Hamilton Appeal
Hamilton Appeal
Concurring Opinion
Concurring Opinion by
I concur with Justice Eagen in his determination that appellants have no standing to prosecute an appeal from a denial of their request, as memorialists, for a special grand jury investigation. They are not “parties aggrieved” by the order of the court below, a quality essential to their right of appeal. Keystone Raceway Corporation v. State Harness Racing Commission, 405 Pa. 1., 173 A. 2d 97 (1961); Ritter Finance Co. v. Myers, 401 Pa. 467, 165 A. 2d 246 (1960). The memorialists appeared before Judge Alexander to “inform” the court of alleged improprieties and to urge, therefore, the appointment of a grand jury. This was no adversary proceeding. The memorialists appear in the same capacity as citizens who come before a court requesting either clemency or the imposition of a severe sentence on a defendant who has been convicted or who has. pled guilty. These petitioners, seeking, to direct the discretion of the court, haye no . standing to prose
In taking this appeal, appellants have misconceived both the nature of a special charge to a grand jury and the function of a memorial wherein a court is requested to embark upon such a special grand jury investigation.
A grand jury is an arm of the criminal court. It is not an independent governmental body. Shenker v. Harr, Treasurer, et al., 332 Pa. 382, 2 A. 2d 298 (1938). See also Special Grand Jury Case, 397 Pa. 254, 154 A. 2d 592 (1959). As declared in Commonwealth v. Hubbs (No. 1), 137 Pa. Superior Ct. 229, 241, 8 A. 2d 611 (1939): “Under our conception of proper criminal procedure, no grand jury is ever considered an independent body; whether engaged in the exercise of its ordinary functions and powers in considering formal indictments laid before it by a district attorney, or in the performance of the special and occasional duty of investigating matters given it in charge by the court, it is still merely an arm of the court and under its control.”
In essence, the purpose of a memorial is to invoke the machinery of the court itself to engage, through the medium of the grand jury, in an investigation of the matters alleged. In that undertaking the court does not act as a judicial arbiter to adjudicate issues between contending parties. The proceeding is not an adversary one in the traditional sense of parties litigant seeking judgment of the court. Whether the court should undertake such an investigation is purely within the ambit of judicial discretion.
A memorial is not a pleading. Its presentation neither institutes a legal proceeding, nor does it bring any “parties” before the court. Merely because the court determines specially to charge a grand jury to undertake an investigation gives no right to the memo
It follows that individuals filing a memorial with a court have no standing as litigants. Rather, they are in the position of informers who undertake to bring to the attention of the court matters upon which the court is requested to act, not as a judicial arbiter but as a coordinate branch of government. It is clear beyond doubt that the court’s determination specially to charge or not to charge the grand jury is not subject to appeal since there is no litigable controversy. In fact, there is no judicial controversy of any kind. The parties against whom the investigation may be directed cannot appeal therefrom; nor can the memorialists appeal from the determination of the court not to embark upon the investigation.
That this conclusion is inescapable is revealed by an examination of the grand jury cases considered by this court since the establishment of the Commonwealth. In no case has it come before us by way of appeal. Our jurisdiction has always been invoked by an application for writ of prohibition, to prevent an alleged improper exercise of power or an abuse of jurisdiction by the court below. McNair's Petition, 324 Pa. 48, 187 Atl. 498 (1936), is illustrative. The invariable purpose of these proceedings in our court has been to prohibit the court below from proceeding specially to charge the grand jury to embark upon an investigation. And it is significant that almost invariably, the one requisite for special grand jury investigation has been a request by a duly constituted law enforcing official. Despite this, we have repeatedly issued the writ of prohibition to enjoin the special grand jury investigation. Never in the history of the Commonwealth have toe permitted, a special grand jury investigation upon a memorial of a non-official group of citizens, See Ap
The writ of prohibition is original process. It is not an appeal to this court.
The counterpart of prohibition is mandamus. Carpentertown Coal & Coke Co. v. Laird, 360 Pa. 94, 100, 61 A. 2d 426 (1948). What appellants are really seeking by this appeal is for this court to direct the court of quarter sessions to undertake the investigation through its arm, the grand jury. Therefore, this appeal is in the nature of a mandamus directed to Judge Alexander. But a private party only has a standing to obtain a writ of mandamus if he has a beneficial interest in the outcome of the proceedings distinct from that of the general public. Mellinger v. Kuhn, 388 Pa. 83, 130 A. 2d 154 (1957). Appellants herein make no pretense of suffering any injury which is special or peculiar to themselves. On the contrary, they presume to act on behalf of the general public. Hence, appellants cannot qualify for mandamus.
A final and insurmountable obstacle facing appellants is the very nature of a mandamus proceeding. As we held in Kaufman Construction Co. v. Holcomb, 357 Pa. 514, 520, 55 A. 2d 534 (1947), “... a writ of mandamus . . . may be used only to compel the performance of a purely ministerial or mandatory duty, as, for example, in Hotel Casey Co. v. Ross, 343 Pa. 573, 23 A. 2d 737 . . . It is elementary that it cannot be used to control the exercise of discretion or judgment on the part of a public official or an administrative or judicial tribunal; nor to review or compel the undoing of action taken by such an official or tribunal in good faith and in the exercise of legitimate jurisdiction, even though, in fact, the decision rendered may have been wrong; nor to influence or coerce a particular determination of the issue involved; nor to perform the function of
Accordingly, the appeal must be dismissed because appellants are not parties to a legal controversy; they are not parties aggrieved; and mandamus cannot be used to control the determination or judgment of a judicial tribunal.
