Andrew McCormick v. Commonwealth of PA DOC, et al.
Andrew McCormick v. Commonwealth of PA DOC, et al.
Trial Court Opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
ANDREW MCCORMICK, :
Plaintiff : No. 1:25-cv-00380
:
v. : (Judge Kane)
:
COMMONWEALTH OF PA DOC, et al., :
Defendants :
MEMORANDUM
Currently before the Court are pro se Plaintiff Andrew McCormick (“McCormick”)’s
application for leave to proceed in forma pauperis (“IFP Application”), complaint, and motion to
appoint counsel. For the reasons stated below, the Court will grant the IFP Application, deny
without prejudice the motion to appoint counsel, dismiss all but one claim in the complaint, and
grant McCormick leave to file an amended complaint as to all but one of his claims.
I. BACKGROUND
McCormick, a convicted and sentenced state prisoner, commenced this action by filing
his complaint, IFP Application, and certified prisoner trust fund account statement, all of which
the Clerk of Court docketed on March 3, 2025. (Doc. Nos. 1–3.)1 On March 20, 2025,
McCormick filed a motion to appoint counsel.
In his complaint, McCormick names as Defendants: (1) the Commonwealth of
Pennsylvania Department of Corrections (“DOC”); (2) Pennsylvania State Correctional
Institution Huntingdon (“SCI Huntingdon”) Correctional Officers Burton (“CO Burton”) and
Renninger (“CO Renninger”); (3) SCI Huntingdon Lt. Fochtman (“Lt. Fochtman”); and (4) SCI
Huntingdon Superintendent Rivello (“Rivello”). See (Doc. No. at 1 at 1–3). McCormick alleges
1 Approximately two weeks later, McCormick filed a second application for leave to proceed in
forma pauperis. (Doc. No. 8.) The Court will deny this second application as moot.
that while he was incarcerated at SCI Huntingdon on June 27, 2023, he asked CO Burton for
help because McCormick was feeling suicidal. See (id. at 4). CO Burton told McCormick that a
lieutenant would stop by to see him; however, after a half hour no one came to talk to him. See
(id.). Burton then covered his door to get a lieutenant’s attention. See (id.). Thereafter,
although correctional officers kept walking by his cell during their security rounds, no one
stopped by his door. See (id.).
At 8:20 p.m., COs Burton and Renninger stopped at his door. See (id.) At the time,
McCormick was “unresponsive and feeling suicidal.” See (id.). COs Burton and Renninger
banged on McCormick’s cell door twice, and CO Burton said, “I been [sic] waiting to OC spray
you since you threaten [sic] Mis [sic] Cousins.” See (id.). CO Burton then opened the food slot
on the door and sprayed McCormick with OC spray, “which was not a [sic] issue.” See (id.).
McCormick was moved to an “observation camera cell.” See (id.). When he got to the
cell and his handcuffs were being removed, CO Burton told McCormick to kill himself. See
(id.). McCormick “took notice” of a three-foot long noose lying at the top of his concrete bed.
See (id.). McCormick tried to “get there [sic] attention,” by holding up the noose towards the
camera, but no one came to his cell to remove it. See (id. at 5). McCormick believes that the
noose was left in the cell so he could kill himself. See (id. at 4–5). So, he “put [the noose]
around [his] neck and hung [himself] off the cell door.” See (id. at 4). An “Officer” later
“found” McCormick, took him down and began “beathen [sic]”2 him. See (id.).
Thereafter, “[t]he Lt. said that his officers did what they was [sic] suppose [sic] to do.”
See (id. at 5). McCormick also talked to Rivello, who told him that the officers did their job.
2 It is unclear whether McCormick alleges that this officer beat him or attempted to resuscitate
him.
See (id.). McCormick asserts that “this is not true because the observation camera suppose [sic]
to been [sic] check [b]efore I was placed in there[, and t]he noose was placed in their [sic] for
[him] to harm [himself].” See (id.).
McCormick also alleges that the “DOC conspired together by not allowing [him] to
exhaust [his] administrative remedies by transferring [him] to 6 differ [sic] prisons.” See (id.).
He states that he “keep[s] trying to refile the grievance[, but] they are using the 803 policy[,]
which is the mail policy[,] to get over on this partly [sic].” See (id.). Rivello told McCormick
that he “was going to be sick of how many prisons [he] end [sic] up in.” See (id.).
Based on these allegations, McCormick asserts claims under 42 U.S.C. § 1983 for (1)
failure to protect in violation of the Eighth Amendment to the United States Constitution, (2)
excessive use of force in violation of the Eighth Amendment, (3) retaliation in violation of the
First Amendment, (4) solicitation of suicide/vulnerability to suicide in violation of the Eighth
Amendment, and (5) due process violations under the Fourteenth Amendment. See (id. at 6). He
states that he suffered a “slip disk [sic] in [his] neck” and post-traumatic stress disorder due to
Defendants’ conduct. See (id.). For relief, McCormick seeks at least $250,000. See (id.).
II. LEGAL STANDARDS
A. Applications for Leave to Proceed in Forma Pauperis
Under 28 U.S.C. § 1915(a)(1), the Court may allow a plaintiff to commence a civil case
“without prepayment of fees or security therefor,” if the plaintiff “submits an affidavit that
includes a statement of all assets such prisoner possesses that the person is unable to pay such
fees or give security therefor.” See id. This statute
“is designed to ensure that indigent litigants have meaningful access to the federal
courts.” Neitzke v. Williams, 490 U.S. 319, 324, 109 S.Ct. 1827, 104 L.Ed.2d 338
(1989). Specifically, Congress enacted the statute to ensure that administrative
court costs and filing fees, both of which must be paid by everyone else who files
a lawsuit, would not prevent indigent persons from pursuing meaningful litigation.
[Deutsch v. United States, 67 F.3d 1080, 1084 (3d Cir. 1995)]. Toward this end, §
1915(a) allows a litigant to commence a civil or criminal action in federal court in
forma pauperis by filing in good faith an affidavit stating, among other things, that
[they are] unable to pay the costs of the lawsuit. Neitzke, 490 U.S. at 324, 109 S.Ct.
1827.
See Douris v. Middletown Twp., 293 F. App’x 130, 131–32 (3d Cir. 2008) (unpublished)
(footnote omitted).
B. The Court’s Screening of Complaints Under 28 U.S.C. §§ 1915A and
1915(e)(2)
Under 28 U.S.C. § 1915A, this Court must “review . . . a complaint in a civil action in
which a prisoner seeks redress from a governmental entity or officer or employee of a
governmental entity.” See 28 U.S.C. § 1915A(a). If a complaint is frivolous or fails to state a
claim upon which relief may be granted, the Court must dismiss the complaint. See id. §
1915A(b)(1). The Court has a similar screening obligation with respect to actions filed by
prisoners proceeding in forma pauperis. See id. § 1915(e)(2)(B)(ii) (“[T]he [C]ourt shall dismiss
the case at any time if the [C]ourt determines that . . . the action or appeal . . . is frivolous . . . [or]
fails to state a claim on which relief may be granted . . . .”).
