Commonwealth v. Tarver
Commonwealth v. Tarver
Opinion of the Court
In this appeal we are presented with a collateral attack upon a judgment of sentence entered April 2, 1971 by the Court of Common Pleas of Dauphin County requiring appellant to serve a term of imprisonment of not less than 10 nor more than 20 years for the crime of aggravated robbery. At the time of the imposition of this sentence, the court directed that it be computed consecutively with a life sentence that had been previously imposed under a murder indictment arising from the same criminal episode. We find that the imposition of this second punishment for the charge of robbery violated the multiple punishment aspect of the Double Jeopardy Clause of the Fifth Amendment.
On the morning of December 2,1968, a branch bank of the Dauphin Trust Company in Harrisburg was robbed. During the course of the commission of the robbery a patron of the bank was shot and killed. Appellant and two other persons were apprehended and appellant was indicted for murder on December 12, 1968. Almost two months later (February 3, 1969) he was also indicted on charges of aggravated robbery, conspiracy, and unlawful carrying of firearms, as a result of the same incident. On May 2, 1969, appellant was arraigned on all charges, entered a plea of not guilty to each bill of indictment and requested trial by jury.
On June 2, 1969, appellant changed his plea from not guilty to guilty on the murder indictment. Three days later, a three-judge panel conducted a degree of guilt hearing at which it was determined appellant was guilty of murder of the first degree, based upon a finding that the killing was perpetrated in the course of and was in furtherance of the robbery.
On March 14, 1978, appellant, pro se, filed a Post Conviction Hearing Act
The specific question raised by the instant double jeopardy claim is whether the imposition of sentence on a constituent offense is impermissible where the offender has previously been sentenced upon the greater offense. To begin consideration of this question, it will be helpful to identify certain basic principles that govern this area of the law.
The double jeopardy protection of the Fifth Amendment of the United States Constitution has been made applicable to the States through the Fourteenth Amendment. Benton v. Maryland, 395 U.S. 784, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969). That clause provides: “. . . nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb; ...” The constitutional prohibi
We must begin our analysis by determining whether the robbery was the same offense as the felony-murder. The following test for determining when two charges constitute the “same offense” was first articulated by the U.S. Supreme Court in Blockburger v. U. S., 284 U.S. 299, 304, 52 S.Ct. 180, 182, 76 L.Ed. 306 (1932):
The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one is whether each provision requires proof of a fact which the other does not.
In Brown v. Ohio, supra, the Court specifically discussed the applicability of the Blockburger test to instances where the concern was a constituent offense. In Brown the Court was faced with the question of the appropriateness of a separate sentence for the theft of an automobile following the imposition of sentence upon the lesser included offense of .operating the vehicle without the owner’s consent. Commenting upon the Brown holding, the Court said, in a later decision in Illinois v. Vitale, supra, “holding that the second prosecution was barred, by the Double Jeopardy Clause and the Fourteenth Amendment, we observed that ‘the prosecutor who has established joyriding need only prove the requisite intent in order to establish auto theft’ ” but we also noted that “the prosecutor who has established auto theft necessarily has established joyriding as well.”
Both observations were essential to the Brown holding. Had the State been able to prove auto theft, without also proving that the defendant took, operated or kept the auto without the consent of the owner — if proof of the auto theft had not necessarily involved proof of joyriding — the successive prosecutions would not have been for the “same offense” within the meaning of the Double Jeopardy Clause. Illinois v. Vitale, supra, 447 U.S. at 417, 100 S.Ct. at 2266.
Another decision which sheds light on our instant inquiry is Harris v. Oklahoma, 433 U.S. 682, 97 S.Ct. 2912, 53 L.Ed.2d 1054 (1977). In Harris the Court was unanimous in its conclusion that a defendant’s conviction for felony-murder based on a killing in the course of an armed robbery barred a subsequent prosecution against the same defendant for the robbery. In further explication of its Harris holding, the Court in Illinois v. Vitale, supra, stated:
The Oklahoma felony murder statute on its face did not require proof of a robbery to establish felony murder; other felonies could underlie a felony murder prosecution. But for the purposes of the double jeopardy clause, we did not consider the crime generally described as felony murder as a separate offense distinct from its various elements. Rather, we treated a killing in the course of a robbery as itself a statutory offense, and the robbery as a species of lesser included offense.
Id., 447 U.S. at 420, 100 S.Ct. at 2267.
From the foregoing authority, it is apparent that the conclusion of the majority of this Court in Commonwealth v. Sparrow, supra, holding that robbery was a discrete offense, for purposes of double jeopardy, is clearly erroneous.
Under the 1939 Penal Code, which was in effect at the time of this crime, it is clear that the underlying felony of robbery was a constituent offense of the felony-murder and, therefore, the “same offense” under the terms of the Block-burger formulation. Under the 1939 Penal Code, no statutory definition was provided for the crime of murder. The Code merely separated that offense into two degrees-murder of the first degree and murder of the second degree. Act of June 24, 1939, P.L. 872, § 701, 18 P.S. § 4701. Under the common law of this Commonwealth, murder was defined as a malicious killing. Commonwealth v. Drum, 58 Pa. 9 (1869). See also, Commonwealth v. Ladd, 402 Pa. 164, 166 A.2d 501 (1961); Commonwealth v. Redline, 391 Pa. 486, 137 A.2d 472 (1958); Commonwealth v. Dorazio, 365 Pa. 291, 74 A.2d 125 (1950). The malice could be either expressed or implied. Commonwealth v. Palmer, 448 Pa. 282, 292 A.2d 921 (1972); Commonwealth v. Chermansky, 430 Pa. 170, 242 A.2d 237 (1968); Commonwealth v. Lawrence, 428 Pa. 188, 236 A.2d 768 (1968). Malice was imputed because of the felony tinder the common law doctrine of felony-murder.
