Rosenberg v. C.R. Bard, Inc.
Rosenberg v. C.R. Bard, Inc.
Opinion of the Court
I. INTRODUCTION
In this products liability case, an individual asserts both negligence and strict liability claims against a prescription medical device manufacturer. In doing so, the Court is presented with an important question of state law that has often been raised but has effectively evaded review by *575the Pennsylvania Supreme Court: does Pennsylvania law recognize a strict liability claim for a manufacturing defect of a prescription medical device?
The Court predicts that the answer to this question is "no." But given the growing debate among federal district courts regarding this issue, the Court certifies the question to the Third Circuit.
II. BACKGROUND
Plaintiff Sarah Rosenberg suffered from stress urinary incontinence ("SUI") that required surgical intervention. Compl. ¶¶ 1, 7, ECF No. 1. On November 12, 2012, Plaintiff's doctors implanted Defendant C.R. Bard, Inc.'s Align synthetic mesh system in Plaintiff to treat her SUI. Id. ¶ 7. Following this procedure, Plaintiff began experiencing complications such as severe lower quadrant pain, dyspareunia, and mesh erosion. Id. ¶ 8. According to Plaintiff, these complications required further medical care and treatment, including surgical interventions. Id. Plaintiff alleges that she is more likely than not to need to undergo additional procedures related to complications that she attributes to Defendant's pelvic mesh system. See id. ¶ 21.
Plaintiff alleges that she neither knew nor could have reasonably known that her complications were related to design or manufacturing defects of the pelvic mesh system until July 27, 2017. Id. ¶ 9. Further, Plaintiff alleges that, despite safety communications from the FDA in 2011 observing the risks associated with pelvic mesh systems as well as various reports from physicians, patients, and the World Health Organization noting complications from pelvic mesh implantation, Defendant continued to advertise and promote its pelvic mesh system as a safe and effective treatment for SUI and pelvic organ prolapse. Id. ¶¶ 10-15, 17. According to Plaintiff, Defendant knew that its pelvic mesh system had a defect attributable to erosion, shrinkage, and/or hardening of the mesh material and that there could be life-changing and irreversible complications from pelvic mesh removal. Id. ¶ 16. Plaintiff further alleges that Defendant failed to provide sufficient warnings of the risks of pelvic mesh implantation and concealed the known risks associated with pelvic mesh implantation. Id. ¶¶ 17-22.
Plaintiff filed a complaint against Defendant, originally bringing thirteen causes of action, including strict liability, negligence, and fraud. ECF No. 1. Defendant then filed a motion to dismiss for failure to state a claim. ECF No. 6. In her response in opposition to Defendant's motion to dismiss, Plaintiff abandoned all but three of her original causes of action: (1) strict liability for design and manufacturing defects, (2) strict liability for failure to warn, and (3) negligence. ECF No. 10. Plaintiff's abandoned claims (Counts IV-XIII) will be dismissed with prejudice.
The Court heard argument on Defendant's motion to dismiss, and the motion is now ready for disposition.
III. LEGAL STANDARD
A party may move to dismiss a complaint for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). When considering such a motion, the Court must "accept as true all allegations in the complaint and all reasonable inferences that can be drawn therefrom, and view them in the light most favorable to the non-moving party." DeBenedictis v. Merrill Lynch & Co.,
*576Bell Atl. Corp. v. Twombly,
The pleadings must contain sufficient factual allegations so as to state a facially plausible claim for relief. See, e.g., Gelman v. State Farm Mut. Auto. Ins. Co.,
Before dismissing a complaint as deficient, the Court should grant leave to amend. See Fletcher-Harlee Corp. v. Pote Concrete Contractors, Inc.,
IV. DISCUSSION
Defendant moves to dismiss Plaintiff's complaint for two reasons: (1) Pennsylvania law bars all strict liability claims for prescription medical devices, and (2) Plaintiff's negligence claim is insufficiently pleaded. Each argument is discussed in turn.
