Commonwealth v. LaLONDE
Commonwealth v. LaLONDE
Opinion of the Court
Opinion by
Louis LaLonde, Charles Mitehlen and William Sehrin were convicted in a nonjury trial in Allegheny
The events recounted at trial began on October 31, 1907, with the purchase of a paperback book entitled “Queenie” by Detective Regis Holleran of the Pittsburgh Police Department from Louis LaLonde, a salesman-employee of the Mello Cigar Store, a Pittsburgh establishment owned by appellant Schrin.
The detective later consulted with the police legal advisor and a representative of the district attorney’s office, both of whom read the books and advised the prosecution which was subsequently initiated and which culminated in the instant convictions.
At trial both books were introduced as exhibits and the text was incorporated into the record. In addition
Appellants attempted to rescue the books through the expert testimony of Dr. Maurice Serul, a psychiatrist at the University of Pittsburgh specializing in human sexuality. The doctor testified that in his opinion neither book was obscene and that both had redeeming social value from a clinical point of view. This for the reason that pornography “serves as a method of draining off sexual tensions and sexual impulses” which might otherwise be expressed in more harmful ways, as for example by the commission of sex crimes.
It is appellants' contention that reversal of the instant convictions is required for two reasons: first, because the Commonwealth failed to prove that these books were obscene in the constitutional sense, and second, because the Pennsylvania Obscenity Statute is unconstitutional on its face and as applied in the circumstances of this case.
We reverse for the reasons stated hereinafter which are limited solely to the issue of failure of proof.
However, guided by our decision in Commonwealth v. Dell Publications, Inc., 427 Pa. 189, 233 A. 2d 840 (1967),
In recent years the United States Supreme Court has on at least twenty-nine occasions reversed obscenity convictions and determinations involving various kinds of expression (books, photo-magazines, films, etc.) on the authority of its cryptic per curiam opinion in
Thus the material held protected in Books, Inc. v. United States, 388 U.S. 449, 87 S. Ct. 2098 (1967), had
Believing as we do that the materials under scrutiny do not reach that plateau of degradation which would subject them to summary proscription under the
The overriding difficulty which here confronts us is the absence of any evidence besides the books themselves. Hence, we find ourselves in the same legal cul de sac which recently confronted the Fifth Circuit Court of Appeals in United States v. William Groner, d/b/a Lucky Distributors, No. 71-1091 (C.A. 5, filed January 11, 1972).
There, as here, the prosecuting authorities’ only evidence was certain books alleged to be obscene. This evidentiary predicament caused the court [per Thorn-berry, J.] to complain that: “Knowing the legal test for obscenity and applying the same in the light of recent Supreme Court decisions, however, are two entirely different matters. We are completely incapable of applying the test in the instant case. Without some guidance, from experts or otherwise, we find ourselves unable to
The requirement of evidence on the elements of obscenity has been adopted by several state and federal courts over the past few years, no doubt because it lends a measure of objectivity to the exquisite vagueness of the Roth-Memoirs test. See, for example, Woodruff v. State, 11 Md. App. 202, 273 A. 2d 436 (1971); In Re Seven Magazines, 268 A. 2d 707 (S. Ct. R. I. 1970) ; Keuper v. Wilson, 111 N.J. Super. 489, 268 A. 2d 753 (1970); In Re Giannini, 69 C. 2d 563, 72 Cal. Rptr. 665, 446 P. 2d 535 (1968); Donnenberg v. State, 1 Md. App. 591, 232 A. 2d 264 (1967); United States v. Groner, supra; United States v. Klaw, 350 F. 2d 155 (1965).
Elsewhere it has been rejected on the ground that obscenity vel non is an ultimate fact issue to be decided by the trier (s) of fact alone without opinion evidence. Stroud v. State, Ind. App. , 273 N.E. 2d 842 (1971).
The United States Supreme Court has never confronted directly the issue of whether there is any need for expert or other evidence to establish the elements of the Roth-Memoirs test and has in fact dealt with the issue but once and then in a most peripheral fashion.
In Smith v. California, 361 U.S. 147, 80 S. Ct. 215. (1959),
“[Cjommunity standards or the psychological or physiological consequences of questioned literature can as a matter of fact hardly be established except through experts. ...