Even if we were to hold improperly that appellants do have standing to prosecute an appeal from the denial of their request for a grand jury investigation, appellants could not prevail.
Appellants presented a memorial to Judge Raymond Pace Alexander sitting in the Miscellaneous Division of the Court of Quarter Sessions of Philadelphia County on June 8, 1961. Following conferences with Judge Alexander, counsel for appellants and counsel for appellees joined in a stipulation providing that if the court should decide specially to charge the grand jury in the matters presented by the memorial, such charge should be presented by Judge Alexander. Thereafter, upon consideration of the stipulation and motion of counsel, the court, acting through the assignment judge, The Honorable Francis Shunk Brown, Jr., assigned Judge Alexander with authority specially to charge the grand jury in these matters if a decision to so charge should be made by the court. The judges in charge of the June and July, 1961 Grand Juries agreed and consented to the assignment of Judge Alexander in this manner in order that the petitions or memorials might be expeditiously presented with no assignment or administrative conflicts within the court.
A supplemental memorial or petition was presented to Judge Alexander on June 12, 1961. An answer, coupled with a motion to dismiss, was filed by counsel for appellees. A hearing was held by Judge Alexander beginning June 15, 1961 and extending through June 26, 1961. On July 25, 1961, Judge Alexander handed
Counsel for appellants did not request either the court below or this court to hold over the June or July 1961 grand juries pending disposition by our court. Neither did they request that either panel should not be discharged. The terms of both panels have long since expired and both panels have in fact been discharged.
A grand jury may be held in session to continue its investigation after the close of the term for which it was convened. Shenker v. Haar, supra. However, here the grand juries of June and July, 1961, have completed their terms and have been discharged. Likewise, the June and July, 1961 terms of the court of quarter sessions have been completed. With the end of the terms, and the discharge of these grand juries, the jurisdiction of Judge Alexander and indeed of the court itself over their deliberations have terminated. Nor is there any authority or precedent, after the expiration of the term of the court, for the reconvening of a grand jury once it has been discharged.
The reasons already stated are dispositive of this matter. Unfortunately, the minority opinion does not
The prime analytical fallacy in the minority opinion is the contention that, not only was the court below compelled to accept as fact the statements in the memorial, but also that out-of-context excerpts taken from newspaper editorials and articles must likewise be accepted as verity, and this, without reference either to any of the supporting exhibits or to the entire exhibit from which a particular excerpt is quoted. With but one exception, newspaper articles and editorials are attached as the sole support for the averments contained therein. The lone exception is Exhibit 24 of the memorial sub judice — correspondence from former Justice, then Attorney General, Alpern. This Exhibit 24 definitely sets forth the clear substantive ground mandating refusal of that which the instant proponents deemed it to support.
That the court below was not required to accept as verity any and all material contained in the memorial is clear beyond doubt. When a memorial is presented to a judge requesting him specifically to charge a grand jury, the material thus proffered may be considered but obviously is . not required to be accepted as fáct. Even more clearly beyond dispute, the judge to whom the memorial has been presented need not accept the opinions or conclusory statements contained therein. Our court most recently held, and indeed declared, such to be the law. Special Grand Jury Case, 397 Pa. 254, 154 A. 2d 592 (1959).
Thus, under both the law and the facts, the lower court’s action in denying the memorial was proper.
In Philadelphia, the sessions of the Court of Quarter Sessions are held monthly. Act of March 13, 1867, P. L. 420, §1, 17 PS §471. These are independent sessions for the dispatch of the business of the court.
I express no opinion on the propriety of reconvening dtiring the term of court, a grand jury which has been discharged. See Blakeley's Petition, 22 Pa. Dist. 221 (1913); In Re: Grand Jury Investigation, 25 Erie 301 (1942).
Dissenting Opinion
The questions involved in this appeal are of tremendous importance not only to the citizens of Philadelphia, but likewise to the citizens of each county and municipal subdivision throughout Pennsylvania. A special grand jury proceeding is at times vitally essential for the preservation of law and order and 'for the protection and the welfare of a community, and sometimes of the entire State. A special grand jury must be pro bono publico. It should not be used as an instrument to further political ambitions or to harass or oppress political foes; on the other hand even if the primary motives of the petitioners be political, that will not suffice to defeat a special grand jury proceeding which is necessary to protect the public interest.
