Raynovich v. Romanus
Raynovich v. Romanus
Opinion of the Court
Opinion by
This Quo Warranto proceeding challenges the validity of the borough councilmanic election of one of its members to fill a vacancy in the office of mayor. The appellant, George Raynovich, Jr., initiated the action alleging voting improprieties in the election of appel
The complaint recites that on January 1, 1972, a vacancy existed in the office of Mayor of the Borough of Baldwin. At a properly called meeting on January 3, 1972, the borough council undertook to fill that vacancy. Four were nominated for the office of mayor: Romanus, Bracken, and Bennett—all council members; and Burke—a non-council member.
Appellant, also a member of council, objected to the nomination for the office of mayor of any council member.
In his complaint appellant alleged that by “prearrangement” Romanus and Bracken had voted for each other. Appellant contends that such a trade of votes is illegal, and thus invalidates council’s election of Romanus as mayor. Appellee, Romanus, filed preliminary objections in which, inter alia, he demurred to the complaint on the grounds that it failed to state a cause of action. The court below sustained the preliminary objections and dismissed the complaint. This appeal followed. The main issue thus presented is whether, accepting as true all of appellant’s factual allegations, he has stated a cause of action which would
We start with the premise that absent a statutory prohibition a borough council may select one of its members to fill a mayoral vacancy. Our Legislature has not spoken on this issue and thus absent any voting illegality or other impropriety there is no impediment to the authority of council to select a fellow council member to fill a vacancy in the office of mayor. The only statutory restriction placed upon council in filling such vacancies is that the new mayor must be “a registered elector of the borough.”
However, it is also well established in this Commonwealth, as well as in practically all jurisdictions, that a councilman may not vote for himself nor may he vote on any matter in which he has a personal or pecuniary interest. Meixell v. Hellertown Borough Council, 370 Pa. 420, 88 A. 2d 594 (1952) ; Genkinger v. New Castle, 368 Pa. 547, 84 A. 2d 303 (1951) ; Commonwealth ex rel. McCreary v. Major, 343 Pa. 355, 22 A. 2d 686 (1941) ; Commonwealth v. Raudenbush, 249 Pa. 86, 94 Atl. 555 (1915). Appellant contends, and we agree, this rule means that any council member-nominee for mayor could not vote for himself because of his personal interest in the result of the election. He further asserts that by arranging to trade votes, appellee and fellow council member, Bracken, in essence managed to vote for themselves. Therefore, reasons
Because of the posture of this appeal we must accept all of appellant’s allegations of fact as true. Therefore, we must accept that there was indeed some “prearrangement” between councilmen Bracken and Romanus to exchange their votes. However, this Court need not accept appellant’s conclusion of law—that such an exchange of votes was indeed unlawful. See GoodrichAmram, Standard Pennsylvania Practice, §1017(b)-11 at 93; §1111 (1957).
Even if we assume, arguendo, that such an arrangement to trade votes was unlawful, and those two votes were thus void, we must nevertheless reach the conclusion that the election of appellee as mayor was valid. In Meixell v. Hellertown Borough Council, supra, this Court was faced with this identical issue. There a nine-member borough council met to elect a new burgess (mayor). Two of the nine council members voted for themselves and their votes were declared “void and therefore a nullity.” Meixell, supra at 422, 88 A. 2d at 595. This Court there said:
“[sjince the vote of two councilmen was illegal and void, neither their vote nor their presence should be counted in computing a quorum or a majority.
“That left 7 valid votes—more than a quorum. Of those 7 qualified and valid votes, 4 voted for Meixell for Burgess, 2 for Councilman Judd, and 1 for Councilman Abel. A quorum being present and legally voting, and Meixell having received a majority of all the legal votes cast, he was duly elected Burgess.” Id. at 424, 88 A. 2d at 595-96.
Applying the same compelling reasoning to the instant case we must conclude that if Romanus’ and Bracken’s votes were void and their presence thus not
We agree that the Common Pleas Court of Allegheny County reached the correct result in sustaining the appellee’s preliminary objections and in dismissing the complaint.
Order affirmed.
Appellant would concede tliat if a councilman first resigns from council lie is eligible to run for the office of mayor in this election.
Act of February 1, 1966, P. L. (1965) 1656, §901, 53 P.S. §45901.
Dissenting Opinion
Dissenting Opinion by
Contrary to the position of the majority, 1 cannot accept the premise that absent a statutory prohibition a borough council may select one of its members to fill a mayoral vacancy, and, on this ground, I respectfully dissent.