“There is no external measuring rod for obscenity. Neither ... is its ascertainment a merely subjective reflection of the taste or moral outlook of individual jurors or individual judges. . . . Their interpretation ought not to depend solely on the necessarily limited, hit-or-miss, subjective view of what they are believed to be by the individual juror or judge. It bears repetition that the determination of obscenity is for the juror or judge not on the basis of his personal upbringing or restricted reflection or particular experience of life, but on the basis of ‘contemporary community standards.’ ”
Therefore, with the hope of adding a tangible measure of objectivity to the determination of obscenity vel non, we adopt the rule that at least as to other than hard core pornography, there must be introduced by the prosecution evidence of the challenged material’s prurient appeal and utter lack of redeeming social value as well as its patent offensiveness. Implicit in such proof is the fact that contemporary community standards will have to be established.
In essence our action today does nothing more than meet the demands of due process. The penalties for violating the criminal obscenity law of this state encompass the loss of liberty and/or fine.
“Whoever sells, ... or offers to sell, ... or has in his possession with intent to sell . . . any obscene literature, book, ... or any written or printed matter of an obscene nature, ... is guilty of a felony ....
“ ‘Obscene’ as used in this section, means that which, to the average person applying contemporary community standards, has as its dominant theme, taken as a whole an appeal to prurient interest.”
Detective Holleran testified that as he was perusing several books on a rack marked “Adults Only” he was approached by the clerk, LaLonde, who suggested that if Holleran desired a real dirty book that “Queenie” would be appropriate.
It is interesting to note that somewhat analogous claims were made concerning the value of pornography in similar expert testimony offered by the defendant in United States v. New Orleans Book Mart, Inc., 328 F. Supp. 136 (1971). Despite the concession that under certain circumstances such material might well have therapeutic or beneficial effects, the trial judge felt the value of such testimony was dubious. This conclusion was predicated on the fact that there [as is the ease here] sale was not limited to therapists or educators but was offered to any member of the public at large having the purchase price of the books.
In that ease our Court was called upon to apply the Both-Memoirs test to the book “Candy” which, like the instant publications, was asserted to be obscene.
Roth v. United States, 354 U.S. 476, 489, 77 S. Ct. 1304, 1311 (1957), defined obscenity in the following terms: “[W]hether to the average person, applying contemporary community standards, the dominant theme of the material taken as a whole appeals to a prurient interest [in sex].” “Under this definition, as elaborated in subsequent cases, three elements must coalesce: it must be established that (a) the dominant theme of the material taken as a whole appeals to a prurient interest in sex; (b) the material is patently offensive because it affronts contemporary community standards relating to the description or representation of sexual matters; and (c) the material is utterly without redeeming social value.” Memoirs v. Massachusetts, 383 U.S. 413, 418, 86 S. Ct. 975, 977 (1966).
In the Dell case, it was held, and properly so, that material must meet each of the above mentioned tests before it can be declared legally obscene.
Elaborating on the second prong of the test (“material . . . patently offensive because it affronts contemporary community standards”), Mr. Justice Roberts wrote for the Court: “There are two
“[W]here there is a ruling of obscenity per se, the defense would then be entitled to offer evidence of the national community standard to prove the material or performance is not obscene. Such proof, if established, would be a good defense.” Morris v. United States, supra, at 341. Accord, United States v. Manarite, 448 F. 2d 583 (1971).
In his opinion below, the trial judge candidly stated that there has never been a book held to be legally obscene by the United States Supreme Court. Our research did not uncover a single instance in which a book, other than those containing photographic or other illustrations of explicit sexual activity, was declared to be hard core pornography by lower federal or state courts.
