Commonwealth v. Marker
Opinion of the Court
This is a petition filed by defendant for writ of habeas corpus to test whether there is sufficient evidence to establish a prima facie case of arson against him and to hold him for court on bail after preliminary hearing.
HISTORY AND EVIDENCE
At the habeas corpus hearing, petitioner presented all of the witnesses and testimony which had been produced by the Commonwealth at the preliminary hearing before the district justice who returned the case to court and placed defendant on bail. That evidence sufficiently established that a fire at the home owned by defendant and his wife, and occupied by them and their small children, was probably of incendiary origin;
After petitioner rested, the Commonwealth offered: (1) defendant’s wife as a witness to establish (a)
DISCUSSION
Habeas Corpus Hearing - Scope and Burden of Proof:
At the beginning of the hearing, each side waited for the other to proceed, each apparently assuming that the other had the burden of proof. We then assigned the burden to petitioner. Petitioner’s counsel then announced that he conceived petitioner’s burden
Johnston, supra, was also a habeas corpus proceeding brought to test whether there was a prima facie case against defendant, but we think petitioner misreads the case as respects the scope of hearing. There we said (75):
“In the habeas corpus proceeding on the issue of a prima facie case, the court must hear the testimony de novo rather than decide upon the basis of testimony at the preliminary he aring, and that is the established practice in Pennsylvania.”
Petitioner apparently considers that a de novo hearing is held when the court hears from the witnesses the same evidence produced in the prior hearing, and only that evidence, without any right of a party to produce additional evidence on the issue. But that is not and never has been the meaning of a “de novo” hearing; in all of the numerous instances elsewhere in the law where de novo hearings are held, the hearing court has not merely .an appellate or review function,
In Johnston supra, the present issue of the scope of the habeas corpus hearing was not raised, but the procedure followed there was consistent with our present conclusions. There, the hearing was not limited to the evidence produced at the preliminary hearing; that evidence consisted only of an ex parte affidavit of an accomplice who did not appear at the preliminary hearing (inadmissible hearsay); at the habeas corpus hearing we “directed the district attorney to produce” at a continued hearing the maker of the affidavit, but he was not produced because the district attorney had learned that he had claimed his privilege against self-incrimination and refused to testify; although the Commonwealth had been offered the opportunity to produce additional testimony to make a prima facie case, the Commonwealth instead stipulated that it had no such evidence other than the ex parte affidavit (id, 72-73).
This brings us to the related question of burden of proof. The general rule is that in habeas corpus proceedings petitioner has the burden of affirmatively establishing the circumstances entitling him to relief, by evidence which is clear and convincing.
At the habeas corpus hearing, it was conceded that petitioner was not in custody and was free on bail; it was also correctly agreed that being on bail is a restraint of liberty for habeas corpus purposes.
Our conclusions on the scope of hearing and burden of proof are consistent with Johnston supra and other authorities generally.
Admissibility of Extrajudicial Res Gestae Inculpatory Statement of Defendant’s Wife:
From the evidence it is apparent that the existence of a prima facie case of arson against defendant depends upon admissibility of defendant’s wife’s out-of-court statement that defendant set their house on fire. Consequently, the parties differ on the question of admissibility; but they appear to accept the proposition decided by Johnston supra that a prima facie case in a criminal prosecution, in order to warrant its return to court and detention of defendant for that purpose, must rest on legally competent evidence and may not rest entirely on inadmissible hearsay.
In the instant case, the wife’s out-of-court statement testified to by the third party auditor was not inadmissible hearsay; the evidence produced demonstrates that it was an excited or res gestae utterance within the exception to the hearsay rule.
“§5913. Spouses as witnesses against each other
“Except as otherwise provided in this subchapter, in a criminal proceeding husband and wife shall not be competent or permitted to testify against each other, except that in proceedings for desertion and maintenance, and in any criminal proceeding against either for bodily injury or violence attempted, done or threatened upon the other, or upon the minor children of said husband and wife, or the minor children of either of them, or any minor child in their care or custody, or in the care or custody of either of them, each shall be a competent witness against the other, and except also that either of them shall be competent merely to prove the fact of marriage, in support of a criminal charge of bigamy alleged to have been committed by or with the other.”17
In calling the wife as witness, the Commonwealth contended that her testimony would come within the statutory exception for injury or violence attempted, done or threatened upon her or minor children in her care or custody, but was unable to establish that the crime charged (arson) was of that character.