A complaint is frivolous under Sections 1915A(b)(1) and 1915(e)(2)(B)(i) if it “lacks an
arguable basis either in law or fact.” See Neitzke, 490 U.S. at 325. In addition, when reviewing
whether a plaintiff has failed to state a claim upon which relief may be granted under Sections
1915A(b) or 1915(e)(2), the Court applies the standard governing motions to dismiss filed
pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. See, e.g., Smithson v. Koons,
No. 15-cv-01757, 2017 WL 3016165, at *3 (M.D. Pa. June 26, 2017) (“The legal standard for
dismissing a complaint for failure to state a claim under § 1915A(b)(1) [and] § 1915(e)(2)(B)(ii)
. . . is the same as that for dismissing a complaint pursuant to Rule 12(b)(6) of the Federal Rules
of Civil Procedure.”), report and recommendation adopted, 2017 WL 3008559 (M.D. Pa. July
14, 2017); Mitchell v. Dodrill, 696 F. Supp. 2d 454, 471 (M.D. Pa. 2010) (explaining that when
reviewing a complaint for possible dismissal pursuant to § 1915A, “a court employs the motion
to dismiss standard set forth under Federal Rule of Civil Procedure 12(b)(6)”). To avoid
dismissal under Rule 12(b)(6), a plaintiff must set out “sufficient factual matter” in the complaint
to show that their claims are facially plausible. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
This plausibility standard requires more than a mere possibility that the defendant is liable for the
alleged misconduct. “[W]here the well-pleaded facts do not permit the court to infer more than
the mere possibility of misconduct, the complaint has alleged – but it has not ‘show[n]’ – ‘that
the pleader is entitled to relief.’” Iqbal, 556 U.S. at 679 (citing Fed. R. Civ. P. 8(a)(2)). When
evaluating the plausibility of a complaint, the Court accepts as true all factual allegations and all
reasonable inferences that can be drawn from those allegations, viewed in the light most
favorable to the plaintiff. See id.; In re Ins. Brokerage Antitrust Litig., 618 F.3d 300, 314 (3d
Cir. 2010). However, the Court must not accept legal conclusions as true, and “a formulaic
recitation of the elements of a cause of action” will not survive a district court’s screening of a
complaint under Sections 1915A and 1915(e)(2). See Bell Atl. Corp. v. Twombly, 550 U.S. 544,
555–56 (2007).
In addition, in the specific context of pro se prisoner litigation, the Court must be mindful
that a document filed pro se is “to be liberally construed.” See Estelle v. Gamble, 429 U.S. 97,
106 (1976); Higgs v. Att’y Gen., 655 F.3d 333, 339–40 (3d Cir. 2011) (explaining that “when
presented with a pro se litigant, we have a special obligation to construe his complaint liberally”
(citation and internal quotation marks omitted)). Therefore, a pro se complaint, “however
inartfully pleaded,” must be held to “less stringent standards than formal pleadings drafted by
lawyers.” See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal quotation marks omitted)
(quoting Estelle, 429 U.S. at 106). This means the court must “remain flexible, especially ‘when
dealing with imprisoned pro se litigants . . . .’” See Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir.
2021) (quoting Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244–45 (3d Cir. 2013))).
Additionally, when construing a pro se complaint, the court will “apply the relevant legal
principle even when the complaint has failed to name it.” See Mala, 704 F.3d at 244. However,
pro se litigants “‘cannot flout procedural rules—they must abide by the same rules that apply to
all other litigants.’” See Vogt, 8 F.4th at 185 (quoting Mala, 704 F.3d at 245).
C. Section 1983
Section 1983 is the statutory vehicle by which private citizens may seek redress for
violations of federal constitutional rights committed by state officials. See 42 U.S.C. § 1983.
This statute states, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress . . . .
See id. “Section 1983 is not a source of substantive rights,” but is merely a means through which
“to vindicate violations of federal law committed by state actors.” See Pappas v. City of
Lebanon, 331 F. Supp. 2d 311, 315 (M.D. Pa. 2004) (quoting Gonzaga Univ. v. Doe, 536 U.S.
273, 284–85 (2002)). “To state a claim under § 1983, a plaintiff must allege the violation of a
right secured by the Constitution and laws of the United States, and must show that the alleged
deprivation was committed by a person acting under color of state law.” West v. Atkins, 487
U.S. 42, 48 (1988).
III. DISCUSSION
A. The IFP Application
After reviewing the IFP Application and McCormick’s certified prisoner trust fund
account statement, it appears that he is unable to pre-pay the costs of this civil action. Therefore,
the Court will grant the IFP Application and allow him to proceed in forma pauperis in this
case.3
B. Screening of the Complaint
1. Section 1983 Claims Against the DOC
Although McCormick names the DOC as a Defendant in his complaint, he does not
specify which of his Section 1983 claims he asserts against the DOC. Nevertheless, no matter
which Section 1983 claim he attempts to assert against the DOC for money damages, he cannot
maintain it here because the DOC is entitled to Eleventh Amendment immunity.
The Eleventh Amendment provides that “[t]he Judicial power of the United States shall
not be construed to extend to any suit in law or equity, commenced or prosecuted against one of
the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.”
See U.S. Const. amend. XI. This Amendment
has been interpreted to render states—and, by extension, state agencies and
departments and officials when the state is the real party in interest—generally
immune from suit by private parties in federal court. Indeed, it has been recognized
for over two hundred years that a state’s immunity from suit in federal court is a
fundamental principle of our constitutional structure that preserves, as intended by
3 However, because McCormick is a prisoner, he is advised that he will be obligated to pay the
filing fees for this case in installments in accordance with the Prison Litigation Reform Act
(“PLRA”), regardless of the outcome. See 28 U.S.C. § 1915(b).
the Framers, the respect and dignity of the states and protects the ability of the states
“to govern in accordance with the will of their citizens.”
See Pa. Fed’n of Sportsmen’s Clubs, Inc. v. Hess, 297 F.3d 310, 323 (3d Cir. 2002) (quoting
Alden v. Maine, 527 U.S. 706, 751 (1999)).
“Because the [DOC] is a part of the executive department of the Commonwealth, see [71
P.S. § 61], it shares in the Commonwealth’s Eleventh Amendment immunity.” Lavia v. Pa.
Dep’t of Corr., 224 F.3d 190, 195 (3d Cir. 2000). However, the DOC’s Eleventh Amendment
immunity “may be lost in one of two ways: (1) if the Commonwealth waived its immunity; or (2)
Congress abrogated the States’ immunity pursuant to a valid exercise of its power.” See id.