It is well established in our law that simply because the Legislature has not expressly prohibited a certain activity by a public official it follows that he may undertake such activity. As was aptly stated in Goodyear v. Brown, 155 Pa. 514, 26 A. 665 (1893) : “. . . it does not follow that everything may be done by a public officer that is not forbidden in advance by some act of the assembly.” Id. at 518, 26 A. at 666.
Turning first to the treatises, McQuillin, the leading authority on municipal corporations, states the following rule: “Officers who have the appointing power are usually disqualified for appointment to office to which they may appoint. Such exercise of the appointive power is against public policy, and is void on its face, and the one so appointed, it has been said, is not even a de facto officer. . . . Pursuant to the general rule, a council, although possessing the power of appointment, may not select one of its own members as clerk of council, as a member of a board of assessors, or as city manager. For a like reason, a member cannot vote to confirm his own appointment to office.” McQuillin, Municipal Corporations, Yol. 3, §12.75, pp. 325-26 (3rd Ed. 1963).
One of the first cases to adopt this rule was Meglemery v. Weissinger, 140 Ky. 353, 131 S.W. 40 (1910). Meglemery was a member of the appointing body which appointed him to the office of bridge commissioner. Three days after his appointment, his term of office on the appointing board expired, thus he was only holding one office. He was subsequently removed from the office of bridge commissioner and he brought suit seeking reinstatement; the court refused reinstatement, relying on the aforesaid general rule stating: “As Meglemery was on December 31, 1909, a member of the body that appointed him to fill this place, the appointment was void for reasons of public policy that are both sound and sufficient. And so we have held that in cases like this the fiscal court cannot appoint one of its members to a place that carries with it duties and compensation. . . . Nor does the fact that his term expired within a few days after his appointment, or the fact that his duties would be prescribed and his
“Defendant contends that the appointment was illegal, because plaintiff was a member of the appointing board. The proposition is therefore squarely presented whether an appointment by a public board, vested by statute with the appointing power, of one of its own members to the office to be filled, is a legal appointment, where there are sufficient votes for the appointee without his own.
“It seems clear to me that it would be contrary to public policy and the general welfare to uphold such an appointment. When public officers, such as the members of a town board, are vested by the Legislature with power of appointment to office, a genuine responsibility is imposed. It must be exercised impartially, with freedom from suspicion of taint or bias which may be against the public interest. An appointing board cannot absolve itself from the charge of ulterior motives when it appoints one of its own members to an office. It cannot make any difference whether or not his own vote was necessary to the appointment. The opportunity improperly to influence the other members of the board is there. No one can say in a given case that the opportunity is or is not exercised. What influenced the other members to vote as they did, no one knows except themselves. Were their motives proper, based solely on the fitness of the appointee? They may have been. Were they improper, based on the promise or expectation of reciprocal favors? They may have been. No one knows, except the parties directly interested. That is the difficulty. This is the possibility,
It can be seen from these cases that the underlying philosophy for the general rule is removing the opportunity for personal influence that one member of a board may exercise over another, and the possibility of
Lastly, at least on one occasion, this Court has recognized this general rule. In Commonwealth ex rel. McCreary v. Major, 343 Pa. 355, 22 A. 2d 686 (1941), relying on Meglemery, supra, and Whitehall, supra, this Court stated: “Furthermore, even if respondent had not voted for his own appointment, for the other members of Council of which he was a member to have placed him on the Board of Authority would nevertheless, still have been definitely against public policy: Meglemery v. Weissinger, 140 Ky. 353; Wood v. Town of Whitehall, 120 Misc. 124, 197 N.Y.S. 789.” Id. at 361, 22 A. 2d at 689. Thus, by relying on these two cases this Court took notice of the general rule with approval, a rule which the majority now rejects, without citation of authority.
In accordance with the views expressed by these courts, I would herein adopt the general rule that a member of an appointing body is not eligible for appointment to an office by that body. I view this rule as best suited to protect the general public and the
Furthermore, appellee and the majority argue the statute itself makes him eligible for appointment, since the statute merely says the Council must appoint a “registered elector of the Borough,” which he is. However, I would hold for the statute to make a councilman eligible, it must expressly state a councilman is qualified.
I believe this question is controlled by a rule which has its foundation on strong public policy, and to override such a policy there must be an explicit statutory directive. In Reckner v. German Township School District, 341 Pa. 375, 19 A. 2d 402 (1941), this Court stated: “Far from being persuasive of Younkin’s right to vote himself the increased salary, the failure of the Code specifically either to authorize or to forbid the practice is conclusive against him. It necessitates an explicit direction on the part of the legislature to overthrow such a wholesome and salutary rule of the common law as that precluding a public servant from simultaneously representing both himself and his constituents.” Id. at 378, 19 A. 2d at 403.