Certain principles of law are well established and these principles must be applied in every case, no matter whose ox is gored. The present case has become so infected with and inflamed by politics as to befog the issues, Avith a resultant misconception and misapplication of the pertinent principles of. law. It is therefore necessary to revieAV, and attempt to state with clarity, the principles which are applicable herein, as well as in the consideration and disposition of all future petitions for a special grand jury. '
This appeal raises the following very important questions: (1) Can citizens and taxpayers petition for the convening of a special grand jury; (2) what facts, or grounds or causes or averments, and what supporting detail or data are necessary to warrant or compel the convening of a special grand jury; (3) what pleadings and what if any evidence may or must be considered by a presiding Judge in deciding whether to convene a special grand jury; (4) what is the effect of the filing (a) of an answer by respondents Avhicli denies most of the material allegations of the petition, and (b) of the respondents’ simultaneous, motion to dis
The powers and purposes of a grand jury
The origin of the grand jury, like the origin of trial by jury, is so ancient that it is shrouded in antiquity. A grand jury probably originated in England in the 11th century. The jurors originally decided matters in accordance with their personal knowledge or their knowledge of neighborhood affairs. .Later, they summoned witnesses, investigated persons and conditions, made reports to the sovereign, and gradually became an indicting grand jury. Grand juries from ancient times have been a very important and integral part of Anglo-Saxon, and subsequently of American law. They exist first, for the protection of society, secondly, for the indictment of alleged criminals, thirdly, for the investigation of crimes and conditions which have created or are likely to create public harm, and fourthly, to protect from criminal charges innocent persons who have been ei’roneously or falsely accused of crime. Today, a grand jury is an arm of the criminal court and is the body by which an alleged criminal is (usually) indicted and brought to the bar of justice for trial.
Broadly speaking, there are two kinds, of grand juries — (1) an indicting grand jury and (2) an investigating grand jury. A so-called indicting grand jury, which is the ordinary and periodically summoned grand jury, not only indicts alleged criminals for specific crimes, but likewise, at the direction and tinder the su
Ordinary grand juries have made thousands of investigations during the history of this Commonwealth. No one, no matter how innocent and blameless, enjoys being investigated
Contrasted with the thousands of investigations conducted by an ordinary (indicting) grand jury, are the relatively few investigations conducted by a special grand jury. Ordinary or indicting grand juries investigate, as we have seen, any and every matter pertaining to crime or to municipal conditions which the presiding Judge orders investigated. The presiding Judge may direct such an investigation when he believes it advisable from information he has received, or from á story or article or editorial in a newspaper or magazine, or from any other source which he believes is reliable. A special grand jury, on the other hand, is convened only when and because the facts and circumstances which are brought to the attention of the Court indicate (1) the existence of widespread corruption, or
A grand jury, because of its long and well settled power to subpoena witnesses, papers and records, and because of its impartiality and the manner and method by which its deliberations are conducted and the secrecy surrounding them, is a particularly appropriate
Who has the right to petition for the convening of a special grand jury?
A District Attorney and an Attorney General undoubtedly have the right, and citizens and taxpayers as petitioners or memorialists likewise have the right and power to petition the Court for a special grand jury to investigate widespread crime, or corruption by public officials, and other matters above enumerated which are inimical to the health or morals or safety or welfare of the public. See for example Philadelphia County Grand Jury Investigation Case, 347 Pa. 316, 32 A. 2d 199, where the Committee of Seventy filed a memorial for a special grand jury.
Moreover, the Constitution, in Article I, §20, provides : “The citizens have a right in a peaceable manner ... to apply to those invested with the powers of government for redress of grievances or other proper purposes, by petition, address or remonstrance.” If the people have a Constitutional right to petition for redress of grievances, surely they should have a right to petition for a grand jury proceeding to protect them from corruption and crime by public officials. Memorialists’ right to present this petition is recognized by the lower Court and by the Superior Court and at least impliedly, by this Court.
While individuals are always involved, the primary objective of a special grand jury proceeding is to ferret out and discover acts which are or are likely to be harmful to the public, rather than the ordinary prosecution of an individual criminal. Where the allegations which are worthy of belief show overt acts of corruption, bribery, conspiracy or other criminal acts which seriously affect or are likely to injure the public generally, either in the field of health or morals or safety or general welfare, and particularly if they constitute or permit corruption or systematic violations of law or criminal depredations by public officials — a special grand jury is particularly an appropriate proceeding! McNair's Petition, 324 Pa. 48, 187 A. 498; Dauphin County Grand Jury Investigation (No. 1), 332 Pa. 289, 2 A. 2d 783; Margiotti Appeal, 365 Pa. 330, 75 A. 2d 465; Special Grand Jury Case, 397 Pa. 254, 154 A. 2d 592.
In Special Grand Jury Case, 397 Pa., supra, the Court said (page 259) : “The law on this subject is well summed up in what has become the leading case, McNair's Petition, supra (324 Pa. 48): ‘A grand jury investigation, because of the gravity of the undertaking, must have a definite purpose to discover criminal acts which seriously affect or injure the public generally, which effect, if permitted to continue, would endanger public safety or health, demoralize the personal security of members of the public, or permit systematic criminal depredations by public officers. Such matters require immediate attention so that these evils may be suppressed. The criminal acts subject to investigation must be such that the ordinary process of the law is inadequate to cope with or discover them.
With this background and in the light of the foregoing authorities, we shall analyze and evaluate the facts and the contentions in the instant appeal.
What pleadings and what evidence may be considered?
