Greene v. Philadelphia Media Network, Inc.
Opinion of the Court
MEMORANDUM OPINION
Plaintiff Carl Greene sued defendants, Philadelphia Media Network, Inc., and Philadelphia Media Network (Newspapers), LLC, for monetary damages for defamation, false-light invasion of privacy, and commercial disparagement based on seventeen articles and editorials concerning Mr. Greene's tenure as executive director at the Philadelphia Housing Authority, which were published in the Philadelphia Inquirer and Daily News between November 1, 2010 and August 9, 2011. Defendants filed a motion for summary judgment asserting that plaintiff Greene, who is a public figure, did not show by clear and convincing evidence that the articles were materially false or that defendants published them with actual malice, that is “with knowledge that [they were] false or with reckless disregard of whether [they were] false or not.” N.Y. Times Co. v. Sullivan, 376 U.S. 254, 279-80 (1964). Defendants argued that the first amendment protects publishers from liability for defamation for unreasonable interpretations of articles’ meanings, claimed unfairness in presentation, opinions, immaterial inaccuracies or truthful articles.
This memorandum addresses this court’s findings and conclusions on the legal admissibility of Dr. Habick’s testimony under Pennsylvania Rule of Evidence 702 and
Given the considerable clout that the term “expert” imbues to a jury, Pennsylvania law requires that the judge serve as a gatekeeper before proffered expert testimony is provided at trial. The judge must screen to ensure that the witness has demonstrated qualifications in the field offered, the testimony provides information that an average juror would not already possess, the testimony is relevant and the methods used are reliable. Pennsylvania Rule of Evidence 702 provides:
*162 “A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:
(a) the expert’s scientific, technical, or other specialized knowledge is beyond that possessed by the average layperson;
(b) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue; and
(c) the expert’s methodology is generally accepted in the relevant field.”
Pa.R.Evid. 702. In examining the admissibility of expert witness testimony, the Pennsylvania Supreme Court has recently held:
“[Tjhis court has recognized the influential nature of expert testimony on complex subjects, and the potential that distortions have to mislead laypersons.... [W]e conclude that a Frye hearing is warranted when a trial judge has articulable grounds to believe that an expert witness has not applied accepted scientific methodology in a conventional fashion in reaching his or her conclusions.”
Betz v. Pneumo Abex LLC, 44 A.3d 27, 53 (Pa. 2012). Plaintiff’s counsel conceded that the type of “unique” testimony offered here rendered a Frye hearing appropriate. Trach v. Fellin, 817A.2d 1102, 1109 (Pa. Super. Ct. 2003) ("Frye only applies when a party seeks to introduce novel scientific evidence.”). Plaintiff Greene, as the proponent of the evidence, bears the burden of establishing “all of the elements for its admission under Pa.R.E. 702, which
In explaining the idea of “methodology,” the Pennsylvania Superior Court has explained that replicability, or reproducibility, lies at the heart of the scientific method:
“[T]he scientific method is a method of research in which a problem is identified, relevant data are gathered, a hypothesis is formulated from these data, and the hypothesis is empirically tested. Within the meaning of the definition of the scientific method, ‘ empirical’ means ‘provable or verifiable by experience or experiment.’ Key aspects of the scientific method include the ability to test or verify a scientific experiment by a parallel experiment or other standard of comparison (control) and to replicate the experiment to expose or reduce error.”
Trach, 817 A.2d at 1113 (internal citations omitted). “Frye only applies to determine if the relevant scientific community has generally accepted the principles and methodology the scientist employs, not the conclusions the scientist reaches....” Id. at 1112.
An expert must be qualified in the field in which they testify.
This court found that Dr. Habick was not qualified in the areas for which his testimony was offered. Dr. Habick was offered as an expert in linguistics and logic to offer an opinion about (1) how average readers would read the articles and (2) how linguistic and logical analysis shows that defendants and their reporters “willfully, maliciously, without substantiation, and with reckless disregard for
Dr. Habick testified that he has spent the bulk of his career developing test questions for graduate school admissions tests, initially at the Educational Testing Service (ETS) and then at his business, Reasoning, Inc., which he founded after his departure from ETS in 2001. He used his linguistic expertise to develop questions that achieved the “highest level of fairness” for test-takers. Dr. Habick’s venture into the field of forensic linguistics is a fascinating tale of serendipity.
