McIlvaine v. Pennsylvania State Police
McIlvaine v. Pennsylvania State Police
Dissenting Opinion
After thirty-seven years of service to the Commonwealth, Joseph Mcllvaine was involuntarily retired. The majority concedes that “appellant was admittedly suitable for continued employment.” Nevertheless, in adopting the opinion of the Commonwealth Court, the majority upholds Mcllvaine’s dismissal. It is undisputed that the sole reason for appellant’s discharge was the fact that he had attained the age of sixty. I cannot join in this arbitrary termination of a concededly competent public servant.
I agree with the majority that in view of the rather bizarre procedural history of the case it should be treated as an action for declaratory relief. See Friestad v. Travelers Indemnity Co., 452 Pa. 417, 306 A. 2d 295 (1973); McIlvaine v. McKetta, 1 Pa. Commonwealth Ct. 262 (1971). However, I am compelled to dissent from the majority’s conclusion that Mcllvaine’s involuntary termination is constitutionally and statutorily permissible. In my view the action of the Commonwealth violated the Pennsylvania Constitution, Article I, Section 26, as well as the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution.
I
The opinion of the Commonwealth Court, adopted today by the majority, states that “ [t] o reach the conclusion plaintiff would have us reach ... we would have to hold that the Pennsylvania Human Relations Act prohibits discharge from employment by reason of age without exception, a conclusion which the statute does not permit us to reach.” McIlvaine v. Pennsylvania State Police, 6 Pa. Commonwealth Ct. 505, 512, 296 A. 2d 630, 633 (1972). Were this the only available analysis of this case, I would join the majority in denying declaratory relief. However appellant readily admits
“It shall be an unlawful discriminatory practice, unless based upon a bona fide occupational qualification, or in the case of a fraternal corporation or association, ... or except where based upon applicable security regulations established by the United States or the Commonwealth of Pennsylvania: . . .
“(a) For any employer because of the race, color, religious creed, ancestry, age, sex or national origin of any individual to refuse to hire or employ, or to bar or to discharge from employment such individual, or to otherwise discriminate against such individual with respect to compensation, hire, tenure, terms, conditions or privileges of employment, if the individual is the best able and most competent to perfrom [sic] the services required. . . ,”
Article I, Section 26 of the Pennsylvania Constitution, adopted May 16, 1967, declares unconstitutional discrimination by the Commonwealth.
“Neither the Commonwealth nor any political subdivision thereof shall deny to any person the enjoyment of any civil right, nor discriminate against any person in the exercise of any civil right” The Commonwealth does not, nor could it reasonably deny that the rights of public employees are constitutionally protected.
The Commonwealth Court correctly observed that “[t]he Pennsylvania Human Relations Act does not absolutely protect one against discharge from employment by reason of age; it does not guarantee retention of employment until death or proof of the employee’s inability to perform. Rather, it is designed to protect against discrimination in discharge from employment by reason of age and in doing so recognizes a ‘bona fide occupational qualification’ as nondiscriminatory. . . .” 6 Pa. Commonwealth Ct. at 511, 296 A. 2d at 633.
However, that court erred when it declared: “[PJlaintiff appears to assert, without any supporting proof in the record, that a mandatory retirement age for State police officers as a class is not a bona fide occupational qualification. To merely say so is not enough, particularly in light of the Soltis and Boyle cases, supra. The fact that a particular police officer is physically fit and able to perform his duties or that minds may differ upon the particular mandatory retirement age selected by the Legislature is not proof of want of bona fides as to the qualification otherwise applied uniformly and nondiscriminatorily to the selected class.” Id. at 512, 296 A. 2d at 633.
Federal courts, interpreting Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§2000 et seq. (Supp. 1972),
Rosenfeld v. Southern Pacific Co., 444 F. 2d 1219 (9th Cir. 1971), presented another attempt by an employer to justify sexual discrimination on the basis of a BFOQ. Judge Hamlet, writing for the court, observed “that Congress, . . . established by Title VII the policy that individuals must be judged as individu
The Commonwealth asserts that it is well settled in Pennsylvania that the power to establish a mandatory retirement age for police officers is constitutional. Soltis Appeal, 390 Pa. 416, 135 A. 2d 744 (1957); Boyle v. Philadelphia, 338 Pa. 129, 12 A. 2d 43 (1940).
II
I must also note my dissent from the majority’s adoption of the Commonwealth Court’s conclusion that discharge of appellant pursuant to Section 205(d) of the Administrative Code of 1929 does not violate the Equal Protection Clause of the Fourteenth Amendment.
