Commonwealth v. Davis
Commonwealth v. Davis
Opinion of the Court
Opinion by
Appellant, Curtis Davis, was arrested in December of 1968 and charged with murder, voluntary manslaughter, involuntary manslaughter and robbery. A timely filed pre-trial motion to suppress evidence was denied. Thereafter, on September 25, 1969, appellant was adjudged guilty, by a jury, of murder, voluntary manslaughter and two counts of robbery. Appellant was sentenced, by the jury, to death on the murder conviction, and from ten to twenty years imprisonment, by the court, on the robbery convictions. Post-trial motions in arrest of judgment and for a new trial were denied. This direct appeal followed. We now reverse and remand for a new trial.
Appellant contends that the assistant district attorney committed reversible error by attempting to create an impermissible adverse inference in the minds of the jurors regarding appellant’s exercise of his Fifth Amendment rights at trial.
It is well settled that the Fifth Amendment, made applicable to the states through the Fourteenth Amendment, Malloy v. Hogan, 378 U.S. 1, 84 S. Ct. 1489 (1964), forbids either comment by the prosecution on the accused’s silence at trial or instructions by the court that such is evidence of guilt. Griffin v. California, 380 U.S. 609, 85 S. Ct. 1229 (1965). “Upon the present record, [we] believe that the prosecutorial comment about the ‘uncontradicted’ [or ‘uncontroverted’] nature of the Commonwealth’s case runs directly afoul of the Griffin prohibition.” Commonwealth v. Allen, 445 Pa. 156, 159, 281 A. 2d 634, 635 (1971) (Roberts, J., dissenting from an opinionless per curiam affirmance, joined by Eag-en, J., and O’Brien, J.).
Here, where appellant neither testified at trial nor offered any other defense, the “. . . prosecutor’s statement [s] implied that the . . . [defendant himself ivas] the only [one] who could and should have denied the charges against [him]. The jury might reasonably have inferred from [these] statement [s] that [his] failure to do so was evidence of [his] guilt.” Commonwealth v. Reichard, 211 Pa. Superior Ct. 55, 60, 233 A. 2d 603, 606 (1967). Such an inference is patently contrary to the mandate of Griffin, supra.
On this record, where appellant did not testify and offered no other witnesses or evidence at trial, it would be an act of sophistry to conclude that the remarks of the assistant district attorney could have been taken as anything other than a reference to the fact that appellant, and appellant alone, failed to rebut the evidence against him. The prosecutor’s attempt to have the jury equate appellant’s guilt with his silence at trial was improper. Such comments, even by implication, are violative of Griffin, supra. See also Hand-man, supra.
Not only were appellant’s rights under the United States Constitution violated, but also his rights under Article 1, §9 of the Pennsylvania Constitution, and the Act of May 23, 1887
We hold that the prosecutor’s comments were error, and also that they were harmful error, necessitating the grant of a new trial. On this record, the prosecution’s comments cannot be held to be “harmless beyond a reasonable doubt.”
Our analysis of the gravity and impact of the error is guided by two general precepts. First, “. . . before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt.” Chapman v. California, 386 U.S. 18, 24, 87 S. Ct. 824, 828 (1967). See Harrington v. California, 395 U.S. 250, 251, 89 S. Ct. 1726, 1727 (1969); Schneble v. Florida, 405 U.S. 427, 92 S. Ct. 1056 (1972). This reasonable doubt standard reflects a fundamental belief that once constitutional error has been established, it is far worse to conclude incorrectly that the error was harmless than it is to conclude incorrectly that the error was reversible. Cf. In Re Winship, 397 U.S. 358, 90 S. Ct. 1068 (1970).
