Commonwealth v. Campana
Commonwealth v. Campana
Concurring Opinion
Concurring Opinion by
While I agree with the result reached by the majority, I cannot agree with the rule of law espoused to reach that result.
We are herein confronted with one question for consideration, that is: What does the constitutional phrase “same offense” mean in the context of the Double Jeopardy Clause of the Fifth Amendment, as applied to the states through the Fourteenth Amendment? This question, although deceptively simple on first impression, is truly a most difficult and troublesome question.
For an understanding of my disagreement with the majority opinion, a brief recitation of the underlying purpose of the Double Jeopardy Clause is essential. The foundation of the Double Jeopardy Clause rests on the theory that a single fair trial on a criminal offense forecloses successive prosecutions for that same offense, thus, double jeopardy is a rule of finality. Encompassed within the double jeopardy concept of finality is the fact that once an accused is given a fair trial for an offense the matter is considered closed, thereby allowing the individual to plan his life accordingly, as well as protecting him from continued distress in the form of reprosecution. Additionally, enveloped within the Double Jeopardy Clause are such basic principles as the presumption of innocence, the right to speedy justice and the courts should not be used as a tool of harassment and oppression.
The weakness of the majority opinion stems from the fact that it adopts a rule of law which was fashioned to operate where two or more felonies or misdemeanors, or a combination of both are involved, to a situation where a summary offense and a felony or a misdemeanor are involved. This type of approach may be viable in that situation where only felonies and misdemeanors are involved, but it is not viable here, because it focuses strictly on the acts committed, as opposed to the “offense” as the Constitution mandates. It cannot be questioned the Commonwealth has a right and duty to protect the interests of its citizenry through statutory enactments of different kinds and grades of crimes. For example, a law making disorderly conduct a crime may be enacted to protect the citizens of the
The approach which the majority opinion adopts leaves the Commonwealth and its citizens unprotected in many cases, and will lead in some instances to the defeat of the ends of justice by unreasonably extending the meaning of the constitutional phrase “same offense.” It likewise destroys the purpose of many statutory enactments. I would propose to adopt a rule which would not only fully protect the interests of the accused, but also the interests of the people of the Commonwealth. As opposed to the position of the majority opinion, I would focus on the various offenses charged as opposed to focusing exclusively on the acts involved, for it is my belief that all offenses within one episode are not the “same offense” for double jeopardy purposes.
Initially, I would propose a joinder requirement such as the majority opinion does. Whether you choose to name this requirement the same act, same conduct, same transaction, or same episode is not important. I would require the Commonwealth to join in one trial all crimes which follow from a continuous and uninterrupted conduct, so joined in time, place and circumstances, that such conduct is directed to the accomplishment of a single criminal objective. However,
I believe such a rule with this exception is fair and completely consistent with the goals of the double jeopardy clause. This can be seen by analyzing the aforementioned goals. Probably, the most important of these is to foreclose the use of the courts as a tool of harassment and oppression. The rule herein suggested would accomplish this objective. It would also promote finality. But, and very importantly, it would protect the interests of the people of the Commonwealth in those situations where the rule advanced by the majority opinion leaves them unprotected and results in many criminals escaping justice without good reason.
Although the rule suggested may be criticized, because courts would be forced to determine if different crimes are “intended to prevent a substantially different harm or evil,” I do not think this determination would be any more difficult than we make in other areas of the law or, for that matter, any more difficult than determining which crimes fall within one “episode” which the majority opinion admits is not “self-defining.” The formula could not be mechanical, but rather it would consider the basic interests of society sought to be protected or vindicated by the different crimes, as well as broad objectives of our criminal law, such as prevention of future crimes, rehabilitation of the criminal, and punishment for criminal activity.
In the cases now before us, it is my view that the crimes involved in the initial prosecutions, as well as those charged in the second prosecutions, were all part
Mr. Chief Justice Jones joins in this concurring opinion.
Concurring Opinion
Concurring Opinion by
I agree that the offenses at issue here, with the exception of appellant King’s conviction for aggravated assault and battery, should have been joined in a single trial. I do not agree with the opinion of those members of this court who would base such joinder on constitutional grounds.
A review of the historical basis of the double jeopardy clause convinces me that the suggested extension of that clause would be totally unwarranted. At the time of Blaclcstone, the common law principle governing two trials for the same offense was the plea of autrefois acquit. That plea was “grounded on this universal maxim of the common law of England, that no man is to be brought into jeopardy of his life more than once for the same offense. And hence it is allowed as a consequence, that when a man is once fairly found not guilty upon any indictment, or other prosecution, before any court having competent jurisdiction of the offence, he may plead such acquittal in bar of any subsequent accusation for the same crime.” 4 Blackstone’s Commentaries *335. By the time of the drafting of the state and federal constitutions in this country, the concept of double jeopardy had been expanded in two ways: (1) It applied to felony and non-felony offenses
Less than a year after extending the reach of the Double Jeopardy Clause to the states,
Ashe has not been interpreted as determining that the government may not re-litigate issues which were resolved against the defendant at a previous trial. Un
Even if Ashe could be interpreted to require joinder, such joinder would be necessary only where the two offenses have factual issues in common. The opinion of my brother Mr. Justice Roberts expressly disavows the same evidence test, and would compel joinder where the offenses arise from the same criminal episode. Such a result has no basis in the policy of the Double Jeopardy Clause.
