Commonwealth v. Sampson
Commonwealth v. Sampson
Opinion of the Court
Opinion by
On September 30, 1953, appellant entered a plea of guilty to murder generally. Found guilty of first degree murder by a court en banc, he was sentenced to life imprisonment. There was no motion for a new trial and no appeal from the original sentence. Seven
The evidence presented at the degree-of-guilt hearing reveals that appellant and two co-defendants conspired to rob a taxicab. Although there is some dispute, the evidence overwhelmingly demonstrates appellant’s knowledge of the fact that one of his accomplices was armed with an automatic pistol. The three conspirators then engaged a taxicab, with appellant and another seated in the back seat while the actual slayer sat on the passenger’s side in the front seat. After the cab driver had driven several miles, the “triggerman” brandished his weapon and ordered the cab driver to stop. Seconds later the cab driver was fatally wounded. Although appellant was not the actual killer, each individual was charged with murder under the felony murder rule.
In our view, appellant’s principal contention is that his guilty plea was unintelligently entered since it was accompanied by testimony establishing a complete defense and should have been rejected. Despite an evi
In North Carolina v. Alford, 400 U.S. 25 (1970), the Supreme Court was faced with the issue whether a guilty plea may be accepted when accompanied by the accused’s testimony that he had not shot the victim. This question was answered in the affirmative: “while most pleas of guilty consist of both a waiver of trial and an express admission of guilt, the latter element is not a constitutional requisite to the imposition of criminal penalty. An individual accused of crime may voluntarily, knowingly, and understandingly consent to the imposition of a prison sentence even if he is unwilling or unable to admit his participation in the acts constituting the crime.” 400 U.S. at 37. We had reached the same conclusion almost two years earlier in Com. v. Cottrell, 433 Pa. 177, 249 A. 2d 294 (1969). However, this language must be read in conjunction with Com. v. Roundtree, 440 Pa. 199, 202, 269 A. 2d 709, 711 (1970): “We think it is logical and correct that if a defendant pleads guilty to a criminal charge, and in the next breath controvenes the plea by asserting facts which, if true, would establish that he is not guilty, then his guilty plea is of no effect and should be rejected. For on its face, such a situation would show that the plea was not entered with a complete comprehension of the impact. [Citations omitted.] In other words, a defendant should not be allowed to plead ‘guilty’ from one side of his mouth and ‘not guilty’ from the other.”
By a host of opinions it is well established that if a homicide occurs in the furtherance of a robbery, all who participated, including those physically absent from the scene of the crime, are equally responsible provided that the homicide was committed by the defendant or an accomplice acting in furtherance of the felonious undertaking. E.g., Com. v. Williams, 443 Pa. 85, 277 A. 2d 781 (1971) ; Com. ex rel. Smith v. Myers, 438 Pa. 218, 261 A. 2d 550 (1970) ; Com. v. Batley, 436 Pa. 377, 260 A. 2d 793 (1970). On the other hand, this Court has held that although there is a conspiracy to commit robbery, one of the conspirators will have a valid defense to a murder charge if the accomplice voluntarily abandons the scheme appreciably before the homicide occurs, giving his fellow conspirators sufficient time to follow his example. Com. v. Doris, 287 Pa. 547, 135 A. 313 (1926). See also, 40 Am. Jur. 2d Homicide, §§40, 125 (1968); 40 C.J.S. Homicide §9(e)(3) (1944); 1 Wharton’s Criminal Law and Procedure §110 (1957). We are of the opinion that appellant’s testimony does not meet the criteria of this defense and that the court below properly accepted appellant’s guilty plea.
