Commonwealth v. Littlejohn
Commonwealth v. Littlejohn
Opinion of the Court
Opinion by
Because both of these cases squarely present the same issue for our determination, we have consolidated them for the purpose of opinion. In No. 445, appellant Leonard Arehambault, who is serving a life sentence following a conviction for first degree murder, filed a petition under the Post Conviction Hearing Act alleging that he did not knowingly and intelligently waive his right to a direct appeal. A hearing was held at which appellant’s trial counsel testified that he remembered appellant’s trial, that he had told appellant there was no possibility of securing relief through appeal, and that he warned appellant of the possibility of receiving the death penalty, rather than his present sentence of life imprisonment, should he be granted a new trial. The hearing judge chose to believe this account, notwithstanding appellant’s contrary recollection, and found that appellant had knowingly and voluntarily waived his right of appeal.
In No. 372, John Littlejohn, appellant, who was also convicted of first degree murder and is currently serving a life sentence, sought relief through the Post Conviction Hearing Act. He alleged that his withdrawal of a motion for a new trial (an essential prelude to an appeal) was involuntary because trial counsel told him (at the suggestion of the trial judge) that if he were successful in obtaining a new trial the district attorney would . . be free to ask the same penalty he did previously . . . the sentence of death in the event of your conviction.” The court below, after a full hearing, dismissed the petition, on the ground that the failure to make a motion for a new trial was voluntary.
Due Process
All are agreed that appellants, having been convicted of murder, had an absolute right of appeal to this Court. Act of February 15, 1870, P. L. 15, §1, 19 P.S. §1186. However, the Commonwealth argues that it is perfectly proper to establish as a condition to exercising that right, the implied agreement to waive all possible advantages which are part of the first conviction. But it does not require an especially vivid imagination to appreciate the unfortunate posture in which defendants are placed by this condition. The prisoner must decide whether to abandon his constitutional right to a fair trial and serve out his prison term under an invalid or unchallenged sentence, or exercise his statutory right to appeal in order to achieve his constitutional right to a fair trial, at the risk that his second
Further, we think that this choice not only shocks the conscience and offends our sense of justice, but also rises to an unconstitutional condition. In United States v. Jackson, 390 U.S. 570, 88 S. Ct. 1209 (1968), the' Supreme Court of the United States held invalid a provision in the Federal Kidnapping Act which provided: if a defendant chose to be tried by a jury he was subject to the death penalty; if he waived his right to a jury trial he gained immunity from the death sentence. The Court held that “whatever may be said of Congress’ objectives [in passing such a provision], they cannot be pursued by means that needlessly chill the exercise of basic constitutional rights.” The Supreme Court explained'that‘“[t] he inevitable effect of such a provision, is of course, to discourage assertion of the Fifth Amendment right not to plead guilty and to deter exercise of the Sixth Amendment right to demand a jury trial. If the provision had no other purpose or effect than to chill the assertion of constitutional rights by penalizing those who choose to exercise them, then it would be patently unconstitutional.”
This language.in our judgment virtually compels an immunity from jeopardy of the death penalty for ap
However, no rationale has been advanced by the Commonwealth here which would justify the imposition of the death penalty in a “manner that needlessly penalizes the assertion of a constitutional right.” United States v. Jackson, 309 U.S. at 583, 88 S. Ct. at 1217. The only possible reasons the Commonwealth might want the power to impose the death penalty are (1) because the first sentence was too lenient or (2) the desire to deter the number of appeals from first degree life imprisonment convictions. The former reason is constitutionally impermissible as a violation of the equal protection clause of the fourteenth amendment.
Nor would we hear the Commonwealth contend that meritorious appeals should be discouraged because of the additional stress which the appeal procedure places on the judicial process. First it is doubtful that the number of appeals from first degree murder convictions constitutes a heavy burden. Second, once the right of appeal is granted, appellate review should be allowed in a manner which in no way discriminates against those who face the possibility of a death sentence if their appeal is successful. Cf. Griffin v. Illinois, 351 U.S. 12, 76 S. Ct. 585 (1956). Finally, the comment of the ABA Advisory Committee on this issue deserves emphasis here: “The risk of a greater sentence as the result of the assertion of the right of review necessarily acts as a deterrent to the exercise of the right .... The extent of the pressure placed on an individual defendant bears no relation to the degree of injustice which may have been perpetrated [at trial]. A system which fears the assertion of error to a degree that it must place artificial deterrents in the path which leads to review is not a healthy system.” ABA Standards, Sentencing Alternatives and Procedures §3.8 at 199.
