Commonwealth v. Simione
Commonwealth v. Simione
Opinion of the Court
Opinion by
Appellant Frank P. Simione was convicted, after trial by jury in the Lancaster County Common Pleas Court, for violation of Section 4(q) of The Drug, De
The facts of this case are well-summarized in the dissenting opinion in the Superior Court. “At the trial the Commonwealth presented evidence to the effect that one Paul Guy had persuaded appellant to arrange the sale of a quantity of hashish through a third party, James Heisey. Guy testified that the alleged transaction took place in the kitchen of his apartment and that he, appellant, and Heisey Avere all present. Guy stated that he gave a twenty-dollar bill to the appellant who then handed the money to Heisey. Heisey accepted tlie money and gave the gram of hashish and five dollars in change to appellant Avho in turn gave the hashish and change to Guy. Guy readily admitted that he had sought out appellant for the sole purpose of making such a purchase and that he was in fact employed as an undercover agent of the Pennsylvania State Police.”
However, appellant moved for and obtained a bill of particulars.
The Commonwealth’s description of the bill of particulars and the judge’s charge is thoroughly substantiated by the record in this case. The bill of particulars, after setting forth that defendant was charged with a violation of Section 4(q) of The Drug, Device and Cosmetic Act, and quoting the words of that section, went on to specify: “The facts upon which this prosecution are [sic] based are that Frank Peter Simione sold one gram of hashish, a compound or derivative of marihuana, a narcotic drug, to Paul L. Guy. The offense occurred on November 25, 1968 at 324 Front Street, Marietta, Lancaster County, Pennsylvania. The parties involved in the crime were Frank Peter Simione, who sold the hashish to Paul L. Guy, and James Martin Heisey, who participated in the sale.” (Emphasis added.) Furthermore, the trial judge in his charge to
The function of a bill of particulars is to enable the accused to prepare for trial and to prevent surprise.
In Commonwealth v. Harvard, 356 Mass. 452, 253 N.E. 2d 346 (1969), the Supreme Court of Massachusetts was recently faced with a case whose facts were virtually identical with those of the case before us. In Harvard an undercover agent named Martin had persuaded the defendant to obtain some marihuana for him. The defendant introduced the agent to a third individual named Zacharo. The transfer of marihuana took place with the defendant standing between the agent’s car and Zacharo’s car. “[Defendant persuaded Zacharo to sell marihuana to Martin. Zacharo thereupon handed a plastic bag of marihuana to the defendant who passed it to Martin in Martin’s car. Martin then gave $15 to the defendant who passed it to Zacharo. There was no evidence that the defendant received any of the proceeds of the sale.” Id. at 454, 253 N.E. 2d at 347.
On these facts the Massachusetts Supreme Court concluded that the evidence was insufficient to warrant a conviction on an indictment charging a “sale” of marihuana. That court reasoned: “The record shows that the defendant facilitated an illegal sale by introducing a willing buyer and seller and by aiding in the physical transfer of drug and money. There is nothing to show that the defendant had any financial interest in the transaction, or was employed by the seller to promote sales.” Id. at 456, 253 N.E. 2d at 348.
We agree with those jurisdictions which have held that one who acts solely as the agent of the buyer cannot be convicted of a “sale” of an unlawful drug. Though Pennsylvania’s Drug, Device and Cosmetic Act sets forth no definition of the term “sale”, it should be noted that our Legislature has singled out the “sale”
Accordingly the judgment of sentence is reversed and the defendant is discharged.
Act of September 26, 1961, P. L. 1664, §4(q), 35 P.S. §780-4(q).
Because we sustain appellant’s claim that the evidence was insufficient to support his conviction we need not reach his additional claims that the trial court erred in refusing to charge the jury on entrapment and that the trial court erroneously restricted his attempts to impeach the Commonwealth’s principal witness.
Commonwealth v. Simione, 218 Pa. Superior Ct. 80, 81, 274 A. 2d 541 (1970).
Section 4(q) of The Drug, Device and Cosmetic Act prohibits the “possession, control, dealing in, dispensing, selling, delivery, distribution, prescription, trafficking in, or giving of, any dangerous or narcotic drug.” Act of September 26, 1961, P. L. 1664, §4(q), 35 P.S. §780-4(q).
See Pa. R. Crim. P. 221.
Brief for Commonwealth at 1.
Williams v. Commonwealth, 91 Pa. 493, 502 (1880) ; see United States v. Murray, 297 F. 2d 832, 819 (2d Cir.), cert. denied, 869 U.S. 828, 82 S. Ct. 845 (1962) ; IV Wharton’s Criminal Law and Procedure §1865 (Anderson ed. 1957).