I would therefore rule that appellee is not qualified for appointment and reverse the order of the lower court.
Similar rules are found in the following secondary authorities. See 42 American Jurisprudence, §97, p. 955 (1942) :
“97 Restrictions As to Persons Who May Be Appointed
“A public office is a public trust, and persons to be appointed thereto should be selected solely with a view to the public welfare. It goes without saying that the power of appointment to public office is to some degree limited by public policy and by statutory provisions which invalidate the appointment of relatives, or which make certain persons ineligible to office. An appointment of an ineligible person is a nullity.
“An officer entrusted with the power of appointment should exercise it with disinterested skill and in a manner primarily for the benefit of the public, for it is the policy of the law to secure the utmost freedom from personal interest in such appointments. So, it is contrary to public policy to permit an officer having an
“§20 Power of Appointment or Membership in Appointing Body
“It is contrary to the policy of the law for an officer to use his official appointing power to place himself in office, so that, even in the absence of a statutory inhibition, all officers who have the appointing power are disqualified for appointment to the offices to which they may appoint; and similarly a member of an appointing board is ineligible for appointment by the board, even though his vote is not essential to a majority in favor of his appointment, and although he was not present when the appointment was made, and notwithstanding his term in the appointing body was about to expire; nor can the result be accomplished indirectly by his resignation with the intention that his successor shall cast his vote for him.”
I also find that an analogy exists between one man exercising the appointing power, and a board exercising the appointing power. It is clear that one individual, i.e., a mayor, cannot appoint himself to an office. This rule was stated in Commonwealth v. Douglass, 1 Bin. 77 (1803) : “One having a discretionary authority to appoint a fit person to a public office appointing himself, seems a solecism in terms; and it cannot be deemed the fulfillment of his duty.” Id. at 84. See also Commonwealth ex rel. McCreary v. Major, 343 Pa. 355, 22 A. 2d 686 (1941). If the personal interest of one man having the appointing power creates disqualification so that he cannot appoint himself, viewing the appointing board as one entity, why then should the board be allowed to appoint itself, or at least a part of itself, i.e., one member, to an office. In the Whitehall case, supra, the court adopted this approach in the foUowing language: “Viewing the question from another aspect, the same result is arrived at. When the members of the board are given the appointing power, it seems necessarily implied in that power that they cannot appoint themselves. The situation is not different in principle from where the appointing power, instead of being vested in a board is vested in a single official. The mayors of most of our cities, for example, have the power to appoint a superintendent of public works, a city attorney, and various other functionaries. It has never occurred to anyone to argue that a mayor thus situated may appoint himself to these various offices, or to any one of them. How is the situation different where the appointing power is vested, not in a single individual, but in a board consisting of a half dozen individuals? Each one is a part of the board. If the board appoints one of its own members, it appoints itself, or a part of itself. It cannot be material whether the part of the board appointed participates in the act of appointment. It is still the act of the board, and, as the appointee is a member of it, the board appoints part of itself, the same as if he had actively aided. His own participation cannot matter. He has as much right to assist in the appointment of his own entity as the board has to assist in the appointment of a part of its entity.” 120 Mise. Rep. 125-26, 197 N.X.S. 791.
See generally for recognition and application of the general rule:
People ex rel. Scott v. Grivetti, 50 Ill. 2d 156, 277 N.E 2d 881 (1972) ; Hetrich v. County Commissioners of Anne Arundel County, 222 Md. 304, 159 A. 2d 642 (1960) ; Lemon v. Fiscal Court of Casey County, 291 S.W. 2d 572 (Ky. 1956) ; State ex rel. v. Thompson, 193 Term. 395, 246 S.W. 2d 59 (1952) ; Smith v. McDermott, 313 Ky. 184, 230 S.W. 2d 636 (1950) ; Bradley v. City Council of City of Greenville, 212 S.C. 389, 46 S.E. 2d 291 (1948) ; State v. Bowman, 184 Mo. App. 549, 170 S.W. 700 (1914) ; Parrish v. Town of Adel, 144 Ga. 242, 86 S.E. 1095 (1915).
There are also a number of cases controlled by statutes which have codified the common law rule: Burtis v. Haines, 91 N.J. L. 4, 102 A. 355 (1917) ; McMahan v. Jones, 94 S.C. 362, 77 S.E. 1022 (1913) ; Gaw v. Ashley, 195 Mass. 173, 80 N.E., 790 (1907) ; People ex rel. Ellis v. Lennon, 86 Mich. 468, 49 N.W. 308 (1891) ; State ex rel. v. Kearns, 47 Ohio St. 566, 25 N.E. 1027 (1890).
Reference
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