As a matter of public policy this court should adopt the joinder rule advocated by the American Law Institute Model Penal Code (§107(2)): “[A] defendant shall not be subject to separate trials for multiple offenses based on the same conduct or arising from the same criminal episode, if such offenses are known to the appropriate prosecuting officer at the time of the commencement of the first trial. ...” I agree that this test “protects vital societal interests” in avoiding
I therefore concur in this court’s reversal of the judgments of sentence imposed at No. 151 September Term, 1968, Lycoming County, No. 255 September Sessions, 1968, Berks County, and No. 520 April Sessions, 1969, Allegheny County.
Pennsylvania was unique in continuing to limit the Double Jeopardy Clause to capital offenses. See Hall, Kamisar, LaFave, Israel, Modern Criminal Procedure (1969) at 1213.
Benton v. Maryland, 395 U.S. 784 (1969).
A minority of the Ashe court, Justices Brennan, Douglas and Marshall, would have adopted the same criminal episode test expressed by Mr. Justice Roberts.
Dissenting Opinion
Dissenting Opinion by
I do not disagree with the philosophy expressed today by the Court that prosecutors should not have the power to force a defendant through multiple trials of offenses arising out of “the same criminal episode”, even though each trial involves an admittedly separate offense. I do disagree with the method by which the majority has carried that philosophy into law.
The majority, well into its opinion, states that “[w] e are thus left without specific guidance from the Supreme Court on this particular issue . . . .” I find that statement to be incorrect, and therein lies the basis of my disagreement. There is decisional law of the Supreme Court of the United States on precisely this issue, law which that Court has on three occasions recently refused to reconsider.
The decision in Hoag has been overruled to an extent by Ashe v. Swenson, 397 U.S. 436, 25 L. Ed. 2d 469 (1970). That case presented exactly the same factual situation as did Hoag
The decision in Ciucci v. Illinois—which, unlike Hoag, involved not prior acquittal of a different offense but rather prior conviction—was undisturbed by the collateral estoppel rationale of Ashe v. Swenson; in fact, it is unmentioned in that case. Giucci continues to represent the controlling federal constitutional law on the subject of successive prosecutions for separate offenses arising out of the “same criminal episode”. That this is so becomes clear from the following quite recent developments:
First: On April 3, 1972 the Supreme Court of the United States denied a writ of certiorari in the case of Miller v. Oregon, 405 U.S. 1047, 31 L. Ed. 2d 590 (1972). Mr. Justice Brennan, in an opinion in which Justices Douglas and Marshall joined, dissented from that denial on the basis that his view of the Double Jeopardy Clause of the Constitution, as set forth in his concurring opinion in Ashe v. Swenson, supra, would indicate that having tried petitioner for violation of an ordinance of the City of Portland (possession of a concealed weapon), the State of Oregon should be held
Second: On November 13, 1972 the Supreme Court denied a petition for a writ of certiorari, in Grubb v. Oklahoma, 109 U.S. 1017, 34 L. Ed. 2d 309 (1972). Mr. Justice Brennan again dissented and again was joined by Justices Douglas and Marshall. As appears from the dissenting opinion, the State of Oklahoma had convicted the petitioner Grubb in one trial of armed robbery and in a second trial of kidnapping. Both the offenses had arisen from the “same transaction” within the meaning of Mr. Justice Brennan’s test in his Ashe v. Swenson concurrence.
Third: In Robinson v. Neil, 109 U.S. 505, 35 L. Ed. 2d 29 (1973), the Supreme Court considered a double jeopardy claim made via federal habeas corpus sought by a state prisoner, a claim which is on all fours with the situation presented by the appeals at bar. The petitioner had been tried and convicted in a municipal court of violation of an ordinance of the City of Chattanooga (assault and battery) and subsequently indicted by a grand jury of assault with intent to commit murder under state law. He pleaded guilty to the state charges, but later attacked the conviction on double jeopardy grounds. The Supreme Court granted certiorari to consider the question of retroactivity of the decision in Waller v. Florida, 397 U.S. 387, 25 L. Ed. 2d 435 (1970), and, holding that decision fully retroactive, remanded for determination of “whether the state and municipal prosecutions were actually for the same offense109 U.S. at 511 (emphasis added). Once more Mr. Justice Brennan, joined by Justices Douglas and Marshall, dissented. This dissenting opinion took the position that Mr. Justice Brennan’s proposed rule of constitutionally compelled joinder would require the prosecutor
Robinson v. Neil can only be read as holding that successive prosecutions for different offenses arising from the same transaction, however defined, are constitutionally permissible, the views of the three dissenting members of the Court to the contrary notwithstanding. Ciucci v. Illinois, in other words, is today the existing constitutional law on the subject.
Under our federal system, of course, this Court undertakes to pronounce federal law only when the highest authority in that field, the Supreme Court of the United States, has not spoken to the issue.
The Court does not purport to bottom its decision on any theory of Pennsylvania as distinguished from federal constitutional law. Nor could it do so without overruling our prior cases. As the opinion of the Court points out, we have heretofore construed the Double Jeopardy Clause of our own Constitution, Art. I, §10, as applicable only to “capital offenses.” Commonwealth v. Baker, 413 Pa. 105, 196 A. 2d 382 (1964); McCreary v. Commonwealth, 29 Pa. 323 (1857). None of the offenses involved in the cases now before us is “capital.”
