Commonwealth v. Simon
Commonwealth v. Simon
Opinion of the Court
Order
The Court being evenly divided, the judgment is affirmed.
Opinion by
In Support of the Order:
This is an appeal from a 1962 conviction of first degree murder in which the jury fixed the penalty at life imprisonment. The appellant assigns several reasons why this Court should reverse the jury’s determination and grant her a new trial.
The first two involve claimed errors in the court’s charge to the jury. Initially appellant contends that the court incorrectly instructed the jury that a finding of intent to kill on the part of the defendant would preclude a verdict of voluntary manslaughter. It is, in fact, correct that twice the judge gave instructions which approximate this assertion. First: “Voluntary manslaughter consists in the unlawful killing of another without malice . . . and that means without direct intent to kill. . . .”; later: “If you hear in mind that manslaughter is never accompanied by legal malice, that is, by a direct intent to kill. . . .” However, the Commonwealth replies that if the charge is studied in
While it is our conclusion that the charge read in its entirety does not require reversal of this conviction, as delivered, the instructions were not a model of clarity on this aspect of the case. The law is well settled in this state that a conviction for voluntary manslaughter may be entirely consistent with an intent to kill. First, in the situation where a defendant acts under an unreasonable fear that he is in danger of serious bodily harm, there may be a specific intent to kill, and yet the offense may constitute voluntary manslaughter. Commonwealth v. Jordan, 407 Pa. 575, 585, 181 A. 2d 310, 316 (1962); Commonwealth v. Thompson, 389 Pa. 382, 394, 133 A. 2d 207, 214 (1957). The same result occurs in the second instance where the defendant may have formed a specific intent to kill, which intent was the product of blind passion or rage. Commonwealth v. Walters, 431 Pa. 74, 82, 244 A. 2d 757, 762 (1968). Therefore, a trial court should make perfectly clear to the jury that, under given circumstances, the presence of an intent to kill should not preclude a verdict of voluntary manslaughter.
On the other hand, our review of this charge satisfies us that on this record the portions of the charge complained of were not of such a nature to justify the grant of a new trial. The situation which appellant claims was created by the trial court’s charge could have been remedied by calling it to the attention of the court with an appropriate request for clarification. This was not done; nor was any point for charge submitted. The general exception lodged by trial counsel at the conclusion of the charge is never
The second alleged error is the court’s failure to instruct the jury that if they found the defendant acted under an unreasonable belief that she was in danger of serious bodily harm, they should find her guilty of voluntary manslaughter. This instruction would have been a complement to the one actually given discussing the reasonable belief necessary to establish self defense and yield a not guilty verdict. The court, indeed, did fail to discuss this item in the portion of the charge dealing with the defense of self defense; but when the court charged on voluntary manslaughter, it included the unreasonable belief defense which appellant now contends was never presented. The court charged:
“[T]o reduce an intentional blow or wound which causes death to voluntary manslaughter, there must be either sufficient cause for provocation or a state of rage or passion without time to cool . . . The word passion . . . includes such things as anger or terror. . . . Passion means any of the emotions of the mind, such as rage, sudden resentment, or terror, rendering the mind incapable of cool reflection.”
Certainly this repetition by the court of these emotional states, especially terror, comprehends the situation where the defendant had an unreasonable fear. If the jury had believed that the appellant had an unreasonable fear, they could reasonably have been expected to find appellant guilty of voluntary manslaughter under this charge. In addition, if appellant’s counsel believed that this explanation of voluntary manslaughter was not sufficiently explicit, we reiterate that the appropriate time to seek clarification
This reasoning is entirely consistent with the new Buie of Criminal Procedure 1119 which provides: “(b) No portions of the charge nor omissions therefrom may be assigned as error, unless specific objections are made thereto before the jury retires to deliberate. . . .”
The dissenting opinion argues that these first two arguments by appellant should result in a reversal of the conviction. It states the general rule to be that this Court will not reverse on a ground not raised in the court below or on a point to which no exception was taken by appellant, unless “there is basic and fundamental error which affects the merits or justice of the case.” This standard is both incorrect and unworkable. First, the relevant standard must be not how severe was the error, but how easily can it be corrected. We are attempting to grant to each defendant as fair a trial as possible. This must be of necessity something short of an error-free trial. There
Second, the standard proposed by the dissent is simply unworkable. This can be demonstrated very easily. The dissent has applied their standard to three different situations before this Court involving “failure to object” problems; when examined, the total lack of parameters for employing their test becomes apparent. First, in the instant case, the “fundamental error” is an ambiguous charge; the dissent believes this error is sufficiently grievous to justify reversal even though there was no objection. Next is Commonwealth v. Williams, 432 Pa. 557, 248 A. 2d 301 (1968), another case involving an incorrect charge. In Williams the trial judge committed an error when he told the jury “. . . the burden is on the Commonwealth to establish his guilt in the commission of this crime. This is their burden. If you feel that their testimony does not substantially do that, based on the credibility of the witnesses, then you are not required to bring in a convictionThis remark was also held to be “basic and fundamental” error under
The third case is Commonwealth v. Scoleri, 432 Pa. 571, 248 A. 2d 295 (1968). In this case the appellant claimed that he was denied the rights guaranteed to him under Commonwealth v. Vivian, 426 Pa. 192, 231 A. 2d 301 (1967), in which this Court held that it was denial of defendant’s right to the assistance of counsel to prohibit his speaking with his trial attorney during the noon recess while defendant was being cross-examined. Essentially the same thing occurred in Seoleri; the court instructed the defendant in the presence of the jury that he was not to talk to trial counsel during the recess. Thus there were two serious errors in Seoleri: (1) defendant’s right to counsel was abridged and (2) the jury may have been prejudiced against the defendant by an ill-founded suspicion that because the defendant and trial counsel were not allowed to communicate, something was amiss. But the majority opinion in Seoleri decides that this error is not properly before the Court because it was not raised until appeal. In Seoleri, the majority states that the error was not “of such substance and prejudice as to result in an unfair trial and a deprivation of justice.” This standard is of course nothing more than a reworking of the basic and fundamental error test in the Simon dissent and the Williams majority. Nor does it help us any more. In my view the dissent utterly fails to justify its position that the ambiguous or, perhaps, incorrect charges in Simon and Williams are any more fundamental or basic or of greater substcmce or prejudice than the denial of counsel and the prejudicial Court remark made to the jury in Seoleri. If anything, the Seoleri error was more shocking since it represented the denial of perhaps the most fundamental right. Cf. Commonwealth ex rel.
