Chambers Estate
Chambers Estate
Opinion of the Court
Opinion by
James B. Chambers (testator) left a will creating a trust, the income of which was to be paid to his daughter, Hazel McGill, for her life. After Hazel’s death, the income was to be distributed as follows: “Upon her death I direct the income to be paid to her children, if any, and for and during their lives.”
This appeal requires a determination of the circumstances, if any, under which testator’s grandchild, who was adopted after testator’s death, may share in the bequest to the “children” of testator’s daughter.
On December 6, 1929, Hazel, who had been married for twelve years but could have no children of her own, adopted a son, Paul McGill. Hazel’s father, James B. Chambers, executed his will on December 12, 1930, including the bequest to Hazel’s “children, if any.” Paul McGill died from an accident in September, 1931, and on May 6, 1933, the testator died. The appellant, William McGill, was adopted by Hazel on October 19,
Under the Wills Act of 1947, P. L. 89, §22, 20 P.S. §180.22, the will of any person who died prior to January 1, 1948, is governed by the Wills Act of 1917. The presently pertinent portion of the 1917 Act reads as follows: “Whenever in any will a bequest or devise shall be made to the child or children of any person other than the testator, without naming such child or children, such bequest or devise shall be construed to include any adopted child or children of such other person who were adopted before the date of the will, unless a contrary intention shall appear by the will ” Act of June 7, 1917, P. L. 403, §16(b), 20 P.S. Ch. 2, App. §228 (emphasis added).
Although the section does not explicitly pertain to after-adopted children, this Court has stated that the effect of this rule of construction is to exclude from a bequest to “children” of a person other than the testator, a child who was adopted after the will was executed. Holton Estate, 399 Pa. 241, 247, 159 A. 2d 883, 886 (1960). However, artificial rules of testamentary construction have been legislatively and judicially created merely to aid in what is always the primary goal— to ascertain and to give effect to the testamentary purposes of the testator. Therefore, where the testator’s actual intent can be ascertained, such intent must prevail over any artificially-deduced “intent” which the rules of construction might dictate. Id. at 244, 159 A.
The intent of the testator may be gathered from a consideration of four items: the language of the will itself, the scheme of distribution, the factual situation as of the date of execution of the will, and the existing factual situation. Id. (and cases cited therein). In the case at bar, unimpeached and uncontradicted evidence was presented at the hearing which indicated: that Hazel McGill could not have children and, therefore, adopted Paul; that this fact was common knowledge in the community of about 1,300 people; that the testator was a leading figure in the area and was well aware of local affairs; that the testator was very close to his daughter, Hazel, and doted upon his adopted grandson, Paul; and that the testator did, in fact, know that Paul had been adopted and that Hazel could bear no children of her own.
The court below relied upon the following language from Holton Estate, 399 Pa. 241, 247, 159 A. 2d 883, 886 (1960), as dispositive of the instant case: “An examination of this statute clearly reveals the legislative intent: to include within the term ‘child’ or ‘children’ of a person other than the testator an adopted ‘child’ or ‘children’ provided, however, that such adoption took place before the execution of the will, and to exclude such adopted child or children if the adoption took place after the execution of the will.” However, we made it perfectly clear in that case that a prerequisite
Fortunately, in the case at bar we have ample evidence from which to ascertain the testator’s actual intent. There are three factors present in the instant case which require us to reach a different result from the Holton case. First, as the testator knew, Hazel herself was incapable of bearing natural children, not, as in Holton, her spouse.
Decree reversed; costs on the estate.
Among the many witnesses who testified to these facts, either by sworn affidavit or by testimony, were: Kay Ghrist, a close friend of Hazel and James McGill; A. M. Struzka, Sr., a former employee of the testator; John MeKain, a close friend of the testator; Virginia Dickinson, a close friend of both Hazel McGill and the testator; and Maude Braiden, the testator’s widow.
The appellee has objected to the evidence as being hearsay and, therefore, inadmissible. Certain portions of some of the affidavits consisted of statements by the declarant as to what he had been told by another. We have, of course, excluded these sections from our consideration. However, the crux of most of these statements was to the effect that it was a matter of common knowledge throughout this small community that Hazel had adopted Paul and that she could have no children of her own. To this extent, the
In Holton, it was possible that Howard might remarry and then have natural children.
Cf. Fownes Trust, 421 Pa. 476, 481-82, 220 A. 2d 8, 11-12 (1966) (dissenting opinion).
Dissenting Opinion
Is a child adopted by the testator’s daughter after the death of the testator entitled to receive income from his testamentary trust which, after his daughter’s death, he bequeathed to her children, “if any”?