(citing College Sav. Bank v. Fla. Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 670
(1999) and Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 240–41 (1985)). As for the latter
exception, Congress did not intend to abrogate Eleventh Amendment immunity by enacting
Section 1983. See Quern v. Jordan, 440 U.S. 332, 344–45 (1979) (stating that “§ 1983 does not
explicitly and by clear language indicate on its face an intent to sweep away the immunity of the
States; nor does it have a history which focuses directly on the question of state liability and
which shows that Congress considered and firmly decided to abrogate the Eleventh Amendment
immunity of the States”). Concerning the former exception, the Commonwealth of Pennsylvania
has not waived its Eleventh Amendment immunity from suit in federal courts. See 42 Pa. C.S. §
8521(b) (“Nothing contained in this subchapter shall be construed to waive the immunity of the
Commonwealth from suit in Federal courts guaranteed by the Eleventh Amendment to the
Constitution of the United States.”); see also Lavia, 224 F.3d at 195 (explaining that
Pennsylvania has not waived its Eleventh Amendment immunity). Therefore, neither exception
to Eleventh Amendment immunity applies here, and the Court will dismiss McCormick’s
Section 1983 claims against the DOC.
2. Section 1983 Fourteenth Amendment Due-Process Claims
McCormick asserts that Defendants violated his due process rights under the Fourteenth
Amendment. The Fourteenth Amendment of the United States Constitution provides in pertinent
part that: “No State shall . . . deprive any person of life, liberty, or property, without due process
of law.” See U.S. Cons. amend. XIV, § 1. “The core concept of due process is protection
against arbitrary government action [and, a]s that concept has developed, it has come to have
both substantive and procedural components.” Evans v. Sec’y Pa. Dep’t of Corr., 645 F.3d 650,
658 (3d Cir. 2011) (citing County of Sacramento v. Lewis, 523 U.S. 833, 845 (1998)). The
substantive component “limits what government may do regardless of the fairness of procedures
that it employs,” see Boyanowski v. Cap. Area Intermediate Unit, 215 F.3d 396, 399 (3d Cir.
2000), whereas the procedural component “governs the manner in which the government may
infringe upon an individual’s life, liberty, or property.” See Evans, 645 F.3d at 662.
a. Procedural Due Process
McCormick, as with all prisoners, is “not completely deprived of the protections of the
Due Process Clause simply because [he is a] prisoner[].” See id.; see also Sandin v. Conner, 515
U.S. 472, 485 (1995) (explaining that although prisoners “do not shed all constitutional rights at
the prison gate, lawful incarceration ‘brings about the necessary withdrawal or limitation of
many privileges and rights, a retraction justified by the considerations underlying our penal
system’” (internal citation omitted) (quoting Jones v. N.C. Prisoners’ Labor Union, Inc., 433
U.S. 119, 125 (1977))). Thus, “[p]rocedural protections must be afforded to [prisoners] before
they are stripped of the rights they still retain while incarcerated.” See Evans, 645 F.3d at 662–
63 (citation omitted).
There are two (2) scenarios in which a prisoner holds a liberty interest triggering due
process protections:
when “state statutes and regulations create a liberty interest in freedom from
restraint that imposes an atypical and significant hardship on the inmate in relation
to the ordinary incidents of prison life,” and (2) when “severe changes in conditions
of confinement amount to a grievous loss that should not be imposed without the
opportunity for notice and an adequate hearing.”
See Evans, 645 F.3d at 663 (quoting Renchenski v. Williams, 622 F.3d 315, 325 (3d Cir. 2010)).
These two (2) scenarios are characterized as a “‘so-called state-created liberty interest’” and a
“‘so-called independent due process liberty interest,’” respectively. See id. (quoting Renchenski,
622 F.3d at 325).
With respect to independent due process liberty interests, “[a]s long as the conditions or
degree of confinement to which the prisoner is subjected is within the sentence imposed upon
[them] and is not otherwise violative of the Constitution, the Due Process Clause does not in
itself subject an inmate’s treatment by prison authorities to judicial oversight.” See Montanye v.
Haymes, 427 U.S. 236, 242 (1976). Thus, an independent due process liberty interest arises only
“when severe changes in conditions of confinement amount to a grievous loss that should not be
imposed without the opportunity for notice and an adequate hearing.” See Renchenski, 622 F.3d
at 325. Examples of such severe changes in conditions of confinement include, inter alia,
“forced administration of antipsychotic medication, Washington v. Harper, 494 U.S. 210, 221–
22 (1990), or involuntary transfer to a mental hospital, Vitek v. Jones, 445 U.S. 480, 492 (1980),
or, for a prisoner not convicted of a sex offense, forced participation in sex-offender therapy,
Renchenski, 622 F.3d at 326.” See Evans, 645 F.3d at 665 (first two citations altered from
original).
State-created liberty interests are “generally limited to freedom from restraint which,
while not exceeding the sentence in such an unexpected manner as to give rise to protection by
the Due Process Clause of its own force, . . . nonetheless imposes atypical and significant
hardship on the inmate in relation to the ordinary incidents of prison life.” See Sandin, 515 U.S.
at 484 (internal citations omitted); Wilkinson v. Austin, 545 U.S. 209, 223 (2005) (stating that,
“[a]fter Sandin, it is clear that the touchstone of the inquiry into the existence of a protected,
state-created liberty interest in avoiding restrictive conditions of confinement is not the language
of regulations regarding those conditions but the nature of those conditions themselves ‘in
relation to the ordinary incidents of prison life’” (quoting Sandin, 515 U.S. at 484)); Williams v.
Sec’y Pa. Dep’t of Corr., 848 F.3d 549, 559 (3d Cir. 2017) (explaining that, “in the conditions of
confinement context,” the liberty interest must be “substantial”: “the right alleged must confer
freedom from restraint which imposes atypical and significant hardship on the inmate in relation
to the ordinary incidents of prison life” (internal quotations omitted)). A two (2)-factor inquiry
informs whether prison conditions impose “atypical and significant hardship”: “(1) the duration
of the challenged conditions; and (2) whether the conditions overall imposed a significant
hardship in relation to the ordinary incidents of prison life.” See Williams, 848 F.3d at 560
(citing Shoats v. Horn, 213 F.3d 140, 144 (3d Cir. 2000)). Additionally, when determining
whether a state-created liberty interest exists, courts are not to “compare the prisoner’s own life
before and after the deprivation.” See Powell v. Weiss, 757 F.3d 338, 344 (3d Cir. 2014).
Instead, “[t]he baseline for determining what is atypical and significant—the ordinary incidents
of prison life—is ascertained by what a sentenced inmate may reasonably expect to encounter as
a result of his or her conviction in accordance with due process of law.” See id. (citations and
internal quotation marks omitted).
Here, the precise nature of McCormick’s possible procedural due-process claims is
unclear. As far as the Court can discern, McCormick bases these claims on three events: (1) his
transfer to a quarantine cell following his expression of suicidal ideation; (2) his transfers to six
different Pennsylvania correctional institutions after he attempted suicide on June 27, 2023; and
(3) his inability to complete the DOC’s grievance process due to his repeated transfers.
Presuming that these events form the bases for his procedural due process claims, McCormick
fails to state a plausible due-process claim in his complaint.
Starting with his transfer to a quarantine cell following his expression of an intent to
commit suicide, the Court notes that McCormick appears to have sought his transfer into a cell
with a camera so prison officials could observe him and ensure his safety. See (Doc. No. 1 at 4).
Even if McCormick did not desire to be moved to a protective cell, he has not identified a liberty
interest relating to this transfer which implicates due-process protections. See, e.g., Williams v.