Dr. Habick testified that he analyzed the logical
Dr. Habick uses the term defamatory and defamation throughout his report but his testimony showed that he did not know the correct legal definition of defamation
Dr. Habick also misunderstands the application of the actual malice standard in defamation cases: falsity is a precondition to actual malice. N.Y. Times Co. v. Sullivan, 376 U.S. 254, 279-80 (defining actual malice as publishing statements “with knowledge that [they were] false or with reckless disregard of whether [they were] false or not”). “Actual malice under the New York Times standard should not be confused with common-law malice or the concept of malice as an evil intent or a motive arising from spite or ill will.” See also Masson v. New Yorker Magazine, Inc., 501 U.S. 496, 510 (1991). The actual malice requirement is a subjective, not an objective, standard: showing that a defendant should have seriously doubted the accuracy of her or his story is insufficient. Harte-Hanks Commc’ns, Inc. v. Connaughton, 491 U.S. 657, 688 (1989); see also Garrison v. Louisiana, 379 U.S. 64, 74 (1964) (a plaintiff cannot prevail without clear and convincing evidence of a “calculated falsehood”); Am. Future Sys. Inc., v. Better Bus. Bureau, 923 A.2d 389, 395 n.6 (Pa. 2007) (proving actual malice is difficult because actual malice “implies at a minimum that the speaker entertained serious doubts about the truth of his publication, ...or acted with a high degree of awareness of...probable falsity”); Bartlett v. Bradford Publ’g, Inc., 885 A.2d 562, 564 (Pa. 2005) (mere departure from journalistic ideals not actual malice).
Dr. Habick analyzed the defendants’ articles to assess whether defendants published statements intentionally knowing they were false or with recklessness as to their falsity, even though he had no information as to whether the statements were actually false. He testified that he talked to plaintiff’s counsel, read the complaint, and relied
Actual malice in the context of public figure defamation is not the same as malice in common usage. Actual malice does not mean “evil” or “critical.” Masson, 501 U.S. at 510. There is nothing inappropriate about reporters’ publishing unflattering information that is materially true or they even justifiably think is true. The press must be permitted to write about public officials like plaintiff Greene in order to keep the citizenry informed about the conduct of those serving in their government. Public officials in a democracy must be open to being evaluated by the press and the public they serve. Muzzling the press from criticizing public officials would threaten good government and ultimately threaten democracy’s survival.
Dr. Habick also has no training or experience in
Thus, Dr. Habick does not have the requisite qualifications to testify as an expert to what an average reader might think or the subjective intent of defendants and their reporters when they published the articles.
An expert’s methodology must be reliable as evidenced by being generally accepted in the field.
Plaintiff failed to meet his burden of showing that Dr. Habick used methodology that was generally accepted in the field of linguistics. Plaintiff’s claims of what his linguistic expert could provide were bold: he claimed that a linguistic expert could use a scientific method to determine the subjective intent of publishers and reporters when they wrote and published articles. In short, a linguistic expert could divine by a mere reading and analysis of articles, and nothing more, whether a publisher and its many reporters wrote the articles “with knowledge that [they were] false or with reckless disregard of whether [they were] false or not.” N.Y. Times Co. v. Sullivan, 376 U.S. 254, 279-
Dr. Habick testified that he reached his opinions “solely on the basis of the examination of the articles” and not on “deposition testimony or other facts contained in documents that were exchanged by the parties after this case was initiated.” (Pl.’s answer in opp’n to defs.’ mot. summ. j. ex. L, at 4.) Dr. Habick testified as to what he did to reach his opinion. He first met with plaintiff’s counsel, who explained the issues. Next he read the complaint but not the answer. Dr. Habick then applied his linguistic analysis to the seventeen articles. His linguistic analysis involved looking at the linguistic structures, including argumentation, logical fallacies, and assumptions. Dr. Habick testified that he used his “common sense,” “common knowledge,” and “verifiable reality” to reach his conclusions as to the truth of statements made. Dr. Habick admitted he did no fact checking, other than some unspecified internet research, to determine whether statements were true or not. He provided the ultimate disclaimer: if any statements made by defendants were found to be false, his conclusions that they were defamatory and made with malice should be ignored.
