Commonwealth v. Gee
Commonwealth v. Gee
Opinion of the Court
OPINION
The appellant, Gregory Gee, was convicted by a jury of murder in the second degree. Following the denial of post-trial motions, a prison sentence of five to fifteen years was imposed. This direct appeal followed.
The prosecution emanated from the fatal stabbing of Glenn Cook, seventeen years of age, outside Overbrook High School in Philadelphia in an atmosphere of hostility between two rival youth gangs, the Moon Gang, most of whose members attended Overbrook, and the June Street Gang, most of whose members attended University High School. Cook, a former student at Overbrook, was on his lunch hour and had accompanied his sixteen-year-old cousin, Tyrone Cook, a student at Overbrook, to the school.
Shortly after the stabbing, Gee, a member of and an officer in the June Street Gang, was taken into police custody and during the questioning that followed admitted he stabbed Cook. However, he explained that when he visited Overbrook that day — it was his day off from work — he heard from friends that “something had kicked with the Moon.” At his point, Gee said, about
The only eyewitness to the occurrence who testified at trial for the Commonwealth was one Steven Lambert, then a student at Overbrook. He stated he was fifteen feet away from Cook and that Cook was standing alone, unarmed and leaning against the front wall of the school building when he was attacked by Gee. He said Gee ran down the front steps of the building, threw his coat onto an automobile upon which other members of the June Street Gang were sitting, approached Cook, shouted “Yeah, You from the Moon Gang” and stabbed him in the chest near the heart. Lambert said Cook then grabbed his chest and tried to run, and Gee followed him still swinging his knife.
Much of this appeal is based on statements made by various eyewitnesses to the incident which appellant contends he was improperly precluded from making adequate use of at his trial and which he describes broadly as “exculpatory.” He cites Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 1196-97, 10 L.Ed.2d 215 (1963) for the proposition that “the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material
Gee argues that a detective testified both at the suppression hearing and later at trial that exculpatory statements existed which would support his claim of self-defense, but a careful reading of the record discloses only that he indicated there were statements, and that these statements were not exculpatory, but accusatory. The record does suggest the existence of statements indicating that at this scene of gang hostility other members of appellant’s own gang were observed with drawn knives — one of which may even have had blood on it— and that someone had a cane. But in view of Gee’s own repeated, uncontroverted, and independently corroborated admission that he had stabbed Glenn Cook, the finding of the pathologist that either wound sustained by
On the day of his arrest, Gee was given a polygraph examination, and he now argues that, apart from the question of the admissibility of the polygraph results themselves which will be discussed subsequently, the Commonwealth’s failure to turn over to defense counsel “every test, every result, every interview sheet that was taken in connection with that polygraph test” was a violation of its duty to turn over exculpatory evidence. This evidence was exculpatory in the sense that it certainly contained exculpatory statements by appellant, but not in the sense that its denial precluded him from any additional evidence; it did not “extrinsically” tend to establish innocence or to mitigate guilt. The record of the suppression hearing makes it clear that the results of the examination were inconclusive, and that in the course of this examination appellant merely gave the same version of the stabbing he gave in his prior informal statement and his subsequent formal statement. Both of these statements were admitted into evidence, and any additional probative value of evidence that he remained firm and consistent in his version of events at an intermediate time would clearly be minimal in light of the consistency already shown and should not be allowed to outweigh the danger of improper inferences arising from references to the polygraph examination. Cf. Commonwealth v. Johnson, 441 Pa. 237, 272 A.2d 467 (1971).