James B. Chambers, the testator, died on May 6, 1938, leaving a mil dated December 12, 1930. He was survived by his widow and one child, his daughter, Hazel Chambers McGill. Hazel was born November 1, 1892, and was married to James S. McGill on December 29, 1917. Hazel had no natural children, but in 1929, over a yew before Chambers executed his will and a little over three years before the death of her father, Hazel and her husband adopted a boy child who was given the name Paul McGill. In September 1931, Paul was kicked by a horse and died at the age of two years and four months. In the succeeding year and eight months before testator’s death, he never changed his will. Pour years and five months after testator’s death, his daughter Hazel and her husband, on October 19, 1937, adopted this appellant, William James McGill.
Appellant’s claim arises under and out of the fourth paragraph of testator’s will:
“Fourth: I hereby give, devise and bequeath to The James B. Chambers Memorial Association of Ohio County, West Virginia, the sum of Fifty Thousand ($50,000.00) Dollars to be . . . held by them in trust . . . for the following uses and purposes: a. To invest aud reinvest the same in any securities that they may deem proper . . . and to collect and pay over the income which shall be derived therefrom, semi-annually, to my daughter, Hazel G. McGill . . . during her life. Upon her death, I direct the income to be paid to her children, if any
The income was paid to his daughter Hazel to the time of her death on May 2, 1966. After her death, the appellant obtained a citation from the Orphans’ Court requiring the trustee to show cause why the future trust income should not be paid to him. After a hearing, appellant’s petition was dismissed, and from that decree appellant took this appeal.
The Legislature in the Wills Act of 1917, §16(b) (Act of June 7, 1917, P. L. 403, 20 P.S. Ch. 2, App. §228), provided: “Whenever in any will a bequest or devise shall be made to the child or children of any person other than the testator, without naming such child or children, such bequest or devise shall be construed to include any adopted child or children of such other person who were adopted before the date of the will unless a contrary intention shall appear by the will.” An examination of this statute clearly reveals the legislative intent: to include within the term “child” or “children” of a person other than the testator, an adopted “child” or “children,” provided that such adoption took place before the execution of the will, and to exchide such adopted child or children if the adoption took place after the execution of the will, unless a contrary intention shall appear by the will.
It is a general rule that a testator’s intent is the polestar in the interpretation of every will, and that the testator’s intent, if it is not unlawful, must prevail. Houston Estate, 414 Pa. 579, 201 A. 2d 592; Gannistra Estate, 384 Pa. 605, 607, 121 A. 2d 157.
This was a will, well-drawn by a lawyer. The burden in this case was undoubtedly on the appellant,
When Chambers’ will was drawn, he knew that his daughter had one adopted child and no natural children, and, under our law, he is presumed to have known, when he executed his will, the mandatory requirements and provisions of the Wills Act with respect to children adopted by a person other than the testator. Cf. Mayer’s Estate, 289 Pa. 407, 411, 137 Atl. 627; Linn Estate, 435 Pa. 598, 604, 258 A. 2d 645; Lusk’s Estate, 336 Pa. 465, 467, 9 A. 2d 363. When, therefore, testator gave his income to his daughter’s “children, if any,” there is not the slightest statement, or even indication, that he intended to give it to her adopted child, “if any.” This is reinforced by the fact that testator did not give his income to his daughter’s “adopted child or children,” or even, as every well-drawn will would have provided, to her “sui’viving children,” or to her “then living children,” or to her “children who are living at her death,” but instead to her “children, if any, and for and during their lives. . . . [and] after the death of my said daughter and her children, if any . . . .” It is clear from the language of his will and the aforesaid facts and circumstances— assuming they are admissible (see infra)—that testator did not intend to give his income to his daughter’s known adopted child, and certainly not to this unknown and subsequently adopted appellant.
The Majority make several major mistakes, each of which is fatal to their interpretation of the will—(1) they disregard the pertinent language of the Wills Act, (2) they admit and rely upon facts and circumstances including gossip and hearsay testimony which are in
Prior Decisions
If there were any doubt about the construction of this will and the interpretation and determination of the testator’s intent in the light of the clear language of the Wills Act, it would be completely removed by the prior decisions of this Court which, without any doubt, control the interpretation of this will. While it is rare that any will has a twin brother, we have in this case both a brother and a twin brother—Holton Estate, 399 Pa. 241, 159 A. 2d 883, and Jaekel Estate, 424 Pa. 433, 227 A. 2d 851. In each of these cases the Opinion was written by Mr. Justice Jones, and both of these cases are controlling and their language and decisions cannot be ignored or extirpated.