Sorber, No. 24-2046, 2025 WL 1419716, at *3 (3d Cir. May 16, 2025) (unpublished)
(concluding that prisoner-plaintiff “failed to state a procedural due process claim based on his
transfer to the quarantine unit” at SCI Phoenix during the COVID-19 pandemic, where the
plaintiff remained from August 2021 until April 2022, because “[i]t is well settled that a prisoner
does not have a protected right to be placed in the cell or unit of [their] choice” and “months-
long stays in restrictive confinement did not implicate a liberty interest” (citations omitted)).
Moreover, to the extent that McCormick complains about his placement in a restrictive cell for
one night, courts have found similar and much greater deprivations insufficient to establish an
atypical and significant hardship on an inmate. See, e.g., Smith v. Mensinger, 293 F.3d 641, 654
(3d Cir. 2002) (holding that placement in disciplinary confinement for seven (7) months “does
not, on its own, violate a protected liberty interest as defined in Sandin”); Griffin v. Vaughn, 112
F.3d 703, 708 (3d Cir. 1997) (determining that placement in administrative custody without a
due process hearing for fifteen (15) months was not an atypical and significant hardship). Thus,
McCormick’s very brief period in restrictive custody in an observation cell was not so atypical
and harsh in relation to the ordinary incidents of prison life to constitute a deprivation of a
protected liberty interest.
Even if McCormick had a protectable liberty interest at stake here, he received
constitutionally sufficient process relating to his placement in an observation cell. He admits
that he was expressing suicidal ideation, so his transfer to a cell for observation was reasonably
related to a legitimate penological interest of protecting his health and safety.
As for his transfers to six different Pennsylvania state prisons, these events could not
trigger a due process violation because a prisoner has no constitutional right to be confined in a
particular place. See McKune v. Lile, 536 U.S. 24, 39 (2002) (“It is well settled that the decision
where to house inmates is at the core of prison administrators' expertise.”); Sandin, 515 U.S. at
478 (“[T]he Due Process Clause did not itself create a liberty interest in prisoners to be free from
intrastate prison transfers.”); Meachum v. Fano, 427 U.S. 215, 224 (1976) (“The conviction has
sufficiently extinguished the defendant’s liberty interest to empower the State to confine him in
any of its prisons.”). Similarly, McCormick’s allegations of interference with his use of the
DOC’s grievance system fails to state a plausible procedural due process claim.
Undoubtedly, prisoners have a constitutional right to seek redress of grievances as part of
their First and Fourteenth Amendment rights of access to courts. See Monroe v. Beard, 536 F.3d
198, 205 (3d Cir. 2008) (“Under the First and Fourteenth Amendments, prisoners retain a right of
access to the courts.”); Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 294 n.17 (3d Cir. 2018)
(explaining that, typically, in the prisoner context, the right is “framed as a due process right”
(citations omitted)). However, “this right is not compromised by [prison officials’ failure] to
address these grievances.” See Booth v. King, 346 F. Supp. 2d 751, 761 (E.D. Pa. 2004); see
also Flick v. Alba, 932 F.2d 728, 729 (8th Cir. 1991) (per curiam) (“When the claim underlying
the administrative grievance involves a constitutional right, the prisoner’s right to petition the
government for redress is the right of access to the courts, which is not compromised by the
prison’s refusal to entertain [their] grievance.”). “Access to prison grievance procedures is not a
constitutionally[]mandated right, and allegations of improprieties in the handling of grievances
do not state a cognizable claim under [Section] 1983.” Glenn v. DelBalso, 599 F. App’x 457,
459 (3d Cir. 2015) (unpublished); see Burnside v. Moser, 138 F. App’x 414, 416 (3d Cir. 2005)
(unpublished) (affirming that “[i]nmates do not have a constitutionally protected right to the
prison grievance process”). In addition, the existence of a grievance procedure “does not confer
any substantive constitutional right upon prison inmates.” See Hoover v. Watson, 886 F. Supp.
410, 418–19 (D. Del.) (quoting Brown v. Dodson, 863 F. Supp. 284, 285 (W.D. Va. 1994)),
aff’d, 74 F.3d 1226 (3d Cir. 1995). Moreover, “[t]he failure of a prison official to provide a
favorable response to an inmate grievance is not a federal constitutional violation.” See Okey v.
Strebig, 531 F. App’x 212, 215 (3d Cir. 2013) (unpublished) (citing Flanagan v. Shively, 783 F.
Supp. 922, 931–32 (M.D. Pa.), aff’d, 980 F.2d 722 (3d Cir. 1992)). Therefore, McCormick
cannot maintain a procedural-due-process claim relating to any potential interference with his
filing or the processing of his grievances. Overall, McCormick fails to state a plausible
procedural-due-process claim based on the factual allegations in his complaint.
b. Substantive Due Process
As for McCormick’s potential substantive-due-process claims, the Court recognizes that
“the Due Process Clause contains a substantive component that bars certain arbitrary, wrongful
government actions regardless of the fairness of the procedures used to implement them.” See
Foucha v. Louisiana, 504 U.S. 71, 80 (1992). To plead a plausible substantive-due-process
claim, a plaintiff must include sufficient allegations establishing “that the particular interest at
issue is protected by the substantive due process clause, and that the government’s deprivation of
that protected interest shocks the conscience.” See Kane v. Barger, 902 F.3d 185, 192 (3d Cir.
2018) (citations and internal quotation marks omitted); see also Lewis, 523 U.S. at 847
(explaining that plaintiff asserting substantive due process claim must allege conduct that is
“arbitrary[] or conscious shocking”). “This standard’s stringency reflects maintenance of the
proper proportions of constitutional, as opposed to ordinary tort, violations.” Blain v. Twp. of
Radnor, 167 F. App’x 330, 333 (3d Cir. 2006) (unpublished) (citing Lewis, 523 U.S. at 847 n.8).
In this case, McCormick fails to state plausible substantive-due-process claims for two
reasons. First, and as explained above, he does not identify a protected interest at stake. See
Wilkinson, 545 U.S. at 221. Second, to the extent that McCormick asserts substantive-due-
process claims based on his placement in the observation cell, the use of OC spray on him, the
placement of the noose in the observation cell, CO Burton’s statement to him about killing
himself, or retaliation against him, these claims fail because of the “more-specific-provision
rule,” which provides that “if a constitutional claim is covered by a specific constitutional
provision, . . . the claim must be analyzed under the standard appropriate to that specific
provision, not under the rubric of substantive due process.” See Betts v. New Castle Youth Dev.
Ctr., 621 F.3d 249, 260 (3d Cir. 2010) (quoting United States v. Lanier, 520 U.S. 259, 272 n.7
(1997)). These claims are specifically covered by the First Amendment and Eighth
Amendments; as such, McCormick cannot maintain separate substantive-due-process claims
based on this alleged conduct. Accordingly, the Court will also dismiss McCormick’s
substantive due process claims against Defendants.