As for pre-trial discovery in general, the law in Pennsylvania is clear that, absent “proof by the defendant, after hearing, of exceptional circumstances and compelling reasons” he may be permitted only “to inspect
At the trial the Commonwealth called only one eyewitness to the killing, Steven Lambert, and indicated to the defense that it was not going to call a number of others who had given statements to the police because they had changed aspects of their stories and were not thought to be reliable witnesses. The changes, however, were not exculpatory in nature and appeared rather to strengthen the evidence of guilt. Appellant nevertheless now argues that in not calling these witnesses the Commonwealth failed in its obligation not to withhold testimony favorable to the accused, apparently on the theory that it thereby precluded him from cross-examining these witnesses about the inconsistencies with their prior statements. The law is clear, however, that the Com
Because of what it continued to regard as exculpatory evidence in these witnesses’ prior statements, the defense determined to call them on its own behalf. Since it appeared that these witnesses might have been involved with one side or the other in the gang hostility that accompanied the killing, a hearing was held in the judge’s chambers to advise each potential witness of his right to counsel and his right not to incriminate himself, and some of them eventually chose not to testify and were excused for this reason. Others indicated that they were willing to testify, but it became apparent that at least some of them were eager to testify not for Gee, but against him. Because of this, the judge repeatedly warned defense counsel that such witnesses might be harmful to his client, and that if he made them his witnesses and they testified adversely, he could not claim surprise and impeach them with their prior statements. Counsel indicated that he still expected them to testify in a manner consistent with their statements to the police, and that this would be helpful to his client. When these witnesses were called to the stand, they did not testify as counsel hoped, and all efforts at contradition or impeachment by means of the prior statements were objected to
The origins of the rule that ordinarily a party cannot impeach the testimony of a witness he himself has called is shrouded in historical obscurity. It is generally thought to be a relic of the primitive time when parties were not supported by witnesses in the modern sense of the word, but by “oath-helpers” whose function was not to attest to facts but the purely partisan one of swearing for the party calling them. See 3A Wigmore, Evidence § 896 (Chadbourn rev. 1970). Since these oath-helpers were ordinarily chosen by the party from among his own relatives, friends, or adherents and countered by similar oath-helpers representing the other side, it was thought appropriate to regard each party as vouching for the credibility of his own witnesses and bound by what they affirmed. Courts have long recognized, however, that a strict application of the ancient voucher rule under the conditions of modern jurisprudence can lead to injustice, and so they have articulated and developed a number of exceptions to the rule, usually without questioning whether the rule itself remains a valid one.
The Commonwealth here contends that defense counsel was not entitled to cross-examine these witnesses on the basis of surprise because he had not talked to the witnesses before calling them, and because he was fully warned by the prosecutor that they were untrustworthy and by the judge that it appeared they might testify against his client. It cites language in Commonwealth v. Turner, 389 Pa. 239, 253, 133 A.2d 187 (1957), and Selden v. Metropolitan Life Insurance Company, 157 Pa.Super. 500, 505, 43 A.2d 571 (1945), for the proposition that to plead surprise a party must be genuinely surprised and not merely disappointed.
“ ‘While as a general rule a party who calls a witness represents him as being worthy of belief and cannot impeach him, this rule has been considerably relaxed to prevent injustice and the tendency of the courts is to permit parties to show the truth without strict regard to technicalities.’ ” (Emphasis in original.)
Pennsylvania courts have frequently permitted parties to contradict or impeach witnesses called by them without a strict requirement of surprise when the interests of truth and justice seem to require it. See, e. g., Commonwealth v. Smith, supra; Commonwealth v. Deitrick, 221 Pa. 7, 70 A. 275 (1908); Commonwealth v. Staino, 204 Pa.Super. 319, 204 A.2d 664 (1964); Commonwealth v. Gomino, supra; Commonwealth v. Gurreri, 197 Pa.Super. 329, 178 A.2d 808 (1962); Commonwealth v. Bartell, 184 Pa. Super. 528, 136 A.2d 166 (1957); Commonwealth v. Bowers, 182 Pa.Super. 628, 127 A.2d 806 (1956).