Even were we to construe our Double Jeopardy Clause in such a way as to make it applicable to all offenses, I would not favor announcing a rule of compulsory joinder (such as that set forth today) as a matter of state constitutional law for two reasons:
Second-. There is our well-founded reluctance to decide issues of constitutional law (or at least novel issues of constitutional law) when disposition can be had on some other adequate ground. As we are empowered to adopt rules of criminal procedure, it is both unnecessary and unwise for us to proceed by the more rigid and inflexible route of constitutional adjudication. We have only recently recognized that the rule-adoption route is the better alternative. Commonwealth v. Milliken, 450 Pa. 310, 300 A. 2d 78 (1973). Cf. Commonwealth v. Phelps, 450 Pa. 597, 301 A. 2d 678 (1973). I mention below briefly my preference for what such a rule should contain were we to adopt one.
The majority has made mention in its opinion of two different rules proposed by highly respected institutions—the American Bar Association Project on Minimum Standards for Criminal Justice and the American Law Institute. The ALI proposes, in brief, that joinder
The majority adopts the ALI proposal as constitutionally required; joinder will be the rule and severance can be obtained only if the defendant can “demonstrate prejudice.”
To my mind the better (but, by today’s decision, unconstitutional) approach is that of the American Bar Association Project on Minimum Standards for Crimi
Adoption of a rule of criminal procedure granting a defendant the right to request joinder, however, would be of no benefit to appellants in the cases at bar. It would be necessary therefore to decide the instant appeals by reaching the question which appellants actually argued before this Court: whether they had been twice prosecuted for the same offense in violation of the Fifth and Fourteenth Amendments of the Constitution. Resolution of that question is beyond the scope of this dissenting opinion; the general approach is sketched in the margin.
In sum, the Court’s holding that the federal constitution compels joinder in one trial of different offenses arising out of the same criminal episode is not only incorrect, but is also unwise as a matter of constitutional law in general, and is unresponsive to any argument made to this Court by the parties. Beyond this, it preempts an area which could be better handled by adopting a rule of criminal procedure, or, in light of the Crimes Code provision cited supra, by leaving the matter to the Legislature. It is for these reasons that I dissent.
It seems to me clear that today’s decision has the effect of declaring unconstitutional Pennsylvania Rule of Criminal Procedure 219, a rule promulgated by this Court:
“(b) Two or more offenses, of any grade, other than murder, may be charged in the same indictment if they are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan. There shall be a separate count for each offense charged.”
It well may be that this Court will now feel obliged to invalidate convictions obtained in separate trials by Commonwealth prosecutors who operated in reliance on the permissive nature of our Rule. See note on retroactivity, footnote 5 infra.
In Ashe v. Swenson, the defendant had allegedly robbed the several participants in a basement poker game. In Hoag the robbery was of the several patrons of a tavern.
It should also be noted that while the Supreme Court has statutory authority to propose changes to existing rules of federal criminal procedure, it has not acted to alter the current language of Federal Rule of Criminal Procedure 8(a) : “ (a) Joinder of offenses: Two or more offenses may be charged in the same indictment or information in a separate count for each offense if the offenses charged, whether felonies or misdemeanors or both, are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan.” (Emphasis added). Professor Wright notes that “Rule 8(a) is permissive only,” and Professor Moore remarks in 1971 that “the Advisory Committee on the Criminal Rules has apparently abandoned any intention of amending Rule 8 to provide for compulsory joinder of offenses. ...” 1 C. A. Wright, Federal Practice and Procedure §143, at 313 (1969) and 8 J. Wm. Moore, Moore’s Federal Practice para. 8.07, at 8-61 (Cum. Supp. 1971).
Because the issue here has a controlling federal precedent, the cases cited by the majority in note 40 of its opinion (eases in which this Court has of necessity decided an issue of federal law in an unplowed field) are of no value.
One obvious problem created by the majority’s decision to dispose of these appeals on constitutional grounds is the question of retrospective application of this new rule of joinder. Benton v. Maryland, 395 U.S. 784, 23 U. Ed. 2d 707 (1969), which applied the Fifth Amendment to the states, was held fully retroactive in Price v. Georgia, 398 U.S. 323, 26 L. Ed. 2d 300 (1970). Similarly the decision in Waller v. Florida, 397 U.S. 387, 25 L. Ed. 2d 435 (1970), was hold fully retroactive in Robinson v. Neil, 409 U.S. 505, 35 11. Ed. 2d 29 (1973), discussed in text supra.
If today’s decision is likewise to be fully retroactive, we are likely to be confronted by a PCHA petitioner’s claim that his earlier conviction for violation of the Uniform Firearms Act, for example, precluded the Commonwealth from later obtaining the conviction of first degree murder under which he is now imprisoned. Is such a prisoner to be regarded as having been afforded “a relatively painless form of immunity” by the circumstance that the slate happened to prosecute the less serious offense first?
ALI, Model Penal Code §1.07(2) (Proposed Draft 1902).
ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Joinder and Severance §1.3 (Approved Draft 1968).
Majority Opinion, note 37.
The idea that defendants may not regard today’s decision as an unmitigated blessing is evidently shared by two noted commentators on criminal procedure.