It is our view that the equal protection clause of the fourteenth amendment also prohibits the Commonwealth from imposing the threat of the death penalty on those who have been convicted of first degree murder and sentenced to life imprisonment. It is definitely not permissible to take a small group from the class of all those who have been sentenced to life imprisonment and declare that only those who appeal or employ collateral relief will be “eligible” for this review. The reasons are quite clear: there is no reason to assume that the original sentences of this group are more in need of review than the sentences of the entire class of sentenced prisoners. In other words, instead of choosing a group for sentence review on the basis of some factor which bears a rational connection with the purpose of the review, this system employs a completely irrational standard for choosing those whose sentences may be changed.
Further, as pointed out above, see pp. 343-44, supra, if the Commonwealth’s purpose is to eliminate frivolous appeals, employing the deterrent of an increased sentence does not represent a rational standard. This classification is over-inclusive since many meritorious appeals are also deterred. The device of the threat of the death penalty does not bear any reasonable relation to the frivolousness or merits of the appeal. See Patton v. North Carolina, 381 F. 2d at 642-43 (4th Cir. 1967) ; xlBA Standards, Sentencing Alternatives and Procedures §3.8, Van Alstyne, supra, 74 Yale L.J. at 621-22, 683. Therefore, to deter appeals on this basis must be violative of the protection guaranteed by the equal protection clause. In order to be valid, classification “must always rest upon some difference which bears a reasonable and just relation to the act in re
Double Jeopardy
In Green v. United States, 355 U.S. 184, 78 S. Ct. 221 (1957), the Supreme Court held that a defendant, who had been convicted of second degree murder and successfully had that conviction overturned, could not be tried for first degree murder at his second trial. By returning a verdict of second degree murder, the first jury had impliedly acquitted the defendant of the first degree charge. Thus to try him for first degree murder would have been a violation of the double jeopardy clause as a reprosecution for the same offense following an acquittal. The rule adopted in Oreen has long been the law in this Commonwealth. See Commonwealth v. Deitrick, 221 Pa. 7, 70 Atl. 275 (1908) (a decision which apparently was based on federal constitutional grounds).
Thus we are presented with a troubling issue: if the prosecutor is barred from seeking conviction for
Nor is any great fiction employed in analogizing this situation to the implied acquittal in Green. In Pennsylvania, the jury returns a verdict of first degree murder; then they are required to determine the appropriate sentence (life imprisonment or death) after hearing additional evidence. See Act of June 24, 1939, P. L. 872, §701, as amended, 18 P.S. §4701. Although there are no legal standards by which the jury actually makes this sentencing decision, it is certainly true that a jury which returns with a sentence of life imprisonment has determined that the facts in the case do not warrant a death penalty. Just because the law does not establish what precise factors should guide
These considerations impel us to accept the reasoning of the California Supreme Court that “it is immaterial to the basic purpose of the constitutional provision against double jeopardy whether the Legislature divides a crime into different degrees carrying different punishments or allows the court or jury to fix different punishments for the same crime.” People v. Henderson, 60 Cal. 2d 482, 497, 386 P. 2d 677, 686, 35 Cal. Rptr. 77, 86 (1963). In neither case may the defendant be prosecuted for the higher degree of the crime nor threatened with more harsh punishment than that of his original conviction.
No. 445, January Term, 1968
Because the hearing judge was unaware that appellant Archambault’s attorney had given his client
No. 372, ,January Term, 1968
Factually appellant Littlejohn’s case is slightly different. Both sides agree that the reason post-trial motions were withdrawn was because of the fear that at a second trial appellant might receive the death penalty. A decision not to appeal because of such a fear cannot, as a matter of law, be a knowing and voluntary waiver of the right to appeal. Therefore, appellant Littlejohn is entitled to an appeal. However, since the record and briefs before us raise issues which could only be raised on a direct appeal and since the post-conviction hearing judge has already considered these claims, we shall treat the matter before us as a direct appeal and decide appellant’s contentions on the merits. See Commonwealth v. Gist, 433 Pa. 101, 249 A. 2d 351 (1969).
