Commonwealth v. Moses
Commonwealth v. Moses
Dissenting Opinion
Dissenting Opinion by
The record in this case and controlling law—both constitutional and decisional—as well as established police practices and the widely shared views of commentators join everyday common experience and simple justice in urgently compelling dissent from the majority’s refusal to grant relief.
The majority holds that Leonard Moses, a sixteen-year-old boy with no prior experience with the law, taken some time after 11 p.m. by the police from the charitable home for boys where he resided and placed in a police car alone with three policemen, there “knowingly and intelligently” made the judgment to surrender both his constitutional right to remain silent and his constitutional right to the assistance of counsel, with the result that the police interrogated him at their “unsupervised pleasure”
The majority reached its conclusion by purporting to rely on the “totality of the circumstances” test which we adopted in Commonwealth v. Darden, 441 Pa. 41, 271 A. 2d 257 (1970), for determining the effectiveness of juveniles’ waiver of their Miranda rights. However,' upon analysis, it becomes clear that the sole , basis of
The majority’s reliance on this alleged sophistication is impermissible for two reasons. First, the assumption is intrinsically unsound. It has been contradicted by virtually every other authority that has been called upon to determine the capacity of juveniles to make the legally binding judgment that is involved here.
The majority relies primarily on two factors in its purported application of Darden’s totality of the circumstances approach: (1) the fact that Moses was a sixteen-year-old tenth grade student on the date in question; and (2) its assertion that Moses “enjoyed at least average intelligence, as indicated by his testimony in the trial court proceedings.”
The majority reasons as follows. First it makes the unsupported assertion that “the average sixteen-year-old in these days and times” is sufficiently “sophisticated” to have the capacity to make a knowing and intelligent waiver of his Miranda rights without at least some advice from “a more mature person”. The majority then points to Leonard’s status as a sixteen-year-old tenth grader and their assumption of his “average intelligence”, and concludes that Leonard is an “average sixteen-year-old”. Therefore, the majority further concludes, Moses made a knowing and intelligent waiver, while alone with the three policemen in the police car.
Even if I were convinced—and I am not—of the intrinsic soundness of the majority’s assertion that the “average sixteen-year-old” has the capacity to make a knowing and intelligent waiver of his Miranda rights, without the advice of an adult, I would still regard the majority’s conclusion as constitutionally impermissible. For even if it is conceded that Leonard was generally of “average intélligence”, he may have been below the average of sixteen-year-old tenth graders in the particu
A finding of waiver of Miranda rights cannot be sustained on the basis of the “average” capacity of a class to which the defendant may belong. A finding of waiver of these federal constitutional rights can rest only on the basis of an individualized analysis of each defendant’s particular capacity, in the particular circumstances of the case, to make a knowing and understanding waiver. As the United States Supreme Court stated in Johnson v. Zerbst: “It has been pointed out that ‘courts indulge every reasonable presumption against waiver’ of fundamental constitutional rights and that we ‘do not presume acquiescence in the loss of fundamental rights’. A waiver is ordinarily an intentional relinquishment or abandonment of a known right or privilege. The determination of whether there has been an intelligent waiver of the right to counsel must depend, in each case, upon the particular facts
The majority’s “emphatic rejection” of a prophylactic or per se rule is a non-sequitur. For what the majority has done is to create a per se rule that any sixteen-year-old, who is generally of “average intelligence”, regardless of Ms particular capacity to understand his Miranda rights and appreciate the significance of waiver, and regardless of the particular circumstances at the time and place that the waiver is alleged to have been effected, will be found to have made a knowing and intelligent waiver.
Only by ignoring both the record and reality can the majority conclude that effective waiver occurred when the police placed this sixteen-year-old in the squad car with three policemen and in that coercive setting recited to him pro forma his Miranda warnings. Upon review of the record, I find nothing to support an effective waiver.
Present at the time of arrest at the charitable boy’s home were three adult social workers: Father Sherwin, Mr. Walter Crocker, and Mr. Denman. These adults were actively interested in the youth’s welfare, and Mr. Denman enjoyed the boy’s complete confidence. In the presence of the three social workers the police officers had an opportuMty to inform the youth of his constitutional right to remain silent and the right to counsel. Indeed, Mr. Denman asked the police officers if the interrogation of the juvenile could take place in their presence.
This request was deMed. The police stated to the adults that any questioning of the boy at that time would violate his constitutional rights and instead waited until the boy was in the squad car with three
The abrupt shift from the charitable home for boys to the police car was geographically slight but psychologically and consequently legally significant. Had the police but taken advantage of the opportunity presented in the Home to advise Leonard of his Miranda rights, there would have been a greater likelihood of an intelligent and understanding waiver, since Leonard would have been able to draw upon the maturity and experience of the adults present.