Professor Wright, after noting that there exist proposals for compulsory joinder of multiple offenses arising from the same criminal transaction, concludes that “there would be serious difficulties in any such procedure . . . .” 1C. A. Wright, Federal Practice and
ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Joinder and Severance §1.3, 22 (Approved Draft 1968) (Comment) (emphasis added) : “It is the judgment of the Advisory Committee that it is preferable to place this burden on the defendant [of requesting joinder], for whose protection this joinder-of-related offenses requirement is intended. In this way the trial court will be spared the necessity of holding a hearing on the question of whether related offenses should be tried together or separately in those cases in which the defendant concludes that it is in his best interests not to attempt to force a joint trial of related offenses. There may be many occasions when the defendant will make this judgment”
Tlie fact that appellants’ first convictions were before a justice of the peace does not affect the operation of the Double Jeopardy Clause of the Fifth Amendment. Waller v. Florida, 397 U.S. 387, 25 L. Ed. 2d 435 (1970). It is therefore open to appellants to argue, as they have, that the second prosecution in the court of common pleas is barred because it was for the “same offense” within the meaning of the Fifth Amendment. What is the test for determining when one offense is the “same offense” as another?
The federal courts have developed what is generally referred to as the “same evidence” test to determine whether two offenses are the same for double jeopardy analysis. Gore v. United States, 357 U.S. 386, 2 L. Ed. 2d 1405 (1958) ; Blockburger v. United States, 284 U.S. 299, 76 L. Ed. 306 (1932) ; United States v. Brisbane, 239 F. 2d 859 (3d Cir. 1956).
This Court has not had occasion to consider the question whether, following application of the Fifth Amendment’s Double Jeopardy Clause to the states in Benton v. Maryland, 395 U.S. 784, 23 L. Ed. 2d 707 (1969), our “merger” decisions might satisfy the requirements of federal double jeopardy law. Our merger test, however, focuses on the conduct of the defendant rather than on evidentiary considerations and as such is generally thought more lenient to defendants than the “same evidence” tests. See Note, Twice in Jeopardy, 75 Yale L.J. 262, 275 (1965).
Were the Court to decide these appeals on the question actually presented—whether the second prosecution was for the “same offense”, then I think it would be a matter of applying our merger test.
Section 110 of the Crimes Code provides (emphasis added) :
“When Prosecution Barred by Former Prosecution for Different Offense
“Although a prosecution is for a violation of a different provision of the statutes than a former prosecution or is based on different facts, it is barred by such former prosecution under the following circumstances:
“(1) The former prosecution resulted in an acquittal or in a conviction as defined in section 109 of this title (relating to when prosecution barred by former prosecution for same offense) and the subsequent prosecution is for:
“(ii) any offense based on the same conduct or arising from the same criminal episode, if such offense was known to the appropriate prosecuting officer at the time of the commencement of the
Opinion of the Court
Opinion by
These three appeals were argued together during the September 1972, Term, and will be disposed of in this opinion.
On September 7, 1968, a justice of the peace found appellant Peter T. Campana not guilty of disorderly conduct, a charge arising out of an August 17, 1968, incident. Additional charges arising from the same incident of resisting arrest and assault on a police officer were dismissed for lack of sufficient evidence. Subsequently the Commonwealth again instituted the charges of resisting arrest and assault on a police officer before another justice of the peace who bound appellant over to the grand jury. On February 5, 1969, appellant was tried by jury and convicted of both crimes. Post-trial motions were denied and appellant was placed on probation for a period of one year. The Superior Court affirmed in a per curiam order, with Judge Hoeeman noting a dissent. Commonwealth v. Campana, 217 Pa. Superior Ct. 818, 270 A. 2d 231 (1970). We granted allocatur and heard argument during the January 1972, Term. Subsequently we ordered reargument during the September 1972, Term.
Appellants John Doe, et al., were convicted by a justice of the peace on June 10, 1968, of disorderly conduct and disturbing the peace for their conduct in a Berks County bar on May 19, 1968. Each appellant was ordered to either pay a fine of $300.00 or undergo imprisonment for thirty days. The justice of the peace also bound appellants over to the grand jury on charges of aggravated assault and battery, riot, riotous destruction of property and malicious mischief, all charges originating from the May 19,1968, disturbance. On June 10, 1969, appellants
On February 28, 1969, appellant Bobert Earl King was ordered to pay a fine of $500.00 by a justice of the peace for disorderly conduct that occurred the same day. The justice of the peace also bound appellant over to the grand jury on charges of assault and battery on a police officer in execution of a legal process and resisting arrest, both charges stemming from the February 28, 1969, incident. On September 11, 1969, appellant in a nonjury trial was convicted of both charges, and a sentence of not less than six months nor more than one year was imposed. No post-trial motions were filed but on March 8, 1971, appellant was allowed to file post-trial motions as if timely filed. After their denial the Superior Court affirmed with a per curiam order. Commonwealth v. King, 220 Pa. Superior Ct. 771, 286 A. 2d 416 (1972). We granted allocatur and ordered the appeal heard at the time of reargument of the above cases.
Presented for consideration in these consolidated appeals is whether appellants, by virtue of their second prosecutions, were subjected to “Double Jeopardy” in contravention of the Fifth and Fourteenth Amendments
While courts and commentators remain undecided whether the clause governs the question of how many separate criminal offenses a defendant can be punished for at a single trial,
At its inception in early common law the defense of double jeopardy was remarkably equipped to prevent successive prosecutions.
As countless legal scholars have noted, however, the modern age of criminal procedure has witnessed a proliferation of penal statutes.
The Pennsylvania Double Jeopardy Clause, differing only stylistically from that contained in the Fifth Amendment,
Similarly we have construed our Double Jeopardy Clause to protect a defendant upon retrial in a murder prosecution from conviction in the second trial of a greater offense than that of the first,
Many jurisdictions, including perhaps this one at times,
The United States Supreme Court has recently responded to the problem posed by successive prosecutions in two landmark cases. In Waller v. Florida, 397 U.S. 387, 90 S. Ct. 1184 (1970), the Court held impermissible as a violation of the Double Jeopardy Clause a second prosecution that was concededly for the “same acts” that the defendant had been punished for in a court of limited jurisdiction. More significantly,
The protection afforded a defendant against successive or repeated prosecutions by the doctrine of collateral estoppel, however, is diminished considerably by its inherent limitations. That imprecise doctrine has proven quite difficult and burdensome for appellate courts to properly and uniformly apply.