3. Section 1983 Claims Against Rivello
McCormick asserts Section 1983 claims against Rivello, the Superintendent of SCI
Huntingdon. For McCormick to plausibly plead Section 1983 liability for a supervisory official
such as Rivello, his factual allegations must satisfy one of two theories of supervisory liability:
first, “[i]ndividual defendants who are policymakers may be liable under § 1983 if it is shown
that such defendants, with deliberate indifference to the consequences, established and
maintained a policy, practice or custom which directly caused [the] constitutional harm[;]” and
second, “a supervisor may be personally liable under § 1983 if he or she participated in violating
the plaintiff’s rights, directed others to violate them, or, as the person in charge, had knowledge
of and acquiesced in his subordinates’ violations.” See A.M. ex rel. J.M.K. v. Luzerne County
Juv. Det. Ctr., 372 F.3d 572, 586 (3d Cir. 2004) (citation omitted); Barkes v. First Corr. Med.,
Inc., 766 F.3d 307, 316 (3d Cir. 2014) (explaining requirements for supervisory liability in
section 1983 claim and describing “two general ways in which a supervisor-defendant may be
liable for unconstitutional acts undertaken by subordinates”), rev’d on other grounds sub nom.,
Taylor v. Barkes, 575 U.S. 822 (2015).
To allege a plausible claim for supervisory liability under the first theory—the policy-
and-practice strand of supervisory liability—a plaintiff must
(1) identify the specific supervisory practice or procedure that the supervisor failed
to employ, and show that (2) the existing custom and practice without the identified,
absent custom or procedure created an unreasonable risk of the ultimate injury, (3)
the supervisor was aware that this unreasonable risk existed, (4) the supervisor was
indifferent to the risk; and (5) the underling’s violation resulted from the
supervisor’s failure to employ that supervisory practice or procedure. Put another
way, the inmate must identify the supervisor’s specific acts or omissions
demonstrating the supervisor’s deliberate indifference to the inmate’s risk of injury
and must establish a link between the supervisor, the act, and the injury.
See Chavarriaga v. N.J. Dep’t of Corr., 806 F.3d 210, 227 (3d Cir. 2015) (quoting Brown v.
Muhlenberg Twp., 269 F.3d 205, 216 (3d Cir. 2001)). For the second theory of supervisory
liability—participating in, directing others to, or knowledge and acquiescence of constitutional
violation—generalized allegations that a supervisory defendant is “in charge of” or “responsible
for” an office or facility are insufficient to allege personal involvement in an underlying
constitutional violation. See Saisi v. Murray, 822 F. App’x 47, 48 (3d Cir. 2020) (unpublished)
(“Saisi asserted that some defendants were in charge of agencies that allowed this to happen, and
that liability stemmed merely from defendants’ ‘belief’ that their conduct would be ‘tolerated.’
However, a director cannot be held liable ‘simply because of [their] position as the head of the
[agency].’” (quoting Evancho v. Fisher, 423 F.3d 347, 354 (3d Cir. 2005))); Zigler v. Warren,
No. 21-cv-19474, 2022 WL 903383, at *2 (D.N.J. Mar. 28, 2022) (“In simpler terms, a
supervisor is not liable for the unconstitutional conduct of [their] employees solely because [they
are] a supervisor.”). Additionally, “[a]lthough a court can infer that a defendant had
contemporaneous knowledge of wrongful conduct from the circumstances surrounding a case,
the knowledge must be actual, not constructive.” See Chavarriaga, 806 F.3d at 222 (citing Baker
v. Monroe Twp., 50 F.3d 1186, 1194 (3d Cir. 1995); Rode v. Dellarciprete, 845 F.2d 1195, 1201
n.6 (3d Cir. 1988)).
In this case, McCormick does not attempt to hold Rivello liable under Section 1983 based
on the first theory of supervisory liability, i.e., a policy or practice, because he has not averred
any facts about any policy or practice Rivello employed at SCI Huntingdon that led to a violation
of his constitutional rights. Instead, McCormick appears to focus solely on Rivello’s position as
superintendent, as well as Rivello’s alleged statements to McCormick that (1) the correctional
officers “d[id] their jobs,” and (2) McCormick “was going to be sick of how many prisons [he]
end[s] up in.” See (Doc. No. 1 at 5). Neither Rivello’s position as superintendent, McCormick
making him aware about what allegedly occurred, nor Rivello’s alleged statements are sufficient
to show Rivello’s personal involvement in any constitutional violation.
Rivello cannot be held liable under Section 1983 simply because he was the
superintendent at SCI Huntingdon on June 27–28, 2023. Liability under Section 1983 cannot be
predicated on respondeat superior. See Chavarriaga, 806 F.3d at 227 (“[Plaintiff] cannot
predicate liability on her § 1983 claims on a respondeat superior basis.” (citing Rode, 845 F.2d at
1207) (emphasis omitted)). In addition, McCormick reporting to Rivello about what allegedly
occurred on June 27, 2023, is insufficient to show his personal involvement in any constitutional
violation which occurred on that date. See Lawson v. Banta, No. 20-3444, 2022 WL 1772997, at
*2 (3d Cir. June 1, 2022) (unpublished) (“[A] defendant’s knowledge of a constitutional
violation after it occurred is insufficient to show that she personally directed that violation or had
actual knowledge of it at the time it occurred.” (citing Rode, 845 F.2d at 1208)); King v.
Zamiara, 680 F.3d 686, 696–97 (6th Cir. 2012) (“Having the right to control the offending
employee is not enough, simply being aware of the misconduct is not enough, and even
administrative approval of an action later found to be retaliatory, without more, is not enough.”).
Furthermore, Rivello’s statement about McCormick becoming “sick” of prison transfers is
insufficient, see (Doc. No. 1 at 5), without supporting facts showing that Rivello played any role
in McCormick’s transfer from SCI Huntingdon or any other Pennsylvania correctional facility, to
establish a possible constitutional violation. Again, even if Rivello knew that McCormick was
going to be transferred, this knowledge does not equate to a constitutional violation. In the end,
McCormick’s factual allegations fail to state a plausible Section 1983 claim for supervisory
liability against Rivello.4
4. Section 1983 Claims Against Lt. Fochtman
As with Rivello, McCormick appears to assert a Section 1983 supervisory liability claim
against Lt. Fochtman. Preliminarily, the Court notes that it is unclear from the allegations in the
complaint whether Lt. Fochtman participated in any of the events described in the complaint.
Although McCormick identifies Lt. Fochtman as a Defendant in the caption and body of his
complaint, see (Doc. No. 1 at 1, 3), his name does not appear anywhere else in the complaint.
McCormick’s failure to identify Lt. Fochtman by name in his factual allegations warrants
dismissing McCormick’s Section 1983 claims against him because it does not place Lt.
Fochtman on notice of the allegations against him or describe how he was personally involved in
the alleged events giving rise to his claims. See Rode, 845 F.2d at 1207 (“A defendant in a civil
rights action must have personal involvement in the alleged wrongs . . . .”); see also Santos v.
