Commonwealth Ex Rel. O'Brien v. O'Brien
Commonwealth Ex Rel. O'Brien v. O'Brien
Opinion of the Court
Opinion by
We have allowed this appeal from a judgment of the Superior Court in order that Ave might determine whether, in an action for the support of a minor child, born during wedlock, a husband may obtain compulsory blood grouping tests in order to exclude himself from being the father of the child.
The present proceedings were instituted by the relatrix in 1954 in order to increase the amount of a support order entered in favor of herself and a daughter,
The Municipal Court denied the motion, entered an order for the support of the son, and increased the weekly payments. On appeal the Superior Court affirmed, with three judges dissenting.
We are not here called upon to decide the general question of the admissibility of, or the probative weight to be accorded to, blood grouping tests offered in evidence. Nor are we required to determine the specific issue of whether a trial court might in the exercise of its discretion refuse to proceed in an action for support until the relatrix consents to undergo such an examination.
The sole question before us is whether in an action for support a husband may obtain, as a statutory right, compulsory blood grouping tests of the mother and her child born during wedlock.
At the outset we note that the legislature placed two qualifications upon the right to compulsory blood
These qualifications render the statutory procedure unavailable, among others, to the following parties who might seek blood grouping tests to negate paternity: husbands bringing an action for divorce on the ground of adultery,
On the other hand, the act does apply to at least two classes of cases — prosecutions for fornication and bastardy, Act of June 24, 1839, P. L. 872, §506, as amended, 18 P.S. §4506 (Supp.), and actions for neglect to support a bastard, Act of June 24, 1939, P. L. 872, §732, 18 P.S. §4732. Thus, apparently the act was designed to aid the man who is accused by an unwed mother of being the father of her illegitimate child. Except for protestations of innocence, a blameless de
The husband herein, however, contends that this action for support of a child born during wedlock is also a “proceeding to establish paternity” within the meaning of the act’s second qualification.
We cannot agree. It is true that the present proceeding is one in which paternity is relevant or one in which paternity has been controverted, or one in which paternity is an issue, but it is not a proceeding brought to establish paternity. In actions brought by a wife against a husband for support of a minor child born during wedlock, paternity has already been established in the eyes of the law by operation of the presumption of the legitimacy of children born during wedlock. Cairgle v. American Radiator & Std. San. Corp., 366 Pa. 249, 255-56, 77 A. 2d 439 (1951). The presumption of legitimacy is invoked at the very moment of birth and no further proceedings are required to establish the paternity of the child.
The result urged upon us by the appellant has been reached in other jurisdictions through the interpretation of statutes containing a broader provision for blood group testing than that set forth in our own act.
Several legislatures have seen fit to make blood tests available in any civil or criminal action in which paternity is a relevant fact. This is the provision of the Uniform Act on blood tests to determine paternity.
Judgment affirmed.
The support proceedings were instituted under the provisions of the Act of June 24, 1939, P. L. 872, §733, as amended, 18 P.S. §4733 (Supp).
The majority and dissenting opinions are reported in 182 Pa. Superior Ct. 584, 128 A. 2d 164 (1956).
See C. v. C. 109 N. Y. S. 2d 276 (1951).
See Cuneo v. Cuneo, 96 N. Y. S. 2d 899 (1950).
See Groulx v. Groulx, 98 N. H. 481, 103 A. 2d 188 (1954).
See Scalone v. Scalone, 98 N. Y. S. 2d 167 (1950).
See Baker v. Weiss, 43 D. & C. 707 (1941) ; Spencer v. Spencer, 47 D. & C. 192 (1942).
See Lue Chow Kon v. Brownell, 220 F. 2d 187 (2nd Cir. 1955).
See State v. Eli, 62 N.W. 2d 469 (N. D. 1954).
Even though the defendant is technically a “respondent” in the present proceeding, we will not question that he has satisfied the first requirement of the act, i.e., that he is a male defendant who is the putative father.