“To make a solemn declaration under oath or*126 affirmation, for establishing proof of some fact to a court.”19
“The word ‘testify’ ordinarily means the making of any statement under oath in a judicial proceeding.”20
“The word ‘testify’ means to give testimony under oath as a witness, to affirm or declare under oath or affirmation before a tribunal to prove some fact.”21
One who testifies gives “testimony,” which is not the equivalent of “evidence,” amuch broader term, absent language in the statute manifesting an intention to equate them.
Nevertheless, if the revelation by defendant’s spouse to a third person of information adverse to defendant is deliberate, and the information is produced in court through the third person’s testimony, admission of the testimony may merely be accomplishing indirectly what cannot be done directly through the spouse and may be an impermissible evasion of the statute.
But the prevailing rule is that res gestae (excited utterance) declarations are admissible in evidence through the testimony of a competent third party auditor even though the declarations were made by an incompetent witness.
“It is a general rule that the declarations of a husband or wife cannot be received in evidence against each other, either civilly or criminally. But this rule cannot be extended to all possible cases: for where no confidence has been violated, the law had admitted of some exception .... [The Court has] allowed what the wife said immediately upon the injury received, and before she had time to devise anything for her own advantage [or her husband’s disadvantage], to be given in evidence as part of the res gestae.” Bracketed words added.
Accordingly, whether admission into evidence of a third person’s testimony of an extrajudicial declaration of defendant’s spouse constitutes permit
“What is prohibited by the act is testimony in any form by the wife or husband against the other. Extrajudicial admissions are a sort of testimony; hence the prohibition of the act applies to them with the same force as though made by a spouse from the stand. Wigmore, Evidence, 3d Edition, 2232. ”32
In that case, both husband and wife were defendants and apart from spousal competency the wife’s adverse testimony would have been admissible as a party’s extrajudicial admission; the evidence was held admissible on policy grounds, and res gestae was not involved. The above language of Kerr was quoted in Com. v. Garrison, supra n. [27], 51; that was a prosecution of the husband for a crime for which the wife had already been convicted as an accessory. In the husband’s trial, the Commonwealth produced evidence from a third person of statements made by the wife to the witness as part of the conspiracy, admissible under the hearsay rule. The court held the evidence admissible, saying that the wife “did not testify, and we do not ascribe the evidence to her as being the equivalent of testimony. It was not against her husband and did
Finally, there are grounds of public policy supporting the res gestae exception in interspousal incompetency cases. “The prohibition against the giving of testimony by one married party against the other, is based upon consideration for preserving domestic peace, harmony and the sanctity of marriage.” Com. v. Wilkes, supra, 251. The theory is that preservation of marital harmony is good not only for the accused’s family but for society.
“Possibly the true explanation is, after all, the simplest one, namely, that a natural and strong repugnance was felt (especially in those days of closer family unity and more rigid paternal authority) to condemning a man by admitting to the witness stand against him those who lived under his roof, shared the secrets of his domestic life, depended on him for sustenance and were almost numbered among his chattels.” (Emphasis added.)
Without detracting from the importance of family unity, today any unity between spouses worth preserving must rest on a sounder and substantially different foundation than that outlined above by Wigmore; it must be founded on the mutual “trust they place in the loyalty and discretion of each other”
Thus, the most important factor in evaluating the policy of preserving family harmony, in the context
“Let us, therefore, grant to every man a license, in the presence and with the assistance of his wife: let us secure to every man in the bosom of his family, and in his own bosom, a safe accomplice: let us make every man’s house his castle; and, as far as depends on us, let us convert that castle into a den of thieves.”41
Insofar as interspousal incompetency may contribute to family harmony, “that result is not to be allowed to stand in the way of doing justice to others.”42
“Let us face the fact that when a party appears in a court of justice, charged with wrong or crime, the unavoidable and solemn business of the court is to find out whether he has been guilty of the wrong or the crime; that the state and the complainant have a right to the truth; and that this high and solemn duty of doing justice and of establishing the truth is not to be obstructed by considerations of sentiment, in this respect any more than in others.”43
Professor McCormick expresses a similar view as follows:
“The attitude of the courts in these cases seems in effect a reaching back toward the old common law principle of preserving family harmony by disqualifying a spouse from testifying for or against the other. A different attitude it is believed would be wiser, namely, that of accepting the view that all privileges, in general, and this privilege for marital*132 confidence in particular, are inept and clumsy devices to promote the policies they profess to serve, but are extremely effective as stumbling blocks to obstruct the attainment of justice. Accordingly, the movement should be toward restriction, and not toward expansion, of these mechanisms for concealment of relevant facts.” Second Edition, §79, page 165.