The second general precept with which we approach the determination of whether a particular constitutional error was harmless is that the burden is on the Commonwealth to establish that the error was harmless. Chapman v. California, supra at 24, 26, 87 S. Ct. at 828, 829; Fontaine v. California, 390 U.S. 593, 596, 88 S. Ct. 1229, 1231 (1968). It should be noted that placing the burden on the Commonwealth is in accordance with “the original common-law harmless-error rule [that] put the burden on the beneficiary of the
Keeping these precepts in mind, we must determine whether “there is a reasonable possibility” that the constitutional error “might have contributed to the conviction.” Chapman v. California, supra, 386 U.S. at 24, 87 S. Ct. at 828. If there is such a possibility, the constitutional error is reversible. But if there is no reasonable possibility that the constitutional error might have moved “the minds of an average jury”
Cases subsequent to Chapman have established one exception to the general proposition that if there is a reasonable possibility that the constitutional error might have contributed to the conviction, the error cannot be harmless. That exception is presented by those cases where the “properly admitted evidence of guilt is so overwhelming, and the prejudicial effect of the . . . [constitutional error] is so insignificant by comparison, that it is clear beyond a reasonable doubt that the . . . [constitutional error] was harmless error.” Schneble v. Florida, supra at 430, 92 S. Ct. at 1059; see Harrington v. California, 395 U.S. 250, 89 S. Ct. 1726 (1969).
It should be emphasized that a conclusion that the properly admitted evidence is “so overwhelming,” and the prejudicial effect of the constitutional error is “so
Applying these standards to the present case, we do not believe that the Commonwealth has established beyond a reasonable doubt that the constitutional error present in this case was harmless. The Commonwealth, during its closing address to the jury, thoroughly exploited appellant’s exercise of his Fifth Amendment right not to take the witness stand. The prosecutor argued that “'under the uncontroverted facts the Commonwealth has proved beyond a reasonable doubt that this defendant is guilty of murder in the first degree and robbery.” (Emphasis added.) The prosecutor also repeatedly used the term “uncontroverted” or “uncontroverted facts” at least three other times in referring to portions of the Commonwealth’s evidence.
We also do not believe that the evidence against appellant in this case can be characterized as “overwhelming.” The only witness who could definitely identify appellant at the trial had been unable to identify appellant at a pre-trial lineup. One other witness was unable to identify appellant at all. The murder weapon was linked to appellant only by showing that it was found at an apartment belonging to a woman described by one witness as appellant’s girl friend, an apartment to which appellant had a key and near which appellant’s car was observed some two and one-half hours after the shooting. Ownership of the weapon was never proved by the Commonwealth. The only other evidence against appellant was a tan hood and a dark jacket, found at the same apartment, which were by no means unique but which were similar to the hood and jacket which two eyewitnesses described the perpetrator as wearing. Although the case against appellant was reasonably strong, it nevertheless is certainly a case in which “honest, fair-minded jurors might very well have brought in not guilty verdicts.”
The judgment of sentence is reversed and a new trial granted.
Appellant also contends that additional errors were committed by the trial court and that certain evidence, allegedly illegally seized, should have been suppressed. Appellant also challenges the legality of his arrest However, in view of our disposition, we need not decide these issues.
“No person . . . shall be compelled in any criminal case to be a witness against himself . . . ." U. S. Const Amend. V.
“[The accused] cannot be compelled to give evidence against himself . . . .” Pa. Const. Art. I, §9.
“Except defendants actually upon trial in a criminal court, any competent witness may be compelled to testify in any proceeding, civil or criminal; but he may not be compelled to answer any question which, in the opinion of the trial judge, would tend to criminate him; nor may the negleet or refusal of any defendant, actually upon trial in a criminal court, to offer himself as a witness be treated as creating any presumption against him, or be adversely referred to by court or counsel during the trial.” P. L. 158, §10, 19 P.S. §631.
“As the Supreme Court stated in Griffin, the presumption of innocence in favor of a defendant in a criminal case is seriously
The use of the word “uncontroverted” in the prosecutor’s closing argument was error for another reason, since the defendant at trial need not affirmatively deny any allegation at all. There is always a jury question as to every issue, except those expressly conceded, on which the government has the burden. See, e.g., Minor v. United States, 445 F. 2d 637 (8th Cir. 1971) ; United States v. Alessio, 439 F. 2d 803 (1st Cir. 1971) ; DeCecco v. United States, 338 F. 2d 797 (1st Cir. 1984).
See notes 3 and 4, supra.
It should also be noted that federal standards govern what constitutional error must be considered prejudicial. Chapman v. California, 386 U.S. 18, 21, 87 S. Ct. 824, 826-27 (1967).
Harrington v. California, 395 U.S. 250, 254, 89 S. Ct. 1726, 1728 (1969).