Dr. Habick also contributed another proviso that
Dr. Habick testified that he had no hypothesis for his analysis. He did not retain or provide any of the underlying notes or data he used for his analysis. He conducted no surveys or questionnaires of readers as to their interpretations of the articles to support his opinion as to what “average readers” might conclude upon reading the articles. With respect to his opinion about the intent of the authors, Dr. Habick testified that what the authors said
When Dr. Habick was pressed to describe how his process of analysis fit within the methodology used in the field of linguistics, he evaded responding with precision. He simply insisted that this is what linguists do: they analyze structures. This vagueness makes it impossible to validate or test his analysis and has been frowned upon by the Supreme Court when assessing the admissibility of scientific methodology:
“[T]he breadth and character of an expert’s extrapolations are relevant to the scientific acceptance of his methodology. The alternative is to permit experts to evade a reasoned Frye inquiry merely by making references to accepted methods in the abstract.”
Betz v. Pneumo Abex LLC, 44 A.3d 27, 58 (Pa. 2012).
Strikingly, Dr. Habick failed to employ the methods used in linguistics within the context of test examination questions, for which he has experience to verify or replicate his results. He conducted no interannotater studies or any other validity studies to verify his conclusions, as is done in the test-taking field. Not only did he fail to articulate a clear replicable methodology he employed that could be replicated by others in his field, he made no attempt to have other linguists verify or evaluate his methods. Plaintiff failed to provide any evidence that Dr. Habick’s linguistic analysis of a reporter’s articles to determine if they had satisfactory argumentation, logic, or assumptions could even reveal an author’s intent or recklessness in writing an
Dr. Habick conceded that he knew of no peer-reviewed articles endorsing his method. No defamation cases were presented where a linguist had been qualified as an expert under Frye standards for using the Dr. Habick’s process of analysis to establish whether a publisher had actual malice or to educate the jury as to how an average reader would interpret articles. Indeed, no evidence was provided that linguists generally accept Dr. Habick’s assertion that a linguist need simply read articles and apply common sense and knowledge without any factual research or verification to assess whether an author knowingly wrote a false article or wrote one with reckless disregard for its truthfulness. Thus, the magical promise of crystal-ball-like insight into another’s mental state through analysis of a person’s writing failed to be backed by any generally accepted science.
An expert’s knowledge must be beyond that possessed by the average layperson and be relevant to a question the jury must answer.
Experts must contribute knowledge that the jurors don’t already have. Pa. R. Evid. 702(a) (expert’s testimony is admissible only if it provides “scientific, technical, or other specialized knowledge” that “is beyond that possessed by the average layperson”). The law does not permit a party to package a witness as an expert to talk in confusing,
The Superior Court has recently held:
“Admissible expert testimony that reflects the application of expertise requires more than simply having an expert offer a lay opinion. Testimony does not become scientific knowledge merely because it was proffered by a scientist.’ Likewise, expert testimony must be ‘based on more than mere personal belief,’ and ‘must be supported by reference to facts, testimony or empirical data.’
The exercise of scientific expertise requires inclusion of scientific authority and application of the authority to the specific facts at hand. Thus, the minimal threshold that expert testimony must meet to qualify as an expert opinion rather than merely an opinion expressed by an expert, is this: the proffered expert testimony must*174 point to, rely on or cite some scientific authority-whether facts, empirical studies, or the expert’s own research-that the expert has applied to the facts at hand and which supports the expert’s ultimate conclusion. When an expert opinion fails to include such authority, the trial court has no choice but to conclude that the expert opinion reflects nothing more than mere personal belief.”