It has been noted that the doctrine of collateral estoppel places defense connsel on the horns of a dilemma.
By far the most efficient and enthusiastically received
The ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Joinder and Severance §1.3 (Approved Draft, 1968), with specific reference to the Model Penal Code, accords a defendant the right to request joinder of all charges if they are “based on the same conduct or arise from the same criminal episode.” “Episode” is defined as “ ‘an occurrence or connected series of occurrences and developments which may be viewed as distinctive and apart although part of a larger or more comprehensive series.’ ” ABA Standards Relating to Joinder and Severance §1.3(a) (commentary). As the commentary to the ABA Standards Relating to Joinder and Severance §1.3(a) states: “It is the view of the Advisory Committee that, except where the ends of justice would otherwise be defeated, the defendant should not be subjected to multiple trials of related offenses. ...” (Emphasis supplied.)
In recent months the Oregon Supreme Court, after careful analysis of the inadequacy of existing protee
The Oregon Supreme Court in State v. Brown, supra, further noted that New Jersey and Hawaii among several states have either adopted a “same transaction” test or have long applied one.
Proponents of the “same transaction” test in criminal law have noted that both interests sought to be preserved by the Double Jeopardy Clause <md important societal interests will equally and effectively be served.
Equally as important, the “same transaction” test protects vital societal interests. Compulsory joinder of all offenses arising from a single “transaction” avoids piecemeal litigation and thus conserves precious judicial and professional manpower as well as the time of jurors, witnesses, and the use of public resources. All outstanding charges against an accused are swiftly brought at one proceeding, and, if proven guilty, the punishment of a defendant is commensurate with all crimes actually committed. The “same transaction” test prevents the “trial run” and inadequately prepared prosecutions that the Court in Aslie found offensive to the double jeopardy provision. 397 U.S. at 447, 90 S. Ct. at 1196.
As the Oregon Supreme Court so appropriately noted in People v. Brown, 497 P. 2d at 1195: “The [United States Supreme Court] has not made its position clear in multiple prosecution cases.” In Ashe, the Court established that as a constitutional minimum the Double Jeopardy Clause incorporated the doctrine of collateral estoppel, but did not reach the issue we confront today.
Although we are thus left without specific guidance from the Supreme Court on this particular issue, it nevertheless remains this Court’s responsibility to decide an issue which, as here, is not governed by the previously announced constitutional minimum standard.
It should be noted that in Pennsylvania, it is clear that both summary offenses and indictable offenses may be considered at a single common pleas proceeding: “In those cases where the evidence presented to the jury on the indictable charge applies equally and is dispositive of the summary offense, it is not necessary that a separate hearing on the summary offense be held.” Commonwealth v. Dawkins, 216 Pa. Superior Ct. 198, 201 n.3, 264 A. 2d 722, 723 n.3 (1970). See also Commonwealth v. Ray, 448 Pa. 307, 292 A. 2d 410 (1972) (summary offense and indictable offense consolidated at one proceeding); Commonwealth v. Rose, 214 Pa. Superior Ct. 50, 251 A. 2d 815 (1969), rev’d on other grounds, 437 Pa. 30, 261 A. 2d 586 (1970); Commonwealth ex rel. Levine v. Fair, 186 Pa. Superior Ct. 299, 144 A. 2d 395 (1958), rev’d on other grounds, 394 Pa. 262, 146 A. 2d 834 (1958); see March v. Commonwealth, 10 Sadler 479, 14 Atl. 375 (1888).
As this Court recognized in Commonwealth v. Ray, supra at 309 n.3, 292 A. 2d at 412 n.3: “Where an individual is charged with a summary and an indictable offense arising out of the same facts and is held for court on the latter charge, we are informed a magistrate in Philadelphia as a matter of practice returns all charges for disposition at trial.”
Turning our focus to the records in each appeal, it is clear that all charges brought in the two successive prosecutions against each appellant originated from but one criminal episode.
The evidence adduced at the first and second prosecutions involving appellant Campana established that on August 17, 1968, a disturbance was reported to the police. Upon their arrival two policemen noticed appellant “tussling” with his friends. When appellant was asked for his identification, he pushed the officer and rammed an automobile door into the officer’s stomach. During the ensuing struggle to arrest appellant the other officer was also struck. All parties concede that the events were part of a single transaction. Thus appellant, who was initially acquitted of
Appellants John Doe, et ah, on May 19, 1968, entered a Berks County bar and initiated a “brawl.” The event lasted, according to eyewitnesses, “a couple of minutes,” “two or three minutes.” After the incident appellants immediately fled. The Commonwealth argues, notwithstanding this testimony, that there were actually two episodes. Belying on the testimony of one witness concerning minimal property damage outside the bar, the Commonwealth contends that there was one episode in the bar and one outside. We reject that metaphysical division, because the record discloses that any damage outside the bar was done during appellants’ quick flight from the brawl. Because the record establishes but a single criminal episode it is clear that all charges brought against appellants should have been consolidated in a single proceeding.