The limited discussion of authority by the majority ignores the principles of case law, the views of responsible commentators, and established police practices, all of which mandate a careful scrutiny of the circumstances in which a juvenile’s confession is secured and recognize the need for some adult guidance to insure a proper waiver of constitutional rights.
The strict standard for determining whether there has been an effective waiver of constitutional rights was first enunciated in Johnson v. Zerbst, 304 U.S. 458, 58 S. Ct. 1019 (1938), where the Supreme Court declared: “A waiver is ordinarily an intentional relinquishment or abandonment of a known right or privilege.” Id. at 464, 58 S. Ct. at 1023; Carnley v. Cochran, 369 U.S. 506, 513, 82 S. Ct. 884, 888 (1962); Commonwealth v. Anderson, 441 Pa. 483, 486, 272 A. 2d 877, 878 (1971) ; Commonwealth v. Singleton, 439 Pa. 185, 188-89, 266 A. 2d 753, 754 (1970). This standard was applied to in-custody interrogation waivers in Miranda v. Arizona, supra.
On this record it is clear that to sustain the validity of “the most compelling possible evidence of guilt, a
The need to assure a constitutionally valid waiver has been recognized as especially acute in the area of juveniles. As far back as 1947 the United States Supreme Court observed in Haley v. Ohio, 332 U.S. 596, 68 S. Ct. 302: “Age 15 is a tender and difficult age for a boy of any race. He cannot be judged by the more exacting standards of maturity. That which would leave a man cold and unimpressed can overawe and overwhelm a lad in his early teens. This is the period of great instability which the crisis of adolescence produces. ... No lawyer stood guard to make sure that the police went so far and no further, to see to it that they stopped short of the point where he became the victim of coercion. No counsel or friend was called during the critical hours of questioning.” Id. at 599, 68 S. Ct. at 304.
In holding that a mere formal recitation of constitutional rights did not render the minor defendant’s subsequent confession voluntary, the Court explicitly rejected the assumption: “. . . that a boy of fifteen, without aid of counsel, would have a full appreciation of that advice and that on the facts of this record he had a freedom of choice.” Id. at 601, 68 S. Ct. at 304.
This same constitutional imperative was reaffirmed in Gallegos v. Colorado, 370 U.S. 49, 82 S. Ct. 1209 (1962). In determining that the confession elicited by
Again in In Re Gault, 387 U.S. 1, 87 S. Ct. 1428 (1967), the Court cautioned special scrutiny in the receipt of an admission made by a juvenile not in the presence of counsel: “If counsel was not present for some permissible reason when an admission was obtained, the greatest care must be taken to assure that the admission was voluntary, in the sense not only that it was not coerced or suggested, but also that it was not the product of ignorance of rights or of adolescent fantasy, fright or despair.” (Citations omitted.) Id. at 55, 87 S. Ct. at 1458. The Court cited with approval a recommendation by the President’s Commission on Law Enforcement and Administration of Justice that in order to assure “ ‘procedural justice for the child,’ it is necessary that ‘Counsel... be appointed as a matter of course wherever coercive action is a
In determining whether this sixteen-year-old knowingly waived his right to counsel we should compare the circumstances of this purported waiver with the protection and careful explanation by the court of the value of counsel given to adults when adults seek to make an in-court waiver of counsel. The ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Providing Defense Services §7.3 (Approved Draft 1968), provide the following directives for achieving a constitutional in-court waiver of counsel. “No waiver of counsel should be accepted unless it is in writing and of record. If a person who had not seen a lawyer indicates his intention to waive the assistance of counsel, a lawyer should he provided to consult w>iih him. No waiver should he accepted unless he had at least once conferred with a lawyer. If a waiver is accepted, the offer should be renewed at each subsequent stage of the proceedings at which the defendant appears without counsel.” (Emphasis added.) The United States Supreme Court in Coleman v. Alabama, 399 U.S. 1, 90 S. Ct. 1999 (1970), acknowledged “[t]he inability of the indigent accused on his own to realize [the] advantages of a lawyer’s assistance” and went on to carefully articulate the values of counsel during “any pretrial confrontation”. Surely this accused suffers at least the same “inability ... on his own to realize [the] advantages of a lawyer’s assistance.”
