Commonwealth v. Cornitcher
Commonwealth v. Cornitcher
Opinion of the Court
Opinion by
Appellant Herbert Cornitcher was convicted, after trial by jury in 1963, of conspiracy, carrying a concealed deadly weapon, aggravated assault and battery, assault and battery with intent to ravish, indecent as
On April 3, 1970, appellant filed a pro se petition for post-conviction relief,
Appellant argues before this Court that the hearing court improperly dismissed his petition on the grounds of waiver, and improperly refused defense counsel’s request to file amendments to appellant’s pro se petition. We agree with appellant. Accordingly, we reverse the order of the Superior Court and vacate the order of the hearing court. The record is remanded to the hearing court with direction to allow counsel’s amendments to appellant’s pro se petition and with direction to hold a hearing on the merits of appellant’s prejudiced-juror claim.
I. The Rejected Amendments
At the start of appellant’s May 29, 1970, PCHA hearing, appellant’s counsel requested permission to make certain amendments to appellant’s pro se petition.
Appellant, in light of Section 7’s mandate that amendments be “freely allowed,” contends that it was
There is absolutely no support in the language of Section 7 for the Commonwealth’s contention. In fact, Rule 150G of the Pennsylvania Rules of Criminal Procedure, adopted to implement the Post Conviction Hearing Act, clearly indicates that additional issues may be raised by amendment. That rule states in relevant part: “When the court grants a post conviction hearing, it shall . . . [h]old a hearing which may extend only to the issues raised in the petition or amended petition. . . .” (Emphasis added.)
Moreover, to ban amendments if they raise additional issues would completely undermine the major purpose of the Post Conviction Hearing Act—to discourage piecemeal litigation of post-conviction claims. A large majority of PCHA petitions are composed either by the prisoner or' by a jail house lawyer. In many instances counsel is not appointed until after the court receives the petition. Frequently, after talking with the prisoner and reviewing the transcript of the trial, counsel realizes that there are additional meritorious issues to be raised. If amendments raising issues not included in prisoners’ pro se petitions were prohibited, we would be unable to presume that petitioner knowingly and understandingly waived those issues. For as we stated in Commonwealth v. Mumford, 430 Pa. 451, 243 A. 2d 440 (1968) : “[Wjaiver may be presumed only where the petitioner had counsel at the time the waiver allegedly occurred.” Id. at 455, 243 A. 2d at 442. See Commonwealth v. Satchell, 430 Pa. 443, 243 A. 2d 381 (1968).
II. The Prejudiced-Juror Claim
There are two conceivable theories upon which the hearing court might have based its determination that appellant waived his right to assert his prejudiced-juror claim.
The PCHA petition that is presently before us represents appellant’s third attempt to secure post-convic
However, at the hearing on the petition that is now before us, appellant testified that before his trial he had an altercation with a man who lived on Cedar Avenue in Philadelphia. After his trial, appellant was told by a fellow prisoner that this man whom appellant had fought had been a juror at appellant’s trial. Appellant had not recognized the juror at the time of his trial since appellant had been intoxicated at the time of the fight.
Appellant thereupon contacted a Mr. Pepp of the Defender Association of Philadelphia. Mr. Pepp forwarded to appellant a list purporting to include the names of all of the jurors at appellant’s trial. This list was offered into evidence at the hearing below. Since the name of the individual who lived on Cedar Avenue, and with whom appellant allegedly had the altercation, did not appear on this list, appellant did not raise the prejudiced-juror claim in his first or second PCHA petition.
However, appellant subsequently requested and obtained a second list of the jurors at his trial from the court clerk. This second list contained a name which had not appeared on the first list. Appellant alleged that the individual who was named in the second list but not in the first list was the man from Cedar Avenue with whom he had fought prior to his trial.
If appellant’s testimony is believed, it is clear that he cannot now be regarded as having waived his preju
However, the Commonwealth, relying on Commonwealth v. Aljoe, 420 Pa. 198, 205-07, 216 A. 2d 50, 54-55 (1966), argues that appellant’s counsel failed to ask questions on voir dire which may have brought to light the alleged prejudice of the juror, and that this failure bars appellant from raising his claim.
In Aljoe we did announce the rule that: “ ‘It is the duty of the parties to ascertain, by proper examination at the time the jury is empaneled, the existence of any reason for objection to the jurors. . . . [T]he failure to do so and to make objection at the proper time operates as a waiver 420 Pa. at 206-07, 216 A. 2d at 55.