Nine
To this petition or memorial and the supplements thereto, the respondents filed (1) answers which (a) flatly denied most of the material allegations and (b) averred that the evils and crimes which were known were being corrected, or investigated by City Officials, and (2) a motion to dismiss. The petitions or memorials made general averments as above noted of corruption, bribery, conspiracies and other crimes, and as part of the petitions attached thereto photostatic copies of newspaper articles which contained, inter alia, factual statements, and confessions by several of the alleged conspirators which (1) supported the averments of the petition, and (2) furnished detailed data, often with names, dates and amounts. The petitioners also averred that the crimes alleged occurred in the aforesaid Municipal Departments of the City with the knowl
From the petition and its exhibits the petitioners informed the lower Court:
That certain high officials of the Department of Public Property, as well as public officials in the Departments of Procurement, of Commerce, of Finance and other departments, “have accepted large bribes, and conspired with others to defraud the City by rigging contracts to make repairs on the Frankford Elevated Transit Line owned by the City, which resulted in faulty repairs, lack of repairs and unnecessary repairs at a loss to the City of from $200,000 to in excess of one million dollars.”
That during 1959 and 1960 and within the last two years and within the jurisdiction of the Court, Eli G. Travis gave — and a copy of Travis’ written confession was attached — certain named public officials in the Department of Property, in the Department of the City Treasurer, in the Department of Public Procurement, in the Finance Department, money in consideration of their help in obtaining for Travis’s company certain contracts for enumerated work.
That the Evening Bulletin published the following statement by two members of the Bulletin Staff, namely, Leonard J. Murphy and Bayard Brunt: “Gift-giving contractor Eli G. Travis said yesterday that when he gave $3,000 in cash to Councilman Victor E. Moore in Moore’s City Hall office he thought of it as a ‘reward’.
“Travis said that although the sum was termed a ‘political contribution’, in his mind it actually was a reward for Moore’s help in getting a $650,000 appropriation bill through City Council ....
“The ordinance to appropriate $650,000 — to pay for more repair work on the Erankford Elevated — was introduced into City Council by Moore on May 5 last year. It was signed by Mayor Dilworth on June 16, 1960.
“Moore said he remembered that Travis’ $3,000 contribution was the largest single contribution received by his Committee . . . that either he had lost a folder containing the name of Travis and other early contributors, or it had been taken by someone. This, he said, is why he never gave Blasband [treasurer of the Philadelphia Citizens for Kennedy Committee, on which Moore served as co-chairman] a list of these contributors,” and that he had not told Hemphill or the District Attorney of Travis’ political contribution, in spite of the payola scandal centering around Travis.
That leading Philadelphia newspapers reported under date of May 5, 1961, that Alexander Hemphill, Democratic City Controller, accused Donald C. Wagner, Democratic City Managing Director, of blocking the elevated repair probe. We note that this was not a mere political charge by a Republican against a Democrat. This was a charge by a high public official of the Democratic City Administration against a high public official of the same administration.
That in May, 1961, Richardson Dilworth, Mayor of Philadelphia, publicly stated — and a copy of his statement was made part of the record — that “about 1/3 of the members of City Council, department heads and politicians had been putting some pretty sharp pressure on the Civil Service Commission and the Personnel Department”; and “We have been too complacent in assuming that civil service employees could not be reached by bribers.”
“The aforesaid information also demonstrates that despite the advices received by the Mayor aforesaid, and despite his high public office and duty, no action was taken by him to investigate these matters, nor did he instruct the District Attorney, City Solicitor, City Controller, or City Council to investigate these matters, to correct these conditions or to expose and prosecute any wrongdoers. Nor did the Mayor call
“That certain high officials of the City Government, including the City Council, members of the Democratic Party and members of the Democratic City Committee, have attempted to obtain large sums of money in return for the promise of passage and for the passage of zoning ordinances in the Democratic controlled City Council.”
That Michael D’Amato, a Northeast Philadelphia contractor, had charged in an affidavit that Democratic organization officials and City employes tried to shake him down for $2,500 in return for pushing a zoning change through City Council. D’Amato’s affidavit further stated that a lawyer named Kenneth L. Stein told him that a named Councilman “wanted the aforementioned $2,500 in cash before the first reading of the zoning bill” because the named councilman and “the boys” had not dealt previously with D’Amato and did not know Avhether they could trust him. D’Amato, a registered Democrat, said, “I knew they were shaking me down.”
That United States Senator Hugh Scott — certainly •a highly reputable citizen — in demanding an investigation by a special grand jury publicly asserted “Many sources have advised me that there is a schedule of ■payoffs for zoning permits and zoning ordinances in Philadelphia; the payoffs ranging from $25 for a permit to as high as $10,000 for a zoning ordinance.”
We further note that the independent and preeminent neAvspapers in the City of Philadelphia, each of which has been a supporter of the present and the •prior Democratic city administrations, have repeatedly urged and vigorously demanded a grand jury probe; and that they have repeatedly and vigorously asserted that — because of the political connections of many of the persons allegedly involved and because of the lack
Typical of the sense of outrage which was so often expressed by the aforesaid newspapers is the following excerpt from one of the memorialists’ newspaper exhibits.