Snizavich v. Rohm & Haas Co., 83 A.3d 191, 195 (Pa. Super. Ct. 2013) (internal citations omitted), allocatur denied July 29, 2014 (88 EAL 2014). Dr. Habick’s testimony reflects his personal beliefs and, by his own admission, his common sense and knowledge. It does not provide specialized knowledge beyond what the average jury already possesses.
First, Dr. Habick’s testimony was offered to provide insight as to what an average reader would conclude. A jury provides a perfect sampling of average readers. Dr. Habick’s allegedly expert testimony provides nothing that the average jury does not have. Indeed, Dr. Habick testified that based on his extensive experience in linguistics, he lacks the ability to even read an article as an average reader would. Jurors are already endowed with the ability to read newspaper articles and need no expert assistance, especially from an expert like Dr. Habick who confesses that he can no longer read articles through the lens of an as average reader and that he rarely even reads the newspaper.
Second, Dr. Habick claims to use his linguistic analysis coupled with his “common sense,” “common knowledge,” and “verifiable reality” to tell the jury what the many reporters and the collective editorial board
Dr. Habick offers extensive critical commentary about the logical and linguistic structure of the articles in this case. However, there is no element of a defamation case that calls for a linguist’s or logician’s stamp of approval of the writing style. Dr. Habick’s career has focused on trying to make test questions clear and unambiguous to prospective graduate student test takers, which is a noble and important task. However, defamation law is not about whether articles fall into this balanced style where rigorous rules are applied to ensure clear and uniform understanding. People may prefer that reporters write with clear logic and structure. However, reporters who may be perceived by some as not having that gift are not subject to legal liability for defamation. Moreover, opinions on
Dr. Habick’s testimony would be unfairly prejudicial, confusing and misleading to the jury.
Dr. Habick’s proffered testimony does not meet minimal legal requirements for its admissibility. However, even if Dr. Habick’s testimony did meet those standards, this Court finds that his testimony would be excluded under Pa. R. Evid. 403 as “its probative value is outweighed by a danger of...unfair prejudice, confusing the issues, [or] misleading the jury.” See, e.g., Betz v. Pneumo Abex LLC, 44 A.3d 27, 52 (Pa. 2012) (affirming that R. 403 gives the trial court a role in screening proffered experts to exclude unfair prejudice, confusion, and misleading evidence). Dr. Habick’s testimony reaches into areas that the jury need not decide — (1) that of a so-called sophisticated linguistic analysis rather than an average juror’s reading, and (2) that of a linguist speculating about his view as to the likelihood, based on no actual proven facts outside of the articles’ written words, that the articles were written with knowledge of their alleged falsity or with reckless disregard of their alleged falsity. However, he confuses the definitions of defamation and actual malice. He uses overly technical vocabulary to discuss basic concepts. He makes assumptions that statements are false, which is a jury’s task, and jumps to assessing whether the statements were published intentionally or recklessly as to whether they are false. Dr. Habick’s testimony, if permitted and given the
Conclusion
This court finds that Dr. Habick’s testimony and report do not meet legal requirements under Pa. R. Evid. 702 and caselaw. Dr. Habick is not qualified in the areas he was offered for — namely, (1) to explain what the articles mean to the average reader, and (2) to show that Defendants knowingly published false statements or did so with reckless disregard of their falsity. Sullivan, 376 U.S. 254, 279-80 (1964). Plaintiff failed to showthatDr. Habick was qualified to testify in these areas, that his methodology was reliable or scientific and generally accepted within the field of linguistics, and that his testimony was relevant to the issues the jury would need to decide. Pa.R.Evid. 702.
ORDER
And now, this 1st day of August, 2014, upon consideration of plaintiffs Frye motion, all responses and replies thereto, and the Frye hearing
. This brief memorandum opinion is drafted without the benefit of the written transcript. If there is an appeal, this court may amplify this opinion with citations to the evidentiary hearing and further analysis.