Section 205 of the Administrative Code of 1929 reads: “Any member of the Pennsylvania State Police, . . . who has attained or who shall attain the age of sixty years, shall resign from membership in the said
Since its adoption in 1868, the equal protection clause has grown and matured through judicial interpretation.
Also recognized as requiring heightened equal protection analysis have been cases involving “fundamental interests.” This class of interests includes procreation,
To be sure, the traditional “rational basis” test is yet applied, particularly in cases of economic regulation.
“Invocation of the equal protection clause, . . . does not disable any governmental body from dealing with the subject at hand. It merely means that the prohibition or regulation must have a broader impact. I regard it as a salutary doctrine that cities, states and the Federal Government must exercise their powers so as not to discriminate between their inhabitants except upon some reasonable differentiation fairly related to the object of regulation. This equality is not merely abstract justice. The framers of the Constitution knew, and we should not forget today, that there is no more effective practical guaranty against arbitrary and unreasonable government than to require that the principles of law which officials would impose upon a minority must be imposed generally. Conversely, nothing opens the door to arbitrary action so effectively a,s to allow those officials to pick and choose only a few to whom they will apply legislation and thus to escape the political retribution that might be visited upon them if larger numbers were affected. Courts can take no better measure to assure that laws will be just than to require that laws be equal in operation.”
As Professor Gerald Gunther has perceptively noted, since 1970 the United States Supreme Court has moved steadily away from rigid standards—either compelling state interest or rational basis—in testing state legislation against the equal protection clause. Gunther, The Supreme Court 1971 Term, Foreword: In Search of
The development of the single-test equal protection formula is illustrated by Mr. Justice White's concurring opinion in Vlandis v. Kline, 412 U.S. 441, 456, 93 S. Ct. 2230, 2238 (1973). The opinion of the Court declared invalid on due process grounds Connecticut’s irrebuttable presumption that a student, non-resident when beginning college in the state remained, for tuition purposes, a non-resident throughout his education. Mr. Justice White based his concurrence on the equal protection clause.
“From these and other cases, such as Dandridge v. Williams, 397 U.S. 471, 90 S. Ct. 1153, 25 L. Ed. 2d 491 (1970); Reed v. Reed, 404 U.S. 71, 92 S. Ct. 251, 30 L. Ed. 2d 225 (1971); Frontiero v. Richardson, 411 U.S. 677, 93 S. Ct. 1764, 36 L. Ed. 2d 583 (1973), and Weber v. Aetna Casualty & Surety Co., 406 U.S. 164, 92 S. Ct. 1400, 31 L. Ed. 2d 768 (1972), it is clear that we employ not just one, or two, but, as my Brother Marshall has so ably demonstrated, a ‘spectrum of standards in reviewing discrimination allegedly violative of the Equal Protection Clause.’ San Antonio Independent School District v. Rodriguez, 411 U.S. 1, pp. 98-99, 93 S. Ct. 1278, p. 1330, 36 L. Ed. 2d 16 (dissenting opinion). Sometimes we just say the claim is ‘invidious’ and let the matter rest there, as Mr. Justice Stewart did, for
The “sliding scale” approach to equal protection expounded by Mr. Justice White has found expression in two recent opinions of the Court.
“The essential inquiry in all the foregoing cases is, however, inevitably a dual one: What legitimate state
It is thus clear that the lines of the strict two-tiered equal protection are becoming blurred. In an effort to avoid mechanistic application of a rigid, stultified dogma, the United States Supreme Court has moved toward a single, sliding-scale equal protection test. This movement is to be applauded since courts may now analyze the means employed by the Legislature in all cases. Although more thorough judicial inquiry into legislative classifications is now possible, determination of substantive goals remains, as in the past, the particular province of the Legislature. The courts may not, under the rubric of equal protection, usurp the legislative function.
Testing the instant case against these standards, it is clear that appellant Mcllvaine’s discharge pursuant to Section 205(d) of the Administrative Code is in violation of his right to the equal protection of the laws. In reaching this conclusion under the test outlined above, it is necessary to consider together the gravity of the interest affected by the legislative classification— appellant’s right to continued employment—and the characteristic of the class thereby regulated—attaining age 60. This factor must then be balanced against the interest of the state in the means—an arbitrary age classification—used to implement the particular regulatory scheme—dismissal of all who attain age sixty irrespective of competency to continue performance of assigned duties.