“Good government in Philadelphia has been dealt a terrible blow by the events and the disclosures of the last few weeks. Cover-up, evasion, innocuous reports and back-slapping votes of confidence at City Hall are not going to repair the damage. A shocked and confused public wants all the facts brought out, in whatever sordid detail is necessary for a genuine clean-up — and a special grand jury, called by the District Attorney for the purpose, would seem the best answer.”
Typical likewise, are the following editorials — which were included in the memorialists’ many exhibits — by Philadelphia’s leading newspapers:
“Wanted in Philadelphia (Evening Bulletin 6-7-61).
“There is a man missing in the deep woods of Philadelphia’s municipal scandals.
“The missing man is a fearless, honest, politicallyuncompromised investigator and prosecutor. If Philadelphia had such a man — or group of men — petty payola, rigged contracts, suspicious political ‘contributions’ could be uncovered in an orderly way, with assurance to the public that the accused would be swiftly prosecuted,
“It has a Mayor (Democrat) who came back to find his reputation at stake and acted swiftly to try to put his- administrative house in order. But Mayor Dilworth’s office renders him incapable of acting as a detached investigator.
“It has a District Attorney (Democrat) who is moving (if that is the word) with the greatest caution imaginable. District Attorney Crumlish has consistently given the impression that if someone would present him with a prima facie case on a silver platter, he might prosecute. Maybe, that is.
“It has a City Council (Democratic by 15-2) now under the gravest cloud because of the accusation that $650,000 worth of El contracts were pushed through it, to the benefit of a man who says he ‘rewarded’ one Councilman by a $3,000 political contribution.
“And Philadelphia knows all this chiefly through non-official investigation. Facts were lying all over the place, but only newsmen were able to see them. Official investigators seem to have seen only what they wanted to see.
“Could this be because only the newsmen are not hog-tied to the Democratic Party? Philadelphians need not be very cynical to ask that. Politically, this is an all-Democratic mess — City Hall, Council, Democratic fund-raisers. Politically this is an all-Democratic probe.
“Democrats can investigate themselves fearlessly, of course. But are they doing it?
“The missing man is wanted, in Philadelphia.”
“Demos Get Word On Scandal: SHH (Daily News 6-6-61).
“Democratic City Councilmen have been given orders to make no statements about the current City Hall-PTC payola scandal in which the names of two councilmen have appeared.
“Carroll Shelton, the committee’s publicity director, said newsmen would have to submit questions in writing to councilmen and that these would be screened by the committee. Answers will be given to all news media simultaneously.
“Shelton said he was acting for Green.”
“A Political Gag On Council (Philadelphia In-Inquirer 6-6-61).
“The gagging by the Democratic City Committee of the Democratic members of City Council, and the Councilmen’s meek submission to the silencing edict, are among the most shocking developments yet produced in the current wave of scandals at City Hall.
“The Councilmen have been given orders to make no statements, to grant no interviews and to answer no reporters’ questions concerning the fraud and payola charges, but to refer all queries to the Democratic City Committee.
“The Committee’s publicity director said that questions would have to be submitted in writing to the Councilmen and that these would be screened by the City Committee, which would issue the answers simultaneously to all news media.
“The Philadelphia public has a very vital question which it would like to have answered and it is not going to submit it in writing to the Democratic City Committee or its boss, Bill Green. It is this: What is the Democratic Organization afraid off”
We cite the foregoing editorials, articles and exhibits to demonstrate that these were not political charges by leaders of the Republican Party, but the sincere belief of leading citizens with no partisan or ulterior motives and with no axe to grind; and they came from reliable and trustworthy sources whose only
Petitioners further averred:
. . that the specific crimes and matters herein-before referred to in this paragraph are part of a system of related crimes and depredations past, present and continuing, which involve a wide-spread system of bribes, gifts and schedules of payments to high public officials, high Democratic party officials and to Democratic political committees in connection with the passage of zoning ordinances.
. . that the aforesaid crime and corruption on the part of persons known and unknown, does not lend itself to detection and proof by the ordinary agencies of law enforcement and that the public interest will suffer unless the prayer of this Petition is granted.”
That “District Attorney James C. Crumlish, Jr. [and] Attorney General Anne X. Alpern, [have] failed and refused to act despite adequate staff with which to do so.
“City Controller Alexander Hemphill despite initial activity has failed to make further investigation or to pursue any action with respect to alleged political contributions.
“City Council, which has power of investigation given to it by the Home Rule Charter, has wilfully refused to act.”
Many more averments, illustrations, additions, and exhibits with respect to other city officials and employees in many city departments could be recited, but the foregoing will amply suffice to demonstrate that an investigation by a special grand jury is imperatively needed and that the ordinary processes of the law have already proved to be inadequate to cope with the situation.