It must be obvious from this record that the need for at least some adult guidance for this sixteen-year-old accused in “deciding” whether to waive counsel
Many other states have held confessions of juveniles obtained in the absence of adult guidance to be involuntary. In New York the courts exclude all confessions made by a juvenile not in the presence of his parents or counsel. These decisions reason that such an approach is constitutionally mandated in In Re Gault,
The New Jersey Supreme Court has held that confessions given by thirteen- and fifteen-year-old boys whose parents were denied access to their sons during police interrogation, were involuntary. In Re State In Interest of Carlo, 48 N.J. 224, 225 A. 2d 110 (1966). That court rejected the prosecutor’s argument that the confessions were voluntary because they had been preceded with a recitation of the juvenile’s constitutional rights: “However, it seems doubtful that these
The need for adult guidance when juveniles are called upon to decide whether to surrender their Miranda rights has been universally recognized by leading commentators.
In addition to violating our constitutional mandate and earlier decisions of our Court, the majority’s decision also conflicts with existing police practices in the metropolitan areas of the Commonwealth. The police are generally instructed by their official operations manuals to defer the questioning of juveniles until their parents or counsel are present. See Juvenile Court Judge’s Commission, Juvenile Court Handbook, p. v (Supp. 1970). The forward to the 1970 edition notes that the standards promulgated by the Commission
The Pennesylvania State Police and the Federal Bureau of Investigation have exhibited equal concern for the constitutional rights of juveniles: “Prior to iniating an interview, the investigating officer shall inform the child’s parents and/or the child of his Constitutional right to remain silent and of his right to counsel, appointed or retained. This procedure shall be followed regardless of the intelligence of the child and regardless of the absence or the presence of parents or parental permission for the interview.”
In attributing to Leonard Moses the capacity to waive his rights in the absence of adult guidance, the majority ignores the previous judgments of this Court and the long established policy in this Commonwealth of precluding minors from making legally binding decisions. For example, minors in the absence of consent by parents or guardians, are not permitted: to consent to medical treatment unless medical necessity dictates, Act of February 13, 1970, P. L. 19, §§1-5, 35 P.S. §§10101-105; to give blood, Act of December 9, 1989, P. L. 333, §1, 35 P.S. §10001; to obtain a marriage license, Act of August 22, 1953, P. L. 1344, §5, as amended, 48 P.S. §§1-5(c); to compromise, settle, or discontinue pending actions, Pennsylvania Rules of Civil Procedure 2039(a). Furthermore, it has long been the law of Pennsylvania that minors are not bound by contracts they enter except for necessities. Schmucker v. Naugle, 426 Pa. 203, 205, 231 A. 2d 121, 123 (1967); Pankas v. Bell, 413 Pa. 494, 498, 198 A. 2d 312, 314 (1964) ; O’Leary Estate, 352 Pa. 254, 42 A. 2d 624 (1945). Under the majority’s ruling a minor is given more legal protections in making decisions involving his rights in civil law matters than the majority accords this minor in waiving constitutional rights involving his life and liberty.
Reviewing the record and applying, as we must, the constitutional mandates of Haley, Gallegos, Miranda and Gault, and the controlling principles of our decisions in Darden and Harmon, it must be concluded that the warnings administered to this sixteen-year-old de
I would reverse the judgment of sentence and grant a new trial.
Miranda v. Arizona, 384 U.S. 436, 466, 86 S. Ct. 1602, 1624 (1966).
See pp. 8-20.
The majority also attempts to bolster its conclusion by pointing out that Moses never testified that “he failed to understand these warnings.” The majority thus ignores the Supreme Court’s holding in Miranda that the burden is on the government to prove that the defendant knowingly and intelligently waived his Miranda rights. “If the interrogation continues without the presence of an attorney and a statement is taken, a heavy burden rests upon the government to demonstrate that the defendant knowingly and intelligently waived his privilege against self-incrimination and his right to retained or appointed counsel. Escobedo v. State of Illinois, 378 U.S. 478, 490, n. 14, 84 S. Ct. 1758, 1764, 12 L. Ed. 2d 977.” Miranda v. Arizona, 384 U.S. 436, 475, 86 S. Ct. 1602, 1628 (1966) (emphasis added).
Johnson v. Zerbst, 304 U.S. 458, 464, 58 S. Ct. 1019, 1023 (1938).
The police officer’s refusal to advise Leonard of his constitutional rights while in the presence of an adult was inconsistent with the general police practice in most metropolitan arms in our Commonwealth. See the discussion on pp. 16-20.