In a well considered recent opinion, US v. Tsinnijinnie, supra n. [34], holds that evidence from a competent third party auditor of a spouse’s res gestae statement against the other spouse is not barred by spousal incompetency. The court there concluded (1039):
“We agree that the marital privilege should not be extended to bar a witness from relating an excited utterance by a spouse. The possible benefits that would derive from such an extension cannot justify excluding the evidence which is relevant and often highly probative. Experience demonstrates that the potential benefits of the marital privilege are often more imaginary than real; when a marriage has deteriorated to the point where one spouse makes statements damaging to the other, that marriage will usually proceed to its fate regardless of how the spousal privilege is applied.”44
This opinion is written in support of our order of May 3,1982, denying defendant’s petition for habeas corpus relief.
. Defendant’s applicationis entitled: “Petition For Writ Of Habeas Corpus/Application To Quash Return Of Issuing Authority.” As to the proper method of challenging existence of a prima facie case, see: Com. v. Loar, 264 Pa. Super. 398, 407 note 3, 399 A. 2d 1110 (1979); Com. v. Hess, 489 Pa. 580 (1980); compare Com. v. Duvall, 101 Criminal 1981.
. The evidence before the district justice was sufficient to establish the corpus delicti. See: Com. v. Panasci, 26 Somerset L. J. 216 (1971), Com. v. Stull, 34 Somerset L. J. 359 (1977), and Com. v. Tallon, 478 Pa. 468, 476, 387 A. 2d 77, (1978).
. Compare Com. ex rel Burton v. Baldi, 147 Pa. Super. 193, 201, 24 A. 2d 76, (1942).
. A “judicial inquiry .... involves, ordinarily, a hearing and all that is thereby implied.” Seabord Surety Company v. Com., 345 Pa. 147, 153_A. 2d_, (1942).
. Civitello v. Com., 11 Pa. Commw. 551, 553, 315 A. 2d 666, (1974).
. 25A CJS, De page 483 at note 38.10.
. P.L.E., Habeas Corpus §1.
. Judicial Code § 6502(a).
. Judicial Code § 6503(a).
. The relevant statute under which Johnston was decided was the Act of 1937P.L. 2664, §2,12P.S. §1893, which provides as follows:
“Such examination into the facts of the case shall include an examination by the Judge into all the proceedings held and evidence produced before a judge, magistrate, justice of the peace, or other officer sitting as a committing judge or magistrate, andif such proceedings shall, after inquiry, be deemed to have been conducted not in accordance with law, or the evidence deemed insufficient, the prisoner shall be discharged.” (Emphasis added.)
Obviously, in Johnston we construed the second emphasized phrase (“the evidence”) as meaning the evidence produced at the habeas corpus hearing, and not merely as referring back to the first emphasized phrase (“evidence produced before . . . [the] justice of the peace”).
The 1937 Act is “essentially a statement of the court’s ancient common law powers” in habeas corpus. Johnston, supra, 74; Com. ex rel Levine v. Fair, 394 Pa. 262, 278 146 A. 2d 834, (1958). “Even without the Act of 1937, a judge would have the right to inquire into the facts which caused the detention of the petitioner.” Levine, supra, 267. The 1937 Act has been repealed and supplanted by Judicial Code, Chapter 65, which eliminates the language of §2 of the 1937 Act quoted above and contains no language pertaining specifically to preliminary hearing cases.
. P.L.E., Habeas Corpus §31 at notes 7-9.
. CJS, Habeas Corpus §194.
. Com. v. Hess, supra, note [1]; Com. ex rel Paulinski v. Isaac, 483 Pa. 467, 397 A. 2d 760, (1979); see also Com. v. Orman, 268 Pa. Super. 383, 408 A. 2d 518, (1979), petitioner on probation or parole.
. See: P.L.E., Habeas Corpus §30 at notes 93 and 94; Com. ex rel Levine v. Fair, supra, Com. ex rel Scolio v. Hess, 149 Pa. Super. 371, 27 A. 2d 705, (1942); Com. ex rel Lund v. Sheriff of Crawford County, 17 D. & C. 343 (1931); compare Com. v. Lynch, 270 Pa. Superior 554, 561, 411 A. 2d 1224, (1979).