At one point in summation the prosecutor stated: “It is also uncontroverted that Curtis Davis received a paper bag from Mr. Darlak and said something, I can’t remember the exact word, but it is something like, I am going to give you this, or words to that effect, and then fired two shots in quick succession.
“You can find from this series of uncontroverted facts, members of the jury, that Mr. Davis, the defendant here, was in fact robbing Mr. Darlak at the time, . . .” Clearly, these statements
“In such a case we are unwilling to allow the government to act improperly and then avoid reversal by the unprovable assertion that grievous prejudice probably did not result.” Rodriguez-Sandoval v. United States, 409 F. 2d 529, 531 (1st Cir. 1969).
Concurring Opinion
Concurring Opinion by
I cannot agree that the prosecutor’s use of the word “uneontroverfced” in his closing argument to the jury constituted adverse comment upon appellant’s exercise of his Fifth Amendment rights, as interpreted in Griffin v. California, 380 U.S. 609, 14 L. Ed. 2d 106 (1965).
For the remarks of a prosecuting attorney to be impermissible for this reason, it must appear that “the language used was manifestly intended or was of such character that the jury would naturally and necessarily take it to be a comment on the failure of the accused to testify.” Knowles v. United States, 224 F. 2d 168, 170 (10th Cir. 1955). The question, therefore, is whether the jury would so understand the use of the word “uncontroverted”. The word “controvert” means “to dispute or oppose by reasoning; to deny; contradict.” Webster’s New International Dictionary of the English Language, 2d Ed. (1942). “Uncontroverted” means, obviously, that something is not disputed or opposed by reasoning, or is not denied, or not contradicted. It is the most natural thing in the world for any lawyer in his summation to point out that salient points of his client’s case have not been disputed or denied, or that important testimony has not been contradicted. This is a fact of the case as it then stands; the lawyer is but giving emphasis to what is already known to the fact finder.
To hold that this kind of remark, without more, and particularly without any reference to the refusal
Contrary to the implication of the majority opinion, the federal courts are far from uanimous in finding error where the prosecutor comments on the uncontroverted nature of the evidence and only the defendant could have contradicted it. The opposite, and in my mind better, view has been expressed at some length by Judge Friendly in United States ex rel. Leak v. Follette, 418 F. 2d 1266, 1268 (2d Cir. 1969), cert. denied, 397 U.S. 1050: “Neither the language, the history, nor the policy of the self-incrimination clause affords support for the surprising proposition that in declaring that no person ‘shall be compelled in any criminal case to be a witness against himself,’ the authors of the Bill of Rights intended to prohibit proper advocacy concerning the strength of the prosecution’s case. This is quite different from specific comment on the defendant’s failure to take the stand. The remarks of the prosecutor and the judge in Griffin were held to violate the privilege because the California rule permitting them was ‘in substance a rule of evidence that allows the State the privilege of tendering to the jury for its consideration the failure of the accused to
Innocent words can, no donbt, be given evil meanings by the way they are said, the gestures and facial expressions that accompany their utterance, and indeed the entire setting surrounding the speaking. It is, I suppose, at least theoretically possible to commit a Griffin violation in such a way, but there would have to be some evidence of the circumstance beyond the innocent spoken word. Here there was none.
While normally my disagreement with the Court’s opinion, as above expressed, would cause this opinion to be labelled as a dissent, there is another issue in this case which causes me to agree that a new trial should be awarded. Appellant challenges the introduction into evidence of a hooded jacket and .32 caliber revolver, both seized at his girlfriend’s apartment pursuant to a search warrant and identified at trial as belonging to the gunman who murdered Chester Darlak. The warrant was issued on the basis of sworn oral and unrecorded testimony presented by the police to the magistrate. For reasons set out at length in my dissenting opinion in Commonwealth v. Milliken, 450 Pa. 310, 318, 300 A. 2d 78 (1973), it is my belief that such a procedure is violative of both the Fourth and
As noted in United States ex rel. Leak v. Follette, supra, even courts purporting to follow the rule announced today by the majority have been very resourceful in thinking of persons other than the defendant who could have contradicted the prosecution’s evidence. So in the present case, alibi witnesses could have been called to testify that appellant was elsewhere at the time Chester Darlak was shot and killed in his grocery store. See United States v. McClain, 469 F. 2d 68 (3d Cir. 1972).
Reference
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