However, we further noted in Aljoe: “ . That waiver may be relieved against when the party affected has been intentionally misled or deceived by the juror . . .’. . . .” 420 Pa. at 206, 216 A. 2d at 55.
The flaw in the Commonwealth’s argument is that the record of appellant’s trial does not indicate wheth
At the hearing on appellant’s petition, there was no attempt by either appellant or the Commonwealth to introduce any further evidence as to what transpired at the voir dire. Therefore, the determinative question is who has the burden of proving compliance or noncompliance with the requirements of Aljoe'i
We note initially that the right to an “impartial” jury is not only guaranteed by the Constitution of the Commonwealth of Pennsylvania,
Two cases from the Third Circuit illustrate that the due process guarantee of an impartial jury invalidates criminal trials where even a single juror is discovered to have been partial or prejudiced against the defendant. In United States ex rel. DeVita v. McCorkle,
In determining whether appellant, through the inaction of his counsel,
The federal standards of waiver that control this case are quite explicit. As early as 1938, in Johnson v. Zerbst, 304 U.S. 458, 58 S. Ct. 1019, the United States Supreme Court pointed out that “ ‘courts indulge every reasonable presumption against waiver’ of
The mandate of Carnley v. Cochran is not one with which this Court is unfamiliar. Rather, we have recognized our constitutional obligation to follow it on a multitude of occasions. See, e.g., Commonwealth v. Jones, 447 Pa. 228, 231, 286 A. 2d 892, 893 (1971) and cases cited therein; Commonwealth v. Norman, 447 Pa. 217, 222, 285 A. 2d 523, 526 (1971) ; Commonwealth v. Bower, 442 Pa. 379, 383, 275 A. 2d 109, 111 (1971) ; Commonwealth ex rel. Mullins v. Maroney, 428 Pa. 195, 199, 236 A. 2d 781, 784 (1968) ; Commonwealth ex rel. Edowski v. Maroney, 423 Pa. 229, 236, 223 A. 2d 749, 753 (1966) ; Commonwealth ex rel. Wright v. Cavell, 422 Pa. 253, 258, 220 A. 2d 611, 614 (1966).
Since the burden of proving noncompliance with Aljoe, in cases such as this one where the record is silent, must be placed on the Commonwealth, and since the Commonwealth failed to meet that burden, we must reject the Commonwealth’s argument that appellant,
Accordingly, the order of the Superior Court is reversed and the order of the hearing court is vacated. The record is remanded to the hearing court with direction to allow counsel’s amendments to appellant’s pro se petition and with direction to hold a hearing on the merits of appellant’s prejudiced-juror claim.
Appellant’s petition was filed pursuant to the Post Conviction Hearing Act, Act of January 25, 1966, P. L. (1965) 1580, §§1 et seq., 19 P.S. §§1180-1 et seq. (Supp. 1970) (hereinafter referred to as P.C.H.A.).
There is no record of an order limiting the May 29, 1970, hearing solely to the question of waiver, and the only statement that the hearing judge made in dismissing appellant’s petition was: “In consideration of everything, your Petition is dismissed with the right of appeal within thirty days.” However, our review of the record convinces us that the May 29, 1970, hearing was in fact limited to the question of waiver. The only ground that the Commonwealth asserted in its answer to petitioner’s request for Post Conviction relief was waiver. The Commonwealth claimed: “1. Petitioner’s present petition must be dismissed. A full opinion was written by the Honorable Ethan Allen Doty on petitioner’s last petition. See Opinion of December 17th, 1969. Wheeefobe, the Commonwealth hereby requests that this petition be summarily dismissed.” Commonwealth’s Answer to Petition for Post Conviction Relief (April 9, 1970). Moreover, at the May 29 hearing the,assistant district attorney framed the issue presented as follows: “Now, we have a third Petition. He waived the filing of those grounds. The only question that he could properly raise here would be if there are any extraordinary circumstances involved.”
Judges Hoffman, Spaulding, and Cercone indicated that they “would remand for an amended POHA petition.”
We agree with appellant that the notes of testimony of the May 29, 1970, hearing are obviously inaccurate in a number of respects, and perhaps even incomplete, thus compounding the difficulty of this Court’s review of appellant’s claims.