A. Pennsylvania Law Bars All Strict Liability Claims for Prescription Products
1. Pennsylvania's Strict Liability Law
As a general matter, Pennsylvania has adopted the strict liability formulation set out in Section 402A of the Restatement (Second) of Torts. Tincher v. Omega Flex, Inc.,
There are, however, situations where strict liability is unavailable as an avenue of relief for plaintiffs alleging harm caused by a product. Specifically, pursuant to comment k of Section 402A, manufacturers of "unavoidably unsafe products" are exempted from strict liability to the extent that the product at issue is "properly prepared, and accompanied by proper directions and warning, is not defective, nor is it unreasonably dangerous." See Restatement (Second) of Torts § 402A cmt. k (emphasis in original). In other words, Section *577402A defines the general scope of strict liability, and comment k sets the perimeter beyond which Section 402A may not encroach.
2. Comment k Applies to Prescription Drugs and Prescription Medical Devices
But where does comment k apply? To start, comment k explicitly contemplates its application to "many ... drugs, vaccines, and the like, many of which ... cannot legally be sold except to physicians, or under the prescription of a physician." Restatement (Second) Torts § 402A cmt. k.
In interpreting the scope of comment k, the Pennsylvania Supreme Court has held that comment k applies to prescription drugs. See Hahn v. Richter,
But the case before the Court today is not one regarding prescription drugs. Rather, the present case involves a prescription medical device, a context in which the Pennsylvania Supreme Court has not addressed comment k's application. "In the absence of a controlling decision by the Pennsylvania Supreme Court, a federal court applying that state's substantive law must predict how Pennsylvania's highest court would decide [the] case." Berrier v. Simplicity Mfg., Inc.,
To answer this question, the Court first turns to the plain language of comment k. To begin, as previously observed, comment k specifically contemplates its application to prescription products such as "drugs, vaccines, and the like, many of which ... cannot legally be sold except to physicians, or under the prescription of a physician." Restatement (Second) of Torts § 402A cmt. k. Therefore, comment k's plain language appears to include prescription medical devices because "prescription" medical devices, by definition, are products that require a physician's prescription, just as "prescription" drugs also, by definition, require a physician's prescription. For the purposes of comment k, no meaningful distinction can be drawn between prescription drugs and prescription medical devices. Indeed, some prescription medical treatments include both a prescription drug delivered by a prescription medical device, e.g., an EpiPen® or an insulin pump.
Second, case law, too, supports this Court's prediction. Although, as noted above, the Pennsylvania Supreme Court has not expressly extended its comment k jurisprudence to prescription medical device manufacturers, the Pennsylvania Superior Court has done so. See Creazzo v. Medtronic, Inc.,
Moreover, every federal district court to confront this issue has predicted that the Pennsylvania Supreme Court would extend comment k's application to prescription medical devices.
3. Applying the Prescription Drug Jurisprudence to Prescription Medical Devices
Having predicted that the Pennsylvania Supreme Court would apply comment k to prescription medical devices, the Court next turns to the types of strict liability claims that comment k precludes.
To begin, the plain language of comment k precludes strict liability claims for design defects because it specifically carves out "unavoidably unsafe" products from the reach of Section 402A. See Restatement (Second) Torts § 402A cmt. k. Comment k explains that prescription products such as "drugs, vaccines, and the like" are within this category of "unavoidably unsafe" products.
But a design defect is not the only form a strict liability claim may take. In the 1990s, the Pennsylvania Supreme Court addressed whether comment k precluded strict liability claims for a failure to warn. At first blush, it might appear that the plain language of comment k preserves a strict liability claim if the product was not "properly prepared" or "accompanied by proper directions and warning." Restatement (Second) Torts § 402A cmt. k. But the Pennsylvania Supreme Court has said otherwise. See Hahn,
Importantly, however, Pennsylvania case law has not squarely interpreted comment k similarly to foreclose strict liability claims for manufacturing defects. Therein lies the central issue in this case.
