Commonwealth v. DeSimone
Commonwealth v. DeSimone
Opinion of the Court
Opinion by
We must here decide whether the principles recently enunciated in Commonwealth v. Anderson, 441 Pa. 483, 272 A. 2d 877 (1971), should apply to trials which took place prior to our decision in that case. In our view, Anderson must be so applied, and we accordingly grant appellant a new trial.
On September 5, 1940, appellant John DeSimone was convicted by a jury of armed robbery and related offenses. He was sentenced to 73/2 to 20 years imprisonment. No direct appeal was taken at that time.
In 1967 appellant filed the Post Conviction Hearing Act
Appellant presses three issues before our Court: ineffective assistance of counsel, denial of his appeal rights, and the absence of counsel during sentencing. We express no opinion as to the merits of his argument on these issues, for a new trial is necessary due to the total absence of any meaningful record of appellant’s original trial.
Just one year ago this Court decided Commonwealth v. Anderson, supra. In that case, we held, after an exhaustive survey of the relevant authorities: “The common thread running through the surveyed United States Supreme, Federal and State Courts’ decisions which have dealt with the problem is that, while a transcript per se is not an absolute due process necessity, there must be at least an equivalent ‘picture’ of what tran
The proceedings at Anderson’s trial had not been transcribed because his counsel did not request that a record be made,
Appellant DeSimone’s claim is virtually identical to that of Anderson. No record was made of the proceedings at his trial since his attorney did not request that a record be made
In light of the United States Supreme Court’s decision in Smith v. Crouse, 378 U.S. 584, 84 S. Ct. 1929
Becently, in Mayer v. City of Chicago, 404 U.S. 189, 92 S. Ct. 410 (1971), the Supreme Court extended to non-felony cases the obligation of states to provide indigent appellants a free transcript or other “record of sufficient completeness”. Id. at 194, 92 S. Ct. at 414. There the Court recognized that such a record is necessary to afford a defendant “proper consideration of Ms claims” and “adequate and effective appellate revieiv”. Id. at 194, 92 S. Ct. at 414. Simple logic and justice require that once a defendant is guaranteed a right of appeal under Douglas, he must be provided Avith a “transcript or other equivalent ‘picture’ of Avhat transpired below” in order to have a “meaningful appeal”. It is just as constitutionally impermissible to deny a
We do not believe that Norvell v. Illinois, 373 U.S. 420, 83 S. Ct. 1366 (1963), requires a different result. In fact, Norvell actually calls for the retroactive application of Anderson. It is important to note the United States Supreme Court’s proviso in Norvell that: “If it appeared that the lawyer who represented petitioner at the trial refused to represent him on the appeal and the petitioner’s indigency prevented him from retaining another, we would have a different case. Cf. Douglas v. California, 372 U.S. 353.” Id. at 422-23, 83 S. Ct. at 1368 (emphasis added).
Like the defendant in Anderson, appellant has been deprived of his Douglas rights.
It should be noted here that appellant DeSimone has obviously been deprived of his right to free counsel on appeal, guaranteed by Douglas v. California, 372 U.S. 353, 83 S. Ct. 814 (1963), a decision which the United States Supreme Court has held to be fully retroactive. Smith v. Crouse, 378 U.S. 584, 84 S. Ct. 1929 (1964). At appellant’s trial in 1940 he was represented by court-appointed counsel, a clear indication of his indigency at the time. There is nothing in the record to indicate that appellant was offered and declined court-appointed counsel to assist him in taking an appeal. In fact, one would not expect to discover such an offer more than twenty years before Douglas was decided.
Act of January 25, 1966, P. D. (1965) 1580, 19 P.S. §§1180-1 et seq.
Appellant filed several unsuccessful habeas corpus petitions. See, e.g., Commonwealth ex rel. DeSimone v. Cavell, 185 Pa. Superior Ct. 131, 138 A. 2d 688, cert. denied, 358 U.S. 843, 79 S. Ct. 67 (1958) ; Commonwealth ex rel. DeSimone v. Maroney, 179 Pa. Superior Ct. 300, 116 A. 2d 747 (1955), cert. denied, 350 U.S. 976, 76 S. Ct. 452 (1956). However, under our decision in Commonwealth v. Cannon, 442 Pa. 339, 275 A. 2d 293 (1971), failure to raise an issue in a habeas corpus proceeding instituted prior to the effective date of the Post Conviction Hearing Act does not preclude a
Appellant also filed several pro se petitions pursuant to the Post Conviction Hearing Act, all of which were dismissed without a hearing except the petition now before us. See Commonwealth v. Mumford, 430 Pa. 451, 243 A. 2d 440 (1968).