Williams v. Commonwealth, 91 Pa. 493, 502 (1880) ; Commonwealth v. Hershman, 171 Pa. Superior Ct. 134, 139, 90 A. 2d 33.4, 317, aff’d 374 Pa. 311, 97 A. 2d 777 (1952) ; see United States v. Haskins, 345 F. 2d 111, 114 (6th Cir. 1965) ; United States v. Murray, 297 F. 2d 812, 839 (2d Cir.), cert. denied, 369 U.S. 828, 82 S. Ct. 845 (1962) ; United States v. Neff, 212 F. 2d 297, 309 (3rd Cir. 1954) ; I Henry, Criminal Procedure in Pennsylvania §362 (3rd ed. 1937) ; IV AVharton’s Criminal Law and Procedure, §1871 (Anderson ed. 1957).
Act of September 26, 1961, P. L. 1664, §4(q), 35 P.S. §780-4(q).
See Commonwealth v. Young, 446 Pa. 122, 285 A. 2d 499 (1972) ; Johnson Appeal, 445 Pa. 270, 284 A. 2d 780 (1971).
Act of September 26, 1961, P. L. 1664, §20(4), 35 P.S. §780-20 (d).
Act of September 26, 1961, P. L. 1664, §20(c), 35 P.S. §780-20 (c). However, in the ease of a conviction for violation of the provisions of The Drug Act “relating to the possession or sale of narcotics, the court shall have power to suspend the imposition or execution of sentence and grant probation or parole only if the violation was a first offense.” Act of September 26, 1961, P. L. 1664, §20(e), 35 P.S. §20(e).
Black’s Law Dictionary (4th ed. 1951) defines “sale” in a fashion quite similar to Webster: “A contract between two parties called, respectively, the ‘seller’ (or vendor) and the ‘buyer’, (or purchaser), by which the former, in consideration of the payment or promise of payment of a certain price in money, transfers to the latter the title and the possession of property.”
Act of May 28, 1937, P. L. 1019, Art. III, §33, 46 P.S. §533.
Dissenting Opinion
Dissenting Opinion by
While I agree with that portion of the majority opinion which holds that appellant cannot be convicted as a seller, I cannot agree with the majority’s decision to limit their review to “whether the evidence was sufficient to establish that appellant ‘sold’ a prohibited drug.”
Appellant was indicted, tried and convicted by a jury for violation of Section 4(q) of The Drug, Device and Cosmetic Act, Act of September 26, 1961, P. L. 1664, §4(q), 35 P.S. §780-4(q). It should be noted that the language of the indictment returned by the grand jury was virtually identical to the language of the statute and alleged that appellant “did possess, deal in, dispense, sell, deliver, distribute or traffic in a narcotic drug; to wit: Hashish.” Even if the appellant did not “sell” the hashish, his activity constituted some, if not all, of the other acts charged, and this fact distinguishes the cases cited by the majority where the accused was indicted solely as a seller. However, the majority opinion sees fit to solely discuss appellant’s conviction as a seller due to a concession contained in the Commonwealth’s brief and the bill of particulars.
Turning to the Commonwealth’s “concession”, we have held in the past that “concessions” made by the Commonwealth in its brief are not dispositive. Com. v. Armao, 446 Pa. 325, 330 n.6, 286 A. 2d 626, 628 n.6 (1972); Demczuk Estate, 444 Pa. 212, 216, 282 A. 2d 700, 705 (1971). Secondly, the Commonwealth’s “concession” was, in reality, an answer to a contention advanced by the appellant only in the court below that the indictment violated Pa. E. Crim. P. 219. I do not believe that the Commonwealth’s unnecessary answer
Appellant’s application for a bill of particulars requested, “the specific offense or offenses of those for which he has been indicted which he will be required to defend. . . .” In answer thereto, the Commonwealth stated: “[t]he defendant is charged with violation of Section 4(q) of The Drug, Device and Cosmetic Act, 35 P.S. 780-1 through 780-31. Section 4(q), 35 P.S. 780-4(q) prohibits the following acts: The possession, control, dealing in, dispensing, selling, delivery, prescription, trafficking in, or giving of, any dangerous or narcotic drug. . . .” Similarly, the second paragraph of the trial judge’s charge recites Section 4(q). It appears to me that the specific use of the words “sale” or “sold” in other portions of the bill of particulars and the charge was merely an abbreviation, and not a limitation, of the indictment.
Thus, I am of the opinion that this Court should also review the evidence to determine whether appellant “did possess, dear in, dispense . . . deliver, distribute or traffic in a narcotic drug; to wit: Hashish”. Since appellant’s sole defense was a complete denial of any participation, the verdict of guilty delivered by the jury indicates a total rejection of appellant’s flat denial and a complete acceptance of the Commonwealth’s
T dissent.
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