Cf. Hill v. Johnson, 102 Cal. App. 2d 94, 226 P. 2d 655 (1951). But cf. Annotations, 46 A.L.R. 2d §§14(d), 15(c) (1956).
Houston v. Houston, 99 N. Y. S. 2d 199 (1955) ; Cortese v. Cortese, 10 N. J. Super. 152, 76 A. 2d 717 (1950) ; cf. State by Dolloff v. Sargent, 100 N. H. 29, 118 A. 2d 596 (1955).
National Conference of Commissioners on Uniform State Laws, 1952, 9 U.L.A. 19-22 (Supp). (Emphasis supplied) Among the states which have adopted the Uniform Act are: California, Michigan (with amendments), New Hampshire, Oregon, Utah (with amendments).
Act of 1939, C. 221, §§1, 2, 2A N. J. Stat. Ann. §§83-2, 83-3. (Emphasis supplied).
Act of March 22, 1935, Ch. 196, as amended, Cahill-Parsons N. Y. Civ. Prae. Act, §306-A (2nd ed. 1955). (Emphasis supplied)
Act of June 29, 1953, P. L. 304, §810, 35 P.S. 450.810 (Supp). It is interesting to note that in this statute the legislature stipu
In Commonwealth v. Stappen, 143 N.E. 2d 221 (Mass. 1957), the Supreme Judicial Court of Massachusetts was asked to decide whether the Massachusetts compulsory blood grouping test statute was applicable to proceedings brought for nonsupport of minor children born during wedlock. The Massachusetts Act, G. L. (Ter. Ed.) e. 273, §12A, provides inter alia: “In any proceeding to determine the question of paternity, the court, on motion of the defendant, shall order the mother, her child and the defendant to submit to one or more blood grouping tests, to be made by a duly qualified physician or other duly qualified person, designated by the court, to determine whether or not the defendant can be excluded as being the father of the child.” (Emphasis supplied).
The Court held: “As the present indictment is not a ‘proceeding to determine the question of paternity,’ §12A does not in our opinion authorize the court to order the mother and children therein named to submit to a blood grouping test. The language of §12A is the same (sic) as that employed in Title 28 Purdon’s Pennsylvania Statutes, §306, inserted by a statute enacted in 1951. The matter of blood grouping tests on order of the court appears to have been first presented to the Massachusetts Legislature in the form of a proposed bill (1954 House Hoc. No. 666) which, following the language of Ohio Rev. Code, §2317.47, provided that the court order submission to a blood grouping test ‘Whenever it shall be relevant in a civil or criminal action or proceeding to determine the paternity or identity of any person . . . .’ It is significant, and persuasive of the correctness of our construction of the statute, that in the final draft of the proposed bill (1954 House Doc. No. 2495) and in the statute as enacted the language of the Pennsylvania
Dissenting Opinion
Dissenting Opinion by
The majority opinion makes it quite clear that it is not concerned Avith the question of “the admissibility of, or the probative weight to be accorded to, blood grouping tests offered in evidence.” Indeed, the question of admissibility is not an open one in Pennsylvania. The introduction and probative value of blood grouping tests in various proceedings has been judicially recognized in this Commonwealth since 1931, and has since received almost universal acceptance in the courts of the nation as an extremely valuable aid in the determination of truth in judicial proceedings. “The sole question”, in the majority Ariew, is whether “a husband may obtain, as a statutory right, compulsory blood grouping tests of the mother and her child born during wedlock.”
By virtually limiting the Act of 1951 to prosecutions for fornication and bastardy and to actions for neglect to support a bastard, the majority does not eliminate the use of blood grouping tests in actions such as the instant one, but simply restricts the ability of a defendant to have a court order the taking of such
From a policy viewpoint, the basic reason advanced by the majority for so limiting the use of blood grouping tests is that “paternity has already been established in the eyes of the law by the operation of the presumption of legitimacy of children born during wedlock. Cairgle v. American Radiator & Std. San. Corp., 366 Pa. 249, 255-56, 77 A. 2d 439 (1951).” (Emphasis supplied). To hold that a “presumption” establishes a fact “in the eyes of the lav/” is not only to look upon justice as blindfolded, but to blind her by the law’s own hand. The very nature of a “presumption” is to permit it to be rebutted by clear evidence to the contrary, and no evidence known to the judicial process is more lucid and scientifically certain than the blood grouping test when used to negative paternity.