Under the equal protection test which should, in my view, apply, the classification must demonstrate a “significant relationship” to the legislative purpose.
Such a preemptory denial of Mcllvaine’s right to the equal protection of the laws mandates that he be reinstated. The majority’s refusal to grant appellant relief compels dissent.
“The provision of this paragraph shall not apply, to (1) termination of employment because of the terms or conditions of any bona fide retirement or pension plan, (2) operation of the terms or conditions of any bona fide retirement or pension plan which have the effect of a minimum service requirement, (3) operation of the terms or conditions of any bona fide group or employe insurance plan.” Act of October 27, 1955, P. L. 744, §5, as amended, 43 P.S. §955 (Supp. 1973) (emphasis added). I do not here express any opinion on the question of constitutionality vel non of 43 P.S. §§955(a) (2) and (3). The Commonwealth has not attempted to justify appellant’s dismissal on either of these grounds.
“(d) Any member of the Pennsylvania State Police, except the Commissioner and Deputy Commissioner, regardless of rank,
See Soltis Appeal, 390 Pa. 416, 135 A. 2d 744 (1957); Boyle v. Philadelphia, 338 Pa. 129, 12 A. 2d 43 (1940). See also Beynon v. Scranton, 212 Pa. Superior Ct. 526, 243 A. 2d 190 (1968); Siani v. Wilkes-Barre, 164 Pa. Superior Ct. 529, 67 A. 2d 776 (1949).
Schware v. Board of Bar Examiners, 353 U.S. 232, 238-39, 77 S. Ct. 752, 756 (1957). See my dissenting opinion in Adler v. Montefiore Hospital, 453 Pa. 60, 82, 311 A. 2d 634, 646 (1973) (joined by Manderino, J.) and cases cited therein.
Act of October 27, 1955, P. L. 744, §1, as amended, 43 P.S. §953 (Supp. 1973).
See Id. at 43 P.S. §954(b) (Supp. 1973).
See also Cerra v. East Stroudsburg Area School Dist., 450 Pa. 207, 299 A. 2d 277 (1973).
See generally, Developments in the Law—Title VII, 84 Harv. L. Rev. 1109, 1176-95 (1971).
See Griggs v. Duke Power Co., 401 U.S. 424, 91 S. Ct. 849 (1971).
Accord, Beynon v. Scranton, 212 Pa. Superior Ct. 526, 243 A. 2d 190 (1968); Siani v. Wilkes-Barre, 164 Pa. Superior Ct. 529, 67 A. 2d 776 (1949).
The holding in Soltis Appeal, 390 Pa. 416, 135 A. 2d 744 (1957) has been rejected by Article I, Section 26. Boyle v. Philadelphia, 338 Pa. 129, 12 A. 2d 43 (1940), is inapplicable to the present case. Writing for the Court in Boyle, Justice Drew addressed facts remarkably similar to the instant case.
“Of course, in the absence of express statutory prohibition, the power is inherent in a municipality to prescribe reasonable and nondiscriminatory superannuation classifications, similar to those here set up, with respect to its firemen and policemen.” Id. at 131, 12
While in my view the Pennsylvania Constitution requires reversal as a matter of state law, the equal protection clause provides a separate and distinct ground for this dissent. See Karst, Serrano v. Priest: A State Court’s Responsibilities and Opportunities in the Development of Federal Constitutional Law, 60 Calif. L. Rev. 720 (1972).
Act of April 9, 1929, P. L. 177, as amended, Act of July 10, 1957, P. L. 682, 71 P.S. §65(d) (Supp. 1973). For the full text of this section see note 2, supra.
See 6 Pa. Commonwealth Ct. at 513, 296 A. 2d at 634. I do not express any opinion on the propriety of the Commonwealth Court’s decision that neither the exemption of the commissioner and the deputy commissioner nor that of officers with less than twenty years of service violates the equal protection clause. Id. at 510, 296 A. 2d at 632-33.
See Tussman & tenBroek, The Equal Protection of the Laws, 37 Calif. L. Rev. 341 (1949); Developments in the Law—Equal Protection, 82 Harv. L. Rev. 1065 (1969); Gunther, The Supreme Court 1971 Term—Foreword: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection, 86 Harv. L. Rev. 1 (1972).
Slaughter-House Cases, 83 U.S. (16 Wall.) 36 (1872).