Hartstein v. Missouri, 404 U.S. 988, 92 S. Ct. 581 (1971); Wiener v. California, 404 U.S. 988, 92 S. Ct. 534 (1971) ; Burgin v. South Carolina, 404 U.S. 806, 92 S. Ct. 46 (1971) ; Bloss v. Michigan, 402 U.S. 938, 91 S. Ct. 1615 (1971) ; Childs v. Oregon, 403 U.S. 948, 91 S. Ct. 1248 (1971) ; Hoyt v. Minnesota, 399 U.S. 524, 90 S. Ct. 2241 (1970) ; Walker v. Ohio, 398 U.S. 434 90 S. Ct. 1884 (1970) ; Bloss v. Dykema, 398 U.S. 278, 90 S. Ct. 1727 (1970) ; Cain v. Kentucky, 397 U.S. 319, 90 S. Ct. 1110 (1970) ; Carlos v. New York, 396 U.S. 119, 90 S. Ct. 395 (1969) ; Henry v. Louisiana, 392 U.S. 655, 88 S. Ct. 2274 (1968) ; Felton v. City of Pensacola, 390 U.S. 340, 88 S. Ct. 1098 (1968) ; Rohert-Arthur Management Corp. v. Tennessee, 389 U.S. 578, 88 S. Ct. 691 (1968) ; I. M. Amusement Corp. v. Ohio, 389 U.S. 573, 88 S. Ct. 690 (1968) ; Chance v. California, 389 U.S. 89, 88 S. Ct. 253 (1967) ; Central Magazine Sales, Ltd. v. United States, 389 U.S. 50, 88 S. Ct. 235 (1967) ; Conner v. City of Hammond, 389 U.S. 48, 88 S. Ct. 234 (1967) ; Potomac News Co. v. United States, 389 U.S. 47, 88 S. Ct. 233 (1967) ; Schackman v. California, 388 U.S. 454, 87 S. Ct. 2107 (1967) ; Mazes v. Ohio, 388 U.S. 453, 87 S. Ct. 2105 (1967) ; A Quantity of Copies of Books v. Kansas, 388 U.S. 452, 87 S. Ct. 2104 (1967) ; Books, Inc. v. United States, 388 U.S. 449, 87 S. Ct. 2098 (1967) ; Aday v. United States, 388 U.S. 447, 87 S. Ct. 2095 (1967) ; Avansino v. New York, 388 U.S. 446, 87 S. Ct. 2093 (1967) ; Sheperd v. New York, 388 U.S. 444, 87 S. Ct. 2093 (1967) ; Cobert v. New York, 388 U.S. 443, 87 S. Ct. 2092 (1967) ; Ratner v. California, 388 U.S. 442, 87 S. Ct. 2092 (1967) ; Friedman v. New York, 388 U.S. 441, 87 S. Ct. 2091 (1967) ; Kency v. New York, 388 U.S. 440, 87 S. Ct. 2091 (1967).
“The Way of a Man with a Maid”, “Adam and Eve”, and “Business as Usual”.
In Jacobellis v. State of Ohio, 378 U.S. 184, 84 S. Ct. 1676 (1964), the Supreme Court rejected the suggestion that the determination whether a book or other work of expression “is obscene can be treated as purely a factual judgment on which a jury’s verdict is all but conclusive, or that in any event the decision can be left essentially to state and lower federal courts, with this Court exercising only a limited review such as that needed to determine whether the ruling below is supported by sufficient evidence.” The Court stated, at 378 U.S. 190: “Hence we reaffirm the principle that, in ‘obscenity’ cases as in all others involving rights derived from the First Amendment guarantees of free expression, this Court cannot avoid making an independent constitutional judgment on the facts of the case as to whether the material involved is constitutionally protected.” The duty of this appellate tribunal is an equivalent one.
Groner had been convicted of knowingly using a common carrier in interstate commerce to transport a quantity of obscene books from California to Texas, in violation of Title 18 TJ.S.C.A. §1462.
Support for the proposition can also be found in the law commentaries. See e.g., Monaghan, Obscenity 1966; The Marriage of Obscenity Per Se and Obscenity Per Quod, 76 Xale L. J. 127, 153 (1966) : “To the extent that an obscenity prosecution involves other than ‘hard-core’ pornography, expert testimony on patent offensiveness seems necessary.”
In State v. Amato, 49 Wis. 2d 638, 183 N.W. 2d 29, review denied 40 B.W. 3346 (1/25/72) the Supreme Court of Wisconsin held that no expert evidence was required on the question of whether three magazines, “Heads Up”, “Honey Bun”, and “Tulip Review” were obscene. Since these magazines consisted of a collection of photographs depicting explicit sexual activity [as opposed to textual matter in which the meaning and effect of the whole would be relevant] it may well have been that the court was simply determining that the publications were “hard core” pornography. Cf.
At issue in the Smith case was a Los Angeles city ordinance which imposed strict criminal liability on booksellers who possessed obscene material. Holding the ordinance unconstitutional, the Supreme Court said that a defendant criminally charged with purveying obscene material must be shown to have had some kind of knowledge of the character of such material, although the quality of this knowledge was not defined.