. Accord: Com. v. Mitchell, 30 Somerset L.J. 340, 345, 73 D. & C. 2d 472, 478 (1975). See also Lehrer and Lewis, The Preliminary Hearing In Pennsylvania, XLIX Pennsylvania Bar Association Quarterly 500 (1978); CJS, Criminal Law §345a note 14; compare Bleilevens v. Com., 11 Pa. Commw. 1, 312 A. 2d 109, (1973), administrative hearings.
Subsequent appellate decisions have established two exceptions to the rule that evidence at the preliminary hearing must be legally competent: (1) documentary hearsay evidence is admissible provided that there is a reasonable expectation that the declarant or other proper witness will appear at trial, Com. v. Loar, supra, 408-409, Com. v. Noyer, 265 Pa. Super. 544, 557 (1979) and Com. v. Rick, 244 Pa. Super. 33 (1976); and (2) prior inconsistent statements are admissible at preliminary hearing not only to impeach but as substantive evidence, Com. v. Loar, supra, 410-413, compare Com. v. Burton, supra. Loar, supra, also declares by dictum that prior inconsistent statements may be received as substantive evidence at the trial. See also Com. v. Strube, 13 D. & C. 3d 511 (1979). On constitutional requirements, see Gerstein v. Pugh, 420 U.S. 103, 43 L. E. 2d 54, 69 (1975).
In the instant case, a ruling at the habeas corpus hearing denying Commonwealth counsel the right to use the prior statement of defendant’s wife, called as Commonwealth’s witness, on a plea of surprise, was based on the fact that the statement did not really contradict the witness because she testified only that she could not remember what she had previously said. See: Com. v. Moore, 462 Pa. 231, 235 (1975); Com. v. Bynum, 454 Pa. 9(1973); Com. v. Tucker, 452 Pa. 584, 589(1973); Com. v. Morris, 273 Pa. Super. 477, 481, 417 A. 2d 748 (1979); Com. v. Brown, 250 Pa. Super. 504 (1977), injurious testimony v. failure to support case. Moreover it was extremely doubtful that Commonwealth counsel was “really surprised”
. See: Com. v. Hugney, 491 Pa. 222(1980); Com. v. Parson, 485 Pa. 240, 401 A. 2d 749, (1979); Com. v. Shepherd, 269 Pa. Super. 291, 409 A. 2d 894, (1979); Com. v. Summers, 269 Pa. Super. 437, 410 A. 2d 336, (1979); Com. v. McIntosh, 258 Pa. Super. 101, 392 A. 2d 704, (1978); Binder, The Hearsay Handbook (McGraw-Hill, 1975) Exception 2.
. Judicial Code §5913, formerly §2(b) of the Act of 1887 P.L. 158, 19 P.S. §683.
. On arson as a crime of violence, see: Com. v. Whaley, 40 Somerset L.J. 43, 45(1980); C.J.S., Witnesses §101 page 506.
Although we allowed the Commonwealth to call the wife as a witness at the habeas corpus hearing to determine initially only whether her testimony might fall within the statutory exception to interspousal incompetency, the effort failed because she testified merely that she could not remember. So we need not decide here whether a spouse is competent to testify to facts which would bring her or him within the statutory exception. In Com. v. Robinson, 468 Pa. 575, 364 A. 2d 665, (1976), the court says, after quoting the statute and emphasizing the exceptions, that: “It is conceded that the quoted exception contained in the statute made the wife competent to testify to Robinson’s alleged acts of violence directed against her” (585-586); the same notion is repeated later in the opinion (585). But the Court further said in footnote 6 that: “We note also that her testimony about these actions was corroborated at trial by other eyewitnesses and was otherwise uncontroverted.” Compare: Com. v. Galloway, 271 Pa. Super. 305, 307, 413 A. 2d 418, (1979); Com. v. Barksdale, 219 Pa. Super. 444, 448, 281 A. 2d 703, (1971); Haas v. Fitzpatrick, 117 Pa. Super. 21, 25, 177 A. 326, (1935).
. Webster’s New Collegiate Dictionary (Second Edition, Merriam, 1960).
. 86 C.J.S., Testify page 650 at note 33.
. Gardner v. Ward, 199 N.Y.S. 2d 953, 956 (19 ).