That the presumption of legitimacy may be overcome by countervailing evidence is clearly demons'trat
The test for rebutting the presumption of legitimacy affirmed by the Gairgle case is that the evidence be “clear, direct, convincing and unanswerable”. It is to be reiterated that no test known to the law more adequately meets these requirements than the blood grouping tests with which this case is concerned. Testimony by witnesses as to access is always subject to close scrutiny because of the witness’s interest and the fallibility of human observation. Even medical testimony as to impoteney is often a matter of medical opinion; learned, but nonetheless opinion. These tests (and the Act provides for one or more, in case there is any question as to the validity of the results) are impartial, perfected to the limits of modern science, and unquestionable when used to prove nonpaternity.
The ultimate vice of the majority opinion is not merely the improper use of a “presumption” as a substitute for fact, but the use of the presumption at all in regard to the question at bar. Were admissibility in issue, then the social considerations inherent in the presumption of legitimacy, such as the sanctity of the family relationship and the social consequences of bastardization, might come into play.
The blood grouping tests used in paternity cases are based on the scientific principle, nowhere seriously disputed today, that certain components of the blood may be transmitted to an offspring only from its parents. Thus if a child’s blood contains a particular blood characteristic not contained in the mother’s blood, then either the purported father must have the blood characteristic being tested for in his blood-stream, or he could not possibly have fathered the child.
The first reported American case to recognize the efficacy of these tests was Commonwealth v. Zammarelli, 17 D. & C. 229 (1931), in which a conviction for fornication and bastardy was set aside and a new trial granted, where the uneontradicted testimony of a doctor, who had taken blood tests of the parties, was that the mother had blood type A and the child had type B, and that the defendant, who had blood type O, could not possibly have been the father of the child.
In Commonwealth ex rel. v. Visocki, 23 D. & C. 103 (1935), an action was brought against the prosecutrix’s husband for support of a child born in wedloch shortly after her marriage to him. The defendant introduced the testimony of two physicians who had taken blood samples from the parties, and who testified that as a result thereof the defendant could not possibly have been the father of the child. The court found that the scientific proof was sufficient to overcome the presumption of legitimacy, and dismissed the case.
Again in Baher et al. v. Weiss et al., 43 D. & C. 707, 52 Dauph. 50 (1941), and Spencer, etc. v. Spencer et al., 47 D. & C. 192, 53 Dauph. 241 (1942), (both aspects of the same case), evidence of blood tests to which the parents had voluntarily submitted was held admissible to prove the illegitimacy of a child born in wed-loch in a declaratory judgment action and in a proceeding to perpetuate testimony.