4. Strict Liability Claims for Manufacturing Defects regarding Prescription Medical Devices are Prohibited
Although the Pennsylvania Supreme Court has barred strict liability claims for design defects and failure-to-warn claims based on an application of comment k, it has not done so expressly in the context of a manufacturing defect. See Hahn,
As a result of the Pennsylvania Supreme Court's silence regarding strict liability for manufacturing defects in the prescription product context, federal district courts, in interpreting Pennsylvania law and predicting how the Pennsylvania Supreme Court would find, have come out differently on this issue. In several cases, in an effort to determine whether comment k bars strict liability manufacturing defect claims for prescription products, district courts were guided by the decision of the Pennsylvania Superior Court in Lance v. Wyeth,
In Lance I, following the death of a woman who had taken a prescription diet drug, the woman's estate brought three claims against the drug manufacturer: (1) "Negligence-Unreasonable Marketing of a Dangerous Drug;" (2) "Negligence-Unreasonable Failure to Remove [the drug] from the Market;" and (3) standard negligence.
Guided, at least in part, by this discussion in Lance I, which appears to contemplate a strict liability manufacturing defect claim in the prescription drug context, some courts have allowed a strict liability claim for a manufacturing defect of a prescription medical device to proceed. See, e.g., Indeluca v. C.R. Bard, Inc., 17-CV-1355,
The shelf-life of Lance I, however, was short. In Lance II, the Pennsylvania Supreme Court, reversing the Superior Court on other grounds, observed, in a footnote, that "[t]he [Lance I ] panel's reasoning in analyzing a negligence claim as one sounding in strict liability [was] neither clear nor apt." Lance II,
In Lance II, the Pennsylvania Supreme Court also explained that "for policy reasons [it] ha[d] declined to extend strict liability into the prescription drug arena."
Therefore, following the Pennsylvania Supreme Court's treatment of the issue in Lance II and given the previous discussion regarding the lack of a meaningful distinction between the legal treatment of prescription drugs and prescription medical devices, the Court predicts that the Pennsylvania Supreme Court would not recognize a strict liability claim for a manufacturing defect of a prescription medical device.
Finally, both Plaintiff and several district courts have pointed to the Pennsylvania Supreme Court's recent decision in Tincher v. Omega Flex, Inc. as standing for the broad proposition that "[n]o product is expressly exempt" from strict liability. Tincher,
5. Certification for Interlocutory Appeal
Recognizing that the strict liability claim for a manufacturing defect is open to debate and is a controlling question of law, the Court certifies this question to the Third Circuit for interlocutory appeal.
Pursuant to
A district court may certify a question under
Here, the Court seeks to certify the following question: does Pennsylvania law recognize a strict liability claim for a manufacturing defect of a prescription medical device?
In this case, the Court predicts that the Pennsylvania Supreme Court would extend comment k's mantle of protection both to prescription drugs and prescription medical devices and that, under this view, comment k precludes strict liability claims based on a manufacturing defect. If, on appeal, however, this prediction is found to be erroneous, then it would compel reversal. Therefore, the question certified to the Third Circuit is a controlling question of law.
Second, there is "substantial ground for difference of opinion" as to whether, notwithstanding the adoption of comment k, there remains a carve-out for strict liability manufacturing defect claims for prescription medical devices. Indeed, there are at least nine district courts within the Third Circuit that have allowed such a strict liability claim to proceed
*582Third, this interlocutory appeal would "materially advance the ultimate termination of the litigation," as required by § 1292(b). Determining whether any of Plaintiff's strict liability claims survive will conserve resources and protracted litigation both in this case and in future cases.
Therefore, all three requirements for interlocutory appeal are met, and certification is appropriate.