. See Com. ex rel Hendrickson v. Myers, 393 Pa. 224, 228, 144 A. 2d 367, (1958); 86 C.J.S., Testimony.
. See: 1 Pa. C.S.A. §§1901 and 1903(a).
. See also Wigmore On Evidence (Third Edition [McNaughton] 1961) §2227 page 212 discussed and quoted in the opinion at page 12.
. See: C.J.S., Witnesses §86 (Indirect Testimony).
. Com. v. Fisher, 221 Pa. 538, 544, 70 A. 2d 865, (1908); compare: Com. v. Bishop, 285 Pa. 49 (1926), Com. v. Wilkes, 414 Pa. 246, 199 A. 2d 411, (1964) and Com. ex rel Cabey v. Rundle, 432 Pa. 466, 475, 248 A. 2d 197, (1968).
. Com. v. Garrison, 398 Pa. 47, 157 A. 2d 75, (1959); Welker v. New York Central Railroad, 275 Pa. 82, 118 A. 2d 615, (1922); compare Com. v. Umberger (No. 3), 35 Somerset L.J. 284, 295 (1976) and Com. v. Winter, 289 Pa. 284, 292, 137 Atl. 261, (1927).
. Summary of Pennsylvania Jurisprudence, Evidence, §164; C.J.S., Criminal Law §662(7); C.J.S., Evidence §410a page 992; C.J. Evidence §171b; Wharton’s Criminal Evidence (Lawyers Co-op, 12th Edition 1955) §283.
. See: C.J.S., Witnesses §86 page 486; Wharton’s Criminal Evidence supra § §283 and 773; Wigmore, supra, §2232 atnote 7, 1981 Supplement.
. At common law in Gilchrist v. Bale, 8 Watts 355, 357 (1839); under the statute, see: Com. v. Robinson, supra, 586; Com. v. Hess, 270 Pa. Super. 501, 411 A. 2d 830, (1979); Com. v. Smith, 83 York 39, 40 (1969). See also Summary of Pennsylvania Jurisprudence, Evidence § 164.
. See: P.L.E., Witnesses §41 note 6; Summary of Pennsylvania Jurisprudence, Evidence §474 page 469.
. Wigmore, who makes a devastating attack upon the rationality of interspousal incompetency (except as respects their confidential communications) in §2228 says of the extension of the principle to extrajudicial utterances merely that: “It can be argued that such hearsay statements are testimonial utterances” (§2232). But in the 1981 supplement to §2232, a new note 7is added stating: “Spontaneous statement of wife is admissible.”
. In Garrison, the court also said that the husband’s testimony against the wife given from the stand in his trial was harmless to the wife because she had already been convicted (52).
. See: State v. Breyer, 232 P 560 (1925); U.S. v. Tsinni
. See Com. ex rel Platt v. Platt, 266 Pa. Super. 276, 282, 404 A. 2d 410, (1979).
. See: Wigmore, supra, §§2227-2228; McCormick On Evidence (West, 2nd Edition, 1972) §66.
. See also McCormick, supra, §66 page 173.
. 74 Dickinson Law Review at 502.
. See McCormick, supra, §79 page 165.
. See: McCormick, supra §86 page 173; Com. v. Galloway, supra, note [18], 312; Kine v. Forman, 205 Pa. Super. 305, 309, 209 A. 2d 1, (1965); compare Hack v. Hack, 495 Pa. 300 433 A. 2d 859, (1981) abolishing interspousal immunity to suit.
See: Com. v. Wilkes, supra, 251 as commented on in Com. ex rel Cabey v. Rundle, supra, 475.
. Wigmore, supra, §2228page 218, quoting Bentham. See also Com. v. Moore, 453 Pa. 302, 316, 309 A. 2d 569, note 11 (1973), dissenting opinion.
. Wigmore, supra, §2228 page 216.
. Wigmore, supra §2228 pages 217-218. Compare: Com. v. Berkey, 39 Somerset L. J. 101, 107 (1979) and Com. v. Yoder, 27 Somerset L.J. 155, 158 (1972).
See also Com. v. Clanton, 395 Pa. 521, 527, 151 A. 2d 88, (1959), where the court said: “The Act [governing interspousal immunity] was intended to make competency the rule and incompetency the exception, and a narrow construction of the Act would often result in suppressing truth.”
. Accord: Davidson v. State, 386 SW2d 144 (Texas 1965); Eubanks v. State, 135 So 2d 183 (Miss. 1961).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.