Commonwealth v. Morris, 22 D. & C. 111 (1934), presented the quéstion of whether the prosecutrix in
This was precisely the position taken by the Superior Court in Commonwealth v. English, 123 Pa. Superior Ct. 161 (1936), 188 A. 298, and reiterated in Commonwealth v. Krutsick, 151 Pa. Superior Ct. 164 (1943), 30 A. 2d 325. As Judge Parker said in the English case at p. 169: “As we have seen, it is a well settled principle that even a party may not be compelled forcibly to submit his body for tests, but the court may refuse to permit a case to proceed until such party undergoes an examination. We are here concerned not with a civil but a criminal case in which the commonwealth is the plaintiff. To refuse to allow a criminal case to proceed until a recalcitrant witness submits to an examination Avould deprive the commonwealth of its right and duty to enforce its criminal laws. In addition the granting of the prayer of the petition would result in more than a mere permission to inspect the body of the prosecutrix for it is proposed to insert a needle in her body and withdraw a small amount of blood for an examination. While, as Ave have indicated, such an operation is not regarded as entailing any serious danger to the health of the patient, it cannot be said that there is no danger for there is always present some risk of infection. Until the legislature finds that blood grouping tests have attained such scientific standing as to possess probative value as to paternity and that the ends of justice re
As to the value of the tests as evidence, however, there was no question. By the time our Legislature had the Act of May 24, 1951 before it, California, the District of Columbia, Maine, New Jersey, New York, Ohio, South Dakota and Wisconsin
It is in light of this widespread acceptance of the validity and use of blood grouping tests throughout the nation that the Act of May 24, 1951 must be viewed. Reported cases within this Commonwealth had admitted blood grouping tests in a fornication and bas
With this background, I do not think the majority is justified in taking the words “In any proceeding to establish paternity, . . .” and construing the legislative intent in the narrowest possible fashion. The majority would apply the Act in question to a prosecution for fornication and bastardy under Section 506 of The Penal Code, Act of June 24, 1989, P. L. 872, as amended, and to an action for neglect to support a bastard, Section 732 of The Penal Code, but not to an action for desertion and nonsupport in the immediately succeeding Section 733 of that same Penal Code. It would impute to the Legislature an intent to unreasonably and invidiously afford a defense to one defendant and
This would appear to be a classic case of a “distinction without a difference”. Strictly speaking there is no “proceeding” in this Commonwealth “to establish paternity”, unless it may be said that a declaratory judgment or an adoption proceeding might have this effect. Paternity is “established” by a physical act according to the laws of nature, not by a judicial “proceeding” under the laws of this Commonwealth. There are many proceedings in which it is important to prove that one is in fact the father of a child, or that one is the child of a certain father, and for the purposes of that particular suit it may be found that the fact of paternity is “established”, but these are actions for support, criminal prosecutions, will contests, etc., not “proceedings to establish paternity”. The action for neglect to support a bastard child makes parentage pertinent to the inquiry in these words: “Whoever, being a parent, wilfully neglects or refuses . . . to . . . support . . .”. The action for desertion and nonsupport says: “If any . . . father . . . separates himself ... or neglects to maintain . . .”. In either case a man must be shown to be the father of the child before liability for its support will attach. In both cases “paternity is relevant”, and where “uncontroverted”, it is an “issue” to be determined at trial. It is true that in the
In this perspective it seems clear that the Legislature intended that the Act of May 24, 1951 be used so as to make blood grouping tests more readily available as a means for obtaining truth in cases where paternity was relevant. To this end it used the broadest possible term when it opened the statute with the words “In any proceeding”. “A more comprehensive word than ‘any’ could hardly be employed. It means indiscriminate, or without limitation or restriction. . . .”, Commonwealth v. One 1939 Cadillac Sedan et al., 158 Pa. Superior Ct. 392, 396, 45 A. 2d 406. The majority seems to ignore this term and takes the view: “At the outset we note that the legislature placed two qualifications upon the right to compulsory blood grouping tests which substantially limit the scope and application of the act:.It comes to the conclusion that the application of the Act is substantially proscribed because the statute is limited to “proceedings to establish paternity”, and because only the “male defendant who is the putative father may move to have blood grouping tests taken.”.
These are not terms of restriction, but rather are definitive in nature. Blood grouping tests are in com
As to the “male defendant who is the putative father” qualification, to whom else would the majority haAre the Legislature apply the Act? The blood grouping tests, it must be remembered, are generally admissible in paternity cases only to prove non-parentage. Maternity, by virtue of the simple physical facts, is almost never in question; it is as to paternity that doubt may arise. If maternity were in question in any case, these tests Avould be almost totally useless because the identity of at least one of the parents must be certain in order to make the tests usable, and the identity of the father is invariably more questionable than that of the mother. Therefore, the admissibility of blood grouping tests in regard to parentage is limited to tests which negative paternity.