B. Plaintiff's Negligence Claim is Not Sufficiently Pleaded
In Count III of her complaint, Plaintiff brings a claim for negligence. A negligence claim requires Plaintiff to allege facts showing that Defendant owed a duty of care and breached that duty, which caused Plaintiff harm and resulted in damages. Although Plaintiff has alleged various facts in the beginning of her complaint, there are only four paragraphs under the Count III heading, one of which merely incorporates by reference the preceding allegations of the complaint and the remainder of which contain largely conclusory statements regarding duty, breach, and causation. Compl. ¶¶ 37-40. But even drawing all inferences from the facts alleged in the light most favorable to Plaintiff, this type of pleading fails to meet the requirements of Federal Rule of Civil Procedure 8(a)(2). Simply put, Plaintiff has failed to plead "a short and plain statement of the claim showing that [she] is entitled to relief." Fed. R. Civ. P. 8(a)(2).
The Third Circuit has criticized such an approach to pleading a complaint, referring to it as "shotgun pleading." Hynson v. City of Chester Legal Dep't,
In this case, Plaintiff has failed to connect the facts alleged in the beginning of her complaint with the specific negligence claim she asserts. Indeed, the Court (and Defendant) are left to guess not only which facts support Plaintiff's negligence claim but also which aspect of Defendant's conduct Plaintiff asserts was negligent. Therefore, Plaintiff's negligence claim will be dismissed without prejudice with leave to amend.
V. CONCLUSION
For the foregoing reasons, the Court dismisses Plaintiff's strict liability claims with prejudice and dismisses Plaintiff's abandoned claims with prejudice. The negligence claim, however, is dismissed without prejudice with leave to amend. The Court certifies to the Third Circuit the question of whether Pennsylvania recognizes a strict liability claim for a manufacturing defect of a prescription medical device.
An appropriate order follows.
ORDER
AND NOW , this 25th day of June, 2019 , for the reasons stated in the accompanying memorandum on the date hereof, it is hereby ORDERED that Defendant's Motion to File a Reply Brief (ECF No. 16) is GRANTED . It is FURTHER ORDERED
*583that Defendant's Motion to Dismiss (ECF No. 6) is GRANTED as follows:
1. Plaintiff's negligence claim (Count III) is DISMISSED without prejudice with leave to amend.
2. Plaintiff's strict liability claims (Counts I and II) are DISMISSED with prejudice .
3. Plaintiff's abandoned claims (Counts IV-XIII) are DISMISSED with prejudice.
It is FURTHER ORDERED that Plaintiff may file an amended complaint by July 25, 2019 . Defendant may file a responsive pleading by August 8, 2019 .
It is FURTHER ORDERED that the following controlling question of law is hereby CERTIFIED to the United States Court of Appeals for the Third Circuit for interlocutory appeal: does Pennsylvania law recognize a strict liability claim for a manufacturing defect of a prescription medical device?
AND IT IS SO ORDERED.
See, e.g., Buck v. Endo Pharm., Inc., Civil Action No. 19-837,
The Court notes that the Pennsylvania Supreme Court has recognized a strict liability claim for a design defect regarding a surgical tool, known as an endocutter, which is "a linear cutting and stapling instrument, used in place of traditional scalpel-and-suture techniques in various surgical applications." See Beard v. Johnson & Johnson, Inc.,
See Wallace v. Boston Sci. Corp., 3:18-CV-01839,
See Kramme v. Zimmer, Inc., Civil Action No. 3:11-CV-00916,
As an important and controlling question of state law, particularly in light of the closure of the pelvic mesh MDL, the Court is compelled to recognize this question as one best suited for the Pennsylvania Supreme Court. Indeed, the question continues to evade review by the Pennsylvania Supreme Court because cases are frequently brought in or removed to federal court and subsequently settled before even reaching the Third Circuit. Therefore, in this case, the Third Circuit may wish to consider whether it is appropriate to certify the question to the Pennsylvania Supreme Court. See Pa. R. App. P. 3341(a).
Reference
- Full Case Name
- Sarah ROSENBERG v. C.R. BARD, INC.
- Cited By
- 24 cases
- Status
- Published