The decision to grant or refuse the convening of a special grand jury lies within the discretion of the presiding Judge, subject, of course, to appellate review. See infra. His decision must be based upon (1) the petition, including the exhibits attached thereto and made a part thereof, and (2) matters, if any (a) within the common knowledge of the people of the City or community involved, and (b) within the judicial knowledge of the Court which has been acquired in the course of its official duties. His decision cannot be based on denials by the respondents, or on exculpatory or new. facts which are stated by respondents in an answer to the petition, or in their written or oral argument: Dauphin County Grand Jury Investigation Proceedings (No. 1), 332 Pa. 289, 2 A. 2d 783; Dauphin County Grand Jury Investigation Proceedings (No. 2), 332 Pa. 342, 2 A. 2d 804. The questions properly before the ' Court in the present proceeding were (1) whether the" factual averments in the petitions and exhibits, plus such matters of common knowledge or within the Court’s judicial knowledge (if there were any such) — including the averred and well known inactivity of the District Attorney — were sufficient or insufficient (a) to warrant, or (b) to compel the convening of a special grand jury, and (2) whether the factual averments in the petitions and exhibits were obtained from reliable and trustworthy sources. -
Errors of the Lower Court
The presiding Judge allowed (as above mentioned) the respondents not only to file an answer denying the general and specific averments of widespread corruption and crime, but likewise permitted the Mayor, the
If this were the sole error of the lower Court, it constituted such basic fundamental error as to require a reversal and a remand for a reconsideration and a de novo redetermination of the question of convening or refusing to convene a special grand jury
This is such a fundamental basic principle of law that no authority need be cited to support it. However, if any authority is needed, it can be found in Dauphin County Grand Jury Investigation (No. 1), 332 Pa. 289, 331 et seq., 2 A. 2d 783. In that case this Court sustained an amended petition by a district attorney for a special grand jury and dismissed a petition by the Governor and the Attorney General for a writ of prohibition even though (1) the District Attorney’s peti-tion was based upon charges which were made in the heat of a primary campaign; (2) even though the charges were vehemently denied by the Governor and his accused cabinet; (3) even though the reliability and trustworthiness of the petitioner was vehemently attacked; and (4) even though the Governor averred that the District Attorney was attempting to perpetrate a fraud on the Court.
The amended petition of the District Attorney ah leged that the Governor of Pennsylvania and five named cabinet officers, and other high ranking public officials, had conspired together and had committed overt acts of conspiracy, extortion, blackmail and bribery. The petition alleged an overt act as a part of the system of related crimes which it was necessary for the grand jury to investigate.
The Governor, in his amended petition for a writ of prohibition specifically denied for himself and all other
In Dauphin County Grand Jury Investigation Proceedings (No. 2), 332 Pa. 342, 2 A. 2d 804, the further proceedings are well summarized (page 343): “After the petition of the Governor and the Attorney General for a writ of prohibition was refused and the record was remanded to the court below for further proceedings, Schaeffer, P. J., specially presiding in the court below, after concluding that an investigation was necessary, made an order directing that the grand jury be convened.”
Once again the power of the Court to order a special grand jury investigation was sustained in spite of the Governor’s answer hereinabove set forth; and the petition of a Committee of the House of Representatives
These cases utterly refute the contentions of the respondents (a) that the averments in their answer are sufficient to support a refusal to convene a special grand jury, or (b) that they can be considered in the Court’s determination of whether, based upon the petitions for a special grand jury, such a grand jury can be convened. We note further that the facts and charges of bribery, corruption, conspiracy and crime which were averred in the amended petitions of the District Attorney in the Dauphin County Grand Jury Investigation Proceedings were substantially the same as the facts and charges of bribery, corruption, conspiracy and crime which were averred in the petitions in the present proceeding, and that the respondents’ answers were even stronger in the Dauphin County proceedings than the answers in the instant proceeding.
It is contended that no important person was indicted or convicted as a result of the Dauphin County Grand Jury Investigation Proceedings. This is both inaccurate and irrelevant. In the District Attorney’s amended petition several members of the Governor’s Cabinet, and others, were accused of conspiracy and other crimes and at least two Cabinet members were indicted. One of the advantages of a special grand jury proceeding and one of the customary results is that the investigation which is made by a special grand jury is the ferreting out of crimes and criminals which the ordinary processes of the law cannot discover or cope with! However, in the Dauphin County Grand Jury Investigation Proceedings aforesaid, Eoy E. Brownmiller, who was Secretary of Highways and a member of the Governor’s Cabinet, was specifically charged with conspiracy and other crimes in the Dis
“Pursuant to the orders of the Dauphin County Court of Quarter Sessions, an investigation of the conduct of certain public officials, including Roy E. Broionmiller, was conducted by the September 1938 grand jury. Upon the conclusion of its investigation the grand jury made a presentment to. the court of quarter sessions that it found Brownmiller had been guilty of unlawful conduct in his office and recommended that the matters therein reported should be considered by the regular current grand jury.
“That was done and the January 1939 grand jury returned an indictment against Roy E. Brownmiller containing three counts.”
The record further shows that Brownmiller moved to quash the indictments because of alleged improper activities before the investigating grand jury; his motion to quash was dismissed; and his conviction (as well as that of two insurance men) was affirmed.
Furthermore, the facts and general charges of bribery, conspiracy and crimes averred in the present petition were in substantially the same language as the facts and general charges of bribery, conspiracy and crimes alleged in the petition of the Attorney Genera]
If the lower Court believed that the facts averred in the petitions and particularized in the exhibits came from reliable and trustworthy sources, it unquestionably had the power and discretion not only to convene a special grand jury, but where as here the factual averments so clearly indicated and portrayed widespread corruption and crime by certain city officials, the convening of a grand jury was absolutely imperative! In no event could the Court base its refusal to convene a special grand jury on facts which were derived from respondents’ answer or from their legal argument.