In an effort to show that the Legislature intended a restrictive application of the statute in question, the
The harshness and unreasonableness of the majority result becomes all too clear in its citation, as the seventh example of instances in which it would hold blood grouping tests unavailable to a defendant under our
But even that last example is not the case at bar, and we need not go so far. Here the majority cites a series of clearly inapposite illustrations to support its contention that a statute which says absolutely nothing about wedlock or bastardy or legitimacy or unwed mothers or unfaithful wives was intended by our Legislature (when it used the words “In any proceeding . . .”) to distinguish between the privileges afforded a defendant in an action to support a child born out of wedlock and one born in wedlock.
The so-called limitations in the Act, to which the majority alludes, reinforces, in my view, the contention that the Legislature intended the statute to apply at least to the situation here presented. In one broad class of cases the use of blood grouping tests was being frustrated in Pennsylvania, and was not in accord with the modern nation-wide trend; that was in cases where it was alleged that the defendant was the father of a child, and in which he was unable to adduce concededly admissible and relevant evidence because of a refusal by the mother to submit several drops of her blood for a blood grouping test. The General Assembly, therefore, enacted a statute which would enable a defendant to procure blood grouping tests “to deter
The Statutory Construction Act, 1937, May 28, P. L. 1019, clearly states that “. . . provisions of a law shall be liberally construed to effect their objects and to promote justice.”, Art. IV, §58.
Though the Act of May 24, 1951 may be somewhat inartfully drawn, it is not difficult to give it the desired “liberal” construction.
Certainly the term “proceeding to establish paternity”, upon which the majority places such emphasis, is at best of dubious meaning and ambiguous, especially in light of the fact that there is no proceeding in Pennsylvania so styled. As we pointed out above, there are
The enactment of the statute at bar was “occasioned” by the recognition of the validity and usefulness of blood grouping tests in proceedings where paternity was in issue; it was enacted under “circumstances” which would tend to emphasize an intention for broad applicability of the statute, since the enactment reflects a nation-wide acceptance of the reliability of such tests, and the law tends to favor the use of the most reliable evidence available; it sought to remedy the “mischief” of a defendant’s inability to obtain evidence which might prove beyond question his nonliability in certain suits; the “object” of the statute was to provide the courts with reliable evidence so that a man might not unjustly be made to support a child he had not fathered; the “former law” favored the admissibility of blood grouping tests in a variety of cases (where the child was born in wedlock, as well as without), but although procedures were available for securing the necessary blood samples in other cases, the two
The undisputed facts in the case at bar illustrate better than any hypothetical case the manifest unfairness of the result reached by the majority. Robert J. and Adele O’Brien were married on October 24, 1938, and a daughter, Barbara, was born to them on June 25, 1939. In 1942 the husband and wife separated and have since lived apart. In 1946 a support order was entered against the husband for support of his wife and the daughter, Barbara. On February 11, 1947, five years after the husband and wife began living apart, a boy, Richard was born to Adele O’Brien. Three years later, on February 27, 1950, Adele and Robert O’Brien were divorced, and on March 6, 1950, the support order was modified so as to exclude the now-divorced wife and to increase the support for the daughter, Barbara. No mention was made in this order of the boy, Richard, although he was three years old at the time. Similarly,
The facts raise one further question: What possible reason is there for not requiring relatrix to submit to the blood grouping test here in question? If the defendant is in fact the father of the child, or in the class of those who could be the father of the child, the results of the tests are inadmissible and of no effect. If the defendant is excluded by the test results, then the cause of justice has been advanced through the aid of modern science. No possible harm can come to the relatrix mother if indeed her claim is well founded.
Because the result reached by the majority to my mind disregards the clear intent of the Legislature, raises presumption to the status of fact and denies a defendant the use of indisputable scientific proof, I am constrained to register my dissent.