During the trial evidence was introduced through two female witnesses of intimacies between each of them and appellant, one prior to the death of appellant’s wife, the other after. Appellant urges that such evidence was so prejudicial that it should have been excluded. However, the law in Pennsylvania is quite clear: “It is well settled that ‘where the victim of the crime is the spouse of the accused, evidence tending to show want of affection upon the part of the accused or infatuation with another, is admissible on the question of motive.’ ” Commonwealth v. Westwood, 324 Pa. 289, 304, 188 A. 304, 310 (1936). Since this rule clearly encompasses the testimony complained of here, there is no supportable basis to appellant’s argument.
Appellant’s third claim involves an event which occurred during the trial. As the jury was being escorted around City Hall during recess, a taxicab driver shouted at them from his car, “Not guilty,” and sped away. The incident was reported to the trial judge who held a conference with both counsel about the incident. All agreed that the incident was not sufficiently prejudicial to justify a mistrial, but before any final ruling was made, the judge asked that appellant be included in the final decision. After the conference, appellant stated to the judge that “if it [the in
At the post-conviction hearing trial counsel stated that he never thought of the remark as prejudicial to his client’s interest. It is difficult to assume that a remark urging a not guilty verdict couhl under the instant circumstances be prejudicial; in fact it might have been helpful. In any event, the statement on this record does not justify the grant of a new trial. In our opinion the trial court acted in an eminently fair manner in handling this problem. Both counsel and appellant joined in the decision not to move for a mistrial ; this decision precludes any further complaints about the incident.
Finally, appellant alleges that there was an error in the court’s charge on circumstantial evidence. However, the language in the charge tracked the language of this Court in Commonwealth v. Chester, 410 Pa. 45, 50, 188 A. 2d 323, 327 (1963) : “The Commonwealth, however, is not restricted to direct proof of these elements, but, on the contrary, circumstantial evidence alone may suffice so long as the inferences arising, therefrom prove the fact in question beyond a reasonable doubt.” This is the present and controlling rule in this Commonwealth and only a substantial change of our position would justify a conclusion that the trial judge’s charge was incorrect. No reasons are presented to support such a result; therefore we conclude that the charge was correct.
The order denying the appeal is vacated, the appeal is allowed and the judgment of sentence affirmed.
This is a different issue from the one where a defendant is convicted of a lesser included offense or a lesser degree of the same crime and on a second trial the district attorney insists on prosecution for the higher crime. For at least sixty years this has been disallowed in this Commonwealth. See Commonwealth v. Deitrick, 221 Pa. 7, 70 Atl. 275 (1908).
The thoughts of Mr. Justice Frankfurter are especially pertinent: “[N] either the fact that a State may deny the right of appeal altogether nor the right of a State to make an appropriate classification, . . . nor the right of a State to lay down conditions it deems appropriate for criminal appeals, sanctions differentiations by a State that have no relation to a rational policy of criminal appeal or authorizes the imposition of conditions that offend the deepest presuppositions of our society.” ' Griffin v. Illinois, 351 U.S. at 21-22, 76 S. Ct. at 592 (concurring opinion).
Concurring in Part
I concur in the Court’s decision in Commonwealth v. Littlejohn. I dissent from the Court’s decision and Opinion in Commonwealth v. Archambault, which completely changes the very long and well established law of Pennsylvania. Furthermore, if Justice Roberts is right, then every defendant who obtains a new trial after a conviction of any and every crime cannot, on re-conviction at his new trial, receive a higher or greater sentence than was imposed at his first trial; and this would be so even if the evidence at re-trial was different from and stronger than the evidence at his first trial and warranted a more severe sentence.
Reference
- Full Case Name
- Commonwealth v. Littlejohn, Appellant; Commonwealth v. Archambault, Appellant
- Cited By
- 74 cases
- Status
- Published