Akron Borough v. Pennsylvania Public Utility Commission
Akron Borough v. Pennsylvania Public Utility Commission
Opinion of the Court
Opinion by
The Pennsylvania Public Utility Commission [hereinafter the “P.U.C.” or “the Commission”] here appeals a decision of the Commonwealth Court entered August 5, 1971
The background of this litigation is protracted and requires some explanation. In January of 1958 the appellee Borough of Akron filed an application with the Commission in which it sought a certificate of public convenience authorizing it to furnish water service to the public within a designated portion of West Earl Township, Lancaster County, an area adjacent to but outside of the corporate limits of Akron. The Commis
The Borough, nine days before that scheduled hearing date, filed an action in equity in the Court of Common Pleas of Dauphin County, Commonwealth Docket, in which it sought to enjoin the Commission from proceeding to hold the scheduled hearing. A preliminary objection to the jurisdiction of the Dauphin County Court filed by the Commission was denied, and that interlocutory order was affirmed by this Court on an appeal taken by the Commission. Akron Borough v. Pennsylvania Public Utility Commission, 441 Pa. 9, 270 A. 2d 393 (1970).
I.
We begin by noting that the earlier decision by this Court, supra, dealt only with the question of whether the Dauphin County Court (now the Commonwealth Court) had power to entertain an action brought by the Borough of Akron in which the Borough sought to prevent the very occurrence of an administrative proceeding. Finding the existence of such power in a section of the Public Utility Lav/,
We deal on this appeal not with the subject of judicial review of administrative action but rather with the subject of judicial prevention of the very occurrence of such action. This latter object was achieved at common law by issuance of the extraordinary prerogative writ of prohibition from the high courts of Westminster (King’s Bench, Exchequer, and Common Pleas). This Court, which by statute possesses all the powers of the Court of King’s Bench,
“The purpose of prohibition is to shut off the necessity of going through a hearing, a trial, before a tribunal that has no power to deal with the subject matter at all. Prohibition is not appropriately used to forestall a merely erroneous exercise of jurisdiction. On the other hand, it exactly fills the bill if the tribunal can in no circumstances whatsoever act validly as to the subject matter involved in the hearings it proposes to conduct.
“The point can be made clear by an admittedly extreme example. It is as though a justice of the peace, empowered to hear only petty cases such as those involving traffic law violations, were to summon parties before him in order to decide whether a divorce decree should be granted. In such an instance the defendant would: not have to suffer as patiently as possible through a hearing before a powerless tribunal and then seek to set aside its empty judgment; instead, he could stop the nonsense at the outset by obtaining a writ of prohibition.” Gellhorn & Byse, Administrative Law 138 (1970).
The question, of power in the Commission to order an unwilling municipality to provide water service beyond. its certificated extraterritorial service area is of first impression and is difficult; certainly this assertion of power by the Commission cannot be labeled clearly erroneous.
There is no doubt, therefore, that had the appellee Borough attempted to prevent the Commission from proceeding by petitioning this Court for a writ of prohibition, we would deny the writ on the strength of cases such as Carpentertoion, supra. The question, therefore, becomes one of determining whether1 there is any reason to say that the Commonwealth Court, acting under 66 P.S. §1441, should do otherwise.
III.
It is clear that the courts of common pleas of this Commonwealth as a general proposition lack the power to prohibit inferior tribunals from proceeding. See, e.g., Carbon County v. Leibensperger, 439 Pa. 138, 266 A. 2d 632 (1970); Pa. Labor Relations Board v. Butz, 411 Pa. 360, 192 A. 2d 707 (1963). At the time of enactment of the Public Utility Law of 1937, it was therefore necessary specifically to empower the Dauph
Although Mahlon Zimmerman filed his complaint with the Commission in 1967, as of this date there has been no determination of what would be required in furnishing his tract with the Borough of Akron’s water. We do not know the relevant facts; for example, how far his land lies from existing conduits and reservoirs; whether additional pumping stations would be required; whether additional storage facilities would be constructed; what portion of these costs would be borne by Zimmerman. The Borough both below and in this Court argues that it would be an unconstitutional taking of property without due process of law for the Commission to possess the jurisdiction here asserted. The line between constitutional regulation and unconstitutional taking is almost never discernible in the absence of a concrete factual situation. That this case should reach the highest appellate court of this State six years after its commencement without resolution of such factual issues is itself strong argument against ignoring the traditional and discretionary limitations on the use of a remedy in the nature of prohibition. We hold that in view of the adequacy of the Borough’s remedy by appeal during which the question of jurisdic
The decree of the Commonwealth Court is reversed and the matter is remanded with direction to dismiss appellee’s complaint in equity.
It is so ordered. Costs to be equally divided by the parties.
Akron v. Pennsylvania Public Utility Commission, 2 Pa. Commonwealth Ct. 625 (1971). Judge Kkamee wrote for the court, and Judge Mandebino, now a member of this Court, filed a dissenting opinion.
Mr. Justice Cohen wrote the opinion of the Court and the former Chief Justice Bell and Mr. Justice Roberts published dissents.