It is not uncommon today for blood types to be recorded for most persons undergoing- hospitalization, for blood donors, at birth, upon induction into the armed forces, and by the American Red Cross or other relief or defense organizations.
It may be observed that the sanctity of the family relationship has inevitably been destroyed prior to the institution of suit where the husband-defendant has denied paternity. Whatever so
A simplified explanation of tbe scientific basis of blood grouping tests appears at 163 A.L.R. 941; and see 1 Wigmore, Evidence, 3d Ed. §1C5A, §165B, wherein is noted an extensive collection of articles on the subject.
Berry v. Chaplin, 74 Cal. App. 2d 652, 169 P. 2d 442 (1946) ; Beach v. Beach, 72 App. D. C. 318, 114 F. 2d 479 (1940) ; Jordan v. Davis, 143 Me. 185, 57 A. 2d 209; Maine Laws, 1949, c. 153, Sec. 34; N.J.S.A.R.S. 299-3, -4 (1950) ; N. Y. Civ. Prac. Act, Sec. 306-a (1939) ; Ohio Gen. Code Supp., 1949, Sec. 12122-1, -2; State v. Clark, 144 Ohio St. 305, 58 N.E. 2d 773; State v. Damm, 64 S. D. 309, 266 N.W. 667 (1936) ; Euclide v. State, 231 Wisc. 616, 286 N.W. 3 (1939).
Kemp v. Government of Canal Zone, 167 F. 2d 938 (1948) ; People v. Mummert, 57 Cal. App. 2d 849, 135 P. 2d 665 (1943) : Williams v. State, 143 Fla. 826, 197 So. 562 (1940) ; Shanks v. State, 185 Md. 437, 45 A. 2d 85, 163 A.L.R. 931 (1945) ; State v. Cole, 354 Mo. 181, 188 S.W. 2d 43, 189 S.W. 2d 541 (1945).
Commonwealth v. Zammerelli, supra.
Commonwealth ex rel. v. Visocki, supra.
Baker et al. v. Weiss et al., supra, and Spencer, etc. v. Spencer et al., supra.
Commonwealth v. Morris, Commonwealth v. English and Commonwealth v. Krutsick, all supra.
Maine Laws, 1949, c. 153, Sec. 34; Md. Ann. Code, art. 12, Sec. 17 (Flack, Supp. 1943) ; N. J. S.A.R.S. 229-3, -4 (1950) ; N. Y. Civ. Prac. Act, See. 306-a (1939) ; Ohio Gen. Code, Supp., 1949, Sec. 12122-1, -2; Wisc. Stats., c. 166.105 (1949).
It may be noted that in the fornication and bastardy statute (admittedly within the Act of May 24, 1951, according to the majority) the following language, alcin to a presumption, appears: “Any man charged by an unmarried woman with being the father of her bastard child, shall be the reputed father . .
It may be noted that each of the illustrative cases cited by the majority in this connection were cases wherein the jurisdiction involved (including Pennsylvania in the cited Baker v. Weiss and Spencer v. Spencer decisions) permitted the blood grouping test to be used. And our discussion of English, Krutsick and Morris cases, supra, makes clear that in many civil cases in this Commonwealth, including several of those cited in illustration, a trial court may require the contestants or litigants to agree to a blood grouping test, or else refuse to proceed, thus generally encouraging a recalcitrant party in interest to submit to a blood grouping test without benefit of statute. This “judicial urging” certainly makes the statute unnecessary when the recalcitrant party is a plaintiff in a civil action or a contestant, in a will or intestacy proceeding.
The Statutory Construction Act is also clear in stating: “In no case should the punctuation of a law coni rol or affect the intention of the Legislature in the enactment thereof.”, Art. IV, §53. Although it is not necessary to this view, it may be noted that juxtaposing the comma would make the proviso read: “In any proceeding, to establish paternity the court, on motion of the defendant, shall order the mother . . .”. Such punctuation would give the intended full play to the word “any”.
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