Accepting appellant’s testimony, there is no doubt that appellant, unlike Frank Doris, voluntarily with
Appellant next contends that his plea of guilty was not knowingly and intelligently entered. Certain facts are stressed in support of this contention: (1) he was sixteen years of age at the time of trial with a reduced intellect;
Since it is well settled that evidence of good character is admissible in a murder trial and is to be regarded as evidence of a substantive fact like any other evidence tending to establish innocence, e.g., Com. v. Aston, 227 Pa. 106, 75 Atl. 1017 (1910), appellant contends the trial court erred when it rebuffed counsel’s attempt to introduce character and reputation testimony prior to the adjudication of guilt; this evidence was subsequently received for sentencing purposes. In light of the reason for this rule of evidence—the defendant in a criminal case is permitted to prove his good character in order to negative his participation in the acts charged, I Wigmore on Evidence, §55 (3d ed. 1940)—one can seriously question the relevance of such evidence following a guilty plea to an indictment charging felony-murder. Despite the burden placed on the Commonwealth to prove all the elements of first degree murder after a guilty plea to murder generally, e.g., Com. ex rel. Kerekes v. Maroney, 423 Pa. 337, 223 A. 2d 699 (1966), a guilty plea in a felony-murder case normally removes the issue of participation; the other issues that the Commonwealth must prove, such as whether the homicide occurred in furtherance of the felony, are unaffected by evidence of the accused’s good character where the accused is not the actual slayer.
Lastly, appellant contends his trial counsel was ineffective for three reasons: (1) counsel failed to move for a withdrawal of the guilty plea and assert the defense of withdrawal; (2) counsel failed to correct the court’s mistaken impression that appellant was seventeen years of age at the time of the offense whereas appellant was one month short of sixteen; and (3) counsel unrealistically emphasized the charges of the death penalty. The first argument has been fully treated earlier and the second is insignificant. The third contention may be persuasive in the proper case; however, this element was but one factor in counsel’s trial strategy. Viewing counsel’s principal objective to obtain a lesser conviction even though the Commonwealth proceeded on a theory of felony-murder, cf., Com. v. Hoffman, 439 Pa. 348, 266 A. 2d 726 (1970), we are of the opinion that, “the particular course chosen by counsel had some reasonable basis designed to effectuate his client’s interests”. Com. ex rel. Washington v. Maroney, 427 Pa. 599, 604, 235 A. 2d 349, 352 (1967).
Judgment of sentence affirmed.
Mr. Justice Eagen concurs in the result.
Mr. Justice Cohen took no part in the decision of this case.
School reports dated four years before the homicide indicated appellant’s “mentality placed him at the lower end” and that he had an Intelligence Quotient of 65. There is no direct evidence of his intelligence at. the time of trial.
Concurring Opinion
Concurring Opinion by
Although I concur in the result, I find many of the views contained in the majority opinion to be wholly unacceptable. I am thus impelled to explain my disagreements.
I agree with the majority that the trial court did not in the instant case violate the settled rule that “if a defendant pleads guilty to a criminal charge and in the next breath contravenes the plea by asserting facts which, if true, would establish that he is not guilty, then his guilty plea is of no effect and should be rejected.” Commonwealth v. Roundtree, 440 Pa. 199, 202, 269 A. 2d 709, 711 (1970). See also, United States ex rel. Crosby v. Brierley, 404 P. 2d 790, 801-02 (3d Cir. 1968); Hulsey v. United States, 369 P. 2d 284, 287 (5th Cir. 1966).
The necessary elements of the defense of prior withdrawal were definitively set forth by this Court in Commonwealth v. Doris, 287 Pa. 547, 135 Atl. 313 (1926) : “[The defendant] joined in the common design, and is responsible for the acts of each naturally to be expected to occur in carrying it out. It is true that he could hare abandoned the enterprise, and given sufficient time to the others to do likewise, and thus have relieved himself from liability for subsequent acts of his fellows. But he cannot escape responsibility for an act which is the probable consequence of the criminal scheme which he has helped to devise and carry forward. To have this result, there must be an actual and effective voluntary withdrawal before the act in question has become so imminent that its avoidance is practically out of the question. . . .” Id. at 551-52, 135 Atl. at 315 (citations omitted).