Berroa, No. 25-cv-06329, 2026 WL 184266, at *6 (E.D. Pa. Jan. 23, 2026) (“[A] complaint must
4 The Court notes that McCormick, despite complaining about interference with his use of the
DOC’s mail system and grievance process, attaches various grievance-related documents to his
complaint. See (Doc. No. 1-1). Among those documents is a Facility Manager’s Appeal
Response dated January 29, 2025, which Rivello seems to have signed. See (Doc. No. 1-1 at
10). To the extent that McCormick complains about Rivello’s processing of this appeal, his
allegations are insufficient to plausibly plead Rivello’s personal involvement in any
constitutional violation. See Reedy v. Evanson, 615 F.3d 197, 231 (3d Cir. 2010) (affirming
district court’s grant of summary judgement for supervisor who was “kept abreast” of an
investigation, but did not direct his subordinate “to take or not to take any particular action”);
Murray v. McCoy, No. 23-2582, 2024 WL 1328231, at *3 (3d Cir. Mar. 28, 2024) (unpublished)
(explaining that prison superintendent’s “awareness of [the plaintiff’s] allegations concerning
[the defendant correctional officer], without more, is insufficient to establish personal
involvement”); Iwanicki v. Pa. Dep’t of Corr., 582 F. App’x 75, 79 (3d Cir. 2014) (unpublished)
(“[M]ere notification of a grievance does not allege sufficient personal involvement because it
does not establish that the Defendants personally directed or acquiesced in the retaliation.”
(citation omitted)).
provide factual details about what each defendant did, including sufficient information about
when, where, and under what circumstances the relevant events took place, to both put the
defendants on notice of what they are accused of doing and to support the necessary elements of
a claim.”).
Despite this pleading deficiency, it is possible that McCormick refers to Lt. Fochtman
when he alleges that “[t]he Lt. said that his officers did what they was suppose [sic] to do,” see
(id. at 5), presumably in response to McCormick complaining about what transpired on June 27,
2023. Putting aside the fact that McCormick’s use of “Lt.” to refer to Lt. Fochtman is
insufficient because it is reasonably likely that more than one lieutenant worked at SCI
Huntingdon on June 27, 2023, this single assertion is insufficient to plausibly allege Lt.
Fochtman’s liability under Section 1983. As indicated above, Lt. Fochtman cannot be held liable
under Section 1983 simply because he was a supervisory official at SCI Huntingdon on June 27–
28, 2023, since liability under Section 1983 cannot be predicated on respondeat superior. See
Chavarriaga, 806 F.3d at 227. Additionally, McCormick informing Lt. Fochtman about events
that allegedly occurred on June 27, 2023, is insufficient to show Lt. Fochtman’s personal
involvement in any constitutional violation. See Lawson, 2022 WL 1772997, at *2.
Accordingly, the Court will dismiss McCormick’s Section 1983 claims against Lt. Fochtman for
his failure to state a plausible claim for relief.
5. Section 1983 First Amendment Retaliation Claim
McCormick apparently asserts a First Amendment retaliation claim in his complaint. See
(Doc. No. 1 at 5). To plead a plausible First Amendment retaliation claim, McCormick must
allege that: “(1) his conduct was constitutionally protected; (2) he suffered an adverse action at
the hands of prison officials; and (3) his constitutionally protected conduct was a substantial or
motivating factor in the decision to discipline [them].” See Watson v. Rozum, 834 F.3d 417, 422
(3d Cir. 2016) (citations omitted).
As for the first element of a plaintiff’s retaliation claim, the filing of lawsuits and prison
grievances constitutes activity protected by the First Amendment. See id. (reiterating prior
holding that a prisoner-plaintiff engages in constitutionally protected activity when they file a
grievance against a prison official (citing Mitchell v. Horn, 318 F.3d 523, 530 (3d Cir. 2003)));
Smith, 293 F.3d at 653 (acknowledging its prior holding “that falsifying misconduct reports in
retaliation for an inmate’s resort to legal process is a violation of the First Amendment’s
guarantee of free access to the courts” (citation omitted)); Allah v. Seiverling, 229 F.3d 220,
223–25 (3d Cir. 2000) (concluding that the prisoner-plaintiff stated a First Amendment
retaliation claim where he alleged that he had been kept in administrative segregation in
retaliation for filing civil rights claims against prison officials). Regarding the second element of
a plaintiff’s retaliation claim, an adverse action is one that is “sufficient to deter a person of
ordinary firmness from exercising [their] [constitutional] rights[.]” See Mitchell, 318 F.3d at 530
(second alteration in original) (citations and internal quotation marks omitted); Fantone v. Latini,
780 F.3d 184, 191 (3d Cir. 2015), as amended (Mar. 24, 2015) (explaining that an adverse action
must be “sufficient to deter a person of ordinary firmness from exercising [their] constitutional
rights . . .” (citation omitted)). However, to be actionable under Section 1983, the alleged
adverse action must be more than de minimis. See McKee v. Hart, 436 F.3d 165, 170 (3d Cir.
2006) (explaining that the alleged retaliatory conduct “need not be great in order to be
actionable, but it must be more than de minimis” (citations and internal quotation marks
omitted)).
And, finally, with respect to the third element of a plaintiff’s retaliation claim, the Court
observes that, “[b]ecause motivation is almost never subject to proof by direct evidence,” a
plaintiff must typically “rely on circumstantial evidence to prove a retaliatory motive.” See
Watson, 834 F.3d at 422. The plaintiff “can satisfy [their] burden with evidence of either (1) an
unusually suggestive temporal proximity between the protected activity and the allegedly
retaliatory action, or (2) a pattern of antagonism coupled with timing that suggests a causal link.”
See id. (footnote omitted).
In this case, McCormick alleges that he engaged in constitutionally protected activity
insofar as he filed grievances or inmate requests to staff pertaining to the events alleged to have
occurred on June 27–28, 2023. See (Doc. Nos. 1 at 5; Doc. No. 1-1). However, his allegations
fail at the second element for a retaliation claim because he does not sufficiently allege any
adverse action caused by his filing of grievances. To the extent that McCormick claims that he
was transferred to different Pennsylvania correctional facilities because he filed a grievance or
grievances, he does not allege facts that would give rise to a possible constitutional violation
insofar as he does not identify the facilities to which he was transferred or how his placement in
any of these other facilities adversely affected him. See Rauser v Horn, 241 F.3d 330, 333 (3d
Cir. 2001) (indicating that inmate’s transfer to correctional facility where family could not visit
could qualify as adverse action); Collazo v. Rozum, 646 F. App’x 274, 276 (3d Cir. 2016)
(unpublished) (explaining that inmate had failed to allege “how the prison transfer was an
adverse action”); see also Siggers-El v. Barlow, 412 F.3d 693, 702, 704 (6th Cir. 2005) (finding
that prison transfer which caused loss of prison job and limited access to plaintiff’s attorney
could amount to an adverse action); Williams v. Wetzel, No. 17-cv-00079, 2020 WL 583983, at
*8 (M.D. Pa. Feb. 6, 2020) (finding that prison transfer was adverse action where it “punitively
detach[ed] Plaintiff from his loved ones and/or visitation” and affected his parole
recommendation), aff’d, 827 F. App’x 158 (3d Cir. 2020) (unpublished). Accordingly, the Court
will dismiss McCormick’s Section 1983 First Amendment retaliation claim for the failure to
state a claim against any Defendant.