Since the hearing judge rejected petitioner’s counsel’s request to amend petitioner’s pro se petition apparently without any knowledge of what claims would have been introduced by way of amendment, it is actually unnecessary for us to consider the merits of the claims which petitioner, on appeal, indicated that he would have introduced by way of amendment. However, in light of the assertion in the Chief Justice’s dissenting opinion that petitioner’s claim under Bruton v. United Slates has been “finally litigated” within the meaning of the Post Conviction Hearing Act, PCHA
The petition that is now before us represents petitioner’s third attempt to obtain relief under the Post Conviction Hearing Act. In his first petition, petitioner claimed that a co-defendant’s confession had been unlawfully introduced against him at his trial. This petition was denied on April 3, 1967, after a hearing in the Philadelphia Common Pleas Court at which petitioner was represented by counsel. An appeal was taken from this decision to the Superior Court which affirmed the hearing court’s denial on October 27, 1967. Commonwealth v. Cornitcher, 211 Pa. Superior Ct. 710, 234 A. 2d 223 (1967). On January 3, 1968, this Court denied allocatur as of No. 470-A Miscellaneous Docket No. 15.
On May 20, 1968, the United States Supreme Court in Bruton v. United States, 391 U.S. 123, 88 S. Ct. 1620, overruled its previous decision in Delli Paoli v. United States, 352 U.S. 232, 77 S. Ct. 294 (1957), and held that admission of the confession of a non-testifying co-defendant implicating the defendant violates the Confrontation Clause of the Sixth Amendment. On June 10, 1968, in Roberts v. Russell, 392 U.S. 293, 88 S. Ct. 1921, the Supreme Court expressly held that Bruton was applicable to the states and is to be applied retroactively.
On November 20, 1968, appellant filed his second PCHA petition. This petition was dismissed by the common pleas court with the following holding: “Since all issues raised by defendant in this present petition have been finally litigated and moreover raised and disposed of in prior post conviction proceedings, it is clear that defendant's present petition must be dismissed without a hearing.’’ A review of the record clearly establishes that no counsel was appointed to assist petitioner with his second PCHA petition. There is absolutely no indication in the record that counsel was appointed to assist petitioner in this proceeding. Moreover, the Post Conviction Hearing Act only requires that counsel be appointed when the trial court concludes that a hearing is required on the petition, PCHA §12, as amended, 19 P.S. §1180-12 (Supp. 1971), and here no hearing was. held.
Petitioner’s Bruton claim cannot be regarded as finally litigated by virtue of his first PCHA petition, for that petition was dismissed by the hearing court, and the hearing court’s dismissal was affirmed by the Superior Court before Bruton was decided. As we noted in Commonwealth v. Gates, 429 Pa. 453, 457, 240 A. 2d 815, 817 (1968), an issue will not be regarded as finally litigated if there have been “retroactive changes in the applicable law.” The
Nor can petitioner’s claim be regarded as finally litigated by virtue of his second PCHA petition, even though that petition was filed subsequent to Bruton. In the first place, in order for an issue to be regarded as finally litigated in a certain proceeding, the Post Conviction Hearing Act requires that there be a “ruling on the merits of the issue” in that proceeding. PCHA §4(a), 19 P.S. §1180-4(a) (Supp. 1971). Here, where no hearing was held and where the trial judge, rather than reaching the merits of petitioner’s claims, ruled only that all of petitioner’s claims had been “finally litigated,” there was certainly no “ruling on the merits” of petitioner’s Bruton claim.
In the second place, petitioner’s Bruton claim cannot be regarded as finally litigated by virtue of his second PCHA petition because no counsel ioas appointed to assist petitioner with that petition. We have expressly held: “Where a PCHA petitioner is not represented by counsel an adverse decision on his petition is not a final litigation of the issues there presented within the meaning of Sec. 4 of the Post Conviction Hearing Act. Commonwealth v. Seymour, 436 Pa. 159, 161, 259 A. 2d 676 (1969) : Commonwealth v. Johnson, 212 Pa. Superior Ct. 158, 162, 239 A. 2d 867 (1968).” Commonwealth v. Haywood, 441 Pa. 177, 178-79, 272 A. 2d 727 (1971).
Act of January 25, 1966, P. U. (1965) 1580, §7, 19 P.S. §1180-7 (Supp. 1970).