See Act of May 1, 1907, P. L. 135, §2, as amended, 17 P.S. §1802.
In Anderson, supra, we refused to regard counsel’s failure to request that the trial be recorded as a waiver of the defendant’s right to a “transcript or other equivalent ‘picture’ of what transpired below.” We must do the same here. To conclude otherwise would be to hold that this defendant waived his right to a meaningful appeal before the Commonwealth offered a scintilla of evidence. Such a waiver would in reality be an announcement that error can be committed without the possibility of correction on appellate review.
The United States Supreme Court has clearly indicated which is the most important of the three criteria for determining the retroactivity of constitutional rights of criminal defendants: “Foremost among these factors is the purpose to be served by the new constitutional rule.” Desist v. United States, 394 U.S. 244, 249, 89 S. Ct. 1030, 1033 (1969).
It should also be noted that the Constitution of this Commonwealth, Art. V, §9, now guarantees a defendant’s right to appeal.
See footnote 1, supra.
See Act of January 25, 1966, P. L. 1580 (1965), §4(b)(l), 19 P.S. §1180-4(b) (1).
Dissenting Opinion
Dissenting Opinion by
Although I was able to concur in the result in Com. v. Anderson, 441 Pa. 483, 272 A. 2d 877 (1971), I am unwilling to grant retroactive application to that opinion.' It is my view that the majority ignores the practical effect of its decision.
The decision to grant retrospective effect to new constitutional rules is a function of three variables: “(a) the purpose to be served by the new standards, (b) the extent of reliance by law enforcement authorities on the old standards, and (c) the effect on the administration of justice of a retroactive application of the new standards.” Stovall v. Denno, 388 U.S. 293, 297 (1967). Despite the fact that, “[fjoremost among these factors is the purpose to be served by the new constitutional rule [footnote omitted],” Desist v. United States, 394 U.S. 244, 249 (1969), it is my position that the majority opinion under-estimates the weight of the second and third factors in the equation. Until the date of our opinion in Anderson the bench and bar of this Commonwealth were under no affirmative duty to ensuré stenographic reporting of criminal trials.
Indeed, prior to Anderson, the Superior Court had ruled on at least seven occasions that, in the absence of any request from the defendant, the failure to have notes of testimony taken at the trial does not constitute a denial of due process. Com. ex rel. Jones v. Rundle, 204 Pa. Superior Ct. 316, 204 A. 2d 487 (1964) ; Com. ex rel. Clawson v. Maroney, 201 Pa. Superior Ct.
The only analogous decision in this area by the United States Supreme Court, Norvell v. Illinois, 373 U.S. 420 (1963), reflects my position that the majority opinion ignores the realities of the situation. In Norvell, the court reporter died before his shorthand notes taken fifteen years earlier could be transcribed; the failure to transcribe these notes immediately after trial was principally due to the accused’s indigency. The Supreme Court concluded that no equal protection violation occurred. Although this Court distinguished Morrell on its facts in Anderson, Morrell did note that practical accommodations must be made in this type of situation. It is no coincidence that Justice Douglas, speaking for the majority, quoted Metropolis Theatre Co. v. Chicago, 228 U.S. 61, 69-70 (1913) : “The problems of government are practical ones and may justify, if they do not require, rough accommodations—illogical, it may be and unscientific. . . . What is best is not always discernible; the wisdom of any choice may be disputed or condemned.” Such practical considerations underline our decisions in Com. ex rel. Goldsmith v. Myers, 430 Pa. 385, 243 A. 2d 429 (1968), and Com. v.
'Moreover, granting retrospective effect to Anderson places our Court in an anomalous position vis-a-vis guilty pleas. After careful deliberation and reargument, we ruled in Com. v. McBride, 440 Pa. 81, 269 A. 2d 737 (1970), that a defendant who enters a guilty plea in a “silent record” case tried before Com. ex rel. West v. Rundle, 428 Pa. 102, 237 A. 2d 196 (1968), must bear the burden of proving that his plea was not knowingly and voluntarily entered. In light of the fact that a guilty plea has the same effect as a jury’s verdict, any distinction between “silent record” guilty pleas and non-existent, full-scale trial records is unwarranted ; and yet such a distinction is implicit in the majority opinion. An appellate court can no more determine the voluntariness of a guilty plea where the record is silent than it can review a conviction for trial errors where no record was made. Indeed, appellant was indicted along with two others who pled guilty to the same offenses. If the others were to now seek post-conviction relief, any court in this Commonwealth would be justified in placing on them the burden of proving the involuntariness of their guilty pleas under McBride whereas appellant is awarded a new trial.
I dissent.
Reference
- Full Case Name
- Commonwealth v. DeSimone, Appellant
- Cited By
- 48 cases
- Status
- Published