2009) (quoting Hritz v. Woma Corp.,732 F.2d 1178 , 1180 (3d Cir. 1984) ). "However, a default cannot be entered if there has not been proper service." Cutler v. Green, No. CV 17-984,2017 WL 2957817 , at *6 (E.D. Pa. July 11, 2017) (citation omitted).
With respect to the Committee of Seventy, it has not been served with process and therefore neither a default nor default judgment can be entered against it. Moreover, each of the three factors weighs in favor of denying Plaintiff Acosta's request for an entry of default judgment against the Committee of Seventy and Leslie Acosta. First, Plaintiff will not be prejudiced if default is denied because they will be given leave to file an Amended Complaint. Second, both Defendants appear to have a litigable defense. Because the Second Amended Complaint does not contain sufficient allegations against these Defendants, they would have prevailed had they filed motions to dismiss under Federal Rule of Civil Procedure 12(b)(6). Third, there is no indication that Defendants' delay is due to culpable conduct. For these reasons, Plaintiff Acosta's Motion requesting entry of a default judgment (Doc. No. 79) will be denied.
In amending the Complaints, however, the Court directs Plaintiffs to clearly allege each cause of action in a separate Count in accordance with Federal Rule of Civil Procedure 10(b). As noted, Rule 10(b) provides:
(b) Paragraphs; Separate Statements. A party must state its claims or defenses in numbered paragraphs, each limited as far as practicable to a single set of circumstances....If doing so would promote clarity, each claim founded on a separate transaction or occurrence-and each defense other than a denial-must be stated in a separate count or defense.
Fed. R. Civ. P. 10(b).
Here, it is not clear from the Complaints whether Plaintiff is alleging a separate state law claim for a violation of the Pennsylvania Election Code or whether an alleged violation of the Code is part and parcel of the constitutional claims. Therefore, in amending the Complaints, the Court directs Plaintiffs to clearly allege each cause of action in a separate Count.
Plaintiffs, whether represented by counsel or not, must allege sufficient facts in any amended complaint and not merely repeat what is contained in the dismissed complaints. Just repeating the same allegations without more in accordance with this Opinion will only result in another dismissal by this Court.
On January 10, 2018, Plaintiff Orlando A. Acosta filed a Motion requesting that this Court convene a grand jury to investigate the misconduct that he alleges occurred in this case. (Doc. No. 78.) He argues that "even though this is a civil case, criminal activity occurred." (Id. at 1.)
Plaintiff Acosta's argument is without merit. "There is no federal right to require the government to initiate criminal proceedings." Gimbi v. Fairbank Capital Corp.,
Reference
- Full Case Name
- Orlando A. ACOSTA v. DEMOCRATIC CITY COMMITTEE
- Cited By
- 27 cases
- Status
- Published