The Commission’s complainant, Mahlon Zimmerman, intervened as a defendant in the Borough’s equity action in the Dauphin County Court and was represented by counsel in this Court on the
At the time of filing of the Borough’s complaint, Section 1111 of the Public Utility Law, Act of May 28, 1937, P. L. 1053, Art. XI, 66 P.S. §1441, read as follows: “No injunction shall issue modifying, suspending, staying, or annuling any order of the commission, or of a commissioner, except in a proceeding questioning the jurisdiction of the commission, and then only after cause shown upon a hearing. The court of common pleas of Dauphin County is hereby clothed with exclusive jurisdiction throughout the Commonwealth, of all proceedings for such injunctions, subject to an appeal to the Superior Court as aforesaid.” Section 508(a) (55) of the Appellate Court Jurisdiction Act of 1970, July 31, 1970, P. L. 673, 17 P.S. §211.508(a) (55) (Supp. 1973-74), transferred the jurisdiction of the Dauphin County Court, as named in the above section of the Public Utility Law, to the Commonwealth Court.
An amendment to the Public Utility Law, June 3, 1971, P. L. 118, No. 6, §1, 66 P.S. §1441 (Supp. 1973-74), changed Section 1111 so as to read as follows: “No injunction shall issue modifying, suspending, staying, or annuling any order of the commission, or of a commissioner, except in a proceeding questioning the jurisdiction of the commission, and then only after cause shown upon a hearing.”
The difference between the question earlier presented by the Commission’s appeal (jurisdiction, or power to entertain the action) and that presented today is well expressed in the dissenting opinion of Mr. Justice Mandebino, then a Judge of the Commonwealth Court: “Akron, of course, had every right to file a complaint before this court as an equity court aslcing for an injunction. As pointed out by the majority opinion, this court has subject matter jurisdiction over such a complaint under the Public Utility Uaw. . . . While that section does give this court subject matter jurisdiction, it does not say anything about changing the time-honored rules for granting an injunction. It does not give this court statutory authority to grant injunctions without the normal prerequisites which a court of equity demands before stopping a legal proceeding already in progress.” (Emphasis in original.) 2 Pa. Commonwealth Ct at 688.
Act of May 22, 1722, 1 Sim. P. L. 131.
Accord, L. Jaffe, Judicial Control of Administrative Action 392-03 (1965) (“[Prohibition] is ordinarily denied if review at a later stage would be adequate”) ; JL C. Davis, 3 Administrative Law Treatise §24.04, at 419 (1958) (“Prohibition is customarily denied when another remedy, statutory or non-statutory, is deemed adequate”).
The Commission argues that on an appeal taken under 66 P.S. §1431, the Borough will be at liberty to press any jurisdictional arguments properly preserved in a hearing before the Commission. We agree. In doing so, however, we must disapprove of two decisions of the Superior Court in which it was held that the injunctive proceeding set forth in 66 P.S. §1441 was mandatory and exclusive, and that questions of jurisdiction could not be argued on a Section 1431 appeal. See Blythe Township Municipal Authority v. Pennsylvania Public Utility Commission, 191 Pa. Superior Ct. 542, 159 A. 2d 256 (1960); Sayre Land Co. v. Pennsylvania Public Utility Commission, 167 Pa. Superior Ct. 1, 74 A. 2d 713 (1950). We find the reasoning of these cases unpersuasive.
We further note that the latter case, Sayre, purported to proceed by analogy from the Act of March 5, 1925, P. L. 23, §1, 12 P.S. §672, in which litigants at law or equity are permitted to take interlocutory appeals from pretrial determinations on the existence of subject matter jurisdiction. We have consistently held that 12 P.S. §672 is permissive only and that failure to take an interlocutory appeal on the question of jurisdiction does not prevent that question from being determined on appeal from a final order. See, e.g., Home Life Ins. Co. of America v. Board of Adjustment, 393 Pa. 447, 143 A. 2d 21 (1958); Conerty v. Butler County Oil Refining Co., 301 Pa. 201, 151 A. 816 (1930) (“The statute [of 1925] is an enabling and not a disabling one, and takes away no rights which existed before its passage”).
The appellee argues that a proceeding under 66 P.S. §1441 wonid be proper “if the Commission were to attempt to assert jurisdiction over a case involving the transfer of a liquor license to a location next door to the office of a public utility.” If the Commission were to launch itself into the business of regulating liquor licenses, doubtless we would characterize that assertion of jurisdiction as clearly erroneous.
That is not this case. Indeed, absent the single fact that appellee is a Borough and not a private corporation, the power of the Commission after hearing to order extensions of service would be unquestioned.
See note 4 supra.
We do not mean to say that the Courts of Chancery did not grant writs of prohibition. As Justice Stern pointed out in Carpentertown Coal & Coke Co., supra, 360 Pa. at 98, Chancery subsequently came to use the writ as well.
See also Pa. Labor Relations Board v. Butz, 411 Pa. 360, 192 A. 2d 707 (1963), a case in which we primarily held that the court of common pleas was without power to grant a writ of prohibition. Realizing that the same result—prohibition—might be obtained through exercise of equitable powers, we further held: “Our research fails to disclose any authority for the issuance of the writ of prohibition under the chancery powers of common pleas courts.” 411 Pa. at 364.
The statute, 66 P.S. §1441, speaks of enjoining orders of an administrative agency, the Public Utility Commission. We note that the writ of prohibition similarly reached the actions of administrative agencies. See, e.g., Carpentertown Coal & Coke Co. v. Laird, supra; First Congressional District Election, 295 Pa. 1, 144 A. 735 (1928).
Dissenting Opinion
Dissenting Opinion by
I would affirm the order of the Commonwealth Court. I believe the question of jurisdiction should be decided at this stage.
Reference
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- Akron Borough v. Pennsylvania Public Utility Commission, Appellant
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