Appellant King on February 28, 1969, placed a phone call to the police to seek assistance. When two policemen arrived and appeared reluctant to arrest certain individuals appellant claimed were interfering with his automobile, appellant began to use abusive language directed at the police. After giving appellant several warnings, the police informed appellant that he was under arrest. During the attempt to effectuate the arrest, appellant struck one of the officers. The record disclosing only a single criminal episode, all charges brought against appellant should have been consolidated at a single proceeding.
The judgments of sentences imposed at No. 151. September Term, 1968, Lycoming County, No. 255 September Sessions, 1968, Berks County, and No. 520 April Sessions, 1969, Allegheny County, are reversed. The
Appellants John Doe and Gerald Ereese were fugitives at the time of the second criminal prosecution and were not tried. Although their names appear in the caption on the briefs, we do not pass upon the merits of their contentions.
In Benton v. Maryland, 395 U.S. 784, 794, 89 S. Ct. 2056, 2062 (1969), the United States Supreme Court held that “the double jeopardy prohibition of the Fifth Amendment . . . app[li.es’] to the States through the Fourteenth Amendment.” Benton is retroactive and thus applicable to all these appeals. See Price v. Georgia, 398 U.S. 323, 330 n.9, 90 S. Ct. 1757, 1762 n.9 (1970) ; Commonwealth v. Richbourg, 442 Pa. 147, 153, 275 A. 2d 345, 348 (1971).
Appellants John Doe, et ah, had their two trials before the Supreme Court decided Benton. Therefore the fact that appellants did not raise the issue of double jeopardy until their appeal to the Superior Court does not bar them from relief. See Commonwealth v. Stevens, 429 Pa. 593, 599-600, 240 A. 2d 536, 540 (1968) ; see also Commonwealth v. Cheeks, 429 Pa. 89, 239 A. 2d 793 (1968).
Appellant King, although tried after the decision in Benton, did not raise the issue of double jeopardy either at trial or during post-trial motions. The record discloses, however, that appellant in his pro se Post Conviction Hearing Act petition raised the issue of double jeopardy. As a result of that petition, counsel was appointed and appellant was allowed to file post-trial motions as if timely filed. Under these circumstances, we cannot conclude that appellant has forfeited his right to litigate this issue. See Commonwealth v. Cheeks, supra, cf. Commonwealth v. McGrogan, 449 Pa. 584, 297 A. 2d 456 (1972). See also Anders v. California, 386 U.S. 738, 87 S. Ct. 1396 (1967) ; Commonwealth v. Baker, 429 Pa. 209, 239 A. 2d 201 (1968).
See text following note 32, infra.
In light of our disposition we do not reach appellant Campana’s contention that before he could be convicted of resisting arrest the Commonwealth must establish that the arrest was “lawful.”
Likewise we do not reach appellants John Doe, et al.’s contentions that (1) there was insufficient evidence to prove that appellant John E. Hall participated in the alleged riot or assault and battery; (2) the representation of all appellants by the same counsel created a conflict of interest; (3) the trial court did not comply with Pa. R. Crim. P. 1106 in the jury selection.
Our discussion today deals only with the issue of successive prosecutions. We do not intimate a view on whether, at one trial, appellants could have been convicted of both the summary offenses and the indictable offenses. As a commentator in the Stanford Law .Review has observed: “Because of the different policies underlying the two protections, the question of permitting double prosecution should be considered independently from the issue of punishment.” Note, The Protection Against Multiple Trials, 11 Stan. L.R. 735, 740 (1958-59). See Ashe v. Swenson, 397 U.S. 436, 460 n.14, 90 S. Ct. 1189, 1202 n.14 (1970) ; see generally, Kirehheimer, The Act, The Offense and Double Jeopardy, 58 Vale L.J. 513, 526 n.59 (1949) (eases discussed) ; Gore v. United States, 357 U.S. 386, 395, 78 S. Ct 1280, 1285 (1958) (Douglas, J., dissenting) ; Fisher, Double
See note 5, supra; see also Addate v. United States, 359 U.S. 187, 198-200, 79 S. Ct. 666, 672-74 (1959) (Brennan, J., separate opinion) ; Commonwealth v. Kills, 447 Pa. 163, 171-72, 286 A. 2d 638, 641 (1971).
For history of the concept of double jeopardy, see Kirk, “Jeopardy” During the Period of the Year Books, 82 U. Pa. L.R. 602 (1934) ; Note, 65 Yale L.J. at 339-344.
Ashe v. Swenson, 397 U.S. 436, 445 n.10, 452, 90 S. Ct. 1189, 1195, 1198 (1970) ; Bossert, Double Jeopardy—Municipal Prosecutions as a Bar to Subsequent State Prosecutions for Offenses Aris
Note, 65 Yale L. J. at 344.
Lugar, 39 Iowa L.R. at 317.
Kepner v. United States, 195 U.S. 100, 24 S. Ct. 797 (1904) ; accord Price v. Georgia, 398 U.S. 323, 327, 90 S. Ct. 1757, 1760 (1970) ; Commonwealth v. Ray, 448 Pa. 307, 311, 292 A. 2d 410, 413 (1972), and cases cited therein.
Ashe v. Swenson, 397 U.S. at 447, 90 S. Ct at 1196.
Art. I, §10 of the Pennsylvania Constitution reads in pertinent part: “No person shall, for the same offense, be twice put in jeopardy of life or limb; . .