In 1969 the California Legislature attempted to obviate the strict mandate of Giannini through the enactment of Penal Code section 312.1 which provides: “In any prosecution for a violation of the [obscenity or “harmful matter” laws] neither the prosecution nor the defense shall be required to introduce expert witness testimony concerning the obscene or harmful character of the matter which is the subject of any such prosecution. Any evidence which tends to establish contemporary community standards of appeal to prurient interest or of customary limits of candor in the
Government agencies and the American Civil Liberties Union, supported passage, since both considered the burden and expense of producing expert testimony prohibitive.
One commentary called this legislative enactment an exercise in futility, arguing that in obscenity cases, only expert testimony would be relevant, material and competent. See, Hirsch and Ryan, I Know It When I Seize It: Selected Problems in Obscenity, 4 Loyola L. Rev. 9, 15-18 (1971).
The question oí the proper yardstick for measuring obscenity [local verses national community standards] currently awaits decision by the United States Supreme Court, Miller v. California, Unreported, cert. granted, 401 U.S. 992 (1971) (No. 1288) ; argued January 19, 1972 [10 Cr. L. Rptr. 4151, 1/26/72].
We need not embroil ourselves in this debate other than to point out, as was done in Commonwealth v. Dell Publications, Inc., supra, at 202, that the instant case arose out of Allegheny County, one of the nation’s more sophisticated areas.
18 P.S. §4524 provides a term of imprisonment not exceeding two years or a fine not exceeding $2000, or both.
Concurring Opinion
Concurring Opinion by
I concur in the result and much of the majority opinion. I agree with the majority’s conclusion that this case is governed by our decision in Commonwealth v. Dell Pub., Inc., 427 Pa. 189, 233 A. 2d 840 (1967), cert. denied, 390 U.S. 948, 88 S. Ct. 1038 (1968), and that the controlling principles enunciated in Dell require that the judgment of sentence be reversed.
I disagree, however, Avith the dictum in the majority opinion which suggests that there is a different standard of proof applicable to cases involving “hard core pornography” as opposed to “mere obscenity.” The First Amendment simply does not recognize any such distinction. Roth v. United States, 354 U.S. 476, 77 S. Ct. 1304 (1957); Memoirs v. Massachusetts, 383 U.S. 413, 86 S. Ct. 975 (1966). Obviously, this Court is without power to do so.
The majority opinion correctly emphasizes that the challenged work can be declared obscene and constitutionally unprotected only if it fails to meet all three of the elements set forth in Roth v. United States, supra, and amplified by Memoirs v. Massachusetts, supra. See Commonwealth v. Dell Pub., Inc., 427 Pa. 189, 198-209, 233 A. 2d 840, 845-51 (1967). Any work whose “dominant theme . . . taken as a whole appeals to a prurient interest in sex”
Accordingly, in every instance involving allegedly obscene material the burden must be on the Commonwealth, as it is in all criminal cases, to come forth and produce appropriate evidence, see Commonwealth v. Dell Pub., Inc., supra, that the challenged work fails to meet each of the separate elements set forth in Both and Memoirs and is therefore constitutionally obscene. This burden is not satisfied by the mere production of the allegedly obscene materials. The need for expert evidence to establish that the material is constitutionally unprotected under the Both-Memoirs test was specifically recognized by this Court in Duggan v. Guild Theatre, Inc., 436 Pa. 191, 258 A. 2d 858 (1969), where we observed: “The district attorney in his brief admits that he produced no expert testimony on this issue [contemporary standards], yet urges us to find that the movie affronts contemporary standards. This we cannot do. Courts of law are not capable of deciding what contemporary standards are, without the benefit of any evidence whatsoever.” Id. at 201, 258 A. 2d at 863; accord United States v. Klaw, 350 F. 2d 155, 167 (2d Cir. 1965); In Re Giannini, 69 C. 2d 563, 72 Cal. Rptr. 655, 446 P. 2d 535 (1968); House v. Commonwealth, 210 Va. 121, 169 S.E. 2d 572 (1969).
If the challenged work is in fact “hard core pornography”, the Commonwealth should have no difficulty in sustaining its position. With this reservation, I concur in the result.
Memoirs v. Massachusetts, 383 U.S. 413, 418, 86 S. Ct. 975, 977 (1966).
Reference
- Full Case Name
- Commonwealth v. LaLonde Et Al., Appellants
- Cited By
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- Published