Kramer v. Union Free School Dist., 395 U.S. 621, 89 S. Ct. 1886 (1969); Loving v. Virginia, 388 U.S. 1, 87 S. Ct. 1817 (1967); Korematsu v. United States, 323 U.S. 214, 65 S. Ct. 193 (1944); Plessy v. Ferguson, 163 U.S. 537, 552, 16 S. Ct. 1138, 1144 (1896) (Harlan, J., dissenting).
See Takahashi v. Fish & Game Comm’n, 334 U.S. 410, 68 S. Ct. 1138 (1948); Oyama v. California, 332 U.S. 633, 68 S. Ct. 269 (1948).
Frontiero v. Richardson, 411 U.S. 677, 93 S. Ct. 1764 (1973) (four of eight participating Justices declare sex a suspect classification); Stanley v. Illinois, 405 U.S. 645, 92 S. Ct. 1208 (1972). See Reed v. Reed, 404 U.S. 71, 92 S. Ct. 251 (1971) (nominally applying the traditional rational basis test).
Michelman, The Supreme Court, 1968 Term—Foreword: On Protecting the Poor Through the Fourteenth Amendment, 83 Harv. L. Rev. 7 (1969).
Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535, 62 S. Ct. 1110 (1942).
Dunn v. Blumstein, 405 U.S. 330, 92 S. Ct. 995 (1972); Harper v. Virginia Bd. of Elections, 383 U.S. 663, 86 S. Ct. 1079 (1966); Reynolds v. Sims, 377 U.S. 533, 84 S. Ct. 1362 (1964).
See, e.g., Griffin v. Illinois, 351 U.S. 12, 76 S. Ct. 585 (1956).
See, e.g., Brown v. Board of Ed., 347 U.S. 483, 74 S. Ct. 686 (1954); Goldstein, Interdistrict Inequalities in School Financing: A Critical Analysis of Serrano v. Priest and Its Progeny, 120 U. Pa. L. Rev. 505, 534-44 (1972). But see San Antonio Ind. School Dist. v. Rodriguez, 411 U.S. 1, 93 S. Ct. 1278 (1973).
Dunn v. Blumstein, 405 U.S. 330, 92 S. Ct. 995 (1972); Shapiro v. Thompson, 394 U.S. 618, 89 S. Ct. 1322 (1969).
Roe v. Wade, 410 U.S. 113, 93 S. Ct. 705 (1973); Griswold v. Connecticut, 381 U.S. 479, 85 S. Ct. 1678 (1965).
Railway Express Agency v. New York, 336 U.S. 106, 69 S. Ct. 463 (1949); Williamson v. Lee Optical, 348 U.S. 483, 75 S. Ct. 461 (1955); F. S. Royster Guano Co. v. Virginia, 253 U.S. 412, 40 S. Ct. 560 (1920).
Morey v. Dowd, 354 U.S. 457, 77 S. Ct. 1344 (1957).
Railway Express Agency v. New York, 336 U.S. 106, 111-13, 69 S. Ct. 463, 466 (1949) (Jackson, J., concurring), cited in Gunther, supra n.15 at 22-23.
See Gunther, supra n.15 at 17-20.
Id. 23.
See James v. Strange, 407 U.S. 128, 92 S. Ct. 2027 (1972); Jackson v. Indiana, 406 U.S. 715, 92 S. Ct. 1845 (1972); Humphrey v. Cady, 405 U.S. 504, 92 S. Ct. 1048 (1972); Eisenstadt v. Baird, 405 U.S. 438, 92 S. Ct. 1029 (1972).
See Gunther, supra n.15 at 17-18.
In equal protection cases courts may only consider the means which the Legislature adopts in order to effectuate its substantive policy. Only through studious adherence to this tenet of equal protection analysis may return to the discredited doctrine of substantive due process be avoided. See Lochner v. New York, 198 U.S. 45, 25 S. Ct. 539 (1905).
Weber v. Aetna Cas. & Sur. Co., 406 U.S. 164, 175, 92 S. Ct. 1400, 1406 (1972). See also Reed v. Reed, 404 U.S. 71, 92 S. Ct. 251 (1971); Gunther, supra n.15 at 34-35. I note that the classification here involved is not the narrowest which could accomplish the Legislature’s purpose. The present classification scheme is over-broad. See Shelton v. Tucker, 364 U.S. 479, 81 S. Ct. 247 (1960); NAACP v. Alabama, 377 U.S. 288, 84 S. Ct. 1302 (1964); Developments in the Law, supra n.15, at 1086-87.