In addition, the United States Supreme Court has held that in some circumstances the strict application of a state’s voucher rule to prevent a defendant from cross-examining or contradicting a witness he himself has called can be a denial of his right to due process of law. Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973). As Mr. Justice Powell has
Since Gee in a statement prior to trial, the accuracy and voluntariness of which he did not contest at trial, admitted that he had stabbed Glenn Cook, the only significant disputed issue of fact for the jury to resolve was whether or not the decedent first attacked him with a cane, thus absolving him of or mitigating his guilt. He also declared in his statement that he had stabbed the decedent only once and then retreated, while the Commonwealth’s witness, Steven Lambert, testified that, still swinging his knife, he followed in the direction of the retreating Glenn Cook. However, even if the jury were to accept Gee’s version of subsequent events, the uncontroverted and undisputed opinion of the expert pathologist was that either wound alone would have been fatal; thus, Gee would have been responsible for Glenn Cook’s death even if another had subsequently stabbed him. Therefore, although we are hampered by the absence in the record of the statements given by these witnesses to
The record indicates that only one of these witnesses, Leroy Malachi, testified at trial about the stabbing itself. Another witness, Charles Waters, had apparently told the police prior to trial that he had seen several boys with knives and one with a cane, and he repeated this on the witness stand. On cross-examination by the Commonwealth, however, he stated that the boy with the cane was not the decedent but Michael Leatherbury, a member of the June Street Gang. Since the original statement apparently did not say that Glenn Cook had the cane, only that somebody did, there was no contradiction of the earlier statement, only an amplification of it. Defense counsel obviously hoped that testimony that a cane was present would lend support to Gee’s story, but significantly he did not ask the witness who had the cane, and so obviously did not rely on any previous statement that it was in the possession of the decedent. When the Commonwealth brought out on cross-examination the damaging testimony that it was a member of Gee’s own gang who was swinging the cane, thus not only casting doubt on Gee’s version of events but suggesting to the jury where he might have gotten the idea for his story, defense counsel had not only no basis for surprise, but no prior contradiction to provide a basis for impeachment. Similarly, the witness, Leroy Malachi, had apparently stated to the police that Leatherbury had a knife, while on direct he stated that he had a cane; on cross, however, he resolved the apparent contradiction by testifying that Leatherbury had both a knife and a cane, and that he regularly carried the cane because of a crippled leg.
We therefore conclude that in this case the trial judge did not abuse his discretion in preventing defense counsel from cross-examining the witnesses he himself had called. Although it might well be a denial of due process for a court to forbid a defendant from impeaching his own witness strictly on the basis of lack of surprise where the witness had made a prior exculpatory statement "under circumstances that provided considerable assurance of [its] reliability,” as in Chambers v. Mis
Gee further argues that it was error to exclude the results of his polygraph examination. This Court has repeatedly and consistently held that the results of a polygraph examination are inadmissible for any purpose in Pennsylvania because the scientific reliability of such tests has not been sufficiently established. See, e. g., Commonwealth v. Brooks, 454 Pa. 75, 309 A.2d 732 (1973); Commonwealth v. Johnson, supra; De Vito v.
Gee also argues that he was denied a fair trial because of the inconsistency of trial rulings and the conduct of the judge during the course of the trial. After a careful examination of the record, we find the argument to be without merit.
Judgment affirmed.
. A pretrial motion to suppress this evidence was denied, but this rulihg is not challenged.
. A medical pathologist testified that Cook sustained two stab wounds, one of which had entered his chest wall and pierced his heart; the other of which had entered the right flank from the rear and partially severed a major blood vessel in the groin. The witness stated either wound, in itself, was sufficient to cause death.
. See ABA Project on Standards for Criminal Justice, Standards Relating to the Prosecution Function and the Defense Function, § 3.11(a) (Approved Draft, 1971).
. But see Rule 607 of the Federal Rules of Evidence, recently enacted into law, which totally abrogates the common law rule and provides that “The credibility of a witness may be attacked by any party, including the party calling him.” The Notes of the Advisory Committee which promulgated the Rule justify it in this manner: “The traditional rule against impeaching one’s own witness is abandoned as based on false premises. A party does not hold out his witnesses as worthy of belief, since he rarely has a free choice in selecting them. Denial of the right leaves the party at the mercy of the witness and the adversary.” While this new rule and its rationale are not binding upon us, they are highly persuasive indications of the prevalent trend toward liberalization in this area.
. This distinction has been firmly adhered to in Pennsylvania. See, e. g., Commonwealth v. Tucker, 452 Pa. 584, 307 A.2d 245 (1973). We note, however, that it has been strongly criticized as both unrealistic and an inappropriate application of the hearsay rule, since the person who made the statement is available for cross-examination about its truth or falsity. See 3A Wigmore, Evidence § 1018 (Chadbourn rev. 1970). Rule 801(d)(1) of the • Federal Rules of Evidence specifically excludes such prior statements from the category of hearsay.
. The Commonwealth further points out that the pertinent language about surprise from Turner was quoted with approval in our recent decision in Commonwealth v. Thomas, 459 Pa. 371, 329 A.2d 277, 281 (1974). We note, however, that the opinion of the Court in Thomas which drew on the Turner language, represented the views of only three justices. Moreover, the view of at least five justices that the greater part of the cross-examination permitted the prosecution in that case was improper was based not on the absence of surprise, but on the absence of adverseness.