. See, e.g., Tucker v. Phila. Daily News, 848 A.2d 113, 133 (Pa. 2004) (“[A]n article is not made defamatory by being unfair....”); Baker v. Lafayette Coll., 532 A.2d 399, 402 (Pa. 1987) (“[OJpinion without
. Defendants also argued that Greene did not show evidence that any of the statements caused him injury to his reputation, emotional distress or economic loss.
. Dr. Habick testified that he met Dr. Lashner when her daughter came by his home in 2009, notified him that Dr. Lashner had previously lived in his home and asked whether Dr. Lashner could visit her former home. Thereafter, he developed a relationship with the family.
. In Pennsylvania, any person bringing a defamation claim bears the burden of proving:
“(1) The defamatory character of the communication.
(2) Its publication by the defendant.
(3) Its application to the plaintiff.
(4) The understanding by the recipient of its defamatory meaning.
(5) The understanding by the recipient of it as intended to be applied to the plaintiff.
(6) Special harm resulting to the plaintiff from its publication.
(7) Abuse of a conditionally privileged occasion.”
Weaver v. Lancaster Newspapers, Inc., 926 A.2d 899, 903 (Pa. 2007) (citing 42 Pa. CONS. STAT. ANN. §8343(a)).
. See also Frye v. United States, 293 F. 1013 (D.C. Cir. 1923); Betz v. Pneumo Abex LLC, 44 A.3d 27, 53, 58 (Pa. 2012) (clarifying court’s gatekeeping role and explaining relevance of the breadth and character of an expert’s extrapolations); Summers v. Certainteed Corp., 997 A.2d 1152, 1161 (Pa. 2010) (summary judgment is improper where an expert’s conclusions are sufficiently supported); Grady v. Frito-Lay, 839 A.2d 1038 (Pa. 2003) (affirming that party proffering expert evidence must show that scientists in the field generally accept the expert’s methodology for arriving at the expert’s conclusion); Trach v. Fellin, 817 A.2d 1102,
. After plaintiff filed Dr. Timothy Habick’s report, defendants requested a Frye hearing. This court granted that request, and plaintiff thereafter submitted a Frye motion that argued in favor of the admissibility of Dr. Habick’s evidence.
. Plaintiff Carl Greene’s proffered expert, Dr. Timothy Habick, submitted a report stating that, upon review and analysis of all of the allegedly defamatory articles, he concluded that the writing showed that the authors wrote with actual malice — reckless disregard for the falsity of their statements. See N.Y. Times Co. v. Sullivan, 376 U.S. 254, 279-80 (1964). This court finds, however, that Dr. Habick’s testimony and report do not meet legal requirements under Pa.R.Evid. 702 for several reasons: because he is not qualified in the areas he was offered for — namely, (1) to explain what the articles mean to the average reader, and (2) to show that defendants exhibited a reckless disregard for the truth; because his methodology is not reliable or scientific; and because his testimony is not relevant to the issues the jury would need to decide. See also Frye v. United States, 293 F. 1013 (D.C. Cir. 1923); Betz v. Pneumo Abex LLC, 44 A.3d 27, 53, 58 (Pa. 2012) (clarifying court’s gatekeeping role and explaining relevance of the breadth and character of an expert’s extrapolations); Grady v. Frito-Lay, 839 A.2d 1038, 1045 (Pa. 2003) (affirming that party proffering expert evidence must show that scientists in the field generally accept the expert’s methodology for arriving at the expert’s conclusion); Trach v. Fellin, 817 A.2d 1102, 1113 (Pa. Super. Ct. 2003) (explaining meaning of “methodology”). Even if Dr. Habick were qualified, his methodology reliable and his testimony relevant, this court finds his testimony would be excluded under Pa.R.Evid. 403 as “its probative value is outweighed by a danger of...unfair prejudice, confusing the issues, [or] misleading the jury.” See, e.g., Betz, 44 A.3d at 52 (affirming that R. 403 gives the trial court a role in screening proffered experts to exclude unfair prejudice, confusion, and misleading evidence).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.