Unfortunately, the hearing court did not write an opinion in support of its order dismissing appellant’s petition. However, appellant apparently did not serve upon the hearing court any notice of his appeal as required by the Rules of the Supreme Court of Pennsylvania, Rule 63.
Mr. Dwyer was trial counsel for appellant, and Mr. Stevens was counsel for two co-defendants: “The Court: Mr. Dwyer, in your absence and while awaiting your appearance yesterday afternoon, and also in view of the fact that this case was listed, we called a jury. The jury is there for your inspection. In the interest of your client, if you desire to have a new jury called, we will do it. Otherwise, you can do whatever you wish or make any challenges so that we can get the matter underway. Stenographer’s Note (Juror No. 64, Walter J. Trojak was challenged by Mr. Stevens, counsel for the defense, and Juror No. 47, Nello Paglieri was substituted for him.) Mr. Stevens : If Your Honor please, the jury is now satisfactory. Me. Dwyer: The jury is satisfactory to me.”
Article I, Section 9, of the Constitution of the Commonwealth of Pennsylvania states in part: “In all criminal prosecutions the accused hath a right to ... a speedy pubUc trial by an impartial jury. ...”
Moreover, it has long been the law of Pennsylvania that if a juror on his voir dire has misled the defendant and was in actuality prejudiced against the defendant, relief will be given by
The Sixth Amendment to the Constitution of the United States guarantees that: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury.
In addition to the holding in Irvin v. Dowd, which appears in the text, see Witherspoon v. Illinois, 391 U.S. 510, 518, 88 S. Ct. 1770, 1775 (1968) ; Turner v. Louisiana, 379 U.S. 466, 470-72, 85 S. Ct. 546, 548-49 (1965) ; cf. Duncan v. Louisiana, 391 U.S. 145, 88 S. Ct. 1444 (1968).
248 F. 2d 1 (3d Cir.), cert. denied, 355 U.S. 873, 78 S. Ct. 121, rehearing denied, 355 U.S. 908, 78 S. Ct. 329 (1957).
287 P. 2d 792 (3d Cir.), cert. denied, 366 U.S. 944, 81 S. Ct. 1672 (1961), cert. denied, 370 U.S. 960, 82 S. Ct. 1616 (1962). This
Our disposition of appellant’s prejudiced-juror claim makes it unnecessary for us to consider appellant’s argument that a failure by defense counsel to ask any questions on voir dire constitutes ineffective assistance of counsel.
See Commonwealth ex rel. Edowski v. Maroney, 423 Pa. 229, 236, 223 A. 2d 749, 753 (1966) ; United States ex rel. Linde v. Brierley, 437 F. 2d 324, 326 (3d Cir. 1970).
Concurring in Part
Concurring and Dissenting Opinion by
I concur in that part of the Court’s opimon which directs that the case be remanded to the hearing court to allow amendment of appellant’s pro se PCHA petition. As I read the record of the post-conviction hearing held on May 29, 1970, however, the hearing judge considered and rejected on the merits appellant’s prejudiced-juror claim. Thus I disagree with that portion of the Court’s mandate which orders a hearing to be held on that issue.
Dissenting Opinion
Dissenting Opinion by
For a variety of reasons, I believe the PCHA judge properly refused appellant’s amendments and that a further evidentiary hearing on the prejudiced-juror claim is unnecessary. While repeated requests for post-conviction relief do not, standing alone, have any legal significance, it should be noted that appellant is no stranger to the judicial process. United States ex rel. Cornitcher v. Rundle, 315 F. Supp. 1300 (E.D. Pa. 1970); United States ex rel. Cornitcher v. Rundle, 285 F. Supp. 625 (E.D. Pa. 1968), aff'd, 406 F. 2d 773 (3d Cir. 1969); United States ex rel. Cornitcher v. Myers, 253 F. Supp. 763 (E.D. Pa. 1966); Com. v. Cornitcher, 211 Pa. Superior Ct. 710, 234 A. 2d 223 (1967); Com. ex rel. Cornitcher v. Myers, 206 Pa. Superior Ct. 725,
I. The Prejudiced-Juror Claim
It would appear to me that this claim is not cognizable under the Post Conviction Hearing Act. The appellant in Com. v. Newsome, 444 Pa. 586, 281 A. 2d 904 (1971), had knowingly and intelligently waived his right to a direct appeal, Com. ex rel. Newsome v. Myers, 428 Pa. 141, 236 A. 2d 763 (1968), and sought post-conviction relief by alleging, inter alia, that he was convicted by a prejudiced jury. Speaking for a unanimous Court, Mr. Justice Eagen stated: “These complaints are not cognizable in a collateral attack on the conviction and judgment. They pertain to trial error which may be challenged only in a direct appeal.” 444 Pa. at 588, 281 A. 2d at 905. Although there is no prior opinion by this Court dealing with appellant’s failure to prosecute a direct appeal, this argument was previously presented by appellant in a counselled PCHA petition and rejected by the Philadelphia Court of Common Pleas and appellant never appealed that denial. Thus, it appears to me that appellant’s position is identical to Newsome’s and the results in these cases should be identical.