This strict and unique interpretation was apparently the result of a literal reading of the phrase “life or limb.” See McCreary v. Commonwealth, 29 Pa. 323, 325-27 (1857) ; see also Commonwealth v. Baker, 413 Pa. 105, 109-112, 196 A. 2d 382, 384-86 (1964), and eases discussed therein.
Commonwealth ex rel. Papy v. Maroney, 417 Pa. 368, 370-71, 207 A. 2d 814, 815-16 (1965) ; see also Act of March 31, 1860, P. L. 427, §§30, 51, 19 P.S. §§464, 831.
Commonwealth ex rel. Light v. Cavell, 422 Pa. 215, 219, 220 A. 2d 883, 884-85 (1966), and eases cited therein.
Commonwealth v. Littlejohn, 433 Pa. 336, 347-48, 250 A. 2d 811, 816-17 (1969).
But see Commonwealth v. Melissari, 298 Pa. 63, 148 Atl. 45 (1929).
Commonwealth v. Shoener, 216 Pa. 71, 77, 64 Atl. 890, 892 (1906), cert. denied, 207 U.S. 188, 28 S. Ct. 110 (1907) (Superior Court opinion), and eases cited therein.
Sigler, Double Jeopardy (1969) ; Chilingirian, 45 J. of Urban Tj. 456; Kirchbeimer, 58 Yale U..T. 513; Mayers and Yarbrough 74 Ilarv. U.R. 1; Mclnteer, Collateral Estoppel in Criminal Procedure: A Constitutional Guarantee, 39 U.M.K.C. U.R. 225 (1970-71) ; Notes, 77 Ilary. U.R. 1272; Recent Developments, Constitutional Daw— Double Jeopardy, 69 Mich. U.R. 762 (1971).
Notes, 75 Yale U.J. at 274.
Waller has been interpreted as only rejecting the two “sovereign” theory of municipal-state prosecutions. See State v. Conrad, 243 So. 2d 174 (Fla. App. 1971); cases discussed in Bossert, 76 Dick. U.R. at 284-85.
397 U.S. at 445 n.10, 90 S. Ct. at 1195 n.10; see also 397 U.S. at 452, 90 S. Ct. at 1198 (Brennan, J., concurring).
397 U.S. at 443-44, 90 S. Ct. at 1194.
See, e.g., State v. Harris, 78 Wash. 2d 894, 480 P. 2d 484 (1971) ; Hay v. Texas, 472 S.W. 2d 157 (Tex. Ct. of Crim. App. 1971) ; Decker v. State, 471 S.W. 2d 343 (Ark. S. Ct. 1971) ; Christopher v. State, 240 So. 2d 316 (Fla. Ct. of App. 1970). Many courts and commentators have concluded that Ashe will offer little protection from successive prosecutions. See, e.g., Holloway v. State, 14 Md. App. 703, 288 A. 2d 652 (1972) ; Downey, Criminal Procedure—Application of the Doctrine of Collateral Estoppel to State Criminal Prosecutions, 49 N.C. L.R. 351, 355 (1971) ; Lucker, Collateral Estoppel—An Attempted Transfusion into the Guarantee Against Double Jeopardy, 44 Temp. L.Q. 377 (1971) ; Schaefer, Unresolved Issues in the Law of Double Jeopardy: Waller and Ashe, 58 Calif. L.R. 391, 394 (1970) ; Comment, Criminal Law—Double Jeopardy-Collateral Estoppel, 48 Den. L.J. 130, 136 (1971) ; Notes, 69 Mich. L.R. at 777; Note, 65 Yale L.J. at 349; but see Morrow, Constitutional Law—Criminal Procedure—Ashe v. Swenson, 49 Texas L.R. 148, 155 (1970).
397 U.S. at 459 n.13, 90 S. Cfc at 1202 n.13 (Brennan, J., concurring). But see the suggestion in Note, 75 Yale L.J. at 288,
397 U.S. at 444, 90 S. Ct. at 1194. The proposal of special verdicts in criminal trials to determine what issues the jury actually resolved has been almost universally condemned. See, e.g., Mayers and Yarbrough, 74 Harv. L.R. at 34.
Schaefer, 58 Calif. L.R. at 394.
Note, 69 Mich. L.R. at 777; Cunningham, Constitutional Law—Double Jeopardy--Ashe v. Swenson, 39 U. Cin. L.R. 590, 595 (1970).
See, e.g., Bigelow, Former Conviction and Former Acquittal, 11 Rutgers L.R. 487, 500 (1957) ; Chilingirian, 45 J. of Urban L. at 462, Crimmins, Criminal Law—Ashe v. Swenson, 44 N.D. L. 293, 296 (1970) ; Kirchheimer, 58 Yale L.J. at 534; Lugar, 39 Iowa L.R. at 347. Schaefer, 58 Calif. L.R. at 398; Comments, Collateral Estoppel In Criminal Cases, 28 U. CM. L.R. 142, 148 (1960-61) ; Comments, Criminal Law and Procedure—Former Jeopardy—Tests of ‘•Same Offense,” 32 Mich. L.R. 512 (1933) (earlier A.L.I. version); Note, 11 Stan. L.R. at 758; Note, Collateral Estoppel in Criminal Cases—A Supplement to the Double Jeopardy Protection, 21 Rutgers L.R. 274, 291 (1966-67) ; Note, 75 Yale L.J. at 296; Note, 65 Yale L.J. at 357.
Model Penal Code §1.07(2) (Proposed Draft, 1962) (Emphasis supplied).
Model Penal Code §1.08 (Ten. Draft No. 5, 1956).