Nor should Leonard’s failure to request help while in police custody be construed as a constitutional waiver of the protective guarantees required by Miranda. The California Supreme Court, dealing with a similar case involving a sixteen-year-old minor, recently observed: “It is fatuous to assume that a minor in custody wiU be in a position to caU an attorney for assistance. . . .” People v. Burton, 6 C. 3d 375, , 491 P. 2d 793, 797 (1971). It is as totally unrealistic to expect a sixteen-year-old to ask for “a lawyer” while in police custody. Such a requirement completely subverts the clear Miranda mandate and “would certainly severely restrict the ‘protective devices’ required by Miranda in cases where the suspects are minors if the only call for help which is to be deemed an invocation of the privilege is the mil for an attorney.” People v. Burton, 6 C. 3d 375, , 491 P. 2d 793, 797 (1971).
Miranda v. Arizona, 384 U.S. 436, 466, 86 S. Ct. 1602, 1624 (1966).
In Re Gault, 387 U.S. 1, 38, 87 S. Ct. 1428, 1449, quoting from tlie Report by tbe President’s Commission on Law Enforcement and Administration of Justice, “The Challenge of Crime in a. Free Society” (1967) at 86-87.
The Third Circuit Court of Appeals in United States ex rel. Loray v. Yeager, 446 F. 2d 1360-61 (3d Cir. 1971), seemed to indicate that a minor must have the guidance of a parent or adult friend when the Miranda warnings are administered: “On the other hand, the 16-year-old prisoner was not advised of his right to remain silent' or to have' the assistance of counsel. He was given no opportunity to consult with parents or adult friends. Had this occurred after the Miranda and Escobedo decisions, the resultant confession would have been inadmissible.”
Family Court Act, §724(b) (ii) (McKinney 1963).
Some states have responded to the situation with legislation which specifically prohibits the usage of a confession or admission made by a minor not in the presence of an adult. See, e.g., 10 Okla. Stats. Supp. §1109; Colorado’s Children Code, §22-2-2(3) (e) : “No statements or admissions of a child made as a result of interrogation of the child by a law enforcement official concerning acts which would constitute a crime if committed by an adult shall be admissible in evidence unless a parent, guardian, or legal custodian of the child was present at such interrogation, and the child and his parent, guardian, or legal custodian were advised of the child’s right to remain silent, that any statements made may be used against him in a court of law, the right of the presence of attorney during such interrogation, and the right to have counsel appointed if so requested at the time of interrogation.”
“Before being interviewed, the child and his parents should be informed of his right to have legal counsel present and to refuse to answer questions if he should so decide.” Standards for Specialized Courts Dealing with Children, prepared by Children’s Bureau, U. S. Department of Health, Education, and. Welfare in cooperation with National Probation and Parole Association and the National Counsel of Juvenile Court Judges, (1954) at 38.
Most commentators have interpreted In Re Gault as requiring parent or counsel present when a juvenile is informed of his constitutional right to remain silent and right to counsel. See, e.g.,
Council of Judges of the National Council on Crime and Delinquency, Model Rules for Juvenile Courts, Rule 25 Evidence (1969) at 53.
ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Providing Defense Services, §7.2 Waiver (Approved Draft 1968) at 63.
Police Guidance Manual No. 9, Juvenile Delinquency, §10 Questioning Juveniles at 20-21. The Juvenile Aid Division Investigators Manual of the Philadelphia Police Department provides: “Parents or guardians should be notified as soon as possible in every case when a child is taken into custody. . . .” In similiar language p. 21 of Chapter VIII of the Harrisburg Police Department Manual relating to policy and procedures in the interrogation of juveniles requires: “If the child is less than eighteen years of age, no statement . . . shall be elicited . . . unless . . . parents or his guardian has first been informed . . . and has given their explicit permission for such interview.” (Emphasis in original.)
Pennsylvania State Police Community Eelations Manual, Chapter VII-6 (1969), at 24. The FBI National Academy’s manual on police interrogation suggests that during the administration of the Miranda warnings “counsel be considered an absolute necessity for those 15 years and younger” and “highly desirable” for an older individual stiU classified as a juvenile. FBI National Academy, Police Interrogation, The Miranda Rule at 128, 129 (1968).
Opinion of the Court
Opinion by
Tbe appellant, Leonard Moses, was convicted by a jury of murder in the first degree, and punishment was fixed at life imprisonment. After denial of motions in arrest of judgment and/or a new trial, sentence was imposed by the court as the jury directed. This appeal was then filed.
The sufficiency of the trial evidence to support the jury’s verdict is not questioned; nevertheless, we have studied the record and are satisfied the evidence is ample enough to sustain a finding of guilt of murder in the first degree. Therefrom, the jury could find the following facts.