6. Section 1983 Claim Against CO Renninger
The Court construes McCormick’s complaint as alleging that CO Renninger violated his
Eighth Amendment rights by failing to intervene when CO Burton deployed OC spray into
McCormick’s cell on June 27, 2023.5 “To prevail on a failure to intervene claim, a plaintiff must
show: (1) that the defendant failed or refused to intervene when a constitutional violation took
place in his or her presence or with his or her knowledge; and (2) there was a realistic and
reasonable opportunity to intervene.” Balliet v. Luzerne County, No. 22-cv-02032, 2024 WL
2275252, at *8 (M.D. Pa. May 20, 2024) (citations and internal quotation marks omitted).
“[T]he duration of the incident is key to determining whether there was a reasonable opportunity
[to intervene].” El v. City of Pittsburgh, 975 F.3d 327, 335 (3d Cir. 2020) (citing Ricks v.
Shover, 891 F.3d 468, 479 (3d Cir. 2018)). If “an incident is momentary, its ‘brevity’ may
‘defeat[] [a] . . . failure to protect claim.” See id. (alterations in original) (quoting Ricks, 891
F.3d at 479).
Here, McCormick fails to include sufficient facts in his complaint to state a plausible
failure-to-intervene claim against CO Renninger. Although McCormick alleges that CO
5 McCormick does not allege that CO Renninger deployed OC spray, and he does not assert
factual allegations that would reasonably infer that CO Renninger knew about, or placed a noose,
in McCormick’s cell. His allegations also do not show that CO Renninger was deliberately
indifferent to McCormick’s suicidal ideations insofar as CO Renninger moved McCormick into
the observation cell, which is where McCormick appears to have desired to go, after learning
about McCormick’s suicidal thoughts. As such, the Court interprets the complaint as containing
only a failure-to-protect claim against CO Renninger.
Renninger came to his cell door along with CO Burton, that CO Burton indicated a desire to
spray McCormick with OC spray, and that CO Burton deployed OC spray, he does not state
enough details about this incident that would allow this Court to reasonably infer that CO
Renninger had a realistic and reasonable opportunity to intervene. Instead, his allegations lead to
a reasonable inference that the deployment of OC spray was momentary and, as such, CO
Renninger did not have an opportunity to intervene. Therefore, the Court will dismiss
McCormick’s Eighth Amendment failure-to-intervene claim against CO Renninger.
7. Section 1983 Claims Against CO Burton
The Court understands McCormick as asserting Eighth Amendment claims against CO
Burton for excessive force based on CO Burton’s use of OC spray and deliberate indifference to
his serious medical needs insofar as CO Burton, despite knowing of McCormick’s suicidal
ideation, recklessly disregarded McCormick’s vulnerability to suicide and, in fact, encouraged
him to commit suicide. As explained below, the Court will dismiss McCormick’s excessive-
force claim but permit his vulnerability-to-suicide claim to pass statutory screening.
As for McCormick’s excessive-force claim, he must allege facts showing that force was
applied “maliciously and sadistically for the very purpose of causing harm.” See Jacobs v.
Cumberland County, 8 F.4th 187, 193 (3d Cir. 2021) (quoting Whitley v. Albers, 475 U.S. 312,
320–21 (1986)). This requires consideration of whether the force was “applied in a good-faith
effort to maintain or restore discipline, or maliciously and sadistically to cause harm.” See
Hudson v. McMillian, 503 U.S. 1, 7 (1992). Several factors inform this analysis, including:
(1) the need for the application of force; (2) the relationship between the need and
the amount of force that was used; (3) the extent of the injury inflicted; (4) the
extent of the threat to the safety of staff and inmates, as reasonably perceived by
responsible officials on the basis of facts known to them; and (5) any efforts made
to temper the severity of the forceful response.
See Smith, 293 F.3d at 649 (quoting Brooks v. Kyler, 204 F.3d 102, 106 (3d Cir. 2000)).
The inquiry into an alleged use of excessive force is driven “by the extent of the force
and the circumstances in which it is applied; not by the resulting injuries.” See Smith, 293 F.3d
at 648. “The use of chemical agents to subdue recalcitrant prisoners is not cruel and unusual
when reasonably necessary.” Gibson v. Flemming, 837 F. App’x 860, 862 (3d Cir. 2020)
(unpublished) (quoting Soto v. Dickey, 744 F.2d 1260, 1270 (7th Cir. 1984)); see also Passmore
v. lanello, 528 F. App’x 144, 147 (3d Cir. 2013) (unpublished) (explaining that the use of
chemical agents is not a per se constitutional violation).
In this case, the primary issue with McCormick’s excessive force claim is that it is
unclear whether he complains about CO Burton’s use of OC spray. McCormick admits that at
the time CO Burton deployed the OC spray, he had covered his door and was “unresponsive”
when the correctional officers knocked on his door twice. See (Doc. No. 1 at 4). Moreover,
although McCormick alleges that CO Burton told McCormick that he wanted to spray him
because he threatened “Mis [sic] Cousins,” which possibly shows malicious intent, he also
alleges that the use of the spray “was not a[n] issue.” See (id.). This latter allegation appears to
indicate that McCormick believes that the use of the OC spray was justified.6 It is also unclear
6 McCormick attaches to his complaint a misconduct report that appears to be related to the
events on June 27, 2023. See (Doc. No. 1-1 at 15). This report states in pertinent part as
follows:
On [June 27, 2023, at approximately 8:25 p.m.,] while conducting 2110 hrs [sic]
count this officer stopped at [McCormick’s cell,] who [sic] had his cell door
completely covered and was unresponsive. This officer gave multiple direct orders
to uncover the cell door to which . . . McCormick refused. This officer administered
one application of OC [spray] while Officer Renninger made a radio call to G
Control.
See (id.).
how much OC spray CO Burton allegedly used and whether the spray reached McCormick. As
such, the Court will dismiss McCormick’s Eighth Amendment excessive-force claim against CO
Burton premised on the use of OC spray.
As for McCormick’s Eighth Amendment vulnerability-to-suicide claim, “the
vulnerability to suicide framework is simply a more specific application of the general rule set
forth in Estelle v. Gamble . . . which requires that prison officials not be deliberately indifferent
to the serious medical needs of prisoners.” See Palakovic v. Wetzel, 854 F.3d 209, 222 (3d Cir.
2017). Thus, “a ‘particular vulnerability to suicide’ is just one type of ‘serious medical need.’”
See id. (quoting Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991)).
For a plaintiff to maintain an Eighth Amendment claim that prison officials failed to
prevent them from injuring themselves in an attempt to commit suicide, the plaintiff must
demonstrate that “(1) [he] had a ‘particular vulnerability to suicide,’ (2) the custodial officer or
officers knew or should have known of that vulnerability, and (3) those officers ‘acted with
reckless indifference’ to [his] particular vulnerability.” See Colburn, 946 F.2d at 1023.
Moreover, a plaintiff’s announcement of an intent to kill themselves indicates a “strong
likelihood, rather than a mere possibility, that self-inflicted harm will occur.” See id. at 1024
(internal quotation marks omitted).