Even though this is an extraordinary proceeding, it is still a legal proceeding and while the summoning of a grand jury lies within the sound discretion of the Court of Quarter Sessions, nevertheless, it is well settled law as stated in Philadelphia County Grand Jury Investigation Case, 347 Pa. 316, 326, 32 A. 2d 199: “Judicial discretion requires action in conformity with law upon the facts and circumstances before the court after hearing and due consideration.”
Newspaper statements of fact, articles and editorials
Are newspaper statements, editorials, articles and reports admissible, and if so, what weight and value are to be given them? Newspaper statements, editorials and reports have not only been held admissible but sufficient to warrant a grand jury investigation. Cf: Margiotti Appeal, 365 Pa., supra; Commonwealth v.
In Margiotti Appeal, 365 Pa., supra, Mr. Justice (later Chief Justice) Horace Stern, after reciting certain facts, said (page 334) : “A public agitation thereupon began for an official investigation of the probable extent to -which city employes and officials had been criminally appropriating to their own use property of the city and labor of its employes, in violation of their public trust. The local newspapers published vigorous articles and editorials demanding such a probe and calling on the District Attorney to act through the medium of a grand jury investigation; civic organizations made similar demands, and both they and the newspapers began vehemently to criticize the inaction of the District Attorney and to suggest that the Attorney General’s office should take matters in hand.”
Although the District Attorney had filed a petition for a Special Grand Jury, this Court allowed the Attorney General to supersede the District Attorney and to conduct the special grand jury proceeding because of “his [the District Attorney’s] apparent failure to proceed with the alertness, the zeal, the vigor and the aggressiveness which the situation so obviously required. . . .”
This last quotation is equally applicable to the inactivity of the District Attorney as averred in the petition and as supported by common knoAvledge and judicial records.
In Commonwealth v. Schindler, 170 Pa. Superior Ct. 337, 86 A. 2d 151, the District Attorney’s petition stated “ ‘That it has come to the attention of your petitioner, by means of newspaper articles and from other sources that there are numerous violations of gambling laws. . ..’ ”
In re Duties of Grand Jury, supra, Judge Lindsay took Judicial notice of the fact that the National Guard, called by the Governor, arrived at the depot in Warren County and was jeered and assaulted with stones. He said: “I am speaking of what was the common and general report and what appeared in the public press. It therefore becomes a matter of such public notoriety as, in the judgment of the court, to call for a thorough investigation by the grand jury.”
In Bucks County Grand Jury, supra, President Judge Yerkes charged the Grand Jury: “We have all had our attention [called to] . . . bribery and corruption at the primary and general elections .... That such corruption threatens and is being practiced . . . has been so boldly charged in the newspapers of the day as to leave no doubt of its public notoriety, thereby casting upon you the duty of inquiry. It is commonly asserted that .... An influential newspaper . . . names persons, amounts and occasions, with an assurance of accuracy that is intended to carry conviction to the minds of the most obtuse or sceptical.”
Independent newspapers are today the principal watchdogs and protectors of honest, as well as good government. They are, more than any one else, the principal guardians of the general welfare of the community, and with few exceptions they serve the community with high principles, zeal and fearlessness. They
Who has a right to appeal?
There is no case in Pennsylvania which expressly decides who has a right or standing — whether he be a District Attorney or an Attorney General or a private citizen, or the subjects of the proposed investigation— to appeal from the grant or refusal of a special grand jury proceeding. However, the same result has been obtained by impliedly permitting a District Attorney or an Attorney General to appeal, or by expressly permitting citizen-memorialists, as well as persons who may be affected or harmed by a grand jury investigation (a) to petition for a writ of prohibition or (b) to challenge the validity of a special grand jury.
See: Special Grand Jury Case, 397 Pa., supra; Philadelphia County Grand Jury Investigation Case, 347 Pa., supra; Dauphin County Grand Jury Investigation (No. 1), 332 Pa., supra; McNair's Petition, 324 Pa., supra; Commonwealth v. Klein, 40 Pa. Superior Ct., supra; Grand Jury Investigation of Western State
If the petitioners have, as they have, a standing in the lower Court to petition for a grand jury proceeding, they should have a right and a status in a matter such as this, to appeal to this Court from the refusal of the lower Court to convene a special grand jury. Not only is there no statutory or decisional prohibition against their right to appeal, but it is imperative that such right exist in order to adequately protect their community. Were it otherwise, a District Attorney
Respondents’ Contentions
Respondents in their answer and in their arguments admit that several crimes were committed, particularly with reference to the Frankford Elevated Project, but deny all the other alleged crimes. Moreover, they add (a) that officials in the City Departments allegedly involved are investigating the charges which were made, (b) that several persons who took bribes have been in-dieted for the crimes allegedly committed, (c) that the newspaper articles are insufficient to support a grand jury proceeding, (d) that the other allegations in the petition were too general and vague, and (e) that the motives of the petitioners are political.