The nature of the classification here in question should also weigh heavily in our consideration. A classification must be subjected to more searching analysis where it is closed-ended—that is where a class member may not, through his own efforts, remove himself from the disadvantaged group. Such classifications are, for example, race, alienage, national origin, sex, and, of course, age. This is not to imply that all age classifications affecting “fundamental rights” are constitutionally impermissible. Minimum age requirements may eventually be outgrown. However, where, as here, the class singled out for special treatment is distinguished by a maximum age, class membership once achieved is permanent. Thus our analysis must go deeper than it would were the distinguishing characteristic of the class otherwise. As Mr. Justice Stone suggested in his famous footnote to United States v. Carolene Products Co., 304 U.S. 144, 152-53, n.4, 58 S. Ct. 778, 783-84 n.4 (1938) (concurring opinion).
Opinion of the Court
Opinion by
In July, 1970, appellant Joseph Mcllvaine, having reached the age of sixty, was involuntarily retired from the Pennsylvania State Police after some 37 years of service. In all respects other than his chronological age, appellant was admittedly suitable for continued employment. His dismissal was by the Commissioner of Police, acting pursuant to Section 205 of the Adminis
Appellant both below and here has contended that Section 205(d), supra, is invalid as (1) unreasonable and discriminatory; (2) violative of appellant’s civil rights under the Pennsylvania constitution
At the outset, we feel obliged to speak to the procedural aspects of this litigation. Through mandamus, appellant seeks to compel a public official (the Pennsylvania State Police Commissioner) to disregard and act directly contrary to the plain directive of the statute by continuing to employ him, a member of the State Police Force, beyond the age of sixty years. This is precisely the antithesis of what mandamus is designed to accomplish. As we said in Philadelphia Presbytery Homes, Inc. v. Abington Board of Commissioners, 440 Pa. 299, 303-4, 269 A. 2d 871 (1970): “Mandamus to compel a governmental ministerial officer to act in disobedience of the requirements of the relevant statute, before there has been a judicial pronouncement of the Act’s invalidity, is not the normal procedure for testing the constitutionality of a statute.” See also Unger v. Hampton Township, 437 Pa. 399, 263 A. 2d 385 (1970); Booz v. Reed, 398 Pa. 172, 157 A. 2d 170 (1960).
Under normal circumstances, utilization of a remedy so completely inappropriate would be fatal, and would foreclose any treatment of the merits. Appellant’s case, however, does not fit any normal pattern. When the Commonwealth Court dismissed the declaratory judg
Considered in light of our recent decision in Friestad v. Travelers Indemnity Co., 452 Pa. 417, 306 A. 2d 295 (1973) which established declaratory judgment as an alternate remedy, and overruled the line of cases relied on in the first Commonwealth Court opinion, 1 Pa. Commonwealth Ct. 262, the effect of our dismissal of the present action on the ground of mistaken remedy would be to kick this plaintiff from pillar to post without any fault whatever on his part. Rather than causing him the loss of time and money entailed in starting all over again, we choose to treat the instant action as one requesting declaratory relief. So viewed, we affirm the order of the Commonwealth Court on the opinion of President Judge Bowman. 6 Pa. Commonwealth Ct. 505, 296 A. 2d 630 (1972). See also Soltis Appeal, 390 Pa. 416, 135 A. 2d 744 (1957); Boyle v. Philadelphia, 338 Pa. 129, 12 A. 2d 43 (1940).
Section 205(d) provides: “(d) Any member of the Pennsylvania State Police, except the Commissioner and Deputy Commissioner, regardless of rank, who has attained or who shall attain the age of sixty years, shall resign from membership in the said police force: Provided, however, That the provision of this paragraph shall not apply to members of the State Police Force who upon attaining the age of sixty years shall have less than twenty years of service. Upon completion of twenty years of service, the provision of this paragraph shall become applicable to such persons.”
Article I, Section 26 (adopted May 16, 1967) provides: “Neither the Commonwealth nor any political subdivision thereof shall
For example Section 2(b) of the Act of October 27, 1955, P. L. 744, as amended, 43 P.S. 952(b) provides in pertinent part: “It is hereby declared to be the public policy of this Commonwealth to foster the employment of all individuals in accordance with their fullest capacities regardless of their . . . age . . ., and to safeguard their right to obtain and hold employment without such discrimination. . . .”
Appellant eould have sought the aid of equity to compel his reinstatement, appealed to the courts from the informal decision of the Commissioner or sued in assumpsit to recover for wages unlawfully withheld.
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