In Holton Estate, 399 Pa., supra, testator created a trust in his will dated March 16, 1929, in which he provided for the payment of the net income to his son, Howard, for life and “at his death and until the expiration of twenty-one years” therefrom, “to divide the net income . . . into as many parts ... as there shall be children of [Howard] living at the quarterly distribution periods . . .,” with subsequent gifts of principal to children, issue and descendants.
Testator’s son, Howard, was married approximately twelve years before his father’s death on April 26, 1931, but he and his wife had no natural children.
“Our examination of this will reveals no intent, expressed or implied, that the testator contemplated either the inclusion in or the exclusion from the word ‘children’ of adopted children. The will is silent on the subject.
“Our next inquiry is the impact, if any, of the Wills Act of 1917, supra, on the construction and interpretation of this will. [It then quotes the above-mentioned provision of §16 (b) of the Wills Act.] In Corr’s Estate, 338 Pa. 337, 12 A. 2d 76, this Court considered a somewhat analogous situation. Corr died in 1912 leaving a will executed in 1906; he created a testamentary trust for his daughter for life and gave her a power to appoint among her ‘children and descendants of children’; he provided a gift over if she died ‘leaving no children or descendants of children’. The daughter had no natural children but adopted a son in 1930, eighteen years after Corr’s death. The daughter’s attempt to exercise her power of appointment in favor of her adopted son was held invalid. This Court stated (p. 340) : ‘Prior to the passage of the Wills Act of June 7, 1917, P. L. 403, it was the established rule that adopted children could not participate in testamentary gifts to “children”: [citing cases]. As the testator died five years before the effective date of the Wills Act, this is the rule that must govern the interpretation of his will. But even if the Wills Act [1917] were applicable here, Seidle’s position would be no better, because that statute modifies the former rule of construction only as to persons adopted before the execution of the will. See Section 16(b) of the Wills Act.'
A Contrary Intention Must Be Ascertained from the Will Itself
Probably the biggest mistake made by the Majority is their ignoring of Jaekel Estate,
“Moreover, this ‘contrary intent’ must ‘appear’ in the will itself. In Provident Trust Co. of Philadelphia v. Scott, 335 Pa. 231, 6 A. 2d 814 (1939), this Court stated: ‘This [the 1917 statutory] presumption may be overcome, moreover, only by the presence in the will of language clearly indicative of a contrary dispositive intent, or of a form or method of disposition inconsistent with an exercise of the power. The contrary intent must appear from the will itself, not from extraneous cvt'cumstances.
The Court then analyzed and reviewed the conflict of prior decisions in this Court and in the Courts of our sister States, and in summary said (pages 444,
“The language of §14(14) of the Wills Act, supra, is clear beyond question. Therein the legislature has provided explicitly
“The very able judge in the court below did consider extrinsic evidence as an aid in construction of the instant will; in this respect the court below erred.”
The Majority have made several additional mistakes, each of which is fatal to their desired interpretation. They transform and pervert “gossip of friends” and “common knowledge” into knowledge on the part of the testator (the daughter’s father); there was no direct
The second additional error is that the Majority ignore what is really common knowledge—that a wife can and frequently does, ten years or more after marriage, have one or more children by her (same) husband when the previous belief by her and among her family and friends was that she was incapable of having any children. Cf. Dickson Estate, 378 Pa. 48, 50, 105 A. 2d 156.
Finally, the Majority place great reliance on the word “children,” when his daughter had only one child and that child was subsequently adopted. How the word “children” aids the Majority’s interpretation when there was no adopted child at testator’s death, and only one child (and that one adopted) at his daughter’s death, passes my comprehension. Moreover, if the testator at the time he drew his will had meant and intended to include in his gift his daughter’s adopted child Paul, why would he have said “children, if any”?
Summary
To summarize: The Majority, in relying on extraneous factors and hearsay assumptions in attempting to ascertain the testator’s intent, completely and utterly ignore Jaekel Estate, 424 Pa., supra, which (a) requires in accordance with the Wills Act a contrary intent to be disclosed by the testator and (b) requires that such intent must be ascertained and determined solely by and from the will itself. Moreover, assuming that extraneous evidence of facts and circumstances existing at the date of a will and subsequently thereto may
Italics throughout, mine, unless otherwise noted.
It was proved that Howard’s wife was incapable of having children.
Italics in Holton Estate.
A unanimous Opinion of the Court written by Mr. Justice Jones.
Italics in Jaehel Estate. It is very important to note that this phrase is practically identical with the phrase in the Wills Act of 1917, supra, and the same interpretation thereof must follow.
Italics in JaeJcel Estate.
Italics in Jaekel Estate.
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