Shortly after his plea of guilty to murder generally, appellant testified at the degree of guilt hearing that he had bolted from the taxicab after his co-felon had drawn a pistol and that he was but thirty-five to fifty feet away when the co-felon fatally shot the driver. Since appellant by his own admission “withdrew” only after the murder weapon had already been brandished
The majority opinion continues, however, by propounding the following dictum: “[A] guilty plea coupled solely with a flat deMal of responsibility is entirely separate and distinct from a guilty plea accompanied by an assertion of facts establishing an affirmative defense; in the latter situation, it is error to accept the guilty plea.” TMs is surely a distinction without a difference, unsupported by either reason or precedent.
One rationale underlying the rule forbidding the acceptance of a guilty plea coupled with a substantially contemporaneous assertion of exculpatory facts is the recogmtion that such a situation raises a substantial possibility that the plea is not voluntary and understanding. See Commonwealth v. Roundtree, supra, 440 Pa. at 202, 269 A. 2d at 711. The rule also reflects a wholesome reluctance to permit an innocent person to seal his own doom, for the proper administration of criminal justice certainly requires a concern for the acquittal of the innocent as well as the conviction of the guilty. It would seem indisputable that these same concerns are equally applicable to “a guilty plea coupled solely with a flat denial of responsibility”. Thus, the American Bar Association Project on Mínimum Standards for Criminal Justice has concluded: “On the other hand, if the defendant is called upon to make a statement and he demes commission of the offense, then, notwithstanding the existence of other information tending to verify the accuracy of the plea, it would be inappropriate for the judge to enter judgment on the plea.” Standards Relating to Pleas of Guilty §1.6, Commentary (Approved Draft, 1968).
The majority’s reliance upon North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160 (1970), is equally misplaced. In Alford, the United States Supreme Court held that a state trial court commits no federal constitutional error when it accepts a guilty plea accompanied by a protestation of innocence when there is other strong evidence of the defendant’s actual guilt. Had our prior decisions in this area been reluctantly arrived at under the compulsion of analogous United States Supreme Court decisions, the Alford decision might indeed be an appropriate signal for reexamination and reevaluation of our prior case law. That, however, was not the case. Cottrell and Roundtree were salutary when decided and are equally salutary today. That they may no longer be constitutionally compelled is no reason why this Court should summarily disavow them.
In sum, I believe that a guilty plea should not be accepted if coupled either (a) with the assertion of exculpatory facts or (b) with a proclamation of innocence.
I likewise concur with the conclusion that the exclusion of evidence of appellant’s good character from the degree of guilt hearing was not reversible error, but I do so solely on the ground that appellant failed to object to the court’s deferral of the receipt of such evidence until after the fixing of the degree of guilt.
It has long been the law that a defendant in a murder trial may introduce evidence of his own good character in order to attempt to convince the trier of fact of his innocence. See, e.g., Commonwealth, v. Aston, 227 Pa. 106, 75 Atl. 1017 (1910); 1 Wigmore on Evidence §55 (3d Ed. 1940). This same rule of admissibility should likewise prevail at a degree of guilt hearing following a plea of guilty to murder generally.
In this Commonwealth there is no such thing as a plea of guilty to first degree murder. If the prosecution desires to obtain such a conviction following a plea of guilty to a charge of murder, it must prove all of the elements of first degree murder beyond a reasonable doubt. See, e.g., Commonwealth ex rel. Andrews v. Russell, 420 Pa. 4, 6, 215 A. 2d 857, 858 (1966); Commonwealth v. Kurus, 371 Pa. 633, 637, 92 A. 2d 196, 198 (1952); Commonwealth v. Chapman, 359 Pa. 164, 58 A. 2d 433 (1948); Commonwealth v. Iacobino, 319 Pa. 65, 178 Atl. 823 (1935). In other words, the Commonwealth must establish that the homicide was “willful, deliberate and premeditated” or that it occurred in the commission or attempt to commit any one of certain enumerated felonies. Act of June 24, 1939, P. L. 872, §701, as amended, 18 P.S. §4701. In either case, evidence of the accused’s good character would be relevant to negate willfulness, deliberation and premeditation or, if the prosecution’s theory be felony murder, to raise a reasonable doubt as to his participation in the felony.
Mr. Justice O’Brien joins in this concurring opinion.
Reference
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