About 3 p.m. on April 5, 1968, a group of black youths, including the appellant Moses, were observed placing a white chalk mark on the outside of a house in Homewood, Allegheny County, wherein Mrs. Mary Ampio, a white woman and members of her family resided.
After the senseless crime involved, the police worked for months in an effort to ascertain its perpetrators. Finally, in November 1968, based on information recently received from one of the youths present at the time of the firebombing, a warrant issued charging Moses with murder. In seeking Moses out, the police learned that he was then a resident of the Auberle Home for Boys in McKeesport, Pennsylvania, and three officers were directed to proceed to the Home to take him into custody. Before traveling to the Home, these officers contacted an authority at the institution by phone and informed him of their intended visit and purpose. When the officers arrived about 11 p.m., they first met with three social workers of the Home and explained the nature of the criminal charge lodged against Moses. The latter was then brought into the room where the officers and the representatives of the institution were gathered. Moses was immediately informed why the officers were there, and one of the social workers, a Mr. Denman, then said he “wanted to question the boy”. The officers readily assented, but suggested the questioning occur outside of their presence and hearing in order that no possible violation ensue of Moses’ constitutional rights. Mr. Denman and another social worker then took Moses into another room. A few minutes later when they emerged, Moses was taken onto police custody.
The group arrived at police headquarters in Pittsburgh at 11:42 p.m., and about ten minutes later, after again advising Moses of his constitutional rights as mandated by Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966), one of the officers, who accompanied him from McKeesport, began to question Moses concerning the Ampio firebombing. Without hesitation, Moses proceeded to tell the officer of the firebombing and the part he played therein.
In challenging the propriety of the evidentiary use of Moses’ incriminating oral admissions and written statement at trial, the sole contention of the appellant is that the right to counsel guaranteed by the Sixth
It is true that, in determining whether incriminating statements of an accused were voluntarily given and whether or not he intelligently waived his constitutional rights, all of the attending circumstances must be considered, including the age, maturity and intelligence of the individual involved. See Commonwealth v. Darden, 441 Pa. 41, 271 A. 2d 257 (1970), and Commonwealth v. Taper, 434 Pa. 71, 253 A. 2d 90 (1969). Cf. also, United States ex rel. Loray v. Yeager, 446 F. 2d 1360 (3d Cir. 1971). And where the accused is of tender years, the attending circumstances must be scrutinized with special care. However, to declare as a matter of law that a sixteen-year-old, regardless of maturity and intelligence, is unable to fully understand when he is informed of his constitutional rights and may not by himself waive his right to counsel before being questioned by the police would be to ignore reality and the sophistication of the average sixteen-year-old in these days and times.
In support of his position, appellant cites Gallegos v. Colorado, 370 U.S. 49, 82 S. Ct. 1209 (1962), and Haley v. Ohio, 332 U.S. 596, 68 S. Ct. 302 (1948), but these cases did not enunciate the rule appellant advances.
We have carefully scrutinized all of the circumstances attending Moses’ incriminating statements and are not persuaded that the trial court committed error in failing to rule this evidence inadmissible as a matter of law. Moses was a tenth-grade student at the time the challenged evidence was obtained and enjoyed at least average intelligence, as indicated by his testimony in the trial court proceedings. He testified during the pretrial suppression hearing and at trial, and in neither instance did he deny receiving warnings of his constitutional rights before incriminating himself, nor did he say he failed to understand these warnings. Whether Moses intelligently waived his right to counsel was for the trier of the facts.
It is next maintained that the evidence was insufficient as a matter of law to establish beyond a reason
The remaining assignments of error have been considered and found to be without merit.
Judgment affirmed.
It may just be a coincidence, but this was the day following the dastardly assassination of one of this Nation’s finest citizens, the distinguished Dr. Martin Luther King.
During his trial testimony, Moses admitted being present when the Ampio house was firebombed. However, he said a single bomb was thrown by William Murphy and that he and the others had no prior knowledge Murphy was carrying a bomb or had the intention to use it.
A timely motion to suppress this evidence was denied after a pre-trial hearing.
In part, Moses said, that he and the other youths joined in preparing the firebombs by filling pop bottles with gasoline taken from an abandoned automobile and placing wicks in the bottles; and that they then proceeded to the Ampio residence, lit the wicks and threw the bombs at a window of the building.
In Gallegos, the fifteen-year-old defendant was held incommunicado for five days before he confessed and during this period the efforts of his mother to see him were repulsed by the police. In Haley, the fifteen-year-old defendant was interrogated continuously for five hours by relays of policemen before he confessed and at no time was he advised of his right to remain silent.
Reference
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