Connelly v. Director of Public Prosecutions, A.C. 1254 (1964). For discussion of Connelly see Schaefer, 58 Calif. L.R. at 394-98; Comment, 48 Denver L.J. at 141.
See, e.g., State v. Ahuna, 52 Hawaii 321, 474 P. 2d 704 (1970) ; State v. Greely, 30 N.J. Super. 180, 103 A. 2d 639 (1954) ; Crumley v. Atlanta, 68 Ga. App. 69, 22 S.E. 2d 181 (1942) ; Worley v. State, 42 Okla. Crim. 240, 275 P. 399 (1929) ; Jones v. State, 19 Ala. App. 600, 99 So. 770 (1924) ; see also People v. White, 41 Mich. App. 370, 200 N.W. 2d 320 (1972) ; compare Eagle v. State, 249 So. 2d 460, 465 (Fla. Ct. App. 1971).
See Calif. Penal Code 654; 111. Rev. Stat. eh. 38, §3-3 (1963) ; N.Y. Crim. Proc. L. 40.20(2) ; 40 Minn. Stats. Anno. 609.035. For discussion of the California statute, see Kahn, Double Jeopardy. Multiple Prosecution, and Multiple Punishment: A Comparative Analysis, 50 Calif. L.R. 853 (1962) ; Johnson, Multiple Punishment and Consecutive Sentences: Reflections on the Neal Doctrine, 58 Calif. L.R. 357 (1970).
in numerous situations our Pennsylvania Rules of Court require joinder of related claims. See, e.g., Pa. R. Crim. P. 103(b)
Rule 1020(d) (1) of the Civil Procedure Rules similarly requires the joinder of all causes of action: “If a transaction or occurrence . . . gives rise to causes of action in assumpsit and trespass against the same person . . . they shall be joined in an action against any such person in separate counts. . .
Rule 1020(d) (4) further provides: “Failure to join a cause of action as required by subdivision (d) (1) of this Rule shall be deemed a waiver of that cause of action as against all parties to the action.”
397 U.S. at 454, 90 S. Ct. at 1199 (footnote omitted) (emphasis supplied). The “same transaction” test is subject to common sense exceptions. The Model Penal Code notes that all offenses must be “known to the appropriate prosecuting officer at the time of the commencement of the first trial.” §1.07(2). See Commonwealth ex rel. Papy v. Maroney, 417 Pa. 368, 207 A. 2d 814 (1965). Both the ABA Standards Relating to Joinder and Severance §2.2 and the A.L.I. Model Penal Code §1.07(3) recommend severance if either party can demonstrate prejudice. See also 397 U.S. at 455 n.ll, 90 S. Ct. at 1200 n.ll (Brennan, J., concurring).
“Although analogies to the use of the phrase [same transaction] in civil litigation are not perfect since policy considerations differ, some further guidance for its application . . . can be obtained from the course of its application in civil litigation, where the courts have not encountered great difficulty in reaching sound results in particular cases. See 3 J. Moore, Federal Practice ¶13.13 (1968) ; 1A W. Barron and A. Holtzoff, Federal Practice and Procedure §394 (Wright ed. I960).” 397 U.S. at 454 n.8, 90 S. Ot. at 3199 n.8 (Brennan, X, concurring).
See n.30, supra; see also Cunningham, 39 U. Cin. L.R. at 595; Lucker, 44 Temple L.Q. at 382; Mclnteer, 39 U.M.K.O. L.R. at 233-34; Comments, Multiple Offenses and Multiple Penalties Under the Federal Narcotics Raws, 28 U. Chi. L.R. 308, 316 (1960-61).
See, e.g., Commonwealth v. Mills, 447 Pa. 163, 286 A. 2d 638 (1971) ; Commonwealth v. Ware, 446 Pa. 52, 284 A. 2d 700 (1971) ;
See text following note 32, supra, ef. Act of December 6, 3972, P. L. , No. 334, §1, 18 C.P.S.A. |110 (1973) (effective .Tune 6, 1973).
The Philadelphia Common Pleas Court is given “unlimited original jurisdiction.” Pennsylvania Constitution, art. V, Schedule to Judiciary Article, Section 16(o). Similarly, art. V, §5(b) of the Pennsylvania Constitution gives all common pleas courts “unlimited original jurisdiction.” Municipal courts in Philadelphia are given jurisdiction over “All summary offenses.” Art. V, Schedule to Judiciary Article, Section 16(r) (ii). Likewise justices of the peace outside of Philadelphia are given jurisdiction over offenses “punishable upon summary conviction.” Act of April 26, 1929, P. L. 824, §1, 42 P.S. §391.
Finally, it is a familiar canon of construction that “[p] revisions decreasing the jurisdiction of a court of record . . . [are to be] strictly construed.” Act of May 28, 1937, P. L. 1019, art. IV, §58, 46 P.S. §558(7). There being no discernible difference between the jurisdiction of the Philadelphia Common Pleas Court and all other common pleas courts, there can be no serious doubt that all common pleas courts have concurrent jurisdiction over summary offenses. See also Commonwealth v. Dawkins, 216 Pa. Superior Ct. 198, 264 A. 2d 722 (1970) and the cases cited therein.
As noted in footnote 4, supra, we affirm appellant King’s conviction for aggravated assault and battery at No. 325, since this charge arose from an “entirely separate occurrence” and sufficient evidence was offered to support the conviction.
Reference
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- Commonwealth v. Campana, Appellant; Commonwealth v. Doe Et Al., Appellants; Commonwealth v. King, Appellant
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