. . . the doctrine of felony-murder became firmly imbedded in the common law. As applied in Pennsylvania, common law felony-murder ‘is a means of imputing malice where it may not exist expressly. Under this rule, the malice necessary to make a killing, even an accidental one, murder, is constructively inferred from the malice incident to the perpetration of the initial felony.’ Commonwealth ex rel. Smith v. Myers, 438 Pa. 218, 224-25, 261 A.2d 550, 553 (1970). Commonwealth v. Yuknavich, 448 Pa. 502, 506, 295 A.2d 290, 292 (1972).
Additionally, there is a second reason under our law which also compels the conclusion that the robbery was a constitu
Having decided that Mr. Tarver has raised a meritorious double jeopardy violation, we must now determine whether he is entitled to relief under the Post Conviction Hearing Act.
We will first discuss our reasons for the rejection of the claim of ineffective assistance of counsel. The charge of ineffectiveness is based upon counsel’s failure to assert the double jeopardy objection that we have here found to be meritorious. However, the record reflects that at the earliest possible stages, a complaint was made by counsel on appellant’s behalf protesting the attempt to try and convict him on the robbery after his conviction and sentence on the murder. Prior to trial on these offenses, appellant unsuccessfully moved to quash the indictment for robbery. This argument was pursued in the appeal to the Superior Court
Appellant argues that the ineffectiveness charge was nonetheless justified because counsel employed a merger concept to raise the complaint that a subsequent trial and sentence for robbery would be impermissible. It is contended that counsel should have clarified the distinction between the evidentiary concept of merger and a double jeopardy violation. While we now agree with the legitimacy of the distinction, we cannot say that prior counsel’s failure to articulate it amounted to ineffectiveness of counsel. Under the law at the time of prior counsel’s stewardship, it was the prevalent view in this jurisdiction that a resolution of the merger question was determinative of the double jeopardy complaint. Commonwealth v. Sparrow, supra. Having diligently pursued the merger theory, it cannot be said that prior counsel acted without reasonable basis.
Having concluded that there was no waiver and consequently the effectiveness of counsel is not at issue, we turn to the final question whether appellant is foreclosed under section 4(a). Section 4(a) provides:
(a) For the purpose of this act, an issue is finally litigated if:
(1) It has been raised in the trial court, the trial court has ruled on the merits of the issue, and the petitioner has knowingly and understanding^ failed to appeal the trial court’s ruling; or
(2) The Superior Court of the Commonwealth of Pennsylvania has ruled on the merits of the issue and the*331 petitioner has knowingly and understandingly failed to avail himself of further appeals; or
(3) The Supreme Court of the Commonwealth of Pennsylvania has ruled on the merits of the issue.
Here the issue was raised at every step, thus the critical question is whether this Court ruled on the merits of the question. The Commonwealth suggests that our affirmance in Tarver II forces the issue to be resolved in its favor. We cannot agree. In Tarver II there was a limited grant of review and we considered only the question that we directed the parties to present to us. As has been stated, we did not consider this issue in our decision in Tarver II. As to this issue, the case stands in the posture of a denial of review by this Court. Since a finding of finally litigated under section 4(a) requires a showing that the Supreme Court has ruled on the merits of the issue, see Commonwealth v. Holly, 483 Pa. 371, 396 A.2d 1215 (1979); Commonwealth v. Rightnour, 469 Pa. 107, 364 A.2d 927 (1976); Commonwealth v. Cheeks, 429 Pa. 89, 239 A.2d 793 (1968), that requirement is not met by a denial of allocatur.
Accordingly, the Order denying post conviction relief is reversed and the judgment of sentence entered upon the robbery conviction is vacated and appellant discharged under that bill of indictment.
LARSEN, J., filed a dissenting opinion in which KAUFF-MAN, J., joined.
. Act of June 24, 1939, P.L. 872, § 701, 18 P.S. § 4701. (Repealed June 6, 1973) (current version at 18 Pa.C.S.A. § 2502).
. 19 P.S. § 1180-1 et seq. (Supp. 1978-79) (Repealed April 28, 1978) (current version at Pa.R.Crim.P., Rules 1501 through 1506).
. In Sparrow the majority focused on the doctrine of merger and concluded that the underlying felony of robbery did not merge with the felony-murder. Without further explication, that opinion also concluded that no double jeopardy problem was posed. This writer dissented in Sparrow. See Commonwealth v. Sparrow, 471 Pa. 490,
. See n.2, supra.
. This is the basis for the Commonwealth’s argument that the issue has been Anally litigated under section 4(a). The allocatur grant for Tarver II was confined to a consideration of the Campana question. Commonwealth v. Campana, 452 Pa. 233, 304 A.2d 432 (1973), vacated and remanded, 414 U.S. 808, 94 S.Ct.. 73, 38 L.Ed.2d 44 (1973), on remand, 455 Pa. 622, 314 A.2d 854 (1974), cert. denied, 417 U.S. 969, 94 S.Ct. 3172, 41 L.Ed.2d 1139 (1974).
Dissenting Opinion
dissenting.
I dissent. Appellant committed two distinct and discrete crimes — aggravated robbery and murder — and he should be sentenced on both. In Commonwealth v. Sparrow, 471 Pa. 490, 370 A.2d 712 (1977), this Court held that aggravated robbery is not a “necessary ingredient” of murder, and that double jeopardy does not bar conviction and sentencing on both offenses. I believe Sparrow was correctly decided, and that the majority has erred in ignoring this clear precedent.
Consequently, I would affirm the judgment of sentence.
KAUFFMAN, J., joins in this dissenting opinion.
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, v. Foster Lee TARVER, Appellant
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- 145 cases
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- Published