A second, and perhaps more fatal, defect in the majority opinion is the assumption that the PCHA judge denied relief on the prejudiced-juror claim due to either a Section 4 waiver or appellant’s failure to ask ques
If the PCHA judge relied on a Section 4 waiver, the hearing afforded appellant was unnecessary since we have held that a PCHA hearing is not required when the issues raised in the petition have been waived under Section 4 of the Act. E.g., Com. v. Williams, 437 Pa. 526, 263 A. 2d 127 (1970). The mere fact that a hearing was conducted, indeed ordered by the Administrative Judge of the Trial Division of the Philadelphia Court of Common Pleas, leads me to the inescapable conclusion that the decision of the PCHA judge was not bottomed on a Section 4 waiver. Nor do I believe that relief was denied due to a failure to question the jurors on voir dire. Nowhere in the transcript of the PCHA hearing is there any mention of the fact that defense counsel failed to adequately question the jurors on voir dire. Since this point was never discussed at the hearing, I do not believe the PCHA judge relied on this “waiver” theory.
In support of my position that the PCHA judge ruled on the merits of the prejudiced-juror claim, it should be noted that the PCHA judge, after hearing argument concerning a Section 4 waiver, stated, “[l]et us go on and see what he has to say.” Moreover, the PCHA judge made no decision on appellant’s petition until after appellant completed his testimony. Lastly, two interruptions of appellant’s testimony by the PCHA
II. The Eejected Amendments
Although I recognize the general principle that amendments should be freely allowed, I do not believe that we should permit amendments raising claims that have been finally litigated or are patently frivolous.
Turning first to the claim under Bruton v. United States, 391 U.S. 123 (1968), it should be noted that this claim was raised in appellant’s first petition and rejected by the Philadelphia Court of Common Pleas; the decision of the Common Pleas Court was subsequently affirmed by the Superior Court, 211 Pa. Superior Ct. 710, 234 A. 2d 223 (1967).
Since appellant was represented by counsel in his first petition, that issue would be finally litigated, Com. v. Wilson, 444 Pa. 433, 283 A. 2d 78 (1971), except for the fact that the dismissal of the first petition predates Bruton which is fully retroactive, Roberts v. Russell, 392 U.S. 293 (1968), and we have held the “finally litigated” concept to be inapplicable when dealing with retroactive rulings. Com. v. Gates, 429 Pa. 453, 240 A. 2d 815 (1968). However, contrary to footnote five of the majority opinion, I believe the Bruton claim is finally litigated due to the presence of this argument in appellant’s second PCHA petition. The majority’s initial contention-—a dismissal of this third petition as finally litigated is improper since the second petition was not denied on the merits—ignores the fact that appellant could have appealed the denial of the second petition. See, Com. v. Black, 433 Pa. 150, 249 A. 2d 561 (1969). Acceptance of the majority’s argument
In a similar manner, I do not believe a “tacit admission” amendment should be allowed. Notwithstanding our prohibition of tacit admissions in Com. v. Dravecz, 424 Pa. 582, 227 A. 2d 904 (1967), we have indicated that the rationale of Bravees is inapplicable to cases where the judgment of sentence was finalized before Miranda v. Arizona, 384 U.S. 436 (1966). E.g., Com. v. Little, 432 Pa. 256, 248 A. 2d 32 (1968). Since this is a collateral attack on a 1963 conviction and not a direct appeal, this claim is patently frivolous. I am of the opinion that an amendment under these circumstances should not be granted.
In several instances, the petitions and opinions do not note the presence of counsel but I can ascertain the presence of counsel due to motions and stipulations.
Reference
- Full Case Name
- Commonwealth v. Cornitcher, Appellant
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