. In Bowers the victim of an alleged statutory rape had voluntarily signed a statement accusing the defendant, her stepfather, and then testified against him at the preliminary hearing. Later the prosecutor was informed by both a letter from defense counsel and the girl personally that she now denied the truth of her prior written statement. When she subsequently repudiated the statement on the stand, the prosecutor was permitted to plead surprise and cross-examine her about the inconsistency. The Superi- or Court held that the cross-examination was within the allowable discretion of the trial court, and that there was a legitimate basis for the plea of surprise because the prosecutor might reasonably have expected the girl to return to her original statement when sworn and placed on the witness stand.
. We do not think that collateral statements, given to police officers by persons who were present during an outbreak of hostility by two rival gangs and who might themselves have been involved in such hostility or had reason to think the police suspected them of such involvement, have the indicia of reliability of the exculpatory statements in Chambers, which were given spontaneously to three different close acquaintances of the witness, were corroborated by independent evidence, and were -gainst the witness’s penal interest. In addition, defense counsel in this case had been warned repeatedly that the witnesses themselves were unreliable and probably adverse, yet he apparently made no effort to talk to them before calling them to the stand.
. We note also, however, that one jurisdiction, Oklahoma, which previously held it to be within the discretion of the trial judge whether or not to admit polygraph results when all parties stipulate to their admission, recently overruled the prior holdings and held such results inadmissible under any circumstances, because “of the potential unreliability of polygraph examinations at this time.” Fulton v. State, 541 P.2d 871 (Okl.Crim.App., 1975).
Dissenting Opinion
(dissenting).
I believe that this case provides a good example (1) why we should abandon the ancient doctrine that the party producing a witness vouches for his truthfulness and (2) why we should admit the prior inconsistent statements of witnesses as evidence concerning the matters contained in the statement.
In this case the police took statements from approximately half a dozen eyewitnesses to the killing. Apparently
Sometime after these statements were given, however, all but one of these witnesses changed their testimony. The Commonwealth called the one witness whose testimony did not change. He testified that he saw no cane and that neither he nor decedent were members of a gang. The Commonwealth refused to call the other witnesses because they were felt to be unreliable, having changed their stories.
It is important to realize that the earlier statements given by the witnesses to the police shortly after the killing were probably as reliable or more reliable than the corresponding in-court testimony.
“In many cases, the inconsistent statement is more likely to be true than the testimony of the witness at the trial because it was made nearer in time to the matter to which it relates and is less likely to be influenced by the controversy that gave rise to the litigation.”
Comment, California Evidence Code § 1285.
Moreover, the witnesses who made the statements are available for cross-examination concerning the earlier statements and the conditions under which they were given.
Allowing such statements to be admitted in evidence for the truth of the matters stated would require just two changes in the law of evidence as it presently exists
The majority’s result serves only to keep relevant and reliable evidence from the jury. Its result serves no greater principle than judicial inertia. I believe that a trial is, fundamentally, a search for an objective account of the events upon which the criminal charges are based. An evidentiary rule which forces the searcher to ignore relevant clues whose reliability can be tested by cross-examination serves no purpose. I, therefore, dissent from the majority’s result.
. None of these statements are in the record, therefore, we must rely on partisan descriptions to determine what they contain.
. The majority asserts that these statements addressed only matters collateral to the central inquiry. I cannot believe that a claim of self-defense and evidence supporting such a claim are collateral to a murder prosecution.
. “It does not follow, however, that prior self-contradictions, when admitted are to be treated as having no affirmative testimonial value, and that any such credit is to be strictly denied them in the mind of the tribunal. The only ground for doing so would be the hearsay rule. But the theory of the hearsay rule is that an extrajudicial statement is rejected because it was made out of court by an absent person not subject to cross-examination .... Here, however, by hypothesis the witness is present and subject to cross-examination. There is ample opportunity to test him as to the basis for his former
3A Wigmore, Evidence § 1018, at 996 (Chadbourn rev. 1970) (emphasis in original).
. “If, from all that the jury see of the witness, they conclude that what he says now is not the truth, but what he said before, they are none the less deciding from what they see and hear of that person and in court.”
Di Carlo v. United States, 6 F.2d 364, 368 (2d Cir. 1925) (Learned Hand, J.).
. See McCormick, Evidence § 251 (1972).
. This result would also appear to be required by Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973).
Reference
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