These contentions furnish, as above pointed out, no adequate answer or defense. After many months of
Respondents alleged that the motives of the petitioners were political. Even if this were so, it would be like a pot calling the kettle black. In nearly every case where a special grand jury is sought, those persons who are or may be investigated and accused contend that the motives of the petitioner were poltical and consequently the Court should refuse to convene a special grand jury. This contention is well answered by President Judge Rhodes in Commonwealth v. Evans, 190 Pa. Superior Ct., supra, on page 261: “the motive for instituting [criminal] proceedings is not a relevant consideration . . . except as it bears on credibility . . .
The respondents argue and the lower Court held as a matter of judicial knowledge that Philadelphia in the last ten years has made great physical and cultural progress,
I would hold that the lower Court (1) based its decision on a misconception of the applicable basic principles of law, and likewise (2) committed a manifest and palpable abuse of discretion. I would hold that a special grand jury investigation is, on the record in this
Perhaps the most familiar as well as the most widespread practice of investigations is the annual investigation by Federal-Revenue agents of a large majority of income taxpayers. Cabinet officers and officials of the Federal Government are frequently summoned and investigated by Senate or House Committees to explain or justify their budget or their official actions or plans, usually for the purpose of possible legislation. Irrespective of one’s feelings, a possible investigation is one of the penalties to which every public official must, in the public interest’,’ -be subject.'
This Court issued a writ.of prohibition, not on the ground that the Committee of Seventy had no right or standing to present a memorial for a special grand jury, but on-the ground that the petition or memorial did not allege sufficient facts or grounds of criminal misconduct to warrant a grand jury investigation of the registration commission.
Italics throughout, ours.
A grand jury investigation was refused in this case because the allegations involved merely the officers of one union. On the other hand, a special grand jury proceeding was approved to investigate an alleged conspiracy between two officers of Manu Mines Company, two members of the Pennsylvania Turnpike Commission, and several employees of the Commission. This long and costly investigation resulted in the conviction of the aforesaid men of conspiracy to defraud the Commonwealth of several million dollars. See Commonwealth v. Evans, 190 Pa. Superior Ct. 179, 154 A. 2d 57. See also Margiotti Appeal, 365 Pa., supra.
Dr. Robert D. Johnson, former President of Temple University, Donald C. Rubel, a former Councilman at Large, Walter
We note that Dilworth then pledged that “Our mistakes will be corrected” and “that he would not tolerate crooks and that was why he fired 5 people yesterday” (May 24, 1961).
The necessity for a remand and a redetermination — as a minimum — is made even more imperative by the Petition of Wilbur Hamilton and Virginia Knauer, filed March 19, 1962, for remand to the lower Court in light of newly discovered evidence. This evidence consisted of a confession of a former Democratic Ward leader, John J. Fitzpatrick, who, until recently, was Sergeant-at-Arms of City Council, which corroborated and supplemented in
President Judge Yerkes did not charge the jury to enter upon a full investigation at that time because it was on the “eve of an election.”
We are well aware of the fact that an Attorney General under some circumstances has a right to supersede a District Attorney, but the same result would follow if the Attorney General were complacent, or too busy, or incompetent or mistaken about his powers or the law, or motivated primarly by political considerations.
It is difficult to believe that all the public officials who were accused of corruption, bribery and crime would cooperate with and aid an active prosecuting officer to investigate themselves.
This is a matter of common knowledge, rather than judicial knowledge.
Opinion of the Court
Opinion by
The appellants, as residents and taxpayers of the City of Philadelphia, petitioned the Court of Quarter Sessions of Philadelphia County to convene a special grand jury to investigate alleged corruption in the city government. The court refused the request and dismissed the petitions. From that order, this appeal is prosecuted.
Following the entry of the appeal, a motion to quash was filed. Because of the nature of the proceedings and its serious public connotations, the Court decided to deny the motion to quash and hear the matter out. Counsel for all parties were granted the right to appear and argue thoroughly all of the issues involved. Now, after a more studied consideration of the matter, we are convinced that the appeal does not lie and that the motion to quash must prevail.
This is not an adversary proceeding. The appellants appeared before the court below to inform it of facts which, in their opinion, indicated the necessity for the investigation requested. The only function of the appellants was one of presenting facts and suggesting to the court that an investigation be ordered— nothing more. They claim and have no more than a public interest in the proceeding. The investigation they suggest would result in no direct benefit to them as individuals. Hence, no appealable interest is present. They are not “parties aggrieved” in the legal
Appeal quashed.
Concurring Opinion
Concurring Opinion by
On occasion a judge encounters a situation wherein he must yield his belief and opinion on the merits Of a controversy in deference to a long settled and well established rule of procedure, a rule to which adherence is requisite if the administration of justice is to be orderly and certain. The case at bar presents such a situation.
A careful scrutiny of the instant record convinces me that the court below should have directed an investigation by a grand jury of the matters set forth in the petition presented to it. Had I been a member of the court below to which this- petition was presented,
However, I believe that, under our decisions and well established practice, the present appellants lack the requisite legal standing to take this appeal. The right of appeal is not universal but confined to parties who are “aggrieved” in the legal sense by an order, decree or judgment of a lower court. Such has been the rationale of our decisions over the years. In my opinion, the present appellants are not “parties aggrieved” in the legal sense and, hence, had no right of appeal. It is, therefore, with reluctance that I conclude that this appeal must be quashed.
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