In this case, McCormick alleges facts that would permit a reasonable inference that CO
Burton knew that he was thinking of committing self-harm after arriving at McCormick’s cell
and then transferring him to an observation cell. See (Doc. No. 1 at 4). McCormick also alleges
that before he entered the observation cell, CO Burton told him that he should kill himself. See
(id.). He further appears to allege that CO Burton either placed the noose in the observation cell
or at least knew that the noose was there before McCormick entered it. See (id.). These
allegations, when viewed together, are sufficient at this early stage to state a plausible Eighth
Amendment vulnerability-to-suicide claim against CO Burton.
8. Leave to Amend
Having determined that all but McCormick’s Eighth Amendment vulnerability-to-suicide
claim against CO Burton are subject to dismissal, the Court must determine whether to grant him
leave to file an amended complaint as those claims that the Court will dismiss. Courts should
generally give leave to amend but may dismiss a complaint with prejudice where leave to amend
would be inequitable or futile. See Fletcher-Harlee Corp. v. Pote Concrete Contractors, Inc., 482
F.3d 247, 252 (3d Cir. 2007) (“[I]n civil rights cases district courts must offer amendment—
irrespective of whether it is requested—when dismissing a case for failure to state a claim unless
doing so would be inequitable or futile.”); see also Grayson v. Mayview State Hosp., 293 F.3d
103, 108 (3d Cir. 2002) (“When a plaintiff does not seek leave to amend a deficient complaint
after a defendant moves to dismiss it, the court must inform the plaintiff that [they have] leave to
amend within a set period of time, unless amendment would be inequitable or futile.”). “In
determining whether [amendment] would be futile, the district court applies the same standard of
legal sufficiency as [it] applies under Fed. R. Civ. P. 12(b)(6).” In re Burlington Coat Factory
Sec. Litig., 114 F.3d 1410, 1434 (3d Cir. 1997).
Here, McCormick cannot assert a plausible claim against the DOC because of its
Eleventh Amendment immunity, so even though the Court will dismiss McCormick’s Section
1983 claims against the DOC without prejudice, see Merritts v. Richards, 62 F.4th 764, 772 (3d
Cir. 2023) (““Eleventh Amendment immunity is a threshold, nonmerits issue[,] . . . a dismissal
on that basis, like dismissals for lack of jurisdiction, should normally be without prejudice.”), the
Court will not allow him to file an amended complaint in which he asserts Section 1983 claims
against the DOC. However, as to his other claims in the complaint that the Court will dismiss—
his First Amendment retaliation claim, Eighth Amendment failure-to-intervene claim against CO
Renninger, Eighth Amendment excessive-force claim against CO Burton, and his supervisory-
liability claims against Rivello and Lt. Fochtman, the Court cannot definitively conclude at this
stage that filing an amended complaint as to these claims would be futile. Therefore, the Court
will grant McCormick leave to file an amended complaint as to these claims if he so chooses. If
McCormick decides not to file an amended complaint in accordance with the Order
accompanying this Memorandum, this case will proceed on only his Eighth Amendment
vulnerability-to-suicide claim against CO Burton.
C. McCormick’s Motion to Appoint Counsel
McCormick moves for the appointment of counsel in this matter. (Doc. No. 10.) The
Court will deny this motion without prejudice.
As a civil litigant, McCormick has no constitutional or statutory right to the appointment
of counsel; nevertheless, district courts have broad discretionary power to request appointed
counsel for such litigants who cannot afford counsel. See 28 U.S.C. § 1915(e)(1) (“The court
may request an attorney to represent any person unable to afford counsel.”); Montgomery v.
Pinchak, 294 F.3d 492, 498 (3d Cir. 2002) (citations omitted). District courts follow a two (2)-
step process when deciding whether to request appointed counsel to represent an indigent civil
litigant. See Houser v. Folino, 927 F.3d 693, 697 (3d Cir. 2019). First, as a threshold inquiry,
the court must consider whether McCormick’s case has some arguable merit in fact and law. See
Montgomery, 294 F.3d at 498–99 (citations omitted). Second, if the Court determines that
McCormick’s case has some arguable merit in fact and law, then the court is to consider other
factors, including: (1) his ability to present their own case; (2) the complexity of the legal issues;
(3) the degree to which factual investigation will be required and his ability to pursue such an
investigation; (4) the extent to which the case is likely to turn on credibility determinations; (5)
whether expert testimony will be required; and (6) whether he can retain and afford counsel. See
Houser, 927 F.3d at 697 (citations omitted). This list, however, “is not meant to be exhaustive.”
See Tabron v. Grace, 6 F.3d 147, 157 (3d Cir. 1993); see also Houser, 927 F.3d at 700 (stating
that “[w]e have always emphasized that [these] factors are only a guidepost for district courts in
their exercise of the broad statutory discretion granted to them by Congress[,]” and that “[t]hey
are not exhaustive, nor are they each always essential”). Rather, the court must determine on a
case-by-case basis whether a request for appointed counsel is warranted. See Tabron, 6 F.3d at
157–58.
As noted above, the threshold question relating to McCormick’s motion for appointment
of counsel is whether his claims have “some arguable merit in fact and law.” See Montgomery,
294 F.3d at 498–99. The Court has screened the complaint and determined that McCormick has
stated a plausible claim as to only his Eighth Amendment vulnerability-to-suicide claim against
CO Burton. Nevertheless, there is nothing about this specific claim that would warrant the Court
appointing counsel to represent McCormick at this time. McCormick has shown the ability to
present this claim, the legal issues pertaining to the claim are not complex, an extensive factual
investigation is not required, and it does not appear that expert testimony will be required.
Additionally, although it appears that McCormick is unable to afford private counsel and there
could be credibility determinations pertaining to the events of June 27, 2023, the Court finds that
the factors, on balance, do not support appointing counsel for McCormick at this time.
Therefore, the Court will deny his motion to appoint counsel.7
IV. CONCLUSION
For the reasons stated above, the Court will grant McCormick’s IFP Application, deny
his motion to appoint counsel without prejudice, dismiss his complaint as to all claims other than
his Section 1983 Eighth Amendment vulnerability-to-suicide claim against CO Burton, and
permit him to file an amended complaint as to his Section 1983 claims other than his claims
against the DOC. Should McCormick decide not to file an amended complaint, this case will
proceed on only his Section 1983 Eighth Amendment vulnerability-to-suicide claim against CO
Burton. An appropriate Order follows.8
s/ Yvette Kane
Yvette Kane, District Judge
United States District Court
Middle District of Pennsylvania
7 This denial will be without prejudice. See Tabron, 6 F.3d at 156–57 (“[A]ppointment of
counsel under § 1915(d) may be made at any point in the litigation and may be made by the
district court sua sponte . . . even if it does not appear until trial (or immediately before trial) that
an indigent litigant is not capable of trying his or her case, the district court should consider
appointment of counsel at that point.”). If future proceedings demonstrate the need for counsel,
the matter of whether counsel should be appointed may be reconsidered either sua sponte or
upon McCormick’s motion.
8 This Order will provide McCormick with additional instructions on the filing of an amended
complaint.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.