This Court, by purporting to apply the same rule on appeal, reaches obviously contradictory results. The majority uses the “basic and fundamental” rule to deny Scoleri relief despite the denial of his 6th amendment right to the assistance of counsel and grants or would grant relief to both Williams and Simon respectively for less than a constitutional claimed right which their counsels failed to call to the attention of the trial court. In the results which the exponents of the “basic and fundamental” rule reach, I fail to see the even-handed and equal administration of the criminal law.
The important consideration in all three cases is that, if the counsel for the defendants had made timely objection, there was at least a chance that the trial judge would have corrected the now complained of error. If the trial judge had, the trial would have been fair; if he had not, then it would have been time enough to have reviewed these issues on the merits.
During the trial, appellant was questioned about her carrying a knife. Her response was that the only time she carried a knife was on the day of the killing. To contradict her, the prosecution called Phyllis Johnson who testified that appellant had drawn a knife on her one month earlier. Appellant urges that the admission of this testimony was reversible error. We do not agree.
There is no doubt that testimony concerning certain acts by the defendant which tends to show the commission of another and unrelated crime is inad
Appellant’s final argument involves the cross-examination of one of her character witnesses, Josephine Bond. This character witness was asked: “You are aware, aren’t you, that our Juvenile Court noted that you are an irresponsible person, having a questionable home and a poor reputation in the neighborhood?” This statement was denied and in rebuttal the prosecution called Frances Shochet, a probation officer of the county court who testified concerning a custody proceeding involving the witness and her poor reputation. It is true that it would have been improper to offer this testimony to impeach the credibility of the witness; the custody dispute could not possibly amount to a conviction of a felony or misdemeanor involving crimen falsi. Commonwealth v. Jones, 334 Pa. 321, 5 A. 2d 804 (1939). However, it has long been the law in this Commonwealth that it is proper to examine a character witness to prove that his “standard of what constitutes good repute is unsound.” Commonwealth v. Becker, 326 Pa. 105, 115, 191 Atl. 351, 356 (1937). “The admission of testimony of good reputation is of doubtful value and often deceptive
I find no basis for disturbing the judgment below. Judgment affirmed.
See Pa. R. C. P. 227(b); Fed. R. C. P. 51. Both of these rules contain similar provisions limiting the effectiveness of the general exception and requiring specific objections to the charge to be filed prior to the presentation of the case to the jury.
Dissenting Opinion
Dissenting Opinion by
Justice Roberts in his “opinion in support of the order of the court” would permit a charge on voluntary manslaughter in this case which is highly prejudicial to appellant. Twice the court instructed the jury that a verdict of voluntary manslaughter is not proper when there is a direct intent to kill. First: “Voluntary manslaughter consists in the unlawful killing of another without malice . . . and that means without direct intent to kill. . . later: “If you bear in mind that manslaughter is never accompanied by legal malice, that is, by a direct intent to kill. . .”. Justice Roberts himself clearly points out that these instructions were erroneous. However, he refuses to reverse for this error, although from his opinion it is not exactly clear on which of two grounds he bases Ms result. Either he is of the view that the error was cured by other portions of the charge, or he believes that appellant’s failure to take a specific exception to the portions complained of precludes our review, or both. I can agree with neither conclusion.
The court also charged, “The act of killing must, of course, be voluntary. That is what the very name of the crime implies, because voluntary manslaughter involves an intentional act.” This hardly cures the faulty language to the effect that a finding of intent to kill precludes a verdict of voluntary manslaughter.
Nor are we precluded from reversing on this ground merely because no special exception was taken. Regardless of what effect Pa. R. Crim. P. 1119(b), effective August 1, 1968, may have on future appeals,
“However, this general rule will not he applied where there is basic and fundamental error which affects the merits or justice of the case, or, as some cases express it, offends against the fundamentals of
I dissent.
Since it is not now before us, I express no opinion as to the effect of that Buie.
Reference
- Full Case Name
- Commonwealth v. Simon, Appellant
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- 160 cases
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- Published